J-S36045-20


NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

    COMMONWEALTH OF PENNSYLVANIA               :   IN THE SUPERIOR COURT OF
                                               :        PENNSYLVANIA
                                               :
                v.                             :
                                               :
                                               :
    FAYSAL SALIM MUHAMMAD                      :
                                               :
                       Appellant               :   No. 33 WDA 2020

              Appeal from the Order Entered December 10, 2019
    In the Court of Common Pleas of Erie County Criminal Division at No(s):
                          CP-25-CR-0001033-2017


BEFORE: OLSON, J., KING, J., and PELLEGRINI, J.*

MEMORANDUM BY PELLEGRINI, J.:                          FILED AUGUST 14, 2020

        Faysal Salim Muhammad (Muhammad) appeals from the December 10,

2019 order of the Court of Common Pleas of Erie County (PCRA court)

dismissing his first petition pursuant to the Post-Conviction Relief Act (PCRA).1

After careful review, we vacate the order and remand for further proceedings.

        We glean the following facts from the certified record.      On March 8,

2017, Muhammad was charged with possession with intent to deliver a

controlled substance (PWID), possession of a controlled substance, possession

of drug paraphernalia, and persons not to possess a firearm. 2 Muhammad

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*   Retired Senior Judge assigned to the Superior Court.

1   42 Pa.C.S. § 9541 et seq.

2   35 P.S. §§ 780-113(a)(30), (16), & (32); 18 Pa.C.S. § 6105(a)(1).
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possessed approximately 20 grams of heroin, a digital scale and press, over

$2,000 in cash, and a loaded handgun was found in his hotel room.

Muhammad had a prior felony conviction that prohibited him from possessing

a firearm.

      Throughout the proceedings, Muhammad was alternatively represented

by the Erie County Public Defender’s Office and a privately-retained attorney,

and at certain stages, he waived his right to representation and proceeded pro

se.   After numerous pre-trial hearings and motions, Muhammad entered a

counseled guilty plea to PWID and persons not to possess.                   The

Commonwealth withdrew the remaining charges and the parties agreed that

for sentencing and grading purposes, the gun would be considered unloaded.

Following a written and oral colloquy, the trial court accepted the plea.

      On February 25, 2019, the trial court sentenced Muhammad to two to

four years’ incarceration for the count of PWID and a consecutive three to six

years’ incarceration for the count of persons not to possess for an aggregate

sentence of five to ten years of incarceration.    The sentences were in the

standard range of the sentencing guidelines. On March 7, 2019, Muhammad,

through counsel, filed a post-sentence motion requesting that the sentences

be imposed concurrently for an aggregate sentence of three to six years’

incarceration. The trial court denied the motion and Muhammad did not file a

timely appeal.




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       However, on April 29, 2019, Muhammad filed a pro se Notice of Direct

Appeal alleging that his counsel was ineffective at the plea and sentencing

hearings. On May 10, 2019, the PCRA court treated the Notice of Direct Appeal

as a pro se PCRA petition and appointed counsel.         On May 13, 2019,

Muhammad filed a pro se form PCRA petition alleging that his guilty plea was

unlawfully induced and that his counsel was ineffective. He alleged that he

was misled regarding the grading of the offenses, the possibility of a

concurrent sentence, his boot camp eligibility, and his prior record score. He

requested that counsel be appointed and that he be granted a new trial.

       On June 10, 2019, PCRA counsel filed an application to withdraw as

counsel and a Turner/Finley3 no merit letter concluding that the pro se

petition was untimely pursuant to the PCRA’s jurisdictional time bar, 42

Pa.C.S. § 9545(b), and that no exception to the time bar applied.       PCRA

counsel also averred that there was no arguable basis to assert any claims of

ineffective assistance of counsel.

       On June 11, 2019, Muhammad filed a pro se Motion to Withdraw Plea

Due to Ineffective Counsel4 reasserting his claims against trial counsel and


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3Commonwealth v. Turner, 544 A.2d 927 (Pa. 1988); Commonwealth v.
Finley, 550 A.2d 213 (Pa. Super. 1988) (en banc).

4  We note that the clerk of courts consistently forwarded Muhammad’s pro se
filings to PCRA counsel pursuant to Pa.R.Crim.P. 576(a)(4).




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raising additional claims that PCRA counsel had been ineffective by failing to

communicate with him and failing to file a supplemental PCRA petition. The

next day, Muhammad filed a pro se motion for a Grazier5 hearing which

simply stated that trial counsel was ineffective for failing to file a suppression

motion, advising him to plead guilty, and failing to file a requested motion to

withdraw his plea.        However, Muhammad did not specifically request to

proceed pro se in this motion.

       On June 19, 2019, Muhammad filed another pro se Motion to Proceed

Pro Se and Motion for a Grazier hearing. The motion again reasserted claims

of ineffectiveness of trial counsel and requested that his guilty plea be

withdrawn and he be granted a new trial. That same day, the PCRA court

issued a memorandum and order addressing the previously-filed motions. The

PCRA court ordered that Muhammad’s pro se motions on June 11 and 12 be

treated as amendments to his PCRA petition. Importantly, the PCRA court

noted that the Motion for a Grazier hearing was “misnamed” as it dealt only

with claims of trial counsel’s ineffectiveness.      Memorandum and Order,

6/19/19, at 1. The PCRA court further concluded that the PCRA petition was

timely. As a result, the PCRA court denied PCRA counsel’s motion to withdraw

and ordered him to file either a supplemental PCRA petition or a revised no

merit letter.


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5   Commonwealth v. Grazier, 713 A.2d 81 (Pa. 1998).


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        On July 8, 2019, Muhammad filed a pro se Supplemental PCRA setting

forth the ineffectiveness claim related to trial counsel’s failure to file a

suppression motion in more detail. Muhammad also noted that he had not

received an “answer[]” to his June 19, 2019 Motion to Proceed Pro Se. See

Pro Se Supplemental PCRA at 3.            On July 10, 2019, Muhammad sent a

photocopy of his Motion to Proceed Pro Se to the clerk of courts with a letter

stating, “[p]lease forward this to [the PCRA court] because this Motion was

suppose [sic] to go to him and it never did.” See Letter, 7/10/19.

        On July 17, 2019, PCRA counsel filed a supplemental PCRA petition. The

supplemental petition restated Muhammad’s claims that he was induced to

enter    a   guilty   plea   based   on    trial   counsel’s   ineffectiveness   and

misrepresentations regarding his potential sentence. It also asserted that trial

counsel failed to file a motion to withdraw his plea when Muhammad requested

it, and that trial counsel was ineffective for failing to pursue a suppression

motion. The supplemental petition requested that Muhammad be permitted

to withdraw his guilty plea and did not address Muhammad’s request to

proceed pro se.

        On September 24, 2019, the PCRA court issued a notice of intent to

dismiss the petition pursuant to Pa.R.Crim.P. 907. The PCRA court concluded

that there was no merit to Muhammad’s argument that his guilty plea was not

knowingly, intelligently and voluntarily entered, and that Muhammad could

not establish his counsel was ineffective by inducing him to enter the plea.


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See Notice of Intent to Dismiss, 9/24/19, at 4-5. The notice was served on

the Commonwealth and PCRA counsel and provided 20 days to file objections

before the petition would be dismissed.

      On October 15, 2019, Muhammad filed another pro se Motion for a

Grazier hearing alleging that PCRA counsel was ineffective by failing to

properly   demonstrate   trial   counsel’s   ineffectiveness   with   regard   to

suppression. Muhammad requested that the PCRA court “grant [him] relief to

amend counsel’s Supplement PCRA Motion Relief [sic], appoint new counsel

and or have a hearing regarding this matter.” Motion for a Grazier Hearing,

10/15/19, at unnumbered page 3. However, Muhammad then sent a letter to

the clerk of courts requesting that the motion be withdrawn.

      Muhammad then sent the clerk of courts two letters alleging that PCRA

counsel had not communicated with him regarding the notice of intent to

dismiss or provided him with a copy. See Letters, 11/22/19, 12/4/19. On

December 9, 2019, Muhammad filed a Motion to Proceed Pro Se on PCRA

stating that he had not received a copy of the notice of intent to dismiss and

that PCRA counsel had not responded to the notice or updated him regarding

the status of the case. Muhammad requested that the PCRA court “grant the

Defendant relief and give [him] a chance to address the court[’]s order

pursuant to Pa.R.Crim.P. 907.” Motion to Proceed Pro Se on PCRA, 12/9/19,

at 2. Additionally, Muhammad filed a pro se Opposition to Notice of Intent to

Dismiss PCRA Pursuant to Pa.R.Crim.P. 907.


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       The PCRA court dismissed the PCRA petition in an order dated December

5, 2019, and filed December 10, 2019.            This order was served on the

Commonwealth, PCRA counsel and Muhammad.               Muhammad filed pro se

notices of appeal on December 18, 2019, and January 2, 2020.6 In the latter

notice, Muhammad alleged that he had been abandoned by PCRA counsel, as

counsel had failed to communicate with him, failed to respond to the notice of

intent to dismiss, and failed to file a Turner/Finley letter.       Muhammad

attached another Motion to Proceed Pro Se on PCRA Appeal alleging that he

had been abandoned by counsel and requesting that the PCRA court “grant

petitioner relief so that petitioner can file a timely appeal.” Motion to Proceed

Pro Se on PCRA Appeal, 1/2/20, at 2. However, on January 6, 2020, PCRA

counsel filed a notice of appeal from the order dismissing the petition. Counsel

and the PCRA court have complied with Pa.R.A.P. 1925.

       Before we address the merits of Muhammad’s appeal, we must address

the status of his representation. Commonwealth v. Stossel, 17 A.3d 1286,

(Pa. Super. 2011) (holding that “where an indigent, first-time PCRA petitioner

was denied his right to counsel—or failed to properly waive that right—

this Court is required to raise this error sua sponte and remand for the PCRA

court to correct that mistake” (emphasis added)). As discussed supra, at


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6Muhammad initially filed the January 2, 2019 notice of appeal in this court,
and we forwarded it to the PCRA court for filing in accordance with Pa.R.A.P.
905(a)(4).


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various points in the PCRA proceedings, Muhammad filed petitions in the PCRA

court seeking a Grazier hearing. The PCRA court correctly concluded that the

first of these petitions was merely misnamed, as the only issues Muhammad

presented related to the effectiveness of trial counsel.     See Motion for a

Grazier Hearing, 6/12/19; Motion to Proceed Pro Se and Motion for a Grazier

Hearing, 6/19/19; Memorandum and Order, 6/19/19, at 1.

       However, Muhammad’s filings after the PCRA court issued its notice of

intent to dismiss did seek permission to amend counsel’s supplemental PCRA

petition pro se and set forth allegations related to PCRA counsel’s

ineffectiveness. See Motion for a Grazier Hearing, 10/15/19, at unnumbered

page 3; Motion to Proceed Pro Se on PCRA, 12/9/19; Notice of Appeal and

Motion to Proceed Pro Se on PCRA Appeal, 1/2/20. While the clerk of courts

forwarded these motions to PCRA counsel, counsel did not seek to withdraw

or file his own motion for a Grazier hearing and the PCRA court did not

address the motions.

       This factual scenario is similar to what arose in Grazier. There, the

petitioner’s counseled PCRA7 petition was dismissed, and the petitioner filed

in this court a pro se notice of appeal, along with petitions to remove counsel.

Grazier, supra, at 82. This court denied the first of the petitions and referred



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7 The petition was filed pursuant to the Post-Conviction Hearing Act, which
preceded the PCRA.


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the second and third to counsel. Ultimately, counsel filed a brief on appeal

and this court affirmed. Id. The petitioner then filed a pro se petition for

allowance of appeal to our Supreme Court, and counsel filed a petition to

withdraw. The Supreme Court determined that this court erred in denying the

petitions to proceed pro se and referring them to counsel:

      In Commonwealth v. Rogers, 537 Pa. 581, 583, 645 A.2d 223,
      224 (1994), the right to proceed pro se at the appellate stage was
      again recognized: “[i]t is well settled that a criminal defendant or
      appellant has the right to proceed pro se at trial and through
      appellate proceedings.” This court held, however, that when an
      appellant requests pro se status after his counsel has filed an
      appellate brief, the request is untimely. . . . In the present case,
      however, appellant filed petitions to dismiss counsel and proceed
      pro se before an appellate brief was filed by counsel.

      Given appellant’s timely and unequivocal request to conduct his
      appeal pro se, it was error to simply deny the request and refer
      the matter to counsel. When a waiver of the right to counsel is
      sought at the post-conviction and appellate stages, an on-the-
      record determination should be made that the waiver is a
      knowing, intelligent, and voluntary one.

Id.

      This court has also held that when a PCRA petitioner makes an

unequivocal request to proceed pro se in litigating his petition, the PCRA court

must conduct a hearing in accordance with Grazier to ensure that the waiver

is knowing, voluntary and intelligent.   Commonwealth v. Robinson, 970

A.2d 455, 458-59 (Pa. Super. 2009) (en banc). We recognized that “‘it is up

to the trial court, and not counsel, to ensure that a colloquy is performed if

the defendant has invoked his right to self representation.’”       Id. at 458

(quoting Commonwealth v. Davido, 868 A.2d 431, 437-38 (Pa. 2005)). We

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held that this right to self-representation applies in the PCRA context, and that

“the importance of that right cannot be diminished merely due to its rule-

based derivation.”      Id.   Accordingly, when a petitioner seeks to represent

himself in the PCRA context, the PCRA court has the duty to conduct a colloquy

that complies with Pa.R.Crim.P. 121(A)(2)(a), (d), (e), and (f):

       A court must explain to a defendant that he has the right to
       counsel, in accordance with (a), that he is bound by the rules as
       outlined in (d), and that he may lose rights, as indicated in (f).
       Subsection (e) must be appropriately tailored so that a defendant
       is informed that “there are possible defenses to these charges that
       counsel might be aware of, and if these defenses are not raised
       [in a PCRA petition], they may be lost permanently.”

Id. at 459-60 (citing Pa.R.Crim.P. 121). Thus, in Robinson, we vacated the

order denying PCRA relief and remanded for a proper colloquy in accordance

with Grazier, even though the petitioner had already filed a pro se brief on

appeal. Id. at 460.

       Here, Muhammad sought to proceed pro se after the PCRA court issued

its notice of intent to dismiss the petition. See Motion to Proceed Pro Se on

PCRA, 12/9/19; Notice of Appeal and Motion to Proceed Pro Se on PCRA

Appeal, 1/2/20. Muhammed specifically alleged that PCRA counsel had been

ineffective by failing to communicate with him regarding his claims and failing

to file a response to the notice of intent to dismiss.8 Even though Muhammad

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8 To that end, Muhammed filed his own pro se Opposition to Notice of Intent
to Dismiss PCRA Pursuant to Pa.R.Crim.P. 907. In that filing, Muhammad
provided more factual detail and legal argument in support of his suppression



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timely raised his clear wish to waive his right to representation and proceed

pro se on appeal, the PCRA court did not conduct a Grazier hearing and

colloquy to determine whether Muhammad knowingly, intelligently and

voluntarily waived his right. Consequently, Muhammad has been represented

on this appeal by counsel whose stewardship he challenged in the PCRA court.

       Because Muhammad sought to represent himself on appeal both before

and after filing his notices of appeal, the PCRA court erred in failing to conduct

a hearing to determine whether Muhammad was knowingly, intelligently and

voluntarily waiving his right to representation on appeal for his first PCRA

petition.   Grazier, supra; Robinson, supra.        Thus, we vacate the order

dismissing the petition and remand for a Grazier hearing. Once the hearing

is conducted, the PCRA court must provide Muhammad or his counsel 20 days

to respond to the notice of intent to dismiss.

       Order vacated.      Case remanded for further proceedings.     Jurisdiction

relinquished.




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claim than was set forth in counsel’s supplemental PCRA petition. Compare
Opposition to Notice of Intent to Dismiss, 12/9/19, at 1-7, with Supplement
to Motion for Post Conviction Collateral Relief, 7/17/19, at 2. However,
Muhammad’s filing amounted to hybrid representation and is a legal nullity,
as he was represented by counsel at the time it was filed. Commonwealth
v. Williams, 151 A.3d 621, 623 (Pa. Super. 2016).

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Judgment Entered.




Joseph D. Seletyn, Esq.
Prothonotary



Date: 8/14/2020




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