                     UNITED STATES COURT OF APPEALS

                                   TENTH CIRCUIT



 KEITH JUDD,

               Plaintiff-Appellant,

 v.                                                           No. 99-2008

 THE UNIVERSITY OF NEW
 MEXICO; DONALD GRADY, II;
 ALBUQUERQUE POLICE
 DEPARTMENT; U.S. SECRET
 SERVICE,

               Defendants-Appellees.


                                        ORDER
                                  Filed March 22, 2000


Before BALDOCK , HENRY , and MURPHY , Circuit Judges.



       On February 29, 2000, we entered an opinion dismissing Mr. Judd’s appeal

in this case for lack of jurisdiction and imposing appellate sanctions on him.   Judd

v. University of New Mexico     , No. 99-2008, 2000 WL 228298 (10th Cir. Feb. 29,

2000). Mr. Judd was given an opportunity to file objections to the sanctions, and

he has done so.
      We conclude that Mr. Judd’s objections to the proposed filing restrictions

lack merit. Accordingly, the restrictions set forth in our February 29, 2000

opinion shall take effect upon the date this order is filed.

      Finally, upon its own motion, the court has determined that amendment of

the February 29, 2000 opinion is necessary. Accordingly, the court’s previous

opinion in this case is amended by deleting footnote two in its entirety. A copy of

the court’s amended opinion is attached to this order.

                                                      Entered for the Court

                                                      Patrick Fisher, Clerk of Court

                                                         By: Keith Nelson
                                                             Deputy Clerk




                                          -2-
                                                                  F I L E D
                                                           United States Court of Appeals
                                                                   Tenth Circuit
                                    PUBLISH
                                                                  FEB 29 2000
                      UNITED STATES COURT OF APPEALS
                                                                PATRICK FISHER
                                                                       Clerk
                               TENTH CIRCUIT



 KEITH JUDD,

             Plaintiff-Appellant,

 v.                                               No. 99-2008

 THE UNIVERSITY OF NEW
 MEXICO; DONALD GRADY, II;
 ALBUQUERQUE POLICE
 DEPARTMENT; U.S. SECRET
 SERVICE,

             Defendants-Appellees.


        APPEAL FROM THE UNITED STATES DISTRICT COURT
               FOR THE DISTRICT OF NEW MEXICO
                    (D.C. No. CIV-93-740-LH)


Submitted on the briefs:

Keith Judd, pro se.

Norman F. Weiss, Simone, Roberts & Weiss, P.A., Albuquerque, New Mexico,
for Defendant-Appellee University of New Mexico.


Before BALDOCK , HENRY , MURPHY , Circuit Judges.


BALDOCK , Circuit Judge.
      In Judd v. University of New Mexico        , No. 97-2273, 1998 WL 314315 (10th

Cir. Jun. 2, 1998) (unpublished disposition), we reversed the district court’s order

imposing filing restrictions on Mr. Judd, and remanded this case to the district

court. On February 9, 1999, the district court entered an order imposing amended

filing restrictions on Mr. Judd, from which he now appeals.    1
                                                                   We lack jurisdiction

over Mr. Judd’s appeal, but we now announce additional filing restrictions in this

court on Mr. Judd.



      1. Appellate jurisdiction

      We consider first whether we have jurisdiction over this appeal. The

district court entered its order proposing amended filing restrictions on

October 30, 1998. On December 17, 1998, Mr. Judd filed a notice of appeal from

the October 30, 1998 order. The notice of appeal was premature; the district

court’s order proposing sanctions was not a final, appealable order, because it did

not “end[] the litigation on the merits and leave[] nothing for the court to do but




1
        After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument.


                                           -2-
execute the judgment.”     Van Cauwenberghe v. Biard , 486 U.S. 517, 521 (1988)

(quotation omitted).   2



       Under Fed. R. App. P. 4(a)(2), a premature notice of appeal may ripen

when the district court enters its final order. Mr. Judd’s notice of appeal did not

ripen when the district court entered its final order imposing filing restrictions on

February 9, 1999, however. The order proposing filing restrictions was subject to

Mr. Judd’s objections and therefore would not have been final even if

immediately followed by entry of judgment.       See FirsTier Mortgage Co. v.

Investors Mortgage Ins. Co.     , 498 U.S. 269, 276 (1991) (“Rule 4(a)(2) permits a

notice of appeal from a nonfinal decision to operate as a notice of appeal from the

final judgment only when a district court announces a decision that       would be

appealable if immediately followed by the entry of judgment.”)        . We therefore

conclude that Mr. Judd’s December 17, 1998 notice of appeal was ineffective to

appeal from either the order proposing filing restrictions or the ultimate order

imposing filing restrictions.    Cf., e.g. , Perez-Priego v. Alachua County Clerk of

Court , 148 F.3d 1272, 1273 (11th Cir. 1998) (applying      FirsTier , holding that



2
      Since our June 2, 1998 remand, Mr. Judd has filed a number of notices of
appeal and amended notices of appeal purporting to appeal from the district
court’s disposition of a motion for reconsideration which he filed in 1996. These
untimely notices of appeal did not create jurisdiction in this court and are not
properly before us.


                                           -3-
notice of appeal from magistrate judge’s recommendations did not ripen when

district court entered final judgment).

       On April 5, 1999, Mr. Judd filed a second notice of appeal, this time from

the February 9, 1999 order. This notice of appeal was untimely.           See

Fed. R. App. P. 4(a)(1)(A) (granting party thirty days from entry of order

appealed from to file notice of appeal).    3
                                                It did not confer jurisdiction over this

court. We therefore lack jurisdiction over Mr. Judd’s appeal.


       2. Prospective filing restrictions

       In a previous decision in this case involving Mr. Judd, we detailed his

lengthy and abusive filing history in both the district court and this court.       See

Judd v. University of N.M.     , 1998 WL 314315, at **4. Because it appeared at that

time that the abusive history was “limited to pleadings filed in this case or against

these defendants,” id. , we limited the filing restrictions to “further filings from

appellant pertaining to this appeal” and “further appeals or original proceedings

relating to the parties and subject matter of this case filed by appellant,”      id. at

**5.


3
       Mr. Judd persists in arguing that he has sixty days to appeal because the
United States Secret Service is a party to this action. See Fed. R. App. P.
4(a)(1)(B). However, the Secret Service was voluntarily dismissed from this case
on May 16, 1994, and, as we recognized in a previous appeal, his argument lacks
merit. See Judd v. University of N.M. , No. 94-2236, 1995 WL 228234, at **1
(10th Cir. Apr. 17, 1995) (unpublished disposition).

                                                -4-
       Since the entry of our previous order, however, it has become clear that

Mr. Judd’s history of abusive filings is not limited to the parties or subject matter

of this case. In fact, Mr. Judd has filed numerous jurisdictionally defective

appeals with this court against a variety of other parties.     See Judd v. Apfel ,

No. 98-2320 (10th Cir. Feb. 26, 1999) (dismissed for lack of appellate

jurisdiction); Judd v. KOAT TV-7 , No. 98-2330 (10th Cir. Feb. 3, 1999)

(dismissed as jurisdictionally defective);     Judd v. Coronado Mall , No. 98-2348

(10th Cir. Jan. 28, 1999) (dismissed as jurisdictionally defective);       Judd v. Dantis ,

No. 98-2321 (10th Cir. Jan. 11, 1999) (dismissed for lack of appellate

jurisdiction); see also Judd v. KOAT TV-7 , No. 97-2359 (10th Cir. Feb. 20, 1998)

(dismissed for failure to prosecute). Recently, we have dismissed a number of his

filings for failure to pay the filing fee, because he has three strikes under 28

U.S.C. § 1915(g).    See Judd v. New Mexico , No. 99-2133 (10th Cir. Aug. 16,

1999); Judd v. Apfel , No. 99-2149 (10th Cir. Aug. 16, 1999);          Judd v. Coronado

Mall , No. 99-2153 (10th Cir. Aug. 16, 1999);       Judd v. KOAT TV , No. 99-2174

(10th Cir. Aug. 16, 1999).   4




4
        On occasion, Mr. Judd has filed an appeal which was not jurisdictionally
barred or subject to dismissal for failure to pay the appropriate filing fee. See,
e.g. , Judd v. Dantis , No. 99-2251, 2000 WL 123755 (10th Cir. Feb. 2, 2000).
These occasions, however, form only a small minority of his filings with this
court.

                                              -5-
       Both the United States Supreme Court and the Fifth Circuit have imposed

filing restrictions on Mr. Judd. In imposing restrictions, the Supreme Court cited

Mr. Judd’s abuse of its certiorari and extraordinary writ processes.     See Judd v.

United States Dist. Ct. for the W. Dist. of Tex.    , No. 99-5260, 1999 WL 809029, at

*1 (U.S. Oct. 12, 1999) (order barring prospective filings in noncriminal cases).

The Fifth Circuit noted:

              Appellant Keith Russell Judd has thus far filed thirty-six
       notices of appeal. Fifteen have been dismissed for being frivolous,
       for lack of jurisdiction, or for lack of prosecution. Judd also has
       filed no less than 180 motions, and sent at least 47 additional
       documents upon which no action was taken.

Judd v. United States Dist. Ct.    , Nos. 98-51118, 98-51195, 99-50023 (5th Cir.

Apr. 26, 1999).    5
                       Additionally, we note that the United States District Court for

the Western District of Texas has barred Mr. Judd from submitting further filings

in certain actions brought in that court.     See Judd v. University of N.M.   ,

No. MO-96-CA-122-F (W.D. Tex. Dec. 18, 1998) (“Omnibus Order Regarding the

Attempted Filings of Keith Russell Judd”), Appellees’ Supp. App., Ex. E.

       Even though we lack jurisdiction to consider the merits of this appeal, we

have jurisdiction to impose filing restrictions on Mr. Judd for his conduct in this

and other cases.       See Okon v. Commissioner , 26 F.3d 1025, 1027 (10th Cir.



5
        A recent examination of Fifth Circuit filing records indicates at least
sixty-six appeals to which Mr. Judd is a party have been filed in that circuit.

                                              -6-
1994). Mr. Judd’s filings in this court have been repetitive, frivolous and

malicious. More serious and broad-ranging filing restrictions are needed to

prevent further frivolous and jurisdictionally defective filings. We therefore

impose additional restrictions on his filings in this court, whether or not he pays a

full filing fee. Mr. Judd is enjoined from proceeding as an appellant or a

petitioner without the representation of a licensed attorney admitted to practice in

this court, unless he first obtains permission to proceed pro se. To do so, he must

take the following steps:

      1. File a petition with the clerk of this court requesting leave to file a pro

se proceeding;

      2. Include in the petition the following information:

      a. A list, by case name, number, and citation where applicable, of all
      proceedings currently pending or filed previously in this court by
      Mr. Judd, with a statement indicating the current status of disposition
      of, each proceeding;

      b. A list apprising this court of all outstanding injunctions, contempt
      orders, or other judicial directions limiting his access to state or
      federal court, including orders and injunctions requiring him to be
      represented by an attorney; said list to include the name, number and
      citation, if applicable, of all such orders and injunctions;

      3. File with the clerk a notarized affidavit, in proper legal form, which

recites the issues he seeks to present, including a particularized description of the

order or ruling being challenged and a short statement of the legal basis asserted

for the challenge. The affidavit must also certify, to the best of his knowledge,

                                          -7-
that the legal arguments advanced are not frivolous or made in bad faith; that they

are warranted by existing law or a good faith argument for the extension,

modification, or reversal of existing law; that the appeal or other proceeding is

not interposed for any improper purpose; and that he will comply with all federal

appellate rules and local rules of this court.

      These documents shall be submitted to the clerk of this court, who shall

forward them to the chief judge for review to determine whether to permit the pro

se appeal or other proceeding. Without the chief judge’s approval, the matter will

not proceed. If the chief judge approves the submission, an order will be entered

indicating that the matter shall proceed in accordance with the Federal Rules of

Appellate Procedure and the Tenth Circuit Rules. Only at that juncture will the

appeal or other proceeding formally be filed in this court.

      These filing restrictions are in addition to the restrictions previously placed

on Mr. Judd with regard to filings involving the parties and subject matter of this

case. Mr. Judd shall have ten days from the date of this opinion to file written

objections, limited to fifteen pages, to these proposed restrictions. Unless this

court orders otherwise upon review of any objections, the restrictions shall take

effect twenty days from the date of this opinion and shall apply to any matter filed

by Mr. Judd with this court after that time.




                                          -8-
      3. Conclusion

      This appeal is DISMISSED as jurisdictionally defective. Additional filing

restrictions as set forth herein shall be imposed upon Mr. Judd unless this court

orders otherwise upon review of timely filed written objections. All pending

motions are hereby DENIED.




                                         -9-
