[Cite as In re D.F., 2018-Ohio-1792.]


                                       COURT OF APPEALS
                                   COSHOCTON COUNTY, OHIO
                                   FIFTH APPELLATE DISTRICT

IN RE: D.F.                                       JUDGES:
                                                  Hon. William B. Hoffman, P.J.
                                                  Hon. Patricia A. Delaney, J.
                                                  Hon. Earle E. Wise, Jr., J.

                                                  Case No. 2016CA0015, 2016CA0016


                                                  OPINION




CHARACTER OF PROCEEDING:                       Appeal from the Coshocton County Court of
                                               Common Pleas, Juvenile Division, Case
                                               Nos. 201420009, 2014CR008


JUDGMENT:                                      Judgment reversed in part, affirmed in part

DATE OF JUDGMENT ENTRY:                       May 2, 2018

APPEARANCES:

For Appellant                                 For Appellee

CHARLYN BOHLAND                               BENJAMIN E. HALL
The Office of the Public Defender             Coshocton County Prosecutor's Office
Assistant State Public Defender               Assistant Prosecuting Attorney
250 East Broad Street, Suite 1400             318 Chestnut Street
Columbus, Ohio 43215                          Coshocton, Ohio 43812
Coshocton County, Case No. 2016CA0015, 2016CA0016                                           2

Hoffman, P.J.

       {¶1}   This case comes before this Court from the judgment entered by the Ohio

Supreme Court on February 28, 2018, remanding for application of State v. Morgan,

2017-Ohio-7566. Appellant is D.F.; Appellee is the state of Ohio.

                               STATEMENT OF PROCEEDINGS1

       {¶2}   On January 17, 2014, the State filed a Bill of Information alleging D.F.

committed two counts of rape, felonies of the first degree, in violation of R.C.

2907.02(A)(1)(b), with each charge carrying an attendant serious youthful offender (SYO)

specification, pursuant to R.C. 2152.11(D)(2)(b); and one count of gross sexual

imposition, a third degree felony, in violation of R.C. 2907.05(A)(4).

       {¶3}   Appellant's date of birth is October 18, 1995, and the offenses were alleged

to have occurred between December 3, 2009, and January 16, 2013.

       {¶4}   On January 17, 2014, Appellant entered an admission to the charges. The

matter proceeded to disposition on January 30, 2014. The juvenile court committed

Appellant to the Ohio Department of Youth Services for a minimum of two years and six

months, maximum of up to Appellant's twenty-first birthday. Pursuant to the SYO

specification and R.C. 2152.11(D)(2)(b), the court imposed a suspended adult sentence

of life imprisonment with parole eligibility after 15 years on each count of rape, to be

served concurrently.




1A full rendition of the underlying facts giving rise to Appellant’s adjudication, disposition
and sentence is unnecessary for resolution of this appeal.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                          3


       {¶5}   Based upon Appellant's conduct while committed to DYS2, on December

23, 2015, the State moved to invoke the suspended adult sentence under the SYO

specification. On October 4, 2016, the trial court conducted a hearing, and imposed an

adult term of incarceration of fifteen years to life. The trial court on the same date held a

hearing and imposed a juvenile disposition regarding classification. The court classified

Appellant a tier III, Public Registry Qualified Juvenile Offender Registrant (PRQJOR),

pursuant to R.C. 2152.86. The parties and the trial court acknowledged all juvenile

dispositions terminated upon the imposition of an adult sentence, but “waived any defect

to this juvenile dispositional order and...affirmed its intention for this juvenile order to

survive the adult sentence.” (10/5/2016 Judgment Entry) The court also classified

Appellant a tier III adult registrant. Counsel for Appellant did not object to the sentence

or classifications.

       {¶6}   Appellant appealed assigning as error,




              I. THE JUVENILE COURT ERRED WHEN IT FAILED TO APPOINT

       A GUARDIAN AD LITEM TO PROTECT D.F.'S BEST INTERESTS, IN

       VIOLATION OF R.C. 2151.281(A)(1) AND JUV. R. 4(B)(1).

              II. THE MANDATORY SENTENCING SCHEME IN R.C. 2971.03 IS

       UNCONSTITUTIONAL BECAUSE IT DOES NOT PERMIT THE TRIAL

       COURT TO MAKE AN INDIVIDUALIZED DETERMINATION ABOUT D.F.'S




2A State Trooper conducted an investigation into Appellant’s conduct while at DYS, and
substantiated sexual conduct occurred between Appellant and another DYS resident.
6/24/2016 Transcript. P. 207.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                           4


       SENTENCE OR THE ATTRIBUTES OF HIS YOUTH, IN VIOLATION OF

       HIS RIGHT TO BE FREE FROM CRUEL AND UNUSUAL PUNISHMENT,

       AS GUARANTEED BY THE EIGHTH AMENDMENT TO THE U.S.

       CONSTITUTION, AND ARTICLE I, SECTION 9, OHIO CONSTITUTION.

               III.THE JUVENILE COURT ERRED WHEN IT CLASSIFIED D.F. AS

       A PUBLIC REGISTRY QUALIFIED JUVENILE OFFENDER REGISTRANT

       (PRQJOR), PURSUANT TO R.C. 2152.86, IN VIOLATION OF IN RE C.P.,

       131 OHIO ST.513, 2012-OHIO-1446, 131 Ohio St.3d 513, 967 N.E.2d 729,

       ¶ 86.

               IV.THE JUVENILE COURT ERRED WHEN IT CLASSIFIED D.F. TO

       AN ADULT TIER III REGISTRATION, PURSUANT TO THE ADULT

       STATUTES, IN VIOLATION OF R.C. 2152.82, 2152.83, 2152.84, 2152.85,

       AND 2950.01(G), (M).

               V. D.F. WAS DENIED THE EFFECTIVE ASSISTANCE OF COUNSEL IN

       VIOLATION OF THE SIXTH AND FOURTEENTH AMENDMENTS TO THE U.S.

       CONSTITUTION; AND, ARTICLE I, SECTION 10, OHIO CONSTITUTION.




       {¶7}    We sustained the first assignment of error, finding the court erred in failing

to appoint a guardian ad litem for Appellant. We overruled the second assignment of

error, finding the Ohio Supreme Court had addressed the assigned error concerning

constitutionality of the statute. We found the third, fourth and fifth assignments of error to

be premature based on our disposition of the first assignment of error. In re: D.F.,5th

Dist. Coshocton Nos. 2016CA0015, 2016CA0016, 2017-Ohio-7307.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                           5


       {¶8}   The state of Ohio appealed our decision to the Ohio Supreme Court, which

accepted jurisdiction over the appeal.      On February 28, 2018, the Supreme Court

remanded the case to this Court for reconsideration of Appellant’s direct appeal.

Pursuant to instructions on remand, we address Appellant’s assignments of error.

                                                  I.

       {¶9}   Appellant argues the trial court erred in failing to appoint a guardian ad litem

for the SYO invocation proceedings and subsequent sentencing.              Appellant did not

appear with a parent or legal guardian for these proceedings, and did not object to the

court’s failure to appoint a guardian ad litem.

       {¶10} R.C. 2151.281(A)(1) provides:




              (A) The court shall appoint a guardian ad litem, subject to rules

       adopted by the supreme court, to protect the interest of a child in any

       proceeding concerning an alleged or adjudicated delinquent child or unruly

       child when either of the following applies:

              (1) The child has no parent, guardian, or legal custodian.




       {¶11} Juv. R. 4(B)(1) similarly provides for appointment of a guardian ad litem:




              (B) Guardian ad Litem; When Appointed. The court shall appoint

       a guardian ad litem to protect the interests of a child or incompetent adult in

       a juvenile court proceeding when:
Coshocton County, Case No. 2016CA0015, 2016CA0016                                         6


              (1) The child has no parents, guardian, or legal custodian[.]




       {¶12} Subsequent to our decision reversing the instant case based on the trial

court’s failure to appoint Appellant a guardian ad litem, the Ohio Supreme Court held

when the juvenile court fails to appoint a guardian ad litem as required by statute, and the

error is unpreserved, the juvenile must demonstrate plain error pursuant to the criminal

plain error standard, i.e. the error affected the outcome of the proceeding. State v.

Morgan, 2017-Ohio-7565, ¶¶48-51.

       {¶13} In Morgan, the court determined the juvenile had not demonstrated plain

error in the trial court’s failure to appoint a guardian ad litem for him in his amenability

hearing. The court noted he was represented by counsel at all stages of the bindover

process, and counsel advocated against bindover. Id. at ¶52. Further, some of the

information a guardian ad litem would have provided at an amenability hearing might have

duplicated the information already before the court. Id. at ¶53. The court further noted

Morgan’s mother was present for all hearings except the amenability hearing, and had

participated in completion of the social-background section of the court-ordered

psychological examination. Id. at ¶52. “At the time of the amenability hearing, all that

remained was an opportunity for a presentation of arguments for or against bindover and

for the court to announce its judgment.” Id.

       {¶14} In the instant case, Appellant previously entered a plea which included the

SYO specification at issue in the invocation hearing. In exchange for his plea to the three

counts in the complaint, the State agreed not to pursue other charges against Appellant

regarding other victims under investigation at the time.       At the time of his original
Coshocton County, Case No. 2016CA0015, 2016CA0016                                        7


sentencing on January 30, 2014, the legal custodian from the agency which had custody

of Appellant was present in the courtroom and addressed the court. Tr. (1/30/14) p.10.

Further, throughout the initial plea process and sentencing, and in the preliminary hearing

regarding invocation of the SYO sentence, Appellant demonstrated maturity by often

seeking clarification from the court and from his attorney when he lacked understanding

of the proceedings. Tr. (1/17/14) p.10-12; Tr. (1/30/14) p. 14; Tr. (1/19/16) p.7. At the

merit hearing on the motion to invoke the SYO specification, Appellant again

demonstrated an ability to seek clarification from the court concerning the proceeding and

to confer with counsel in order to participate in his defense. Tr. (4/12/16) p. 13, 15, 19,

35.

       {¶15} R.C. 2152.14(A) provides as follows regarding a motion to invoke the adult

portion of a dispositional sentence:




              (A)(1) The director of youth services may request the prosecuting

       attorney of the county in which is located the juvenile court that imposed a

       serious youthful offender dispositional sentence upon a person under

       section 2152.121 or 2152.13 of the Revised Code to file a motion with that

       juvenile court to invoke the adult portion of the dispositional sentence if all

       of the following apply to the person:

              (a)The person is at least fourteen years of age.

              (b)The person is in the institutional custody, or an escapee from the

       custody, of the department of youth services.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                        8


             (c)The person is serving the juvenile portion of the serious youthful

      offender dispositional sentence.

             (2)The motion shall state that there is reasonable cause to believe

      that either of the following misconduct has occurred and shall state that at

      least one incident of misconduct of that nature occurred after the person

      reached fourteen years of age:

             (a) The person committed an act that is a violation of the rules of the

      institution and that could be charged as any felony or as a first degree

      misdemeanor offense of violence if committed by an adult.

             (b)The person has engaged in conduct that creates a substantial risk

      to the safety or security of the institution, the community, or the victim.




      {¶16} R.C. 2152.14(E) provides for invocation of the adult sentence following a

hearing:




             (E)(1) The juvenile court may invoke the adult portion of a person's

      serious youthful offender dispositional sentence if the juvenile court finds all

      of the following on the record by clear and convincing evidence:

             (a)The person is serving the juvenile portion of a serious youthful

      offender dispositional sentence.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                         9


              (b)The person is at least fourteen years of age and has been

       admitted to a department of youth services facility, or criminal charges are

       pending against the person.

              (c)The person engaged in the conduct or acts charged under division

       (A), (B), or (C) of this section, and the person's conduct demonstrates that

       the person is unlikely to be rehabilitated during the remaining period of

       juvenile jurisdiction.




       {¶17} The parties stipulated Appellant was at least fourteen years of age and had

been admitted to a department of youth services facility, and he was serving the juvenile

portion of a SYO dispositional sentence. At the SYO invocation hearing, the State

presented evidence of three alleged rapes committed by Appellant while in the

department of youth services facility. The court found two of the incidents were not proven

by clear and convincing evidence. However, the third incident the court found proven by

clear and convincing evidence. While Appellant did not admit or deny using force or

coercion in this sexual encounter with another resident of the facility, he responded to the

police inquiry by stating he would never force himself on anyone unless he was smaller

than Appellant, and he stated the other youth in question was short.

       {¶18} The State further presented evidence Appellant’s conduct creates a

substantial risk to the safety of the community or the victim. Appellant demonstrated lack

of interest, participation and progress in sex offender treatment. He admitted to Dr.

Jennifer Alpert, his psychologist in the facility, he will reoffend. He admitted to engaging

in “grooming” activity with others in the facility, and discussed a desire to contact past
Coshocton County, Case No. 2016CA0015, 2016CA0016                                          10


victims and rekindle the relationships. Appellant expressed in a letter he was unsafe to

be out in the community, as he knows what he would do given the opportunity.

       {¶19} As to sentencing, the trial court initially sentenced Appellant to a term of life

imprisonment with parole eligibility in fifteen years on each count of rape, to be served

concurrently. However, following the SYO invocation hearing, the trial court modified the

adult sentence to fifteen years to life on each count of rape, to be served concurrently.3

       {¶20} The record does not demonstrate had Appellant been represented by a

guardian ad litem, the result of the proceeding would have been different. Appellant

demonstrated an ability throughout the case to interact successfully with the court and

counsel to ensure a complete understanding of the proceedings against him.               The

evidence presented at the hearing clearly supported the court’s findings in support of

invocation of the adult sentence. The adult portion of Appellant’s sentence was modified

to a lesser sentence following the SYO invocation hearing. We find appellant has not

demonstrated plain error in the court’s failure to appoint a guardian ad litem.

       {¶21} The first assignment of error is overruled.




                                                 II.

       {¶22} For the reasons stated in our August 21, 2017 opinion in the instant case,

the second assignment of error is overruled.




3 R.C. 2152.14(E)(2) allows the court to modify the adult sentence to consist of any
lesser prison term that could be imposed for the offense.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                        11


                                                III.

       {¶23} In his third assignment of error, Appellant argues the court erred in

classifying him as a public registry qualified juvenile offender registrant (PRQJOR)

pursuant to R.C. 2152.86, as the statute has been found unconstitutional by the Ohio

Supreme Court. We agree.

       {¶24} In the case of In re C.P., 131 Ohio St.3d 513, 2012–Ohio–1446, 967 N.E.2d

729, the Ohio Supreme Court held R.C. 2152.86 violates procedural due process

because it automatically imposes lifelong registration and notification requirements on a

certain class of juvenile sex offenders called public-registry-qualified juvenile-offender

registrants.[“PRQJOR”] In re C.P., ¶ 86. Pursuant to R.C. 2152.86, juveniles are public-

registry-qualified juvenile-offender registrants if they (1) were 14 through 17 years old

when the offense was committed, (2) have been adjudicated a delinquent child for

committing certain specified sexually-oriented offenses, and (3) have had a court impose

on them a serious youthful offender dispositional sentence. Id. at ¶ 13. These offenders

are to be classified under tier III. Id. at ¶ 85–86. Therefore, the offenders “are

automatically subject to mandatory, lifetime sex-offender registration and notification

requirements” because they are automatically labeled tier III offenders. Id. at ¶ 1. The

court also held R.C. 2152.86 violated the Cruel and Unusual Punishment Clause of the

Eighth Amendment and the Due Process Clause of the Fourteenth Amendment because

it “imposes automatic, lifelong registration and notification requirements on juvenile sex

offenders tried within the juvenile system.” Id. at syllabus. The court contrasted R.C.

2152.86 with sex offender classifications made “through a traditional juvenile disposition,”

which provides the trial court with more discretion in the imposition of the reporting and
Coshocton County, Case No. 2016CA0015, 2016CA0016                                       12


registration requirements because “the court holds a hearing to determine [the offender's]

tier classification.” Id. at ¶ 20. See, In re M.C., 10th Dist. Franklin No. 12AP–618, 2013–

Ohio–2109, ¶ 79.

       {¶25} The trial court classified Appellant a PRQJOR in its October 5, 2016

judgment entry as follows:




              On this date, at this hearing and prior to granting the State’s Motion

       to Invoke the Serious Youthful Offender specification, this Court held a sex

       offender registration hearing and imposed a juvenile disposition regarding

       classification. Specifically, defendant is hereby ordered a Tier III public

       registry qualified juvenile offender registrant (PRQJOR) pursuant to

       2152.86 of the Revised Code. The parties and the Court acknowledged

       that R.C. 2152.4(F) [sic] terminated all juvenile dispositions when an adult

       sentence is imposed but waived any defect to this juvenile dispositional

       order and this Court affirmed its intention for this juvenile order to survive

       the adult sentence.




       {¶26} At the hearing, the trial court recognized the statute had been found

unconstitutional:




              The court had reviewed, prior to going on the record with counsel,

       the Public Registry Qualified Juvenile Registrant requirements. 14 years of
Coshocton County, Case No. 2016CA0015, 2016CA0016                                         13


       age at the time of the act.      Classified as a serious youthful offender.

       Adjudicated delinquent for committing any of the following, which includes

       2907.02 rape. I just want to make sure I’m looking at all the notes on these.

       So, it would seem that [D.F.] satisfies the requirements to be registered

       under this class of juvenile offenders or Public Registry Qualified Juvenile

       Offender registrant. There has been a Supreme Court case that has found

       certain aspects of the law unconstitutional. So, what the court’s going to do

       is going to find for the juvenile registration that [D.F.] is a Tier III sex

       offender, child victim offender registrant.      Because he satisfies the

       requirements for Public Registry Qualified Juvenile Offender registrant,

       subject to community notification provisions, the court will make that finding

       but certainly exempt any portions of those requirements that have been

       found to be unconstitutional and subsequent authority interpreting that

       statute.

       Tr.(10/4/16)p.13-14.




       {¶27} Although from the bench the trial court expressed an intention to not run

afoul of the unconstitutional provisions of R.C. 2152.86, the trial court automatically

classified Appellant as a tier III public registry qualified juvenile offender because he met

the requirements for such classification set forth in R.C. 2152.86.          The automatic

imposition of lifelong tier III reporting requirements upon a juvenile who meets the

classification criteria set forth in R.C. 2152.86 is exactly what the Ohio Supreme Court

found unconstitutional in In re C.P., supra.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                         14


         {¶28} The third assignment of error is sustained.




                                                   IV.

         {¶29} In his fourth assignment of error, Appellant argues the court erred in

classifying him a tier III adult offender. We agree.

         {¶30} The State argues pursuant to this Court’s decision in State v. Reidenbach,

5th Dist. Coshocton No. 2014CA0019, 2015-Ohio-2915, the adult registration statute

applies to Appellant because he was given an adult sentence.                    Reidenbach is

distinguishable from the instant case, as Reidenbach was bound over and convicted as

an adult in adult court. In the instant case, Appellant was subject to an adult sentence,

but was not convicted as an adult. Rather, he was adjudicated delinquent in juvenile

court.

         {¶31} R.C. 2950.01(G) includes in the definition of a tier III registrant:




                (3) A sex offender who is adjudicated a delinquent child for

         committing or has been adjudicated a delinquent child for committing any

         sexually oriented offense and who a juvenile court, pursuant to section

         2152.82, 2152.83, 2152.84, or 2152.85 of the Revised Code, classifies a

         tier III sex offender/child-victim offender relative to the offense.

                (4) A child-victim offender who is adjudicated a delinquent child for

         committing or has been adjudicated a delinquent child for committing any

         child-victim oriented offense and whom a juvenile court, pursuant to section
Coshocton County, Case No. 2016CA0015, 2016CA0016                                         15


       2152.82, 2152.83, 2152.84, or 2152.85 of the Revised Code, classifies a

       tier III sex offender/child-victim offender relative to the current offense.




       {¶32} As a sex offender and child-victim offender adjudicated delinquent,

Appellant’s classification as a tier III offender/child-victim offender must be made pursuant

to R.C. 2152.82, R.C. 2152.83, R.C. 2152.84, or R.C. 2152.85. As discussed in the third

assignment of error, the trial court improperly classified Appellant a tier III offender

pursuant to R.C. 2152.86, which has been found unconstitutional. Because Appellant

was adjudicated delinquent in juvenile court, the trial court erred in imposing on him an

adult offender registration classification.

       {¶33} The Ninth District Court of Appeals has found harmless error in the

classification of a serious youth offender as an adult registrant:




              [A] trial court speaks only through its journal entries.” State v.

       Leason, 9th Dist. Summit No. 25566, 2011-Ohio-6591, 2011 WL 6740749,

       ¶ 8. In its entry, the juvenile court wrote that D.J. “has been convicted of a

       sexually-oriented offense” even though he, instead, had been adjudicated

       delinquent for committing rape and murder. The court went on, however, to

       order D.J. “to be adjudicated a Tier III Sex Offender * * *.” The definition of

       a “Tier III sex offender * * *” includes “[a] sex offender who * * * has been

       adjudicated a delinquent child for committing any sexually oriented offense

       and who a juvenile court, pursuant to section 2152.82, 2152.83, 2152.84,
Coshocton County, Case No. 2016CA0015, 2016CA0016                                            16


       or 2152.85 * * * classifies a tier III sex offender * * * relative to the offense.”

       R.C. 2950.01(G)(3). Although the juvenile court used the word “adjudicate”

       in its entry instead of “classify,” the difference between the two words in this

       context is not significant. In addition, D.J. has not identified any difference

       in the requirements placed on a Tier III sex offender who receives that

       designation automatically for being convicted of certain offenses as an adult

       and juveniles who receive that designation under Section 2950.01(G)(3).

       Accordingly, upon review of the juvenile court's entry, we conclude that any

       error in the court's word choice was harmless. D.J.'s fifth assignment of

       error is overruled.

       In re D.J., 9th Dist. Summit No. 28472, 2018-Ohio-569, ¶23.




       {¶34} The juvenile in In re D.J. had been properly classified a tier III juvenile

offender pursuant to R.C. 2950.01(G)(3). Thus, the additional classification as an adult

offender was superfluous, as the registration and reporting requirements were identical

to the juvenile registration and reporting requirements for a tier III offender. In the instant

case however, Appellant was not properly classified a tier III juvenile offender pursuant

to R.C. 2950.01(G)(3), as the trial court incorrectly applied R.C. 2952.86, which had been

declared unconstitutional. Accordingly, the imposition of the adult classification is not

harmless.

       {¶35} The fourth assignment of error is sustained.
Coshocton County, Case No. 2016CA0015, 2016CA0016                                      17


                                               V.

       {¶36} Appellant argues counsel was ineffective for failing to raise his improper

classification as a PRQJOR and his improper classification as an adult tier III offender.

Because we have sustained Appellant’s assignments of error relative to his classification,

this assignment of error is overruled as being moot.

       {¶37} The judgment is reversed as to Appellant’s tier III juvenile and adult

registration classification and remanded for re-classification in accordance with law and

this opinion. The judgment is affirmed in all other respects.




By: Hoffman, P.J.

Delaney, J. and

Wise, Earle, J. concur
