                  UNITED STATES COURT OF APPEALS
                       For the Fifth Circuit

                  ______________________________

                           No. 95-30522
                  ______________________________

                      UNITED STATES OF AMERICA,

                                                  Plaintiff-Appellee,

                               Versus

                           GARY R. MORGAN,

                                                  Defendant-Appellant.

     _______________________________________________________

           Appeal from the United States District Court
               for the Eastern District of Louisiana
     _______________________________________________________

                            May 28, 1996

Before LAY,* HIGGINBOTHAM and STEWART, Circuit Judges.

LAY, Circuit Judge:

     Gary Morgan was indicted on January 5, 1995 for conspiracy to

distribute and distributing marijuana, in violation of 21 U.S.C.

§§ 846 and 841(a)(1).   At the time of his arrest, DEA agents seized

Morgan's 1993 GMC pick-up truck, pursuant to 21 U.S.C. § 881(a)(4),

since it was allegedly used to deliver approximately eight pounds

of marijuana.   The truck was titled and registered to Morgan; the

registration papers were contained in the truck's glove compartment

at the time of seizure.

     On January 17, 1995, DEA mailed Morgan a notice of seizure

informing him it intended to forfeit the truck.        In response to


     *
      Circuit Judge of the United States Court of Appeals for the
Eighth Circuit, sitting by designation.
DEA's   notice,     Morgan    filed    a    "Petition      For    Remission   And/Or

Mitigation" with DEA's Asset Forfeiture Section in Washington, D.C.

Morgan asserted under oath he was the owner of the truck and

requested it be returned.        He urged if the truck were forfeited, he

would then be exposed to double jeopardy as a result of the

government's continued criminal prosecution. He also requested the

government   to   elect      whether   to        pursue   the    forfeiture   or   the

criminal prosecution.         DEA reviewed Morgan's petition and denied

the requested relief.

     After learning that DEA forfeited his truck, Morgan filed a

motion to dismiss the superseding indictment based on the Double

Jeopardy Clause of the Fifth Amendment.               The district court denied

Morgan's motion to dismiss.                 Morgan filed this interlocutory

appeal.    We affirm.



Discussion

     Morgan claims that in light of the administrative forfeiture

of   his   truck,     a   criminal         conviction      would     constitute     an

impermissible second punishment for the same offense.                    He asserts

recent decisions by the Supreme Court, holding that civil penalties

can constitute punishment for the purposes of double jeopardy,

establish that a civil forfeiture such as the one to which he was

subjected is also punishment for double jeopardy purposes.                         See

Montana Dep't of Revenue v. Kurth Ranch, 114 S. Ct. 1937 (1994);

Austin v. United States, 509 U.S. 602 (1993); United States v.




                                           -2-
Halper, 490 U.S. 435 (1989).1    The question before us today is

whether the administrative forfeiture2 of property after Morgan has

filed only a petition for remission and mitigation3 constitutes

        1
       It is settled in this circuit that the forfeiture of a
persons's lawfully owned property, because of that persons's
illegal activity, may constitute "punishment" for double jeopardy
purposes. See, e.g., United States v. Perez, 70 F.3d 345, 348-49
(5th Cir. 1995).
        2
        Administrative forfeitures are authorized by procedural
provisions of customs laws, 19 U.S.C. §§ 1602-1621 which are
incorporated by reference in certain civil statutes. See, e.g., 21
U.S.C. § 881(d). In initiating administrative proceedings, DEA
must provide notice of the impending forfeiture, informing
interested parties of their right to claim the property by filing
a claim and posting a cost bond. 19 U.S.C. § 1607(a); 21 C.F.R.
§ 1316.75. Seizing agencies may waive the cost bond requirement in
cases of demonstrated indigence.      See 19 C.F.R. § 162.47(e).
Proper and timely filing of a claim and posting a cost bond stops
the administrative forfeiture process, and requires the seizing
agency to refer the matter to the United States Attorney for the
district where the property was seized for the institution of
judicial forfeiture proceedings. 19 U.S.C. §§ 1603(b), 1608; 21
C.F.R. § 1316.76(b).    Where no person files a claim within the
statutory period, the agency is authorized to declare the property
forfeited.   19 U.S.C. § 1609(b); 21 C.F.R. § 1316.77.       It is
undisputed Morgan failed to post a cost bond and file an
administrative claim.
    3
     DEA forfeiture notices also provide information to interested
parties on filing petitions for remission or mitigation of the
forfeiture pursuant to 28 C.F.R. §§ 9.1-9.7.      The remission or
mitigation process is not a formal proceeding seeking to punish the
petitioner.    It is an administrative prelude to the formal
forfeiture proceeding, wherein a valid forfeiture is presumed. See
28 C.F.R. § 9.5. Unlike the claimant who files a claim and posts
a cost bond, a petitioner seeking remission or mitigation of a
forfeiture does not contest the legitimacy of the forfeiture.
Rather, a petition for remission or mitigation is a means of
ameliorating   the  harshness    of  forfeiture   when   mitigating
circumstances exist.     Id.   In essence, it is a request for
leniency, or an executive pardon, based on the petitioner's
representations of innocence or lack of knowledge of the underlying
unlawful conduct. See United States v. Vega, 72 F.3d 507, 514 (7th
Cir. 1995); petition for cert. filed, ___ U.S.L.W. ___ (U.S. March
11, 1996)(No. 95-8299); see also United States v. Wong, 62 F.3d
1212, 1214 (9th Cir. 1995). "The remission statute simply grants
the Secretary the discretion not to pursue a complete forfeiture

                                -3-
"punishment" so as to trigger his double jeopardy rights.                  We hold

it does not.

       Here, Morgan had the choice of contesting the forfeiture

proceedings by filing a claim and posting a cost bond or filing a

petition for remission or mitigation, or both.                 It is undisputed

that       Morgan,   with    the     assistance     and   advice     of   counsel,

deliberately chose to file a petition for remission or mitigation

in lieu of filing a claim and contesting the forfeiture, and, in so

doing, voluntarily chose to forego a judicial remedy.                His guilt or

innocence was never tried.              Thus, Morgan was never placed in

jeopardy4 or "punished" in any constitutional sense, because he

never participated          as   a   party   in   any   proceeding   designed   to

adjudicate his personal culpability.               United States v. German, 76

F.3d 315, 318 (10th Cir. 1996).                   A petition for remission or

mitigation does not resolve the issue of personal culpability. See


despite the Government's entitlement to one." United States v. Von
Neumann, 474 U.S. 242, 250 (1986) (holding that remission
proceedings are not necessary to a forfeiture determination, and
therefore are not constitutionally required).
       4
      The Supreme Court has consistently adhered to the view that
jeopardy does not attach, and the constitutional double jeopardy
prohibition can have no application, until a defendant is put to
trial before the trier of facts, whether the trier be a judge or
jury. See United States v. Baird, 63 F.3d 1213, 1218 (3d Cir.
1995) (citations and quotations omitted), cert. denied, 116 S. Ct.
909 (1996).

     As the Third Circuit noted in Baird, the Supreme Court did not
discuss the attachment threshold issue in Halper, Austin, or Kurth
Ranch.   In those cases, it was clear that the double jeopardy
claimants suffered punishment only having first been made a party
to a proceeding before a trier of fact with jurisdiction to decide
guilt or innocence, thus, the attachment threshold was, in each of
these cases, satisfied such that no discussion of it was required.
See Baird, 63 F.3d at 1218 n.10 (quotations omitted).

                                         -4-
28 C.F.R. §§ 9.1-9.7.        United States v. Schinnell, 80 F.3d 1064

(5th Cir. 1996), teaches that a person who avoids an adjudication

of his or her guilt or innocence cannot later claim double jeopardy

when the government seeks to obtain such adjudication in a later

proceeding.     See also German, 76 F.3d at 318.          The double jeopardy

clause does not relieve defendants from the consequences of their

voluntary choice to pursue a course of action which avoids any

finding of personal culpability.           Id.

     When   a    defendant   fails    to     judicially    contest    a     civil

forfeiture action by filing a "claim," the defendant is not subject

to former jeopardy in the forfeiture action, and therefore, by

definition,     the   government's    subsequent     prosecution       of    the

defendant does not constitute double jeopardy.             Schinnell, 80 F.3d

at 1067; United States v. Arreola-Ramos, 60 F.3d 188, 192-93 (5th

Cir. 1995).      This reasoning is consistent with that of other

circuits.     Accord United States v. Denogean, 79 F.3d 1010, 1013

(10th Cir. 1996), cert. denied, 116 S. Ct. 909 (1996);               German, 76

F.3d at 319-20; Vega, 72 F.3d at 514; Baird, 63 F.3d at 1219;

United States v. Torres, 28 F.3d 1463, 1465 (7th Cir.), cert.

denied, 115 S. Ct. 669 (1994).

     We therefore hold that filing a petition for remission or

mitigation does not contest the administrative forfeiture because

it does not trigger judicial forfeiture proceedings nor make the

petitioner a party to any proceeding which can result in punishment

for double jeopardy purposes.

     The judgment of the district court is AFFIRMED.


                                     -5-
