UNITED STATES ARMY COURT OF CRIMINAL APPEALS
                                       Before
                          KERN, ALDYKIEWICZ, and MARTIN
                              Appellate Military Judges

                            UNITED STATES, Appellee
                                         v.
                            Specialist WILLIAM TAPIA
                           United States Army, Appellant

                                   ARMY 20110863

                            Headquarters, Fort Drum
                       Elizabeth G. Kubala, Military Judge
       Lieutenant Colonel Olga M. Anderson, Staff Judge Advocate (pretrial)
            Colonel Michael O. Lacey, Staff Judge Advocate (post-trial)


For Appellant: Lieutenant Colonel Imogene M. Jamison, JA; Major Jacob D.
Bashore, JA; Major Daniel E. Goldman, JA (on brief).

For Appellee: Major Robert A. Rodrigues, JA; Major Katherine S. Gowel, JA (on
brief).

                                   8 February 2013
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                               SUMMARY DISPOSITION
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Per Curiam:

       A military judge sitting as a special court-martial convicted appellant,
pursuant to his pleas, of absence without leave, violating a lawful general regulation,
wrongfully using marijuana, and wrongful introduction of marijuana onto a military
installation with the intent to distribute, in violation of Articles 86, 92, and 112a,
Uniform Code of Military Justice, 10 U.S.C. §§ 886, 892, 912a (2006) [hereinafter
UCMJ]. The military judge sentenced appellant to a bad-conduct discharge,
confinement for five months, forfeiture of $900 a month for five months, and
reduction to the grade of E-1. The convening authority approved the adjudged
sentence and credited appellant with eight days of confinement against the sentence
to confinement.

       Appellant alleges that the military judge erred by accepting his plea of guilty
to wrongful introduction of a controlled substance onto a military installation with
the intent to distribute, where the providence inquiry did not establish appellant had
TAPIA —ARMY 20110863

the requisite intent to distribute marijuana at the time he committed the offense. We
agree. For the reasons set forth below, we conclude that appellant’s guilty plea to
the charge of introduction onto a military installation with the intent to distribute
was improvident with respect to distribution but provident to the lesser-included
offense of wrongful introduction of a controlled substance onto a military
installation.

                                  BACKGROUND

       During a health and welfare inspection of the unit barracks, the command
discovered two digital scales and marijuana in appellant’s wall locker. Appellant
did not contest the lawfulness of the search, and subsequently offered to plead
guilty, inter alia, to wrongful introduction of a controlled substance onto the
installation with the intent to distribute and wrongful possession of drug
paraphernalia in contravention of a lawful general regulation. During the providence
inquiry, appellant admitted that he purchased the marijuana in New York City, hid
the substance in his baggage aboard a Greyhound bus, and then traveled to Fort
Drum, New York. The package contained twenty-two, individually wrapped plastic
bags (“dime bags”) of marijuana.

       While appellant freely admitted that he introduced the marijuana onto the
installation, when the military judge questioned him about his intent with regards to
the drugs, he equivocated. First, he stated, “My original intent was pretty much just
to smoke the bags, just to smoke the marijuana.” When pressed by the military
judge if he intended to distribute the marijuana to other soldiers, appellant first
answered yes, but then explained, “I might have thought about, you know, hey, why
not, but I never go—I never actually had the chance to . . . .” When the judge again
attempted to clarify appellant’s intent by asking him if he would have sold the
marijuana if he had the chance, appellant responded, “probably.” The military judge
then read the elements one more time, and asked appellant to admit to each element
of the charge, and appellant affirmatively responded “yes, ma’am,” to every element,
without providing any further detail. Likewise, appellant’s stipulation of fact
summarily states that appellant intended to distribute the marijuana, but does not
provide any facts in support of this element.

                              LAW AND DISCUSION

      A providence inquiry into a guilty plea must establish that the accused
believes and admits that he is guilty of the offense and that the factual circumstances
admitted by the accused objectively support the guilty plea. United States v. Garcia,
44 M.J. 496, 497–98 (C.A.A.F. 1996). We review a military judge’s decision to
accept a guilty plea for an abuse of discretion. United States v. Eberle, 44 M.J. 374,
375 (C.A.A.F. 1996). “Once a military judge accepts an accused’s plea as provident
and enters findings based on the plea, we will not reject the plea unless there is a



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TAPIA —ARMY 20110863

‘substantial basis in law and fact for questioning the guilty plea.’” United States v.
Mitchell, 66 M.J. 176, 178 (C.A.A.F. 2008) (quoting United States v. Prater, 32 M.J.
433, 436 (C.M.A. 1991)). “The ‘mere possibility’ of a conflict is not sufficient to
overturn a military judge’s acceptance of a guilty plea.” Id. (quoting United States
v. Phillippe, 63 M.J. 307, 309 (C.A.A.F. 2006)). In evaluating a providence inquiry,
we must also keep in mind Judge Cox’s caution that we not

         overlook human nature as we go about the business of justice.
         One aspect of human beings is that we rationalize our behavior
         and, although sometimes the rationalization is inconsistent with
         the plea, more often than not it is an effort by the accused to
         justify his misbehavior.

United States v. Goodman, 70 M.J. 396, 400 (C.A.A.F. 2011) (quoting United States
v. Penister, 25 M.J. 148, 153 (C.M.A. 1987) (Cox, J., concurring)).

       In this case, it appears that appellant attempted to minimize his conduct by
claiming he did not intend to distribute the drugs. He was caught with twenty-two
individually wrapped packages of marijuana and two digital scales that he admitted
were used exclusively to measure illegal drugs. Nevertheless, “[w]hen appellant’s
statements on the record raised the possibility” that at the time of the offense he
intended to keep the marijuana for himself rather than distribute it, “he set up a
matter inconsistent with his guilty plea.” Mitchell, 66 M.J. at 181. See UCMJ art.
45(a); Rule for Courts-Martial 910(e) Discussion. The military judge’s attempts to
have appellant clarify his objective in regards to the marijuana did not resolve
whether appellant possessed the requisite intent at the time of the offense, or offer
any resolution of his possible intent to distribute the marijuana at a later time.

       We therefore set aside the finding of guilty to introduction of a controlled
substance onto the installation with the intent to distribute and affirm a conviction to
the lesser-included offense of wrongful introduction of a controlled substance onto
the installation. Appellant’s admissions during the providence inquiry and the
stipulation of fact establish all the elements of this lesser-included offense. See
UCMJ art. 79; Manual for Courts-Martial, United States (2012 ed.), pt. IV,
¶¶ 37.b.(4), 37.d.(6). Furthermore, although we are affirming a lesser-included
offense for which the maximum punishment is significantly less than the charged
greater offense, in view of the other offenses of which appellant was convicted, and
most importantly, the statutory limits of a special court-martial sentence, we
conclude that the error in findings was not prejudicial to the sentence. See United
States v. Thomas, 65 M.J. 132, 135 (C.A.A.F. 2007) (citing United States v. Shelton,
62 M.J. 1, 5 (C.A.A.F. 2005)).




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TAPIA —ARMY 20110863

                                   CONCLUSION

       On consideration of the entire record and the assigned error, the court affirms
only so much of the finding of guilty of Specification 2 of Charge III as finds that
appellant did, between on or about 5 July 2010 and on or about 28 July 2010,
wrongfully introduce twenty-two individually wrapped bags of marijuana onto an
installation used by the armed forces, to wit: Fort Drum, New York. The remaining
findings of guilty are AFFIRMED. Reassessing the sentence on the basis of the
error noted, the entire record, and in accordance with the principles of United States
v. Sales, 22 M.J. 305, 308 (C.M.A. 1986), and United States v. Moffeit, 63 M.J. 40
(C.A.A.F. 2006), to include the factors identified by Judge Baker in his concurring
opinion in Moffeit, the approved sentence is AFFIRMED.


                                        FOR THE COURT:




                                        MALCOLM H.
                                        MALCOLM     H. SQUIRES,
                                                       SQUIRES, JR.
                                                                JR.
                                        Clerk of
                                        Clerk of Court
                                                 Court




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