     Case: 16-30811         Document: 00514099383            Page: 1      Date Filed: 08/02/2017




           IN THE UNITED STATES COURT OF APPEALS
                    FOR THE FIFTH CIRCUIT
                                                                               United States Court of Appeals

                                          No. 16-30811
                                                                                        Fifth Circuit

                                                                                      FILED
                                                                                 August 2, 2017

UNITED STATES OF AMERICA,                                                        Lyle W. Cayce
                                                                                      Clerk
                Plaintiff - Appellee

v.

GINA M. SEAWRIGHT, also known as Kelly Heliferich, also known as
Amamda Hollingsworth, also known as Amanda Hollingsworth,

                Defendant - Appellant




                     Appeal from the United States District Court
                        for the Eastern District of Louisiana
                               USDC No. 2:12-CR-121-1


Before DAVIS, JONES, and SOUTHWICK, Circuit Judges.
PER CURIAM:*
       The district court revoked Gina Seawright’s supervised release and
sentenced her to a period of 24 months imprisonment. On appeal, Seawright
argues that she was denied her right to confront adverse witnesses during the
revocation hearing.           We find no confrontation error and AFFIRM the
revocation of supervised release and sentence, but we REMAND for a
correction of the revocation judgment.


       * Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be
published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4.
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                FACTUAL AND PROCEDURAL BACKGROUND
      In May 2012, Gina M. Seawright pled guilty in the United States District
Court for the Eastern District of Louisiana to making, uttering, and possessing
counterfeit securities in violation of 18 U.S.C. § 513. She received a 27-month
sentence, and began a three-year term of supervised release in June 2014.
      On March 17, 2016, the Government filed a Rule to Revoke Supervised
Release, alleging Seawright violated the terms of her supervised release by: “1)
failing to report to the Probation Office for an appointment on January 26,
2016; 2) failing to notify her Probation Officer within 72 hours of any change
in her residence or employment (her whereabouts were unknown); 3) failing to
notify her Probation Officer within 72 hours of her being questioned by a law
enforcement officer; 4) failing to participate in drug/alcohol treatment as
instructed by her Probation Officer; and 5) failing to pay restitution as ordered
by the Court . . . .”
      Several weeks later, Seawright’s probation officer submitted a
dispositional report to the district court which contained a detailed description
of Seawright’s alleged violations. The report stated that, in December 2015
Seawright visited the Hammond Addictive Disorders Clinic as instructed for a
substance-abuse evaluation, but she declined to provide a urine sample for
drug testing and left the clinic before completing the evaluation. She was
asked to return to provide a sample by the end of the day, but she did not do
so. Seawright was then recommended for intensive outpatient treatment.
      Seawright’s probation officer instructed her to contact the clinic and
begin treatment.        The day after Seawright was to begin treatment, her
probation officer was unable to contact her to determine if she had attended as
instructed. A few days later, the officer left a voice message on Seawright’s cell
phone, but Seawright did not return the call. The next time the officer tried to
reach Seawright, he learned that her “cell phone number was disconnected.”
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Eventually, the probation officer learned from the clinic that Seawright never
contacted the clinic and missed all of her scheduled appointments.
      Seawright’s probation officer continued his effort to contact her. The
officer visited Seawright’s residence, but Seawright’s mother told the officer
that her daughter had not stayed at the house for a few weeks. The officer
asked her to tell Seawright to report to the probation office on a specific date
and time. The officer later confirmed that the message was given to Seawright.
Nevertheless, she did not report as instructed and later attempts to contact
her also failed.
      In addition, the dispositional report noted that as of June 7, 2016,
Seawright had not made a restitution payment since February 2015. She had
a remaining restitution balance of over $59,000.
      Finally, the report noted that “[i]n connection with the above violations,”
a Hammond Police Department detective had told Seawright’s probation
officer of outstanding state felony arrest warrants against her in Tangipahoa
Parish. The warrants were issued for felony theft, monetary instrument abuse,
and theft of a motor vehicle. The warrants contained statements by other
officers about the criminal investigations, including summaries of witness
interviews.   The report advised that, “[a]s Seawright has been in federal
custody since her arrest for supervised release violations, the . . . warrants
remain outstanding.”
      Most of the violations alleged in the report constituted Grade C
violations under the Guidelines. See U.S.S.G. § 7B1.1(a). According to the
report, though, the warrants resulted in a Grade B violation because of
Seawright’s failure to avoid committing other federal, state, or local crimes.
See id. The probation officer recommended sentencing based on the Grade B
violation. See id. § 7B1.1(b). With Seawright’s criminal history category of IV,
the officer recommended 12 to 18 months imprisonment.
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      The Government had not alleged criminal-conduct violations in its
petition for a warrant to arrest Seawright or in its original Rule to Revoke. A
few days after the probation officer submitted the dispositional report, the
Government filed an Amended Rule to Revoke Supervised Release that
included an allegation that Seawright had engaged in criminal conduct while
on supervised release.
      On June 29, 2016, the district court held a revocation hearing.
Seawright immediately stipulated to the Grade C violations but objected to
“any revocation based on the Grade B violation based on the pending charges.”
Seawright’s counsel explained: “I don’t believe those are properly before the
Court as no evidence has been put in. I think the arrest warrants are not
sufficient to meet the burden of preponderance of the evidence. Ms. Seawright
has confrontational rights[.]”
      The district court did not directly address Seawright’s objection. It did
state the court was “here now if anybody wants to produce any evidence.” No
evidence was offered. The district court then recited its understanding of the
record.   It stated Seawright “refused to provide a urine sample” at the
Hammond Addictive Disorders Clinic and “never showed up for treatment.”
She failed to contact her probation officer, and her probation officer was unable
to get in touch with her. A detective “informed her probation officer about
outstanding warrants in Tangipahoa Parish[.]”         She had an outstanding
restitution balance of over $59,000, with the last payment being made in
February 2015. Asked if they “wish[ed] to correct anything that [the court
understood was] the state of the record,” both parties said they did not. The
court found Seawright had “clearly and patently violated the conditions of her
supervised release, and her supervised release is revoked.”
      The court then proceeded to sentencing. Seawright’s probation officer
testified. The officer described Seawright’s failure to complete the substance-
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abuse evaluation at the Hammond Addictive Disorders Clinic and her failure
to attend treatment sessions. When asked about the warrants, the officer first
reiterated Seawright’s failure to complete the substance-abuse evaluation and
then explained, “with the new arrest and stuff . . . any kind of police contact,
she is supposed to notify us of that, and of course I wind up finding out through
a detective.”
      The district court asked Seawright about the warrants, and Seawright’s
counsel again asked the court not to “find any Grade B violations because
there’s been no testimony put on by the investigating detective or the
complaints in this case, and it would be a violation of Ms. Seawright’s due
process rights to find a Grade B violation.” The court responded, “Well, it’s not
a violation of her due process rights to sentence her for violating the terms of
her supervised release.”      The Government interjected and noted that
“[r]evocation is mandatory for refusal to comply with drug testing under . . . 18
U.S.C. § 3583(g)(3),” to which the court responded, “I don’t disagree.”
      Seawright’s counsel also objected to the Guidelines range, arguing the
range should be 6 to 12 months for a Grade C violation rather than 12 to 18
months for a Grade B violation. Counsel did not file a memorandum to that
effect because she “left open the opportunity” that a Grade B violation would
be before the court if the Government called the witnesses to the criminal
conduct. The Government did not do so. The court heard counsel’s argument
regarding the Guidelines range, asked counsel if she “disagree[d] that the
statutory maximum is 24 months,” and imposed a sentence of 24 months.
Seawright timely appealed.


                                 DISCUSSION
      We review a district court’s decision to revoke supervised release for an
abuse of discretion. United States v. McCormick, 54 F.3d 214, 219 (5th Cir.
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1995).   On the other hand, any “claim that the district court violated a
defendant’s right to confrontation in a revocation proceeding is reviewed de
novo, subject to harmless error analysis.” United States v. Jimison, 825 F.3d
260, 262 (5th Cir. 2016).
      Defendants are entitled to more limited rights in revocation hearings
than in criminal prosecutions. United States v. Minnitt, 617 F.3d 327, 332 (5th
Cir. 2010).   For instance, the Federal Rules of Evidence do not apply in
revocation hearings. FED. R. EVID. 1101(d)(3). The hearing should be “flexible
enough” to consider some evidence that would not be admissible in a criminal
trial. See Morrissey v. Brewer, 408 U.S. 471, 489 (1972).
      There are, though, “minimum requirements of due process” applicable to
revocation proceedings. See id. In Morrissey, the Supreme Court recognized
that the defendant’s rights in the parole-revocation context include:
      (a) written notice of the claimed violations of parole; (b) disclosure
      to the parolee of evidence against him; (c) opportunity to be heard
      in person and to present witnesses and documentary evidence; (d)
      the right to confront and cross-examine adverse witnesses (unless
      the hearing officer specifically finds good cause for not allowing
      confrontation); (e) a ‘neutral and detached’ hearing body such as a
      traditional parole board, members of which need not be judicial
      officers or lawyers; and (f) a written statement by the factfinders
      as to the evidence relied on and reasons for revoking parole.

Id. (emphasis added).       We have recognized that “‘[t]he same protections
granted those facing revocation of parole are required for those facing the
revocation of supervised release.’” McCormick, 54 F.3d at 221 (quoting United
States v. Copeland, 20 F.3d 412, 414 (11th Cir. 1994)).
      Seawright’s argument focuses on her right to confront adverse witnesses.
This “qualified right” to confrontation during a revocation hearing is part of a
defendant’s “fair and meaningful opportunity to refute and challenge adverse
evidence to assure that the court’s relevant findings are based on verified

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facts.” United States v. Grandlund, 71 F.3d 507, 510 (5th Cir. 1995). “Unlike
a defendant’s Sixth Amendment right ‘to be confronted with the witnesses’
testifying at trial, the confrontation right at revocation hearings that flows
from the Due Process Clause can be overcome by a showing of ‘good cause.’”
Jimison, 825 F.3d at 261–62 (quoting Minnitt, 617 F.3d at 332–33). The
confrontation right is pertinent to the district court’s decision to revoke
supervised release, but the right “does not apply in connection with the length
of any resulting prison sentence.” See United States v. Williams, 847 F.3d 251,
254 (5th Cir. 2017), pet. for cert. filed (U.S. June 27, 2017) (No. 17-5015).
      Initially, we conclude that the district court did not abuse is discretion
in revoking Seawright’s supervised release. See McCormick, 54 F.3d at 219.
“All that is required for the revocation of supervised release ‘is enough evidence
to satisfy the district judge that the conduct of the petitioner has not met the
conditions’ of supervised release.”     Minnitt, 617 F.3d at 335–36 (quoting
McCormick, 54 F.3d at 219 n.3). That standard is clearly met here where
Seawright stipulated to a long and detailed series of supervised-release
violations. See McCormick, 54 F.3d at 219.
      Seawright, though, claims reversible error for what allegedly was the
court’s “admitting and relying on otherwise inadmissible hearsay evidence
without conducting [the] required balancing test, and without making the
necessary finding of good cause.”      She argues the district court erred in
admitting and relying on the warrants to find that Seawright committed a
federal, state, or local crime while on supervised release.
      Seawright relies on several of our precedents, all dealing with situations
where a court admitted evidence despite a confrontation-based objection and
relied on that evidence to find the defendant violated a condition of supervised
release. In one example, the hearing officer found good cause to overrule the
defendant’s right to confrontation because the testifying victim was a “fearful
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witness.” Barnes v. Johnson, 184 F.3d 451, 453 (5th Cir. 1999). That witness
provided the only testimony in support of the sexual-assault allegation against
the defendant, and the officer relied on that evidence to find the defendant had
in fact sexually assaulted the victim. Id. at 453–55. In another case, the
Government offered evidence in support of drug-related allegations against the
defendant. McCormick, 54 F.3d at 217–18. The district court overruled the
defendant’s several confrontation-based objections to the evidence and relied
on that evidence to find the defendant committed the drug-related violations.
Id. at 218. Seawright also relies heavily on a non-precedential case. See
United States v. Justice, 430 F. App’x 274 (5th Cir. 2011).          There, the
Government offered hearsay evidence in support of allegations against the
defendant; the district court overruled the defendant’s confrontation-based
objections; and the court relied on the evidence to conclude the defendant
committed the alleged violations. Id. at 276–77.
      In this case, it is not at all clear that the district court admitted and
relied on hearsay evidence, denied Seawright’s confrontation rights, and found
that Seawright committed another federal, state, or local crime as the basis for
revoking Seawright’s supervised release.      In fact, a review of the record
suggests just the opposite.
      Although Seawright did not object to the introduction of the warrants at
her detention hearing, counsel mentioned several times at her revocation
hearing that the warrants were not properly before the court, were not
supported by any evidence, and violated her confrontation rights. Rather than
directly addressing her objections, the district court swept them aside as
irrelevant. For instance, at the start of the revocation hearing, Seawright’s
counsel objected to any revocation “based on the pending charges” in the
warrants, noting they were not “properly before the Court as no evidence has
been put in.” The court said “I’m here now if anybody wants to produce any
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evidence,” but no evidence was produced. The court then summarized its
understanding of the record, which included the fact that “a detective with the
Hammond Police Department informed [Seawright’s] probation officer about
outstanding warrants in Tangipahoa Parish for the following: felony theft,
monetary instrument abuse, and theft of a motor vehicle.” The court asked if
either party “wish[ed] to correct anything that [the court understood was] the
state of the record,” found Seawright “clearly and patently violated the
conditions of her supervised release” based on that undisputed state of the
record, and revoked supervised release.
       The second time Seawright’s counsel objected, she asked the court not to
“find any Grade B violations because there’s been no testimony put on . . . , and
it would be a violation of Ms. Seawright’s due process rights to find a Grade B
violation.” The court responded, “Well, it’s not a violation of her due process
rights to sentence her for violating the terms of her supervised release.” The
third time Seawright’s counsel objected, she argued the Guidelines range
should be 6 to 12 months for a Grade C violation, not 12 to 18 months for a
Grade B violation.          The court indicated it understood the argument and
responded, “Do you disagree that the statutory maximum is 24 months?”
Counsel responded, “No,” and the court sentenced Seawright to 24 months. 1
       In addition to the objections, it is also telling that Seawright’s counsel
failed to file a memorandum regarding the objection to the Guidelines range —
a point noted by the district court — because she “left open the opportunity
that if the government were to call [the hearsay declarants] in these underlying
[charges], then a Grade B violation would be before the Court . . . .” Despite
the court’s several invitations to the parties to offer evidence, no such evidence


       1 After the court imposed sentence, Seawright’s counsel objected to the unreasonableness of
the sentence but did not argue or object that revocation was based on any Grade B violation. Seawright
does not argue unreasonableness on appeal.
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was offered. Seawright’s counsel explained to the court, “because no evidence
was put on about these Grade B violations, we are at a Grade C violation, which
would be 6 to 12 months.” The court heard the argument, thanked counsel for
her explanation, and sentenced Seawright to the statutory maximum.
      At no point in this short revocation hearing did the parties discuss
Seawright’s actual commission of the crimes underlying the warrants.
Discussion of the warrants was limited to the fact of their existence — a point
not disputed by Seawright. When her probation officer testified, he focused on
Seawright’s failure to complete her substance-abuse evaluation and attend
drug treatment. When asked about the warrants, he responded that “with the
new arrest and stuff . . . any kind of police contact, she is supposed to notify us
of that, and of course I wind up finding out through a detective.” The hearing
focused on Seawright’s series of supervised-release violations and there is no
basis, as Seawright contends, to conclude that the warrants “drove” the district
court’s decision. These facts are quite different from a case Seawright cites,
where proof of the accused’s identity “was . . . based entirely on hearsay
evidence, and almost surely had a significant effect on the court’s ruling.”
Jimison, 825 F.3d at 264. The district court, which was familiar with this
defendant and her repeated failure to abide by the terms of her supervised
release, lawfully exercised its discretion to revoke supervised release and
impose sentence.
      Moreover, we note that any error would be harmless. In one precedent,
the alleged supervised-release violations included failure to report, failure to
participate in drug and alcohol treatment, failure to pay restitution, and
failure not to commit a state crime. United States v. English, 400 F.3d 273,
274 (5th Cir. 2005).      Although most of the violations occurred during
supervised release, the state-law violations occurred a few days after
supervised release expired. Id. On appeal, we held that any reliance by the
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district court on the state-law violations was harmless because the district
court noted that the other supervised-release violations were sufficient to
support revocation. Id. at 275–76. “‘Where there is an adequate basis for the
district court’s discretionary action of revoking probation, the reviewing court
need not decide a claim of error as to other grounds that had been advanced as
a cause of revocation.’” Id. at 276 (quoting McCormick, 54 F.3d at 219 n.3). In
our case, too, it is clear from the revocation hearing that the district court
considered Seawright’s Grade C violations — to which Seawright stipulated —
as sufficient to support revocation and imposition of sentence.
      Our analysis to this point has focused on the revocation hearing itself.
There was, though, an error in the judgment. That document repeated all the
Government’s allegations in the Rule to Revoke, including committing another
federal, state, or local crime; it stated Seawright “admitted guilt” to all of the
violations. As the Government noted at oral argument, Seawright did not
“admit[] guilt” to committing another federal, state, or local crime — that
finding is clearly belied by the hearing transcript. Indeed, the district court
noted that Seawright’s “case hasn’t been brought up yet in Tangipahoa Parish,”
and advised her not to say anything that would be incriminating. Just as it is
clear from the hearing that Seawright stipulated to the Grade C violations, it
is also clear that Seawright did not stipulate, i.e., “admit[] guilt,” to committing
a federal, state, or local crime. “Where there is a conflict between the oral
pronouncement and the written judgment, the oral pronouncement controls.”
Id. A limited remand is appropriate to correct the revocation judgment.
      We REMAND to the district court for correction of the error, and
AFFIRM in all other respects.




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