                IN THE COURT OF APPEALS OF TENNESSEE
                           AT KNOXVILLE
                                November 5, 2013 Session


 FRANCES WARD v. WILKINSON REAL ESTATE ADVISORS, INC. DBA
                    THE MANHATTEN ET AL.

                  Appeal from the Circuit Court for Anderson County
                    No. B2LA0121       Donald Ray Elledge, Judge




            No. E2013-01256-COA-R3-CV-FILED-NOVEMBER 26, 2013




C HARLES D. S USANO, JR., J., concurring.

       I concur in the majority’s decision to affirm the judgment of the trial court. I write
separately to express the reasons for my concurrence.

        Since the proposed amendment adding the Wilkinson defendants was filed well
beyond the applicable one-year statute of limitations, an allowance of the amendment would
be futile unless it relates back, under the provisions of Tenn. R. Civ. P. 15.03 (1995), to the
date of filing of the original complaint against the Glazer defendants. It is clear under Rule
15.03 that we are dealing in this case with an amendment “changing the party . . . against
whom a claim is asserted.” Id. The new parties – the Wilkinson defendants – are totally
different entities from the Glazer defendants. There can be no doubt that the plaintiff wants
to change parties.

       The plaintiff’s position is set forth in her brief:

              In the case at bar, the original Complaint was filed on April 9,
              2012. The Amended Complaint was filed on April 17, 2012 and
              the Wilkinson Defendants were served within 120 days of the
              filing of the original suit, on April 30, 2012, and May 23, 2012.
              When the Wilkinson defendants were served with this suit
              within 120 days of the filing of the original Complaint, they
              received notice of the actual suit and were also notified that but
              for a mistake regarding the identity of the proper defendants
              they would have been included in this suit. Thus, the
              requirements of Rule 15.03 regarding notice were satisfied. The
               amended Complaint will therefore relate back to the date of
               filing the original Complaint, which was April 9, 2012.

        The plaintiff has misconstrued the thrust of Rule 15.03. Her interpretation of the rule
would lead to the following strained result: a plaintiff, who sued a wrong entity/person,
would be allowed to tack on an additional four months to the period of a statute of
limitations, provided the correct party was served with the amendment to add the new
defendant within four months of the expiration of the statute of limitations period. This is
simply not the law.

       Rule 15.03 permits the relation back of an amendment

               . . . if, within the period provided by law for commencing an
               action or within 120 days after commencement of the action, the
               party to be brought in by amendment (1) has received such
               notice of the institution of the action that the party will not be
               prejudiced in maintaining a defense on the merits, and (2) knew
               or should have known that, but for a mistake concerning the
               identity of the proper party, the action would have been brought
               against the party.

         In the present case, the real focus of the rule is on the Wilkinson parties and what they
knew and when they knew it. The plaintiff is wrong in believing that the thrust of the rule
pertains to her and the information she received that prompted her to file her amendment.
Under Rule 15.03, a plaintiff is permitted to late-file an amendment and have it relate back
to the date of filing of the original suit if, prior to the filing of the amendment, the new party
– here the Wilkinson defendants – has “received such notice of the institution of the
[original] action that the party [to be brought in] will not be prejudiced in maintaining a
defense on the merits, and . . . [that party] knew or should have known that, but for a mistake
concerning the identity of the proper party, the action would have been brought against the
party.” In the case before us, we know that the plaintiff knew, shortly after the filing of the
initial complaint, that she had sued the wrong party. However, there is nothing in the record
to suggest that, prior to the filing of the amendment, the Wilkinson defendants had any notice
or knowledge of the lawsuit. There is no relationship between the Glazer defendants and the
Wilkinson defendants which would indicate that the latter defendants would have had any
communication from the Glazer defendants afer the original lawsuit was filed. Contrary to
the plaintiff’s argument, this lack of a relationship is important in showing a lack of notice
and knowledge on the part of the Wilkinson defendants.

        Rule 15.03 does not permit the application of the relation back doctrine to the
plaintiff’s late-filed amendment.



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Accordingly, I concur.




                         __________________________________________
                         CHARLES D. SUSANO, JR., PRESIDING JUDGE




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