United States v. Shavers (1:15-cr-00157)

SEALED COMPLAINT as to Trendon T. Shavers (1) in violation of 15 U.S.C. 78j(b)& 78ff; 17 C.F.R. 240.10B-5; 18 U.S.C. 1343 & 2. (Signed by Magistrate Judge Henry B. Pitman) (gq) [1:14-mj-02465-UA] (Entered: 11/25/2014)

Arrest of Trendon T. Shavers in the United States District Court - Eastern District of Texas (Sherman). (gq) [1:14-mj-02465-UA]

Oral Order to Unseal Case as to Trendon T. Shavers. (Signed by Magistrate Judge Michael H. Dolinger on 11/24/2014)(gq) [1:14-mj-02465-UA]

ORDER APPOINTING FEDERAL PUBLIC DEFENDER as to Trendon T. Shavers. Christopher Aaron Flood for Trendon T. Shavers appointed. (Signed by Magistrate Judge Michael H. Dolinger on 11/24/2014)(gq) [1:14-mj-02465-UA] (Entered: 11/25/2014)

PRB APPEARANCE Bond Entered as to Trendon T. Shavers in amount of $100,000. Co-signed by 1 financially responsible person (deft's wife). Travel restricted to SDNY/ED. Texas and corridor to enable travel to SDNY. Surrender travel documents (& no new applications). None. Regular pretrial supervision. Deft to be released on own signature; remaining conditions to be met by 12/8/14.(gq) [1:14-mj-02465-UA] (Entered: 11/25/2014)

ORDER TO CONTINUE IN THE INTEREST OF JUSTICE as to Trendon T. Shavers. Time excluded from 12/19/14 until 1/20/15. (Signed by Magistrate Judge Andrew J. Peck on 12/19/14)(jbo) [1:14-mj-02465-UA] (Entered: 12/24/2014)

ORDER TO CONTINUE IN THE INTEREST OF JUSTICE as to Trendon T. Shavers re: 9 Order to Continue - Interest of Justice. Time excluded from 1/20/15 until 2/19/15. Follows oral order of 1/20/15. (Signed by Magistrate Judge Frank Maas on 1/20/15)(jbo) [1:14-mj-02465-UA]

ORDER TO CONTINUE IN THE INTEREST OF JUSTICE as to Trendon T. Shavers re: 9 Order to Continue - Interest of Justice. Time excluded from 2/19/15 until 3/23/15. Follows oral order of 2/19/15. See 2/18/15 Ferrara affirmation. (Signed by Magistrate Judge Henry B. Pitman on 2/19/15)(jbo) [1:14-mj-02465-UA]

Case Designated ECF as to Trendon T. Shavers. (jm)

MEMO ENDORSEMENT granting 13 CONSENT LETTER MOTION filed by Trendon T. Shavers (1), addressed to Judge Lewis A. Kaplan from AUSA Michael Ferrara dated March 12, 2015 re: Schedule Arraignment and Initial Pretrial Conference. The Government writes to respectfully request that the Court schedule arraignment and an initial pretrial conference in this matter for March 23, 2015 at 3:30, a time I understand is convenient for the Court. To the extent the time from today to March 23 is not automatically excluded from the Speedy Trial Act's operation, see 18 U.S.C. § 3161(h)(1)(F) (excluding delay of 10 days resulting from "transportation of any defendant from another district"), the Government moves to exclude it in the interests of justice and to ensure continuity of counsel, see id. § 3161 (h)(7)(A) & (B)(iv). ENDORSEMENT: Granted in all respects. Time excluded. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 3/13/2015) (bw) (Entered: 03/16/2015)

TRANSPORTATION ORDER as to Trendon T. Shavers. Upon the application of Trendon Shavers, by his attorney, Christopher Flood Esq., Federal Defenders of New York, pursuant to 18 U.S.C. § 4285, and upon a finding of indigence and in the interests of justice, it is hereby ORDERED that the United States Marshals Service furnish Trendon Shavers with funds to cover the cost of airfare and between New York, New York and Sherman, Texas so that he may return home following his 3:30 P.M. court appearance in the United States District Court, Southern District of New York on Monday, March 23, 2015; and it is hereby further ORDERED that the aforesaid expenses shall be paid by the United States Marshals Service. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 3/22/2015)(bw) (Entered: 03/23/2015)

Minute Entry for proceedings held before Judge Lewis A. Kaplan: Scheduling Conference as to Trendon T. Shavers held on 3/23/2015. Shavers present with attorney Christopher A. Flood. AUSA Michael Ferrara present. Court reporter Rebecca Forman present. Government to make discovery by 4/14/15. Defendant's motions due by 5/29/15; Government opposition due by 6/12/15; reply brief due by 6/19/2015; oral argument or a conference scheduled for 6/25/15 at 10:00am. Defendant to produce documents to Government by 7/2/15. Trial scheduled to commence 11/3/15. Time from today through 11/3/2015 excluded from speedy trial calculations in the interests of justice. Defendant remained released on bail. (jbo)

CONSENT LETTER MOTION addressed to Judge Lewis A. Kaplan from Michael Ferrara dated 1 Apr. 2015 re: Protective Order . Document filed by USA as to Trendon T. Shavers. (Attachments: # 1 Text of Proposed Order)(Ferrara, Michael) (Entered: 04/01/2015)

PROTECTIVE ORDER as to Trendon T. Shavers. On the motion of the United States of America, by Preet Bharara, United States Attorney, by Michael Ferrara and Daniel S. Goldman, Assistant U.S. Attorneys, and with the consent of defendant Trendon T. Shavers, through his counsel, Christopher A. Flood, Esq., IT IS HEREBY ORDERED: 1. Photocopies, images, and files of certain discovery materials reflecting individuals' identity and other personal information (including but not limited to names, addresses, telephone numbers, email addresses, social security numbers, bank account numbers, and medical information) produced by the Government in this action pursuant to Federal Rule of Criminal Procedure 16 are deemed "Confidential Information." 2. Confidential Information disclosed to the defendant or his attorney during the course of proceedings in this action: a. shall be used by the defendant or his attorney only for purposes of this action;...[See this Protective Order]... 3. The defendant and his attorney shall provide a copy of this Order to Designated Persons to whom they disclose Confidential Information pursuant to paragraph 2(c). Designated Persons shall be subject to the terms of this Order. 4. The provisions of this Order shall not be construed as preventing the disclosure of any information in any motion, hearing, trial, or sentencing proceeding held in this action, or to any judge or magistrate of this Court for purposes of this action. (Signed by Judge Lewis A. Kaplan on 4/2/2015)(bw) (Entered: 04/02/2015)

NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Trendon T. Shavers. Notice is hereby given that an official transcript of a Conference proceeding held on 3/23/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 04/27/2015)

TRANSPORTATION ORDER as to Trendon T. Shavers. Upon the application of Trendon Shavers, by his attorney, Christopher Flood Esq., Federal Defenders of New York, pursuant to 18 U.S.C. Section 4285, and upon a finding of indigence and in the interests of justice, it is hereby ORDERED that the United States Marshals Service furnish Trendon Shavers with funds to cover the cost of roundtrip airfare between New York, New York and Sherman, Texas for Mr. Shavers' upcoming court appearance in the United States District Court, Southern District of New York on Thursday, July 16, 2015 at 2 P.M.; and it is hereby further ORDERED that the aforesaid expenses shall be paid by the United States Marshals Service. SO ORDERED: (Signed by Judge Ronnie Abrams, Part I, on 7/13/2015)(bw) (Entered: 07/13/2015)

As to Trendon T. Shavers: Status Conference set for 9/10/2015 at 03:45 PM before Judge Lewis A. Kaplan. (Signed by Judge Lewis A. Kaplan on 7/16/15)(ajc)

MEMO ENDORSEMENT granting 24 LETTER MOTION Reschedule Conference as to Trendon T. Shavers...ENDORSEMENT...Adjourned to 9/21/15 at 3:45pm. Time excluded through 9/21/15. (Signed by Judge Lewis A. Kaplan on 9/9/15) (jw) (Entered: 09/09/2015)

Minute Entry for proceedings held before Magistrate Judge Sarah Netburn: Change of Plea Hearing as to Trendon T. Shavers held on 9/21/2015. Defendant appears with attorney Christopher Flood. A.U.S.A. Mike Ferrara for the Government. Court reporter present. Defendant withdraws plea of not guilty and enters a plea of guilty to Count #1. Magistrate Judge Netburn recommends that Judge Kaplan accept the plea. PSI Ordered. Sentencing date 2/3/2016. Bail Continued. (ajc) Modified on 9/21/2015 (ajc).

Minute Entry for proceedings held before Magistrate Judge Sarah Netburn: Plea entered by Trendon T. Shavers (1) Guilty as to Count 1. (ajc)

CONSENT TO PROCEED BEFORE US MAGISTRATE JUDGE ON A FELONY PLEA ALLOCUTION by Trendon T. Shavers. (Accepted by Magistrate Judge Sarah Netburn on 9/21/2015) (bw) (Entered: 09/21/2015)

TRANSCRIPT of Proceedings as to Trendon T. Shavers re: Plea held on 9/21/15 before Magistrate Judge Sarah Netburn. Court Reporter/Transcriber: Linda Fisher, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/13/2015. Redacted Transcript Deadline set for 11/23/2015. Release of Transcript Restriction set for 1/21/2016. (McGuirk, Kelly) (Entered: 10/20/2015)

Minute Entry for proceedings held before Magistrate Judge Henry B. Pitman: Deft. present with atty Paul; AUSA Kamaraju also present. Arraignment as to Trendon T. Shavers (1) Count 1,2 Trendon T. Shavers (1) Count 1,2 held on 4/19/2016., Plea entered by Trendon T. Shavers (1) Count 1,2 Trendon T. Shavers (1) Count 1,2 Not Guilty., As to Trendon T. Shavers( Status Conference set for 4/29/2016 at 03:00 PM before Judge Lewis A. Kaplan.) (jm)

SENTENCING SUBMISSION by Trendon T. Shavers. (Attachments: # 1 Exhibit redacted)(Shroff, Sabrina) (Entered: 07/07/2016)

Minute Entry for proceedings held before Judge Lewis A. Kaplan: Sentencing held on 7/21/2016 for Trendon T. Shavers (1) Count 1. Defendant Trendon T. Shavers present with attorneys Sabrina Shroff and Christopher A. Flood. AUSAs Michael Ferrara and Daniel S. Goldman present. Court reporter Tara Jones present. Defendant sentenced to 18 months, that he thereafter serve a term of supervised release of 3 years, and that he pay the mandatory special assessment of $100. It is further adjudged that he forfeit to the United States the sum of $1,228,660.93, as more fully set forth in the order of forfeiture signed 7/21/16 on terms to be determined on October 5, 2016 at 3:00pm. The following special conditions of supervision apply: 1) The defendant shall provide the probation officer with any financial information he or she may request; 2) The defendant shall not incur new credit charges or open additional lines of credit without the approval of the probation officer; 3) The defendant shall report to the nearest probation office within 72 hours after he is released from custody. The mandatory drug testing condition is suspended because the Court finds a low risk of substance abuse. On motion of the Government, the Court granted the application for voluntary surrender. The defendant is continued on bail subject to the direction that he surrender to the Bureau of Prisons on the date, by the time, and at the place designated by it for the service of his sentence. The Court orders that he surrender on the date, by the time, and at that place. Further, if for any reason he hasn't surrendered to the Bureau of Prisons by September 13, 2016, he shall surrender to the U.S. marshal for this district on the 4th floor of this building before 2 p.m. on that date. Any failure to comply with these conditions may result in a prosecution for escape, criminal contempt of court, and revocation of his bail. (jbo) Modified on 8/22/2016 (Mohan, Andrew).

CONSENT PRELIMINARY ORDER OF FORFEITURE/MONEY JUDGMENT as to Trendon T. Shavers. IT IS HEREBY STIPULATED AND AGREED, by and between the UnitedStates of America, by its attorney Preet Bharara, United States Attorney, Assistant United States Attorneys Daniel S. Goldman and Michael Ferrara, of counsel, and Shavers and his counsel, Sabrina P. Shroff and Christopher A. Flood, Esq. that as a result of the offense charged in Count One of the Indictment, to which Shavers pied guilty, a money judgment in the amount of $1,228,660.93 in U.S. currency (the "Money Judgment") shall be entered against Shavers. Pursuant to Federal Rule of Criminal Procedure 32.2(b)(4), upon entry of this Consent Preliminary Order of Forfeiture/Money Judgment, this Consent Preliminary Order of Forfeiture/Money Judgment is final as to Shavers, shall be deemed part of Shavers' sentence, and shall be included in the judgment of conviction therewith. (Signed by Judge Lewis A. Kaplan on 7/21/2016)(jw) (Entered: 08/01/2016)

TRANSCRIPT of Proceedings as to Trendon T. Shavers re: Sentence held on 7/21/16 before Judge Lewis A. Kaplan. Court Reporter/Transcriber: Tara Jones, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/12/2016. Redacted Transcript Deadline set for 9/22/2016. Release of Transcript Restriction set for 11/21/2016. (McGuirk, Kelly) (Entered: 08/19/2016)

JUDGMENT IN A CRIMINAL CASE (Correction of Sentence for Clerical Mistake) as to Trendon T. Shavers (1), Pleaded guilty to Count(s) 1. Imprisonment: 18 Months. Supervised Release: 3 Years. Count(s) 2, Dismissed. The defendant shall surrender to the Bureau of Prisons on the date, and by the time, and at the place designated by it for the service of his sentence. If for any reason the defendant hasn't surrendered to the BOP by 9/13/16 he shall surrender to the U.S. Marshal for the Southern District of New York on the 4th floor of this building before 2:00pm on that date. The court makes the following recommendations to the Bureau of Prisons: That consistent with the defendant's security classification, he be designated to FCI Seagoville. Special Assessment of $100 which is due immediately.. (Signed by Judge Lewis A. Kaplan on 8/19/2016)(jw) (Entered: 08/25/2016)

LETTER by Trendon T. Shavers addressed to Judge Lewis A. Kaplan from Sabrina P. Shroff dated September 29, 2016 (Attachments: # 1 Exhibit A)(Shroff, Sabrina) (Entered: 09/29/2016)

LETTER by USA as to Trendon T. Shavers addressed to Judge Lewis A. Kaplan from AUSA Michael Ferrara dated 9/29/2016 re: The Government does not object to a three day extension of defendant Shaver's surrender date. Document filed by USA.(Mohan, Andrew) (Entered: 09/30/2016)

ORDER OF RESTITUTION as to (15-Cr-157-1) Trendon T. Shavers. Upon the application of the United States of America, by its attorney, Preet Bharara, United States Attorney for the Southern District of New York, Daniel S. Goldman and Michael Ferrara, Assistant United States Attorneys, of counsel; the presentence report; defendant Trendon T. Shavers' conviction on Count One of the above-referenced Indictment (the "Indictment"); and by Order of the Court at Shavers' July 21, 2016 sentencing; and all other proceedings in this case, it is hereby ORDERED: 1. Amount of Restitution. Shavers shall pay restitution in the total amount of $910,636.16 to the victims of the offenses charged in Count One of the Indictment. The names and addresses of the victims are set forth in the Schedule of Victims attached hereto. Upon advice of a victim's change of address, the Clerk of the Court is authorized to send payments to the new address without further order of the Court. 2. Payment Schedule. Shavers shall make restitution to victims payable to the Clerk of Court, United States District Court. Restitution shall be paid at the rate of 10% of Shavers' gross monthly income. 3. Change of Address. Shavers shall notify the U.S. Attorney for this district within 30 days of any change of mailing or residence address that occurs while any portion of the restitution remains unpaid. 4. Sealing. Consistent with 18 U.S.C. §§ 377l (a)(8) and 3664(d)(4), and Federal Rule of Criminal Procedure 49.1, to protect the privacy interests of victims, the Schedule of Victims attached hereto shall be filed under seal, except that copies may be retained and used or disclosed by the Government, the Clerk's Office, and the U.S. Probation Department, as need be to effect and enforce this Order, without further order of the Court. SO ORDERED: (Signed by Judge Lewis A. Kaplan on 10/14/2016)(bw) (Entered: 10/14/2016)