                                                                      PRECEDENTIAL


                      UNITED STATES COURT OF APPEALS
                           FOR THE THIRD CIRCUIT

                                   _____________

                                    No. 17-3274
                                   _____________

                          UNITED STATES OF AMERICA

                                          v.

                                 PETER SEPLING,
                                            Appellant
                                 ________________

                    On Appeal from the United States District Court
                        for the Middle District of Pennsylvania
                                (No. 3-11-cr-00195-001)
                       District Judge: Hon. A. Richard Caputo
                                  ________________

                               Argued on May 23, 2019

             Before: McKEE, SHWARTZ, and FUENTES, Circuit Judges

                          (Opinion filed November 29, 2019)

Sean E. Andrussier
Abbey McNaughton                [ARGUED]
Nicolas Rodriguez
Kelsey Smith
Duke University School of Law
210 Science Drive
Box 90360
Durham, NC 27708
             Counsel for Appellant


The Court wishes to express its gratitude to the Duke University School of Law
Appellate Advocacy Clinic for agreeing to represent Mr. Sepling pro bono. The Court
Stephen R. Cerutti, II
Office of United States Attorney
228 Walnut Street, P.O. Box 11754
220 Federal Building and Courthouse
Harrisburg, PA 17108
              Counsel for Appellee

William S. Houser           [ARGUED]
Francis P. Sempa
Office of United States Attorney
235 North Washington Avenue
P.O. Box 309, Suite 311
Scranton, PA 18503
              Counsel for Appellee


                                   ________________

                               OPINION OF THE COURT
                                  ________________

McKEE, Circuit Judge

       Peter Sepling moved under 28 U.S.C. § 2255 for the District Court to vacate the

judgment of sentence imposed following his guilty plea based upon his attorney’s alleged

ineffectiveness during his sentencing in 2014. Sepling asks us to vacate the order of the

District Court denying this motion. We agree that he was prejudiced by his counsel’s

ineffectiveness and we will therefore vacate the District Court’s denial of Sepling’s §

2255 motion and remand for further proceedings consistent with this opinion.




expresses particular appreciation to Sean E. Andrussier, Esq., Director of the Appellate
Advocacy Clinic, and the clinical law students: Abbey McNaughton (who presented an
exceptional oral argument), Nicolas Rodriguez, and Kelsey Smith. Together, they
submitted an excellent brief and provided exemplary representation to Mr. Sepling.
                                             2
                                     I.      Background

       Sentencing Counsel represented Peter Sepling and negotiated a plea agreement

with the Government. Pursuant to that Rule 11(c)(1)(C) agreement, Sepling pled guilty to

importing gamma butyrolactone (GBL), a schedule I controlled substance analogue, in

violation of Title 21, U.S.C. § 952.1 The agreement provided in part that Sepling’s

sentence would be calculated without consideration of, or reference to, the career

offender section of the Sentencing Guidelines.2 The plea agreement also stipulated that

Sepling would “refrain from any further violations of state, local or federal law while

awaiting . . . sentencing under this agreement” and that a failure to abide by the

stipulations of the agreement could cause the Government to withdraw it.3 After the court

accepted Sepling’s plea, he was released on bond pending sentencing.

       Despite the provisions of the plea agreement, Sepling became involved in a

conspiracy to import methylone, another Schedule I controlled substance, shortly after he

was released on bond. Law enforcement officials arrested him and charged him with

conspiracy to import methylone in violation of 21 U.S.C. § 963. A search incident to that

arrest uncovered 3 kilograms of the substance and a later investigation revealed that the

conspiracy involved approximately ten kilograms of the drug. An Assistant Public

Defender was appointed to represent Sepling on the new charges. She negotiated an

unwritten agreement with the Government in which the Government agreed to withdraw



1
  JA38, 45.
2
  JA53.
3
  JA62-63.
                                             3
the conspiracy charge in exchange for Sepling accepting responsibility for conspiring to

import methylone. In addition, the Government agreed that, rather than prosecuting

Sepling on the new charges arising from his involvement with methylone, Sepling’s

involvement would be factored into the sentence he would receive for his prior GBL

conviction as relevant conduct. Since Sepling did not face a separate prosecution

involving methylone, the Assistant Public Defender ceased representing Sepling once the

Government agreed not to prosecute.

       Pursuant to the initial plea agreement arising from his involvement with GBL,

Sepling’s unmodified Guideline range was 27 to 33 months incarceration. His criminal

history category did not change after factoring in his subsequent arrest for methylone.

However, the relevant conduct involving his subsequent arrest for methylone

dramatically increased his base offense level.

       “The [Sentencing] Commission has used the sentences provided in, and

equivalences derived from, . . . (21 U.S.C. § 841(b)(1)), as the primary basis for the

guideline sentences.”4 But that section only offers guidance for sentences involving the

most common controlled substances. The Guidelines use the drug conversion table in

§ 2D1.1 to prescribe sentences for controlled substances not listed in 21 U.S.C.

§ 841(b)(1)).5 For controlled substances less common than those in the 2D1.1 conversion

table, the sentencing court must select an analogue from the drug conversion table that is



4
  U.S. Sentencing Guidelines Manual § 2D1.1 cmt. n.8(A) (U.S. Sentencing Comm’n
2013) [hereinafter U.S.S.G].
5
  Id. at cmt. n.8(D).
                                             4
most analogous to the substance defendant possessed and proceed as if the defendant had

actually possessed the analogous substance listed in the conversion table. Sepling’s

relevant conduct involved methylone, which is not listed in the Guideline table. The

Probation Officer preparing Sepling’s Pre-Sentence Report (PSR) therefore analogized

methylone to Methylenedioxymethamphetamine or “MDMA.” MDMA is a more

common street drug known as “ecstasy,” and the Guidelines specify a sentencing range

for MDMA by establishing a ratio to convert it to a comparable amount of marijuana.6

       The sentencing table conversion for MDMA equates a unit of that drug to 500

units of marijuana. Consequently, the District Court started its sentencing determination

using this 500:1 ratio.7 Sepling believed that he was only responsible for 3 kilograms of

methylone. However, the PSR held him responsible for ten kilograms based on

information received from the law enforcement officers involved in his subsequent arrest.

Using MDMA as the methylone analogue, the PSR suggested that Sepling’s relevant

conduct for his involvement with methylone was equivalent to conspiring to distribute

5,000 kilograms (five and a half U.S. tons) of marijuana.8




6
  Id. at cmt. n.8(A)(i).
7
  Id. at cmt. n.8(D).
8
  This is about the same weight as a large SUV. See How Much Does a Large SUV
Weigh,
https://www.google.com/search?q=how+much+does+a+large+suv+weigh&oq=how+mu
ch+does+a+large+suv+weigh&aqs=chrome..69i57.7776j1j7&sourceid=chrome&ie=UTF
-8 (last viewed on October 10, 2019).

                                             5
       Under the Guidelines, offenses involving at least 3,000 but less than 10,000

kilograms of marijuana have a base level of 34.9 After receiving a two-level variance

because of an anticipated amendment to the Sentencing Guidelines (Amendment 782,

enacted July 18, 2014), Sepling’s base level was reduced to 32. The resulting sentencing

range was a period of incarceration between 188 months and 235 months. Sentencing

Counsel did not object to that sentencing calculation, nor did he file a sentencing

memorandum.10

       During the ensuing sentencing hearing, Sentencing Counsel did object to the ten-

kilogram weight assessed against Sepling, but did not take issue with the 500:1

conversion ratio that would drive the sentence pursuant to the 500:1 ratio of ecstasy (the

substance determined to be equivalent to the methylone for purposes of “relevant

conduct”) to marijuana.

       During that hearing, Sentencing Counsel informed the court that he had “never

heard [of methylone] . . . until [Sepling] got rearrested.”11 Sentencing Counsel then

explained that he had attempted to learn about the drug from the Government. Counsel

further explained that the Government “tried to educate me… as Mr. Sepling tried to

educate me. My understanding of the drug, which is very little, is that drug is –he

[Sepling] will explain [to] the Court –it’s like a watered down ecstasy.”12 The

Government also knew next to nothing about methylone.


9
  U.S.S.G. § 2D1.1(c)(3).
10
   JA33.
11
   JA76.
12
   JA76-77.
                                             6
       Rather than doing any research into the pharmacological effect of methylone in

order to competently represent his client and inform the District Court’s application of

the Guidelines table, Sentencing Counsel relied upon his client to explain the effects of

methylone. Sentencing Counsel thus “decided to outsource to Sepling any discussion of

methylone at the hearing.”13 At Sentencing Counsel’s request, Sepling offered the

following testimony in an attempt to provide some indicia of an appropriate comparison

of methylone to more common substances in the Guidelines equivalency table: “It’s like

ecstasy. If ecstasy is a ten…[t]his stuff is six and lasts about an hour and a half.”14 Then,

in a remarkable exchange that is central to this appeal, Sentencing Counsel, the

Government, and the District Court all confessed that they did not possess any

substantive knowledge of methylone:

              The Court: … [A]lthough he’s an addict and although it’s a controlled
              substance, the Methylone is driving [the Sentencing Guidelines
              calculation.] And that’s a serious—that’s a serious business because I
              know—I read about ecstasy. I don’t know anything about Methylone, but I
              will accept the fact that it’s somewhat less of an impact than ecstasy. I
              assume that’s correct.
              Government: I can’t answer that, Judge.
              The Court: You can’t answer that, no?
              Sentencing Counsel: I don’t know either, Judge.
              The Court: Neither do I. But in any event, it’s a controlled substance. It’s
              mind altering. It affects people’s behavior. It’s not a good thing. So I will
              consider that.15

Of course, all controlled substances are regulated because they are not “a good thing,” at

least insofar as they are used recreationally rather than medicinally pursuant to a doctor’s


13
   Appellant Brief 17.
14
   JA80.
15
   JA92.
                                              7
supervision. They are also all potentially “mind altering” and “affect[] people’s

behavior.” However, Sentencing Counsel made no attempt to provide any information

specific to methylone that would have reduced the ratio of 500:1 which drove his client’s

sentence even though the court appropriately confessed to knowing nothing about

methylone—other than the fact that it was listed as a controlled substance.

       The District Court sentenced Sepling to a period of incarceration of 102 months.

In sentencing him, the court explained, “[y]ou’ve committed a serious crime here, and

it’s—in particular the methylone and that you put people in harm’s way, and this is why

I’m sentencing you.”16

       Sepling thereafter filed a pro se motion under 28 U.S.C. § 2255 to set aside or

correct his sentence based upon Sentencing Counsel’s alleged deficient representation,

which the District Court denied.17

                                II.    The Sixth Amendment

       In Strickland v. Washington, the Supreme Court elaborated upon “the

constitutional requirement of effective assistance” of counsel.18 The Court explained that

“[t]he benchmark for judging any claim of ineffectiveness must be whether counsel’s

conduct so undermined the proper function of the adversarial process that the trial cannot

be relied on as having produced a just result.”19 Two factors are crucial to determining if

defense counsel’s assistance falls short of the constitutional guarantee. “First, the


16
   JA94.
17
   JA108-138.
18
   Strickland v. Washington, 466 U.S. 668, 686 (1984).
19
   Id.
                                              8
defendant must show that counsel’s performance was deficient…. Second, the defendant

must show that the deficient performance prejudiced the defense.” 20

       In denying Sepling’s § 2255 petition, the District Court found that Sentencing

Counsel’s performance was not deficient. The District Court explained: “Although

sentencing counsel acknowledged that he knew little about methylone, he appropriately

likened the drug to a ‘watered down ecstasy.’”21 The District Court concluded that

because Sentencing Counsel’s statements regarding methylone were consistent with

Sepling’s, Sepling could not now demonstrate any deficient performance. Similarly, the

District Court found that Sepling also could not establish prejudice under Strickland’s

second prong because the court, in sentencing Sepling, determined that the Guidelines

were not fair and granted him a substantial downward variance.22 The District Court

denied the motion without a hearing and then denied Sepling’s request for a certificate of

appealability.

                               III.   Arguments on Appeal23

       In this appeal, Sepling again asserts that his Sentencing Counsel provided

ineffective assistance by failing to investigate and educate himself and the court about


20
   Id. at 687.
21
   JA13.
22
   JA14.
23
   The District Court exercised jurisdiction over Sepling’s petition for post-conviction
relief under 28 U.S.C. § 2255. We exercise jurisdiction over this appeal under 28 U.S.C.
§ 2253(a) and 28 U.S.C. § 1291. Our review of the District Court’s assessment of
whether counsel’s “performance was deficient” and whether “deficient performance
prejudiced the defense” is plenary. United States v. Jenkins, 333 F.3d 151, 153 (3d Cir.
2003).

                                             9
methylone, the substance driving his sentence, or MDMA, its guideline analogue. Sepling

adds that by advising him that he had no appealable issues, Sentencing Counsel was

again ineffective. The Government argues that Sepling’s sentence was not based on the

Guidelines, but instead on the sentencing factors as articulated in 18 U.S.C. § 3553(a)

and, therefore, his claims of ineffective assistance of counsel are frivolous. The

Government also argues that Sentencing Counsel achieved a downward variance from the

Guidelines’ suggested sentence and therefore could not have been constitutionally

derelict.

                                      IV. Discussion

       It is now firmly established that a defendant’s constitutional right to effective

representation extends to sentencing hearings.24 The fact that counsel’s dereliction may

only have resulted in a comparatively “small” increase in the amount of time a defendant

is incarcerated neither negates nor lessens the Sixth Amendment’s guarantee. “Authority

does not suggest that a minimal amount of additional time in prison cannot constitute

prejudice.”25 Moreover, since Strickland, the Supreme Court has explicitly stated that

“any amount of actual jail time has Sixth Amendment significance.”26 Indeed, an interval

that may appear to be insignificant to those of us in air-conditioned courtrooms, who

return to the warmth and comfort of our homes each night, may be quite oppressive and

punitive to someone confined in the sterile isolation of a prison cell situated behind



24
   Glover v. United States, 531 U.S. 198 (2001).
25
   Id. at 203.
26
   Id.
                                             10
concrete walls and razor wire. Accordingly, if Sepling can show that Sentencing Counsel

was constitutionally ineffective, he can then satisfy the prejudice prong of Strickland if

there is “a reasonable probability that, but for counsel’s unprofessional errors, the result

of the [sentencing] would have been different.”27

                             A. Sentencing Counsel’s Performance

       We have no problem concluding that Sentencing Counsel’s representation here fell

far “below an objective standard of reasonableness.” 28 As noted above, the relevant

conduct involving methylone, incorporated into Sepling’s sentencing for his involvement

with GBL, was the driving factor in the calculation of Sepling’s base level under the

Sentencing Guidelines and the District Court’s sentence. During the sentencing hearing,

Sentencing Counsel challenged only the weight of methylone used to calculate Sepling’s

Guideline sentence.29 Although Sentencing Counsel argued that Sepling’s relevant

conduct should have been based on the 3 kilograms he was apprehended with, without

consideration of the additional 7 kilograms involved in the methylone conspiracy, he

made absolutely no effort to challenge the court’s reliance on the 500:1 ratio derived

from comparing methylone to MDMA. Sepling argues that, at a minimum, Sentencing

Counsel was required to undertake a sufficient investigation of methylone to avoid a

sentence derived from the selection of a purportedly false equivalent in the Guideline


27
   Strickland, 466 U.S. at 694.
28
   Id. at 688.
29
   JA71-72 (arguing that the ten-kilogram weight came from Sepling’s coconspirators and
that therefore the Government must produce those coconspirators to establish that
Sepling possessed ten kilograms of methylone).
                                             11
tables that would unfairly and inaccurately inflate Sepling’s sentence. We agree.

Sentencing Counsel’s failure to develop even a rudimentary understanding of methylone

and how it compares to MDMA precluded him from assessing whether MDMA was an

appropriate analogue, making a compelling, fact-based argument about the seriousness of

methylone, or arguing in favor of a smaller ratio than 500:1 as a starting point for crafting

an appropriate sentence.

       “[A] district court should begin all sentencing proceedings by correctly

calculating the applicable Guidelines range,” 30 but it is a responsibility of counsel to

ensure that the presentencing report’s calculations are correct and that the court has the

information needed to conduct a fair sentencing hearing. While the Supreme Court has

consistently noted the importance of pre-sentencing hearing investigations,31 this does not

absolve sentencing counsel of the duty to make an independent investigation into the

basis of a client’s sentence. In Strickland, the Supreme Court advised courts to draw from

“[p]revailing norms of practice as reflected in American Bar Association standards and

the like, e.g., ABA Standards for Criminal Justice 4-1 to 4-8.6,” in determining what is

required of counsel.32 Not surprisingly, the ABA Standards at the time of Sepling’s

sentencing advised that counsel “should present to the court any ground which will assist

in reaching a proper disposition favorable to the accused” and “be prepared to




30
   Gall v. United States, 552 U.S. 38, 49 (2007).
31
   See, e.g., Wiggins v. Smith, 539 U.S. 510 (2003); see also Williams v. Taylor, 529 U.S.
362 (2000).
32
   Strickland, 466 U.S. at 688.
                                              12
supplement or challenge [a presentence report] if necessary.”33Although we certainly

respect and appreciate the role of the Probation Office in preparing PSRs, the Probation

Officer is an officer of the court and counsel cannot delegate the solemn responsibility of

representing a client to a representative of the Probation Office. Because methylone is not

amongst the substances listed in 2D1.1, Sentencing Counsel should have been

sufficiently informed about methylone to evaluate the Probation Officer’s selection of

MDMA as an analogue for sentencing purposes. Methylone may be considered an

analogue of MDMA if it has “a stimulant, depressant, or hallucinogenic effect on the

central nervous system that is substantially similar to the stimulant, depressant, or

hallucinogenic effect on the central nervous system.”34 “In determining the appropriate

sentence, the court also may consider whether the same quantity of analogue produces a

greater effect on the central nervous system than the controlled substance for which it is

an analogue.”35

       We realize, of course, that “[a] fair assessment of attorney performance requires

that every effort be made to eliminate the distorting effects of hindsight, to reconstruct

the circumstances of counsel’s challenged conduct, and to evaluate the conduct from

counsel’s perspective at the time.”36 Nevertheless, it is clear from the transcript of the


33
   ABA Standards for Criminal Justice Prosecution Function and Defense Function 4-
8.1(b) (3d ed. 1993), available at
https://www.americanbar.org/content/dam/aba/publications/criminal_justice_standards/pr
osecution_defense_function.pdf.
34
   See U.S.S.G. § 2D1.1 cmt. n. 6 (2013) (adopting the definition of “controlled substance
analogue” from 21 U.S.C. § 802(32)(A)(ii)).
35
   Id.
36
   Strickland, 466 U.S. at 689.
                                              13
sentencing proceeding that Sentencing Counsel’s stewardship “was not colorably based

on tactical considerations but merely upon a lack of diligence.”37 Sentencing Counsel

quite candidly informed the court that he knew nothing about methylone. Moreover, it is

clear from the sentencing proceeding that he made absolutely no attempt to sufficiently

inform himself about whether methylone “has a stimulant, depressant, or hallucinogenic

effect on the central nervous system that is substantially similar to the stimulant,

depressant, or hallucinogenic effect on the central nervous system of [MDMA],” or

“[w]hether a lesser or greater quantity of the controlled substance not referenced in this

guideline is needed to produce a substantially similar effect on the central nervous system

as [MDMA].”38 Unsurprisingly, Sentencing Counsel was ill-equipped to challenge the

500:1 ratio that resulted from determining that MDMA or ecstasy was analogous to

methylone.

       Congress enacted the Ecstasy Anti-Proliferation Act in 2000 in response to

demands that it address the rapidly escalating abuse of ecstasy.39 Prior to enactment of

that Act, the Guidelines had a ratio of 35:1 for ecstasy offenses.40 The Sentencing

Commission responded to the demands by increasing the MDMA ratio from 35:1 to

500:1.41 A reasonable inquiry into the then-current research on the issue would have



37
   United States v. Gray, 878 F.2d 702, 712 (3d Cir. 1989).
38
   U.S.S.G. § 2D1.1 cmt. n. 6.
39
   Ecstasy Anti-Proliferation Act of 2000, Pub. L. No. 106-310, § 3662, 114 Stat. 1101,
1241 (2000).
40
   U.S. Sentencing Comm’n, Report to Congress: MDMA Drug Offenses, Explanation of
Recent Guideline Enhancement 6 (May 2001).
41
   Id.
                                             14
allowed Sentencing Counsel to argue that the response was exaggerated.42 During the

public comment period on the proposed ratio, the Federation of American Scientists

issued a statement claiming there is “no justification, either pharmacologically or in

policy terms” for the suggested increase.43 The MDMA ratio has also drawn intense

criticism since its enactment. Shortly after it went into effect, a scientist upon whose

research the Commission relied heavily to support the 500:1 ratio44 was forced to retract

multiple studies, including a study allegedly proving that a single night of taking MDMA

may cause brain damage. 45 The scientist had mistakenly used methamphetamine instead

of ecstasy in his research, claiming the vials were mislabeled.46 Sentencing Counsel also

had access to a host of later scientific and academic research supporting an argument that


42
   We offer the following only to show the arguments and resources that were reasonably
available to Sentencing Counsel at the time of Sepling’s sentencing. While Sentencing
Counsel was not constitutionally required to investigate each one of these resources or to
make each one of these arguments, his failure to make any of these arguments or failure
to make any investigation to educate himself about the substance at issue so undermines
our confidence in the sentence that was imposed as to establish prejudice under
Strickland and render his performance constitutionally deficient. Although these
materials are not contained in the record, they were available when Sepling was
sentenced and we offer them only to illustrate the kind of research that Sentencing
Counsel could have brought to the District Court’s attention.
43
   Amanda Kay, Comment, The Agony of Ecstasy: Reconsidering the Punitive Approach
to United States Drug Policy, 29 Fordham Urban L.J. 2133, 2172 (2002).
44
   U.S. Sentencing Comm’n, supra note 40 at 8-9, fn. 15-17 (acknowledging that Dr.
Ricaurte’s work has been severely criticized by other medical researchers, but explaining
that publication in peer-reviewed journals “lends credence to [his] work.”).
45
   Donald G. McNeil Jr., Research on Ecstasy Is Clouded by Errors, N.Y. Times (Dec. 2,
2003), https://www.nytimes.com/2003/12/02/science/research-on-ecstasy-is-clouded-by-
errors.html.
46
   Id. The retraction drew public criticism from other prominent scientists who accused
Dr. Ricaurte of “playing games with his data” to show that recreational drugs are
dangerous and win federal grants, and “running a cottage industry showing that
everything under the sun is neurotoxic.” Id.
                                             15
MDMA is not as harmful as the Commission proposed when selecting the ratio in 2001.47

Further supporting an argument in favor of a downward variance, publicly available data

from the Drug Enforcement Agency showed that, by 2013, “survey, seizure, and

treatment data suggest availability and abuse of [MDMA] may have peaked.”48 Finally,

then-available research shows that MDMA was responsible for significantly fewer

emergency room visits than marijuana or cocaine.49 The available evidence would have



47
   Id. (explaining that Dr. Stephen Kish from the Center for Addiction and Mental Health
in Toronto, after reviewing all available research on MDMA, concluded that there was no
evidence that ecstasy caused Parkinson’s-like tremors or any lasting brain damage). See
also John H. Halpern et al., Residual Neurocognitive Features of Long-Term Ecstasy
Users with Minimal Exposure to Other Drugs, 106 Addiction 777, 777, 783-84 (2011)
(finding “little evidence of decreased cognitive performance” in ecstasy users compared
to non-users and cautioning against “ascribing neuropsychological deficits to ecstasy
exposure.”); Stephen J. Kish et al., Decreased Cerebral Cortical Serotonin Transporter
Binding in Ecstasy Users: A Positron Emission Tomography/[ (11)C] DASB and
Structural Brain Imaging Study, 133 Brain: A J. of Neurology 1779, 1791 (2010) (noting
that this study “did not find a global, massive reduction of brain [serotonin transporter]
binding” as claimed by previous studies on the neurotoxicity of MDMA); Alyssa C.
Hennig, Comment, An Examination of Federal Sentencing Guidelines' Treatment of
MDMA ("Ecstasy"), 1 Belmont L. Rev. 267, 287-301 (2014) (reviewing scientific studies
and social science data on MDMA and concluding that Commission exaggerated the
danger of MDMA by relying on unsound science, ignoring available studies showing
MDMA likely does not cause lasting brain damage, and overstating social concerns about
MDMA use); Amanda Kay, Comment, The Agony of Ecstasy: Reconsidering the Punitive
Approach to United States Drug Policy, 29 Fordham Urb. L. J. 2133, 2160-64 (2002)
(discussing scientific research on MDMA and explaining that, while there is still a lack of
consensus in the scientific community on the neurotoxicity of MDMA, media coverage
and prevention education are often misleading and scientists have argued that concerns
about the effects of MDMA on the brain have previously been overstated).
48
   U.S. Dep’t of Justice, Drug Enforcement Administration: 2013 National Drug Threat
Assessment Summary 17 (Nov. 2013) (noting that only 10% of law enforcement agencies
reported high levels of MDMA availability, seizures of MDMA dropped significantly
from 2011 to 2012, and use among youths had declined since 2010).
49
   See U.S. Dep’t of Health and Human Servs., Drug Abuse Warning Network, 2011:
National Estimates of Drug-Related Emergency Department Visits 26 (2011) (finding
                                            16
supported a well-reasoned argument from Sentencing Counsel that the 500:1 ratio was

not supported by then-current scientific research and seriously overstated the societal

threat of MDMA.

       Legal research by Sentencing Counsel would also certainly have revealed that the

500:1 ratio resulting from equating MDMA to methylone had been rejected by other

courts before Sepling’s sentencing. In United States v. McCarthy, after a two-day

evidentiary hearing that included expert testimony, the court rejected the 500:1 ratio, and

instead settled on a 200:1 ratio after “no witness testified that MDMA was more harmful

than cocaine.”50 The McCarthy court pointed to scientific research undermining the

Sentencing Commission’s finding that MDMA permanently damages brain.51 Going a

step further, the court criticized the Commission’s “opportunistic rummaging” through

scientific and empirical evidence to select a 500:1 ratio when then-available research

suggested MDMA was responsible for comparatively fewer emergency room visits than

marijuana and cocaine, was less addictive than cocaine, and associated with substantially

less violence than cocaine.52 The court concluded that “[t]he Commission’s selective

analysis is incompatible with the goal of uniform sentencing based on empirical data.”53

In rejecting Sepling’s Sixth Amendment claim, the District Court discounted cases



that MDMA was responsible for only 1.8% of drug-related emergency room visits in
2011, compared to cocaine with 40.3% and marijuana with 36.4%).
50
   United States v. McCarthy, No. 09 Cr. 1136 (WHP), 2011 WL 1991146, at *4
(S.D.N.Y. May 19, 2011).
51
   Id. at *2.
52
   Id. at *3-4.
53
   Id. at *4.
                                            17
applying a 200:1 drug equivalency ratio for MDMA.54 Sentencing Counsel’s lack of

preparation placed him in a position of being unable to effectively argue that the District

Court should nevertheless consider those cases in deciding upon an appropriate ratio.

Readily available research would have informed Sentencing Counsel that the 500:1 ratio

is arguably much too high for MDMA.

       Even if we assume that MDMA is the appropriate analogue for methylone,

Sentencing Counsel, in addition to challenging the 500:1 ratio for MDMA, could have

argued for a further downward variance based on the properties of methylone. Methylone

is a type of synthetic cathinone that was listed as a Schedule I controlled substance in

2013, but was not mentioned in the Sentencing Guidelines until 2018.55 While the current

Guidelines provide that a downward variance from the suggested ratio of 380:1 for

synthetic cathinones “may be warranted in cases involving methylone, a substance of

which a greater quantity is usually needed to produce an effect on the central nervous

system similar to the effect produced by a typical synthetic cathinone,”56 our inquiry is




54
   See, e.g., United States v. Qayyem, No. 10 Cr. 19 (KMW), 2012 WL 92287, at *5
(S.D.N.Y. Jan. 11, 2012) (“[T]he 500:1 marijuana equivalency ultimately chosen by the
Commission does not accurately reflect the then-existing research, nor is it supported by
more recent evidence. The Court therefore adopts a 200:1 MDMA-to-marijuana
equivalency.”)
55
   See U.S. Sentencing Comm’n, U.S. Sentencing Guidelines Manual (2018), Supplement
to Appendix C, Amendment 807 (Nov. 1, 2018) (explaining that “[s]ynthetic
cathinones…are human-made substances chemically related to cathinone, a stimulant
found in the khat plant” and adding a 380:1 conversion ratio for synthetic cathinones to
the drug conversion tables); see also Schedule of Controlled Substances: Placement of
Methylone Into Schedule I, 78 Fed. Reg. 21818-01 (Apr. 12, 2013).
56
   U.S.S.G. § 2D1.1 cmt. 27(D) (2018).
                                             18
limited to the information that was available to Sentencing Counsel when Sepling was

sentenced in 2014.57

      The District Court accepted that methylone was “somewhat” less serious than

MDMA.58 However, Sentencing Counsel could have forcefully argued that methylone

does not have “somewhat less of an impact” than MDMA, but rather is significantly less

serious.59 An appropriate investigation would have revealed that the Drug Enforcement

Administration released a report describing the chemical structure of methylone and

noting that it “was about half as potent as MDMA.”60 Some scientific studies have also

suggested that methylone is less potent than MDMA,61 causes no lasting serotonin

depletion even after repeated high doses,62 and poses a low risk of addiction compared to

other controlled substances.63 Moreover, publicly available data at the time of sentencing


57
   See Yarborough v. Gentry, 540 U.S. 1, 6 (2003) (per curiam) (“The Sixth Amendment
guarantees reasonable competence, not perfect advocacy judged with the benefit of
hindsight.”).
58
   JA92.
59
   See United States v. Kamper, 748 F.3d 728, 742 (6th Cir. 2014) (holding that district
courts may exercise their discretion “to reject the MDMA-to-marijuana ratio…based on a
reasoned policy disagreement”).
60
   See Drug Enforcement Admin., Drug & Chemical Evaluation Section, 3,4-
Methylenedioxymethcathinone (Methylone) (October 2013), available at
https://www.ussc.gov/sites/default/files/pdf/amendment-process/public-
comment/20170310/McAvoy.pdf, pg. 27.
61
   Michael H. Baumann et al., The Designer Methcathinone Analogs, Mephedrone and
Methylone, Are Substrates for Monoamine Transporters in Brain Tissue, 37
Neuropsychopharmacology 1192, 1200 (2012).
62
   Id. at 1201 (“[W]e found that repeated high-dose administration of…methylone
produce[s] acute hyperthermia and motor stimulation, but no lasting changes in brain
tissue monoamines.”).
63
   Lucas Watterson et al., The Reinforcing and Rewarding Effects of Methylone, a
Synthetic Cathinone Commonly Found in “Bath Salts,” 9 J. Addiction Res. & Therapy 1,
11 (2012) (finding that “methylone possesses a relatively low abuse liability” in an
                                            19
would have disclosed to Sentencing Counsel that less than one percent of emergency

room visits in 2011 involved synthetic cathinones, such as methylone.64 And that of these

visits only 7,578—or about 0.3% of the total visits—were due to synthetic cathinones

alone rather than being used in combination with other drugs.65

       We do not suggest that MDMA and methylone are without harmful effects, which

the Government may demonstrate with countervailing empirical evidence at resentencing.

Nor do we imply that Sentencing Counsel was constitutionally required to discover and

utilize every one of these available resources. Rather, the aforementioned research

illustrates the variety of fact- and policy-based arguments in favor of a greater downward

variance at Sentencing Counsel’s disposal at the time of sentencing. Yet, it is apparent

that he made absolutely no attempt to inform himself of such information or present it to

the District Court.




animal study and “predict[ing] that methylone dependence may be possible in a subset of
[humans], but that consumption patterns would also generally stay intermittent and
typically not advance to compulsive use.”). But see J.S. Bonano et al., Abuse-related and
Abuse-limiting Effects of Methcathinone and the Synthetic "Bath Salts" Cathinone
Analogs Methylenedioxypyrovalerone (MDPV), Methylone and Mephedrone on
Intracranial Self-stimulation in Rats, 231 Psychopharmacology 199, 204-05 (2014)
(“[M]ethylone…produced mixed effects that included abuse-related facilitation of low
[self-stimulation] rates and abuse-limiting depression of high [self-stimulation] rates.”).
64
   U.S. Dep’t of Health & Human Servs., Substance Abuse and Mental Health Serv.
Admin., The DAWN Report, (Sept. 17, 2013), available at
https://www.samhsa.gov/data/sites/default/files/spot117-bath-salts-2013/spot117-bath-
salts-2013.pdf. While the report does not provide data specific to methylone, Sentencing
Counsel could reasonably argue that methylone alone accounts for an even smaller
number of emergency room visits since the data encompasses all cathinone drugs
combined.
65
   Id.
                                            20
        In rejecting Sepling’s § 2255 motion, the District Court suggested that Sentencing

Counsel’s performance did not fall below an objective standard of reasonableness

because, “[a]lthough sentencing counsel acknowledged that he knew little about

methylone, he appropriately likened the drug to a ‘watered down ecstasy’” and

“counsel’s characterization of the drug was consistent with Petitioner’s statements at

sentencing.”66

        This misses the point. As the Drug Enforcement Agency has shown, methylone is

not only less potent than MDMA, it is also structurally different from MDMA. There was

no reason for Sentencing Counsel to expect Sepling to appreciate the pharmacological

impact of the equivalent weights of the various drugs he may have consumed, or for the

court to credit his untutored descriptions of methylone as scientific knowledge.

        Moreover, even absent constitutionally diligent research efforts, Sentencing

Counsel could have reminded the court that there was no way to know if the street drugs

Sepling had a history of using had been adulterated or mixed with something that

enhanced or exaggerated the drug’s effect on him. There was also no way of knowing the

quantity of drug required to produce equivalent effects. Finally, there was no way of

knowing if a given drug’s effect on Sepling was typical. Yet, not only did Sentencing

Counsel fail to object to the court’s reliance on Sepling as an expert witness, he actually

encouraged his client to testify as such.




66
     JA13.
                                             21
         Sentencing Counsel cannot adequately represent a client at a sentencing involving

a controlled substance not specified in the Guidelines without undertaking a reasonable

inquiry into that substance in order to challenge the ratio set forth in the equivalency

table, when appropriate. While a sentencing court “may give weight to any relevant

information before it, including uncorroborated hearsay, provided that the information

has sufficient indicia of reliability to support its accuracy,”67 there was no such indicia of

reliability here. Likewise, “lay testimony and circumstantial evidence may be sufficient,

without the introduction of an expert chemical analysis, to establish the identity of the

substance involved in an alleged narcotics transaction,”68 but here there was no dispute

over the identity of this substance. The knowledge required in this case was both complex

and technical. The testimony of a defendant with a history of drug abuse about the kind

of high s/he gets from an unspecified quantity of a drug of unknown purity is no

substitute for the kind of information that could be provided by an informed defense

attorney or from expert testimony that the court may wish to consider. Finally, we can see

no justification for Sentencing Counsel not even making an inquiry into how and why the

Probation Officer selected MDMA as the appropriate guideline analogue for methylone.

         The Sixth Amendment right to effective representation requires that counsel

provide the sentencing court with more than the unscientific speculation that was the

hallmark of this sentencing hearing when that speculation is detrimental to the client. Yet,



67
     United States v. Wilkinson, 590 F.3d 259, 269 (4th Cir. 2010).
68
 United States v. Bryce, 208 F.3d 346, 353 (2d Cir.1999) (quoting United States v.
Dolan, 544 F.2d 1219, 1221 (4th Cir.1976)).
                                              22
here, by Sentencing Counsel’s own admission, he appeared before the court, representing

a client facing nearly twenty years in prison, without investigating the pharmaceutical

qualities or appropriate analogues for the substance driving that sentence.69 Although we

realize that “it is critical that courts be highly deferential to counsel’s reasonable strategic

decisions and guard against the temptation to engage in hindsight,” 70 no such ‘Monday

morning quarterbacking’ is involved in our decision here as counsel’s dereliction is

obvious. “Ineffectiveness is generally clear in the context of complete failure to

investigate because counsel can hardly be said to have made a strategic choice against

pursuing a certain line of investigation when s/he has not yet obtained the facts on which

such a decision could be made.”71

       B. Prejudice to Sepling

       Sepling also satisfies Strickland’s second prong. The Government argues that,

even if Sepling meets the first prong of Strickland, he cannot satisfy its prejudice prong

because he received a sentence below his Guidelines range. Similarly, the District Court

concluded that Sepling was not prejudiced because the court accepted that “methylone

[has] somewhat less of an impact than ecstasy” and “the guidelines were more severe

than they ought to be and did not ‘suit [the court] in terms of fairness.’”72 However,

Sepling sustains his burden under Strickland if our confidence in the sentence that he


69
   JA76.
70
   Marshall v. Hendricks, 307 F.3d 36, 85 (3d Cir. 2002) (internal quotation marks
omitted).
71
   Gray, 878 F.2d at 711.
72
   JA14.
                                              23
received is undermined.73 It is. Properly prepared counsel could have made a strong

argument, grounded in readily available research, that methylone is significantly less

serious than MDMA. Sentencing Counsel not only failed to raise any such argument, but

he even resisted the District Court’s suggestion that methylone may not be as dangerous

as MDMA. When the District Court invited counsel to confirm that methylone had

“somewhat less of an impact than ecstasy,” Sentencing Counsel responded: “I don’t

know.”74 Indeed, he did not.

       The District Court, in explaining Sepling’s sentence, identified its considerations.

First, the court stated that “[t]he sentence [the court imposes] has to reflect the

seriousness of this offense.”75 By considering this, the court sought “to avoid

unwarranted sentencing differences among defendants who have similar records who

have been found guilty of similar crimes.”76 Then the court conceded that, while it had

“plenty of comparators on drug distribution and drug sales,” for methylone it didn’t

“really have any comparators.”77 Finally, the court conceded that it could not determine

“whether [methylone or MDMA] equate in terms of conversion to marijuana or not.”78 If



73
   Rompilla v. Beard, 545 U.S. 374, 393 (2005) (holding that the failure to investigate and
discover mitigating evidence at the sentencing stage was ineffective assistance of counsel
because “mitigating evidence, taken as a whole, might well have influenced the jury’s
appraisal” of the defendant’s culpability and therefore “the likelihood of a different result
if the evidence had gone in is sufficient to undermine confidence in the outcome actually
reached at sentencing”) (internal quotations and citations omitted).
74
   JA92.
75
   JA93.
76
   Id.
77
   Id.
78
   Id.
                                              24
Sentencing Counsel had provided the kind of information referenced above comparing

methylone to MDMA, we are persuaded that there is a sufficient likelihood that Sepling

could have received a lesser sentence to undermine our confidence in the outcome of the

sentencing proceeding.

       Since the Supreme Court decided United States v Booker,79 courts have

understood that federal Sentencing Guidelines are advisory, not mandatory. Nevertheless,

“sentencing decisions are anchored by the Guidelines.”80 Indeed, at least two district

courts applied a 200:1 conversion ratio for MDMA based on policy disagreements with

the Guidelines,81 and one court of appeals held that district courts may exercise their

discretion to reject the use of the “MDMA-to-marijuana ratio.”82 We appreciate that the

District Court did award a downward variance to Sepling based upon the court’s

conclusion that the 500:1 ratio derived from using MDMA may well overstate the

seriousness of methylone. However, that does not negate the fact that Sepling may have

received an even greater variance if Sentencing Counsel had been sufficiently informed

about methylone.

       A significant variance from an arguably high and inaccurate guideline sentence is

not a gift. The District Court expressed a desire to base Sepling’s sentence on the

seriousness of distributing methylone. It is impossible to review the transcript of the

sentencing proceeding without concluding that the District Court did not have sufficient


79
   543 U.S. 220 (2005).
80
   Peugh v. United States, 569 U.S. 530, 541 (2013).
81
   Qayyem, 2012 WL 92287, at *5; McCarthy, 2011 WL 1991146, at *1, 4-5.
82
   Kamper, 748 F.3d at 742.
                                             25
information to assess the actual seriousness of methylone. We therefore cannot dismiss

the very real possibility that the court may have been amenable to a further downward

variance based upon evidence specific to methylone’s reduced effect as compared to

MDMA. That is sufficient to “undermine [our] confidence in the outcome.” 83

       This does not mean that the District Court had to accept the 35:1 ratio of MDMA

to marijuana that existed before the Ecstasy Anti-Proliferation Act of 2000, nor do we

suggest that any specific ratio was appropriate. We only conclude that it is sufficiently

likely that the District Court would have started with a substantially lower ratio than

500:1 in determining an appropriate sentence. That is enough to establish prejudice under

Strickland. “[A]ny amount of actual jail time has Sixth Amendment significance.”84 And

“[i]n most cases a defendant who has shown that the district court mistakenly deemed

applicable an incorrect, higher Guidelines range has demonstrated a reasonable

probability of a different outcome.”85

       The Government and District Court also claim that Sepling cannot establish

prejudice because he was sentenced based upon the court’s application of the sentencing

factors required under 18 U.S.C. § 3553(a) and not based upon the Guidelines range.86

However, the District Court itself correctly acknowledged at sentencing that the selection

of MDMA as an equivalent substance to methylone was “driving” the Guidelines




83
   Strickland, 466 U.S. at 694.
84
   Glover, 531 U.S. at 203.
85
   Molina-Martinez v. United States, 136 S. Ct. 1338, 1346 (2016).
86
   Gov’t Br. at 32-34.
                                             26
calculation.87 Moreover, this argument also fails to appreciate that Section 3553(a)

clearly states that a court must impose a sentence that is “sufficient but not greater than

necessary, to comply with the purposes of [sentencing].”88 This requirement is often

referred to as ‘‘the parsimony provision,’’ and the Supreme Court has referred to it as the

‘‘overarching instruction’’ of Section 3553(a).89 It is impossible for the District Court to

comply with this principle if it does not have a reasonable understanding of the

seriousness of the controlled substance at the heart of the sentencing.

        Because Sentencing Counsel’s dereliction put the District Court in a position

where it was literally “flying blind” at sentencing, there was no way for a district court to

know if the sentence imposed was the least serious penalty consistent with the Court’s

objective in imposing the sentence. The District Court’s discretion was guided only by

the unscientific statements of an abuser of multiple drugs who had no way of knowing if

his experience was typical, whether the drugs he was referring to had been adulterated, or

what dose of the active ingredient in a given mixture of ingested drugs was required to

produce a certain effect on the user. The fact that the District Court acknowledged that

methylone may be “somewhat” less severe than its Guidelines analogue of MDMA does

not remedy these deficiencies.90




87
   JA89, 92.
88
   18 U.S.C. § 3553(a). See also Booker, 543 U.S. at 268.
89
   See Kimbrough v. United States, 552 U.S. 85, 101 (2007).
90
     JA92.
                                             27
      We conclude that Sentencing Counsel’s representation of Sepling at his sentencing

hearing was ineffective. Therefore, we need not take up Sepling’s second claim that

counsel was ineffective for advising him against pursuing an appeal.



                                    III. Conclusion

      For the foregoing reasons, we will vacate the District Court’s order denying

Sepling’s § 2255 motion and remand for further proceedings consistent with this

opinion.91




91
  Upon consideration of the information about methylone and its Guideline analogue, the
District Court is not precluded from imposing the same sentence on Sepling if it is
satisfied the facts and law support it. See United States v. Headley, 923 F.2d 1079, 1085
(3d Cir. 1991) (holding that sentencing counsel rendered ineffective assistance but
remanding the matter to the district court so it could consider applicability of an
adjustment if it deemed “such an adjustment [was] warranted”).
                                           28
