               U NITED S TATES AIR F ORCE
              C OURT OF C RIMINAL APPEALS
                            ________________________

                                    No. ACM S32465
                            ________________________

                               UNITED STATES
                                   Appellee
                                          v.
                            Bryce J. SPELTS
                   Airman (E-2), U.S. Air Force, Appellant
                            ________________________

         Appeal from the United States Air Force Trial Judiciary


                              Decided 16 May 2018
                            ________________________

Military Judge: Joseph S. Imburgia.
Approved sentence: Bad-conduct discharge, confinement for 30 days,
hard labor without confinement for 2 months, reduction to E-1, and a
reprimand. Sentence adjudged 16 February 2017 by SpCM convened at
Holloman Air Force Base, New Mexico.
For Appellant: None. 1




1 On 16 February 2017, the same date as the announcement of sentence, Appellant
executed an Air Force IMT 304 (May 2000) (AF IMT 304), Request for Appellate Defense
Counsel, electing not to request appellate defense counsel to represent him before this
court. This form not only provides a means by which an appellant may request or de-
cline appellate counsel, but also includes a declaration that the signatory understands
he or she is entitled to request appellate defense counsel, and that he or she is also
entitled to retain civilian counsel at no expense to the Government. In United States
v. Xu, 70 M.J. 140 (C.A.A.F. 2011) (mem.), the United States Court of Appeals for the
Armed Forces concluded that an appellant’s waiver of appellate counsel prior to the
convening authority’s action was premature. On 24 April 2017, 18 days after the con-
vening authority took action in this case, Appellant executed a second AF IMT 304 and
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                    United States v. Spelts, No. ACM S32465


For Appellee: Lieutenant Colonel Joseph J. Kubler, USAF; Mary Ellen
Payne, Esquire.
Before JOHNSON, MINK, and DENNIS, Appellate Military Judges.
Judge MINK delivered the opinion of the court, in which Senior Judge
JOHNSON and Judge DENNIS joined.
                            ________________________

    This is an unpublished opinion and, as such, does not serve as
    precedent under AFCCA Rule of Practice and Procedure 18.4.
                       ________________________
MINK, Judge:
    A special court-martial composed of a military judge sitting alone convicted
Appellant, in accordance with his pleas and a pretrial agreement (PTA), of
wrongfully using cocaine, marijuana, and oxycodone, each on divers occasions,
in violation of Article 112a, Uniform Code of Military Justice (UCMJ), 10
U.S.C. § 912a. The military judge sentenced Appellant to a bad-conduct dis-
charge, two months of confinement, hard labor without confinement for two
months, reduction to E-1, and a reprimand. The convening authority approved
the bad-conduct discharge, the hard labor without confinement for two months,
the reduction to E-1, and the reprimand, but only 30 days of confinement in
accordance with the terms of the PTA. 2
   Though not raised by Appellant, an error in the staff judge advocate’s rec-
ommendation (SJAR) compels us to remand the case for new post-trial pro-
cessing. 3



again elected not to request appellate defense counsel. Appellant’s case was docketed
with this court on 27 April 2017. This court subsequently issued a Show Cause Order
on 30 March 2018 and received a response by the Government on 12 April 2018. As of
the date of this decision, the court has not received a notice of appearance from any
counsel or any pleading filed on behalf of or by Appellant. The court also has not re-
ceived a waiver or withdrawal of appellate review.
2 The PTA between Appellant and the convening authority provided that the latter
would refer Appellant’s case to trial by special court-martial and not approve any con-
finement in excess of 30 days, but contained no other limitation on the sentence that
could be approved.
3We also note the addendum to the SJAR failed to correct the clemency submission’s
erroneous implication that the convening authority could disapprove the bad-conduct
(Footnote continues on next page)




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                    United States v. Spelts, No. ACM S32465


                                  I. BACKGROUND
    Immediately following the conclusion of Appellant’s court-martial, the mil-
itary judge held a post-trial Article 39(a), UCMJ, 10 U.S.C. § 839(a), session to
address whether certain documents needed to be sealed in the record of trial.
After resolving that issue, the military judge, as the sentencing authority, then
stated:
       One thing that I want to mention, I’ll just put it on the record,
       since we’re here. There are several reasons for the sentence ad-
       judged, but one of the reasons that I want to at least put on the
       record with respect to the reprimand is, ultimately, reprimands
       are a way where you can capture a lot of different things. One
       thing that I think should be captured for [Appellant’s] benefit is
       all of his assistance along the way. To the extent that you can
       capture that, that would be my recommendation that that is in-
       cluded in the reprimand, which is normally not the best place for
       it, but I think this might be a proper case where you can capture
       that involvement.
    On 15 March 2017, the staff judge advocate (SJA) prepared his SJAR ad-
vising the convening authority to approve the court-martial findings and the
sentence as adjudged except for limiting the amount of confinement to 30 days
in accordance with the PTA. The SJAR made no mention of the military judge’s
clemency recommendation. Appellant’s timely clemency submission consisted
of memoranda from both Appellant and his trial defense counsel requesting
only that the bad-conduct discharge be disapproved and an administrative dis-
charge imposed instead. Neither memorandum from Appellant nor his trial
defense counsel raised the SJAR’s omission of the military judge’s clemency
recommendation.
    The addendum to the SJAR dated 21 March 2017 advised the convening
authority that the Defense alleged no legal error, but did request the bad-con-
duct discharge be disapproved. Like the SJAR, the addendum to the SJAR rec-
ommended that the convening authority approve the adjudged sentence except
for limiting the confinement to 30 days. The addendum to the SJAR also made
no mention of the military judge’s clemency recommendation. The reprimand




discharge in Appellant’s case. Further, we note that the Personal Data Sheet attached
to the SJAR contained obvious errors in Appellant’s rank, pay, and prior action under
Article 15, UCMJ, 10 U.S.C. § 815, and was not the same as the correct one introduced
at trial. In addition, the word “use” was omitted from Specification 3 of the Charge in
the court-martial order (CMO).


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                   United States v. Spelts, No. ACM S32465


approved by the convening authority contained no information addressing Ap-
pellant’s assistance as recommended by the military judge.

                                II. DISCUSSION
     The proper completion of post-trial processing is a question of law this
court reviews de novo. United States v. Sheffield, 60 M.J. 591, 593 (A.F. Ct.
Crim. App. 2004) (citing United States v. Kho, 54 M.J. 63 (C.A.A.F. 2000)). If
the Defense does not make a timely comment on an error in the SJAR, the
error is waived “unless it is prejudicial under a plain error analysis.” United
States v. Scalo, 60 M.J. 435, 436 (C.A.A.F. 2005) (citing R.C.M. 1106(f); Kho,
54 M.J. at 65). Under a plain error analysis, we assess whether: “(1) there was
an error; (2) it was plain or obvious; and (3) the error materially prejudiced a
substantial right.” Id. (quoting Kho, 54 M.J. at 65). To meet the third prong of
the plain error test in the context of a post-trial SJAR error, whether that error
is preserved or is otherwise considered under the plain error doctrine, we must
find “some colorable showing of possible prejudice.” Id. at 436–37 (quoting Kho,
54 M.J. at 65). “The low threshold for material prejudice with respect to an
erroneous post-trial recommendation reflects the convening authority’s vast
power in granting clemency and is designed to avoid undue speculation as to
how certain information might impact the convening authority’s exercise of
such broad discretion.” Id. at 437 (citing United States v. Wheelus, 49 M.J. 283,
289 (C.A.A.F. 1998)). Because Appellant did not object to the SJAR, we test for
plain error.
    We find plain error in that neither the SJAR nor the addendum to the SJAR
advised the convening authority of the military judge’s clemency recommenda-
tion. A reprimand is a “punitive censure” and an authorized form of punish-
ment that may be adjudged in a court-martial. Rule for Courts-Martial
(R.C.M.) 1003(b)(1); R.C.M. 1003(b)(1), Discussion. While not specifying the
terms or wording of the reprimand as proscribed by R.C.M. 1003(b)(1), the mil-
itary judge recommended the inclusion of information in the reprimand that
would reflect positively on Appellant. Consequently, the military judge’s state-
ments regarding the information he recommended be included in the repri-
mand for “[Appellant’s] benefit” constituted a clemency recommendation, even
though the statements were made in a post-trial Article 39(a), UCMJ, session
conducted within an hour following the conclusion of Appellant’s court-martial.
    R.C.M. 1106(d)(3) explicitly states that “any recommendation for clemency
by the sentencing authority made in conjunction with the announced sentence”
is a required component of an SJAR. See United States v. Lee, 50 M.J. 296, 297
(C.A.A.F. 1999) (citing United States v. Clear, 34 M.J. 129 (C.M.A. 1992)) (“A
recommendation by a military judge must be brought to the attention of the
convening authority to assist him in considering the action to be taken on the


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                     United States v. Spelts, No. ACM S32465


sentence.”); see also Air Force Instruction (AFI) 51-201, Administration of Mil-
itary Justice, ¶ 9.16.3 (6 Jun. 2013, as amended by AFGM 2016-1, 3 Aug.
2016). 4
    The failure to include the clemency recommendation by the military judge
in the SJAR or addendum to the SJAR leads to undue speculation as to
whether or not the convening authority would have included the recommended
information in the reprimand, or taken some other action favorable to Appel-
lant in the exercise of his discretion. See Scalo, 60 M.J. at 437. Therefore, a
colorable showing of possible prejudice exists which merits relief.

                                  III. CONCLUSION
   The convening authority’s action, dated 6 April 2017, is SET ASIDE. The
record of trial is returned to The Judge Advocate General for remand to the
convening authority for new post-trial processing consistent with this opinion.
Thereafter, Article 66, UCMJ, 10 U.S.C. § 866, will apply.



                   FOR THE COURT



                   CAROL K. JOYCE
                   Clerk of the Court




4This version of AFI 51-201 was in effect during the post-trial processing of Appellant’s
case in 2017.


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