[Cite as State v. Shaffer, 2014-Ohio-4976.]


                              IN THE COURT OF APPEALS OF OHIO
                                 FOURTH APPELLATE DISTRICT
                                      LAWRENCE COUNTY

STATE OF OHIO,                                   :    Case No. 14CA15

        Plaintiff-Appellee,                      :

v.                                               :    DECISION AND
                                                      JUDGMENT ENTRY
BRYAN K. SHAFFER,                                :

        Defendant-Appellant.                     :    RELEASED: 11/4/2014

                                              APPEARANCES:

Bryan K. Shaffer, Caldwell, Ohio, pro se appellant.

Brigham M. Anderson, Lawrence County Prosecuting Attorney, and C. Michael
Gleichauf, Lawrence County Assistant Prosecuting Attorney, Ironton, Ohio, for appellee.
Harsha, J.
        {¶1}     Bryan K. Shaffer, who was represented by counsel, pleaded guilty to one

count of grand theft and received a prison sentence of twelve months. Instead of filing a

timely appeal Shaffer filed a pro se petition for postconviction relief based on a claimed

violation of his constitutional and statutory speedy-trial rights. The trial court denied the

petition, concluding that it lacked jurisdiction to address the merits of the petition absent

an order to do so by a reviewing court.

        {¶2}     On appeal Shaffer claims that the trial court erred in denying his petition.

In his first assignment of error Shaffer asserts that he was deprived of his right to the

speedy disposition of his Ohio criminal case under R.C. 2963.30, which codifies the

Interstate Agreement on Detainers (“IAD”). In his second assignment of error Shaffer

contends that he was deprived of his constitutional rights to a speedy trial. In his third

assignment of error Shaffer claims that two Lawrence County Sheriff’s detectives
Lawrence App. No. 14CA15                                                                 2


withheld warrant information in retaliation for his refusal to cooperate with them, thus

preventing him from timely invoking his right to request a final disposition of his Ohio

criminal case.

       {¶3}   Although we conclude that the trial court incorrectly determined that it

lacked jurisdiction to address Shaffer’s petition in the absence of a specific order to do

so by a reviewing court, the trial court’s ultimate judgment—denying the petition—was

correct. First, res judicata barred Shaffer from raising his postconviction claims when

he could have raised them during his criminal proceeding and on direct appeal.

Second, he waived his postconviction claims by pleading guilty to the grand-theft

charge, and he does not contend that his plea was not knowingly, intelligently, and

voluntarily made. Finally, Shaffer did not set forth sufficient operative facts to show that

he substantially complied with the requirements of the IAD to commence the 180-day

period to try his Ohio charges. Therefore, we overrule Shaffer’s assignments of error

and affirm the judgment of the trial court.

                                         I. FACTS

       {¶4}   In July 2009, the Lawrence County Prosecuting Attorney filed complaints

in the Lawrence County Municipal Court charging Shaffer with various crimes, including

tampering with evidence and theft of a motor vehicle, which occurred during that month.

Because Shaffer was in the custody of West Virginia law enforcement officials for other

crimes, prosecution did not proceed on the Ohio charges until after he was released

from prison in West Virginia. In 2013, Shaffer waived a preliminary hearing, and the

matter was bound over to the grand jury.
Lawrence App. No. 14CA15                                                                3


       {¶5}   A Lawrence County grand jury returned an indictment charging Shaffer

with one count of tampering with evidence and one count of grand theft for the incident

that had occurred in July 2009. The grand theft related to the theft of a 1996 Dodge

Dakota truck belonging to Lauren McComas. At his arraignment, Shaffer, who was

represented by appointed counsel, entered a plea of not guilty to the charges. Shortly

thereafter, Shaffer entered a guilty plea to the grand-theft charge in return for the

dismissal of the remaining charge of tampering with evidence. In November 2013, the

trial court sentenced Shaffer to a term of twelve months in prison. During his

sentencing hearing Shaffer noted, “They had me arrested in West Virginia, they never

sentenced me, never brought me to court on it. I think it’s wrong, but there’s nothing I

can do about it.”

       {¶6}   Instead of appealing his conviction and sentence, Shaffer filed a pro se

petition for postconviction relief; he claimed that he was deprived of his rights

guaranteed under the IAD and his constitutional speedy-trial rights when Ohio officials

were aware that he was incarcerated in West Virginia, but failed to timely try him on his

Ohio charges. He contended that two Lawrence County Sheriff’s Office detectives

knew he was available for disposition of his Ohio charges but circumvented his rights

under the IAD.

       {¶7}   Before the state had the opportunity to respond to Shaffer’s petition, the

trial court denied the motion because it believed that it lacked jurisdiction to address the

merits absent an order to do so from a reviewing court:

        At this point in time, this Court does not possess the requisite jurisdiction
       to entertain the motion or release sought by Bryan K. Shaffer. The only
       way this matter could be reviewed by this Court, is if ordered to do so by a
Lawrence App. No. 14CA15                                                                 4


       higher court. Accordingly, the petition to vacate or set aside the judgment
       of conviction or sentence is overruled.



                              II. ASSIGNMENTS OF ERROR

       {¶8}   On appeal, Shaffer assigns the following errors for our review:

       1. Appellant was deprived of his statutory right to speedy disposition of
          criminal matters pursuant to R.C. 2963.30.

       2. Appellant was deprived of his rights as guaranteed him in the Fifth and
          Fourteenth Amendments to the United States Constitution to speedy
          public trial, also Article I Sections 10, 14 and 16, Ohio Constitution.

       3. The State of Ohio through it’s [sic] officers/agents knowingly and
          capriciously withheld warrant information in retaliation for appellant’s
          refusal to cooperate with Lawrence County Detectives Arron Bollinger
          and Andy Sissler through some clande[s]tine policy, practice custom,
          or habbit [sic] of retribution in order to maximize penalty, thus; violating
          appellant[’]s rights to due process and equal protection of law.

                               III. STANDARD OF REVIEW

       {¶9}   The postconviction relief process is a collateral civil attack on a criminal

judgment rather than an appeal of the judgment. State v. Calhoun, 86 Ohio St.3d 279,

281, 714 N.E.2d 905 (1999). Postconviction relief is not a constitutional right; instead, it

is a narrow remedy that gives the petitioner no more rights than those granted by

statute. Id. It is a means to resolve constitutional claims that cannot be addressed on

direct appeal because the evidence supporting the claims is not contained in the record.

State v. Knauff, 4th Dist. Adams No. 13CA976, 2014-Ohio-308, ¶ 18.

       {¶10} “[A] trial court’s decision granting or denying a postconviction relief petition

filed pursuant to R.C. 2953.21 should be upheld absent an abuse of discretion; a

reviewing court should not overrule the trial court’s finding on a petition for

postconviction relief that is supported by competent and credible evidence.” State v.
Lawrence App. No. 14CA15                                                                      5

Gondor, 112 Ohio St.3d 377, 2006-Ohio-6679, 860 N.E.2d 77, ¶ 58. A trial court

abuses its discretion when its decision is unreasonable, arbitrary, or unconscionable. In

re H.V., 138 Ohio St.3d 408, 2014-Ohio-812, 7 N.E.3d 1173, ¶ 8.

                                  IV. LAW AND ANALYSIS

       {¶11} In his first assignment of error Shaffer asserts that he was deprived of his

right to the speedy disposition of his Ohio criminal case under R.C. 2963.30, which

codifies the IAD. In his second assignment of error Shaffer contends that he was

deprived of his constitutional rights to a speedy trial, but he premises his argument on

the IAD. In his third assignment of error Shaffer argues that the state, through two

Lawrence County Sheriff’s detectives, withheld warrant information in retaliation for his

refusal to cooperate with them, thus preventing him from timely invoking his right to

request a final disposition of his Ohio criminal case under the IAD. Because these

assignments of error raise similar issues, we consider them jointly.

                                        A. Jurisdiction

       {¶12} First, we address the trial court’s error in basing its denial of Shaffer’s

petition for postconviction relief on its belief that it lacked jurisdiction to address the

merits of the motion absent an order from a superior court. In denying the petition it

appears that the trial court relied on the axiom that “[a]n appeal from a judgment divests

trial courts of jurisdiction to consider Civ.R. 60(B) motions for relief from judgment, and

jurisdiction to consider such motions may be conferred on the trial court only through an

order of the reviewing court.” State ex rel. Newton v. Court of Claims, 73 Ohio St.3d

553, 558, 653 N.E.2d 366 (1995); State ex rel. Rock v. School Emps. Retirement Bd.,

96 Ohio St.3d 206, 2002-Ohio-3957, 772 N.E.2d 1997, ¶ 8 (“we have consistently held
Lawrence App. No. 14CA15                                                                   6


that once an appeal is perfected, the trial court is divested of jurisdiction over matters

that are inconsistent with the reviewing court’s jurisdiction to reverse, modify, or affirm

the judgment”).

       {¶13} This axiom does not apply for two reasons. First, there was no pending

appeal at the time Shaffer filed his pro se petition for postconviction relief or at the time

the trial court denied the petition. Second, and more importantly, “R.C. 2953.21(C)

specifically confers jurisdiction in the trial court to consider a postconviction petition that

is timely filed even if a direct appeal is pending.” State v. Vasquez, 6th Dist. Lucas No.

L-13-1051, ¶ 9; State v. Keeley, 2013-Ohio-474, 989 N.E.2d 80, ¶ 3, fn. 1 (4th Dist.)

(“Even though appellant’s first appeal of right was pending, Ohio trial courts have

jurisdiction to consider postconviction relief petitions”); R.C. 2953.21(C) (“The court shall

consider a petition that is timely filed under division (A)(2) of this section even if a direct

appeal of the judgment is pending”). Shaffer’s petition was timely filed under R.C.

2953.21(A)(2) (“If no appeal is taken, except as otherwise provided in section 2953.23

of the Revised Code, the petition shall be filed no later than one hundred eighty days

after the expiration of the time for filing the appeal”).

       {¶14} However, we will not reverse a correct judgment merely because it is

based on an erroneous rationale. See Today & Tomorrow Heating & Cooling v.

Greenfield, 4th Dist. Highland No. 13CA14, 2014-Ohio-239, ¶ 16, quoting Stammco,

L.L.C. v. United Tel. Co. of Ohio, 136 Ohio St.3d 231, 2013-Ohio-3019, 994 N.E.2d 408,

¶ 51 (“ ‘a reviewing court should not reverse a correct judgment merely because it is

based on erroneous reasons’ ”). Courts of appeals have applied this well-established

principle to postconviction proceedings, including petitions for postconviction relief.
Lawrence App. No. 14CA15                                                                   7

See, e.g., State v. Crangle, 9th Dist. Summit No. 18670, 1998 WL 388992 (July 9,

1998), *2 (“The trial court did not err in dismissing his petition for postconviction relief

without a hearing, even though Defendant’s claim of ineffective assistance of counsel

was not barred by res judicata”); State v. Bradshaw, 4th Dist. Lawrence No. 14CA8,

2014-Ohio-3148, ¶ 12 (“Although the trial court did not rely on res judicata to deny

Bradshaw’s [postconviction] motion for jail-time credit, reversal is not warranted even

assuming that the court applied an erroneous rationale”).

        {¶15} For the following reasons, Shaffer’s postconviction claims lacked merit

and were properly denied.

                                       B. Res Judicata

        {¶16} First, res judicata barred Shaffer from raising those claims that he could

have raised in his criminal case and on direct appeal. “[R]es judicata applies to

proceedings involving postconviction relief.” State v. Burton, 4th Dist. Gallia No.

13CA12, 2014-Ohio-2549, ¶ 17, citing State v. Szefcyk, 77 Ohio St.3d 93, 95, 671

N.E.2d 233 (1996). “Under the doctrine of res judicata, a final judgment of conviction

bars a convicted defendant who was represented by counsel from raising and litigating

in any proceeding except an appeal from that judgment, any defense or claimed lack of

due process that was raised or could have been raised by the defendant at the trial,

which resulted in that judgment of conviction, or on an appeal from that judgment.”

State v. Perry, 10 Ohio St.2d 175, 226 N.E.2d 104 (1967), paragraph nine of the

syllabus; see also State v. Davis, 139 Ohio St.3d 122, 2014-Ohio-1615, 9 N.E.3d 1031,

¶ 28.
Lawrence App. No. 14CA15                                                                   8


       {¶17} Shaffer could have raised the issues of noncompliance with the timing

requirements of the IAD and his constitutional speedy-trial rights at trial and on appeal

from his conviction. Indeed, he claims now to have alluded to this issue at his

sentencing hearing by complaining about Ohio authorities not timely trying him after he

was arrested in West Virginia in 2009. But, although he was represented by counsel,

he did not raise his specific claim by requesting dismissal of the indictment at trial or on

appeal. At that point he had already pleaded guilty to grand theft and did not request

that his plea should be withdrawn or that the case should be dismissed. Therefore, res

judicata barred him from raising these issues in his petition for postconviction relief.

See State v. Palmer, 7th Dist. Jefferson No. 11 JE 17, 2012-Ohio-5255, ¶ 6 (res

judicata barred defendant from raising speedy-trial claims in petition for postconviction

relief when he could have, but failed to raise it at trial or on appeal).

                                        C. Guilty Plea

       {¶18} Second, by pleading guilty to the grand-theft charge Shaffer forfeited his

right to raise independent claims relating to the deprivation of constitutional or statutory

rights that occurred before he entered the plea. See State v. Ketterer, 111 Ohio St.3d

70, 2006-Ohio-5283, 855 N.E.2d 48, ¶ 105, citing State v. Kelley, 57 Ohio St.3d 127,

566 N.E.2d 658 (1991), paragraph two of the syllabus (“a plea of guilty ‘effectively

waives all appealable errors’ at trial unrelated to the entry of the plea”); State v.

Fitzpatrick, 102 Ohio St.3d 321, 2004-Ohio-3167, 810 N.E.2d 927, ¶ 78 ( a defendant

who knowingly, intelligently, and voluntarily enters a guilty plea with the assistance of

counsel may not thereafter raise independent claims related to the deprivation of

constitutional rights that occurred prior to the entry of the guilty plea).
Lawrence App. No. 14CA15                                                                   9


       {¶19} In effect, “ ‘a guilty plea waives all appealable errors except for a

challenge as to whether the defendant made a knowing, intelligent, and voluntary

acceptance of the plea.’ ” State v. Neu, 4th Dist. Adams No. 12CA942, 2013-Ohio-616,

¶ 13, quoting State v. Patterson, 5th Dist. Muskingum No. CT2012-0029, 2012-Ohio-

5600, ¶ 30; see also State v. Spates, 64 Ohio St.3d 269, 272-273, 595 N.E.2d 351

(1992). As the state observes, we have specifically held that guilty pleas forfeit the right

to challenge both constitutional and statutory speedy-trial violations. State v. Dickens,

4th Dist. Meigs No. 05CA14, 2006-Ohio-4920, ¶ 6. Because Shaffer does not challenge

the validity of his guilty plea in his petition, he has forfeited his claims regarding the IAD

and his constitutional speedy-trial rights by his guilty plea to the grand-theft charge.

                    D. Substantial Compliance with IAD Requirements

       {¶20} Finally, Shaffer did not set forth any operative facts to demonstrate that he

substantially complied with the statutory requirements of the IAD to start the 180-day

time period to try his Ohio charges. The IAD, which is codified in R.C. 2963.30, governs

the procedures by which a criminal defendant incarcerated in another jurisdiction is

brought to trial on outstanding criminal charges in Ohio. State v. Harvey, 8th Dist.

Cuyahoga Nos. 98906, 98907, 98908, and 98909, 2013-Ohio-2332, ¶ 9. Its purpose is

to “encourage the expeditious and orderly disposition of [outstanding charges]” in the

member jurisdictions, which include the states, the District of Columbia, Puerto Rico,

and the United States. R.C. 2963.30, Articles I and II; State v. Jones, 10th Dist.

Franklin No. 11AP-1123, 2012-Ohio-3267, ¶ 25. Under Article III(a) of the IAD, a

prisoner in a party state may demand trial within 180 days of any untried indictment,

information, or complaint. The 180-day period begins when the prisoner delivers “to the
Lawrence App. No. 14CA15                                                                 10


prosecuting attorney and the appropriate court of the prosecuting officer’s jurisdiction

written notice of the place of his imprisonment and his request for a final disposition to

be made of the indictment, information or complaint.” R.C. 2963.30, Article III(a).

       {¶21} The Supreme Court of Ohio has construed these provisions to require that

a prisoner must substantially comply with the requirements to cause the 180-day period

to commence. State v. Mourey, 64 Ohio St.3d 482, 597 N.E.2d 101 (1992), paragraph

one of the syllabus. “A prisoner substantially complies with the requirements of Article

III(a) and (b) of R.C. 2963.30 when he or she causes to be delivered to the prison

officials where incarcerated, appropriate notice or documentation requesting a

disposition of the charges for which the detainer has been filed against him or her.” Id.

at paragraph two of the syllabus. Shaffer’s petition for postconviction relief was bereft of

documentation or sufficient operative facts to indicate that he substantially complied

with these requirements to commence the 180-day period to try him on the outstanding

Ohio charges. At best, he simply alleged in his petition that Ohio authorities were aware

of his whereabouts in West Virginia in 2009. He did not allege that he ever delivered a

request to his prison officials requesting a disposition of his Ohio charges.

       {¶22} Because his claims are meritless, we overrule Shaffer’s first, second, and

third assignments of error.

                                     V. CONCLUSION

       {¶23} The trial court did not err in denying Shaffer’s petition for postconviction

relief. Therefore we affirm the judgment of the trial court.

                                                                 JUDGMENT AFFIRMED.
Lawrence App. No. 14CA15                                                             11


                                   JUDGMENT ENTRY


         It is ordered that the JUDGMENT IS AFFIRMED and that Appellant shall pay the
costs.

         The Court finds there were reasonable grounds for this appeal.

      It is ordered that a special mandate issue out of this Court directing the Lawrence
County Court of Common Pleas to carry this judgment into execution.

       Any stay previously granted by this Court is hereby terminated as of the date of
this entry.

      A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of
the Rules of Appellate Procedure.

Abele, P.J. & McFarland, J.: Concur in Judgment and Opinion.



                                   For the Court




                                   BY: ________________________________
                                       William H. Harsha, Judge




                                 NOTICE TO COUNSEL

       Pursuant to Local Rule No. 14, this document constitutes a final judgment
entry and the time period for further appeal commences from the date of filing
with the clerk.
