                    IN THE COURT OF APPEALS OF IOWA

                                  No. 19-0423
                              Filed May 13, 2020


STATE OF IOWA,
     Plaintiff-Appellee,

vs.

LEE ARTHUR SIMPSON,
     Defendant-Appellant.
________________________________________________________________


      Appeal from the Iowa District Court for Polk County, Robert A. Hutchison,

Judge.



      Lee Simpson appeals after pleading guilty to failure to comply with the sex

offender registry, second offense. AFFIRMED.



      Christopher A. Clausen of Clausen Law Office, Ames, for appellant.

      Thomas J. Miller, Attorney General, and Sharon K. Hall, Assistant Attorney

General, for appellee.



      Considered by Bower, C.J., Doyle, J., and Mahan, S.J.*

      *Senior judge assigned by order pursuant to Iowa Code section 602.9206

(2020).
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DOYLE, Judge.

      Lee Simpson pled guilty to failure to comply with the sex offender registry,

second offense.    On direct appeal, Simpson contends his trial counsel was

ineffective for allowing him to plead guilty without a factual basis.1 We review his

claim de novo. See Lamasters v. State, 821 N.W.2d 856, 862 (Iowa 2012).

      To succeed on a claim of ineffective assistance of counsel, a defendant

must show counsel breached a duty and prejudice resulted. See State v. Graves,

668 N.W.2d 860, 869 (Iowa 2003). Prejudice occurs when the outcome of the

proceeding would have been different had counsel performed effectively. State v.

Frencher, 873 N.W.2d 281, 284 (Iowa Ct. App. 2015).            If counsel allows a

defendant to plead guilty without a factual basis, counsel breaches a duty and we

presume prejudice. See Rhoades v. State, 848 N.W.2d 22, 29 (Iowa 2014). The

question is whether “the record before the district court as a whole supports a

factual basis for each element of the offense.” State v. Brown, 911 N.W.2d 180,

183 (Iowa Ct. App. 2018).

      Simpson was convicted of fourth-degree criminal sexual conduct in

Michigan in 1998, when he was thirteen years old. He was convicted in Iowa for

failing to comply with the sex offender registry in 2005 and 2010. The State

charged Simpson with failure to comply with the sex offender registry, second

offense, after learning that Simpson failed to accurately report his address when

he updated his registration in September 2018. Simpson pled guilty to the charge



1 Recent amendments to Iowa Code chapter 814 (2020) that limit a defendant’s
right to appeal do not apply to cases pending on July 1, 2019. See State v. Macke,
933 N.W.2d 226, 235 (Iowa 2019).
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and, in exchange, the State dropped the habitual-offender sentencing

enhancement.

       Simpson alleges his trial counsel rendered ineffective assistance by

allowing him to plead guilty without investigating whether he was required to

register as a sex offender in Iowa. Violations of sex-offender-registry provisions in

another jurisdiction are counted as previous offenses if the provisions are

substantially similar to the Iowa provisions. See Iowa Code § 692A.111(2) (2018).

But Simpson cites a Michigan statute enacted in 2011, which allows certain

exemptions from the sex-offender-registry requirements for juveniles. See Mich.

Comp. Laws § 28.723a.       Even assuming the statute applies,2 it is clear that

Simpson is required to register in Iowa based on his two prior convictions for failing

to do so. “A juvenile adjudicated delinquent for an offense that requires registration

shall be required to register as required in this chapter unless the juvenile court

waives the requirement . . . .” See Iowa Code § 692A.103(3) (emphasis added).

Until that time, Simpson must comply with sex-offender-registry requirements.3

       The record shows Simpson failed to comply with the sex-offender-registry

requirements. Because there is a factual basis for his plea, Simpson has failed to

establish his counsel was ineffective. We affirm.

       AFFIRMED.




2 The Michigan statute applies to criminal and juvenile cases pending on or brought
after July 1, 2011. See Mich. Comp. Laws § 28.723a(7).
3 As the State notes, the Iowa Department of Public Health makes determinations

on whether an offender is required to register. See Iowa Code § 692A.116(1). If
Simpson wants the requirement removed, he must apply to the department for a
determination. See id. § 692A.116(2).
