17-1693 (Con)
United States v. Dasilva

                               UNITED STATES COURT OF APPEALS
                                   FOR THE SECOND CIRCUIT

                                  AMENDED SUMMARY ORDER

RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.

        At a stated term of the United States Court of Appeals for the Second Circuit, held
at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New
York, on the 23rd day of April, two thousand nineteen.

PRESENT:
                   ROBERT A. KATZMANN,
                         Chief Judge,
                   JOHN M. WALKER,
                   JOSÉ A. CABRANES,
                         Circuit Judges.


UNITED STATES OF AMERICA,

                           Appellee,

                   v.                                    No. 17-1140 (L) 17-1693 (Con)

ROBERT HAUGHTON, AKA Duke,
ONEIL DASILVA, AKA Soxx, AKA Bobby Soxx,

                           Defendant-Appellant,

NICO BURRELL, AKA ZICO NICO, DOUGLAS MCLARTY, AKA Q-DON, AKA Q-DIZZY,
MARTIN MITCHELL, AKA TYLIEK, DONQUE TYRELL, AKA POLO RELL, GERARD
BASS, AKA RODDO, DOMNICK SHERLAND, AKA D-NICK, BARFFOUR ABEBERSE,
AKA DUCE BIGGA, MASHUD YODA, AKA PAPA OLA, ANDERSON ROSS, AKA
BOOGY, AKA BOOGY BOO, AKA RAY ALLEN, JR., ANTHONY KING, AKA ANT-DOG,
MARK WILLIAMS, AKA SPANGLER, AKA MARKIE BOSSIN, QUAYSEAN CANNONIER,
AKA TIC-TIC, TAYQUAN TUCKER, AKA CHICKEN, AKA CHICKENITA, WILLIAM
REID, AKA UPTOWN WILL, MARLON ROBERTS, AKA FETTI, ABDULLAH YODA, DBA
DELLAH, KENNETH RUGGS, AKA MONEY MAKING KENNY, CALVIN RUGGS,
FABIAN MORRISON, AKA FABO, SHAQUILLE DEWAR, AKA SHAQ DOE, DESEAN
BENNETT, AKA DOOLA, JAFAR BORDEN, AKA JAFFY, JOSE RODRIGUEZ, AKA HOV,
SHAVON WRIGHT, AKA BHIPPY, AKA YUNG BHIPPY, RASHEID BUTLER, AKA RAH,
BRIAN RICHARDS, AKA B-RICH, DEVANTE JOSEPH, AKA WIZ, STEPHAN CLARKE,
JAMES PILGRIM, AKA JIZZLE, MICHELLE JEMISON, AKA PEBBLES, IVANJOEL
ARYEETEY, AKA IJOE, AKA IVAN, JAMAL BLAIR, AKA FISH, DURELL GUY, HAKEEM
CAMPBELL, AKA OCKY, AKA ACKEE, RICHARD PHILLIPS, AKA G-MACK, RUSHAUN
BROWN, AKA BOOBIE, MICHAEL FRANCIS, AKA MIKEY BANDZ, TYRONE GRAY,
LAMAR FRANCIS, AKA LAMMY, AKA ANDREW BLACKS, SHANE BENNETT, AKA
FATTAH, DAVID JONES, RICARDO STEWART, AKA CARDO, DANTE PLUMMER, AKA
TAE, JOEL HARGROVE, AKA FLOW, SHAWN REID, AKA SAMA, AKA SAMA LAMA,
BRADLEY WILSON, AKA BROADWAY, ROBERT FELICIANO, DANTE STEPHENS, AKA
JIBBA, CARLETTO ALLEN, AKA JOKER, SHAQUILLE JOHN, AKA POPPY, OKEIFA
JOHN, AKA RATTY, MICHAEL REDLEY, AKA MIKEY, AKA JONES, ALBERT
AMPONSAH, AKA JUNGLE, RICHARD MONTAGUE, AKA SPANKS, ANTHONY
LETTERIO, AKA YAY, RAI THOMAS, AKA RITCH, JAVONE PEARCE, AKA JEVY,
SHANICE JOHN, DOMINIQUE BASS, AKA DOMO, RICARDO BURGESS, AKA ZILLA,
DAQUAN REID,
                Defendants.


 For Defendant-Appellant:                        ALAN M. NELSON, 3000 Marcus Ave., Lake
                                                 Success, NY.

 For Appellee:                                   KARL METZNER and Rachel Maimin,
                                                 Assistant United States Attorneys, for
                                                 Geoffrey S. Berman, United States Attorney
                                                 for the Southern District of New York, New
                                                 York, NY.

       Appeal from a judgment of the United States District Court for the Southern District of

New York (Nathan, J.).

       UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND

DECREED that the judgment of the district court is AFFIRMED.1

       Oneil Dasilva appeals from a judgment of conviction entered on May 17, 2017, by the

United States District Court for the Southern District of New York (Nathan, J.) sentencing him

principally to a term of 180 months’ imprisonment following a guilty plea. We assume the



       1
         Two motions in a related case, United States v. Haughton, No. 17-1140, are both
granted: (1) Haughton’s attorney’s motion to be relieved as counsel to Haughton, pursuant to
Anders v. California, 386 U.S. 738 (1967), ECF No. 35, and (2) the Government’s motion for
summary affirmance of Haughton’s conviction and sentence, ECF No. 98.
                                               2
parties’ familiarity with the underlying facts, the procedural history of the case, and the issues on

appeal.

          Dasilva argues that his guilty plea (as well as his sentence) should be vacated because the

district court violated Federal Rule of Criminal Procedure 11, which is “designed to assist the

district judge in making the constitutionally required determination that a defendant’s guilty plea

is truly voluntary.” United States v. Maher, 108 F.3d 1513, 1520 (2d Cir. 1997). He primarily

argues that the district court failed to advise him (i) that the United States Sentencing Guidelines

(“U.S.S.G.” or the “Guidelines”) are advisory, (ii) that it could impose a sentence other than the

sentence that Dasilva and the government stipulated to in his plea agreement, and (iii) that

consideration of the 18 U.S.C. § 3553(a) factors could lead to a sentence greater than the

stipulated sentence, even if that stipulated sentence reflected a proper U.S.S.G. calculation.

          “A guilty plea operates as a waiver of constitutional rights, including the rights to a jury

trial and against self-incrimination, and it is therefore valid only if done voluntarily, knowingly,

and intelligently, with sufficient awareness of the relevant circumstances and likely

consequences.” United States v. Johnson, 850 F.3d 515, 521 (2d Cir. 2017).2 “Entry of a guilty

plea must be a knowing and intelligent act done with sufficient awareness of the relevant

circumstances and likely consequences.” United States v. Gonzales, 884 F.3d 457, 460 (2d Cir.

2018) (per curiam). “[T]his Circuit has adopted a standard of strict adherence to Rule 11,” so

“we examine critically even slight procedural deficiencies to ensure that the defendant’s guilty

plea was a voluntary and intelligent choice, and that none of the defendant’s substantial rights

has been compromised.” United States v. Livorsi, 180 F.3d 76, 78 (2d Cir. 1999). Unless there is

an objection to a flaw in the plea colloquy, “strict adherence” to Rule 11 is subject to plain error




          2
          Unless otherwise indicated, case quotations omit all internal quotation marks,
alterations, footnotes, and citations.
                                                 3
review, which “does not frequently require vacatur of a plea.” United States v. Pattee, 820 F.3d

496, 503 (2d Cir. 2016), cert. denied, 137 S. Ct. 222 (2016).

        Plain error review requires a defendant to demonstrate (1) error, (2) that was plain, (3)

that “prejudicially affected his substantial rights,” and (4) “seriously affected the fairness,

integrity or public reputation of judicial proceedings.” Id. at 505. “In order to establish that a

Rule 11 violation affected ‘substantial rights,’ the defendant must show that there is a reasonable

probability that, but for the error, he would not have entered the plea.” Id. We consider plain

error “[i]n the context of the entire record.” Id. at 506. Dasilva did not object to the district

court’s alleged failure to comply with Rule 11 during the plea hearing and we therefore review

for plain error.

        Dasilva entered his plea voluntarily and willingly. Despite Dasilva’s arguments to the

contrary, the record below indicates that the district court carefully apprised Dasilva of the rights

he was waiving by pleading guilty, explicitly clarified that it was not bound by the stipulated

guidelines range of 120 months’ imprisonment that he and the government had outlined in his

plea agreement, that the Guidelines are advisory, and that the district court would evaluate the

§ 3553(a) sentencing factors when imposing his sentence.

        Dasilva argues that the district court’s mention of the § 3553(a) factors was insufficient:

the district court should have explained that, “even if the stipulated guideline range was found to

be correct,” the § 3553(a) factors allowed the court to “vary above the stipulated guideline range

and impose a sentence in excess of 120 months[’] imprisonment.” Appellant Br. 39. This belies

the record below. The district court did just that. The district court plainly referred to the

sentencing factors during Dasilva’s plea allocution and mentioned multiple times that the district

court was not bound by any agreement with respect to a sentence that Dasilva had reached with

the government. Moreover, Dasilva’s own sentencing submissions evince that he was aware that

“the Court is required to consider the Guidelines together with all of the factors set forth in 18
                                                 4
U.S.C. § 3553(a) in determining a reasonable sentence in each individual case.” App’x. 90

(emphasis added). Dasilva knew that an application of the § 3553(a) factors could lead a court to

vary from a Guidelines-range sentence. That is precisely what the district court did, and what the

district court informed Dasilva it would do.

       Dasvila also argues that, by asking the government to comment on the case at sentencing,

the district court “all but invited” the government to argue for a sentence above the stipulated

sentence. Appellant Br. 18. As it explained at the sentencing, the district court “always” asks the

prosecution to situate a defendant in the broader context of an indictment. App. 167. Indeed,

such information is necessary for the district court to properly evaluate the § 3553(a) factors.

Dasilva contends that if he had “been advised that . . . the court had the power to vary above the

guideline range and that in making such a determination the court would make inquiry of the

government concerning the relevant factors pursuant to 18 U.S.C. § 3553(a) the Court would

consider, clearly he would have some pause in entering his guilty plea pursuant to the plea

agreement.” Appellant Br. 37–38. Even assuming the district court did not advise him of this

(which it did), “some pause” is not enough: Dasilva needs to show that, but for the district

court’s error, he would not have entered the plea. He has not done so.

       Finally, Dasilva argues that the district court did not properly inquire into his mental state

at the time of his plea. The record demonstrates that the district court ensured that Dasilva

understood the consequences of his guilty plea and that he was capable of entering an informed

plea. See App. 65–67. His counsel indicated that he had no doubt as to Dasilva’s competence to

plead. See App. 67. Now, on appeal, to demonstrate his diminished mental capacity at the time of

his plea, Dasilva relies on comments by a psychologist that were submitted as part of his

sentencing submissions, months after his guilty plea. At no time before the district court imposed

his sentence did Dasilva attempt to withdraw his plea on the theory that it was not knowingly or

voluntarily entered due to his mental state. Indeed, his sentencing submissions reiterated
                                                 5
Dasilva’s remorse and relied on his plea as demonstration of this remorse and his heightened

maturity since the time of his criminal behavior. He cannot argue now that that plea was not

made knowingly, voluntarily, or intelligently.

       We have considered all of Dasilva’s remaining arguments and find them to be without

merit. Accordingly, we AFFIRM the judgment of the district court.

                                                     FOR THE COURT:
                                                     Catherine O’Hagan Wolfe, Clerk




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