Filed 7/24/13 P. v. McGee CA1/3
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              IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

                                       FIRST APPELLATE DISTRICT

                                                DIVISION THREE


THE PEOPLE,
         Plaintiff and Respondent,
                                                                         A133466
v.
GINA MICHELLE McGEE,                                                     (Marin County
                                                                         Super. Ct. No. SC170537B)
         Defendant and Appellant.


         Defendant Gina Michelle McGee appeals from a judgment following her guilty
plea to the fraudulent offer, purchase, or sale of a security and grand theft by
embezzlement. She contends the trial court abused its discretion in denying her motion
to withdraw her guilty plea. We find no such error and shall affirm the judgment.
                              FACTUAL AND PROCEDURAL BACKGROUND
         At the preliminary hearing, the prosecution presented evidence tending to show
that between April 2006 and June 2009, numerous individuals were admitted as limited
partners in Highlands Capital Partners, which was owned by defendant’s husband,
codefendant Glenn Jackson, and specialized in currency trading. Highlands Capital
Partners was affiliated with other entities, including Highlands Capital Advisors and
Highlands Capital Management (collectively, Highlands).
         The prosecution presented evidence that defendant’s name appeared on various
documents listing her as an officer and trading partner of Highlands. There was also
evidence that she represented herself as employed by Highlands as a commodities trading
agent, and she was authorized to withdraw funds from various Highlands accounts.

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Highlands reportedly received about $2.9 million from investors between April 2006 and
June 2009. Approximately $1.1 million of that money was lost, $600,000 transferred to
bank accounts for Jackson’s and defendant’s personal use and approximately $1.1 million
never deposited into any trading account but converted to the defendants’ personal use.
       On June 2, 2011, the Marin County District Attorney filed a two-count
information charging defendant with the fraudulent offer, purchase, or sale of a security
(Corp. Code, § 25541) and grand theft by embezzlement (Pen. Code, § 487, subd. (a)).
As to both counts, the information alleged that defendant took more than $500,000. (Pen.
Code, § 186.11, subd. (a).) On that same day, defendant executed a “Guilty Plea Waiver
Form” in which she stated, “I offer my plea of GUILTY, and my admissions and waivers
freely and voluntarily. . . .” Defendant verbally confirmed to the court that she
understood the charges and was entering her plea voluntarily. She thereafter entered plea
of guilty pursuant to Alford/West,1 and acknowledged the truth of the Penal Code section
186.11 enhancement concerning the amount of loss.
       On August 19, 2011, a few days prior to the sentencing hearing, and again at the
August 22 hearing before sentence was imposed, defense counsel advised the court that
defendant intended to file a motion to withdraw her plea. Defense counsel stated that the
motion would be based on the contention that defendant’s mental condition at the time
she entered the plea constituted duress. The trial court nonetheless proceeded with
sentencing, deferring the imposition of sentence and placing defendant on probation for a
period of eight years, with 351 days of credit for time served.
       On August 30, 2011, defendant filed a written motion to withdraw her guilty plea.
In support of the motion, defendant stated that she had been affected by her family’s
health problems and the recent death of two friends, and that she had developed a rash,
lost weight, discovered two lumps on her own breast, and missed the family pet. The
trial court denied the motion.

       1
        These cases authorize a defendant to enter a guilty plea and still maintain her
innocence, provided that there is a factual basis for the plea. (North Carolina v. Alford
(1970) 400 U.S. 25; People v. West (1970) 3 Cal.3d 595.)
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       Defendant filed a timely notice of appeal and her request for a certificate of
probable cause was granted.
                                         DISCUSSION
Withdrawal of Guilty Pleas
       Defendant contends the trial court abused its discretion by denying her motion to
withdraw her guilty plea. Defendant maintains that, under the totality of the
circumstances, her plea was not knowing, intelligent, and voluntarily made.
       “On application of the defendant at any time before judgment or within six months
after an order granting probation is made if entry of judgment is suspended, the court may
. . . for a good cause shown, permit the plea of guilty to be withdrawn and a plea of not
guilty substituted. . . . This section shall be liberally construed to effect these objects and
to promote justice.” (Pen. Code, § 1018.) “Mistake, ignorance or any other factor
overcoming the exercise of free judgment is good cause for withdrawal of a guilty plea.”
(People v. Cruz (1974) 12 Cal.3d 562, 566.) Good cause must be shown by clear and
convincing evidence. (People v. Fratianno (1970) 6 Cal.App.3d 211, 222.) “A plea may
not be withdrawn simply because the defendant has changed his mind.” (People v. Nance
(1991) 1 Cal.App.4th 1453, 1456.) “The granting or denial of a motion by a defendant to
withdraw his plea of guilty rests in the sound discretion of the trial judge and his decision
will not be disturbed on appeal unless an abuse of that discretion is clearly shown.”
(People v. Brotherton (1966) 239 Cal.App.2d 195, 200.)
       The trial court did not abuse its discretion here. Defendant’s declaration in
support of her motion acknowledged that she accepted the plea offer because she was told
she could face a longer prison sentence if convicted after a trial. Such is frequently the
case and inevitably creates a pressure to accept the lesser sentence. Although defendant
may have been stressed by the health problems of her parents and her grandmother and
the recent deaths of two friends, such concerns do not necessarily mean that she could not
and did not knowingly and voluntarily decide to enter her plea. Before her plea was
accepted, defendant acknowledged that she was freely doing so both in the waiver form
that she executed and orally to the court. Defendant said nothing to indicate, nor showed

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any sign, that her extraneous concerns were affecting her ability to think clearly and to
knowingly enter a plea. At that time her attorney gave the court no indication that
defendant’s mental condition rendered her unable to understand and freely choose
between the alternatives with which she was faced. The trial court did not abuse its
discretion in finding that defendant’s circumstances did not rise to the level of the good
cause that is required for a change of plea. (People v. Brotherton, supra, 239 Cal.App.2d
at p. 200.)
                                       DISPOSITION
       The judgment is affirmed.



                                                 _________________________
                                                 Pollak, J.


We concur:


_________________________
McGuiness, P. J.


_________________________
Siggins, J.




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