Filed 7/31/14 P. v. Sosa CA5




                  NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.


           IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
                                     FIFTH APPELLATE DISTRICT



THE PEOPLE,                                                                                F066824

         Plaintiff and Respondent,                                            (Super. Ct. No. 11CM8651)

                   v.                                                                    OPINION
JIMMY WILLIAM SOSA,

         Defendant and Appellant.


                                                   THE COURT*
         APPEAL from a judgment of the Superior Court of Kings County. Thomas
DeSantos, Judge.
         Jeffrey S. Kross, under appointment by the Court of Appeal, for Defendant and
Appellant.
         Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Carlos A. Martinez and Marcia
A. Fay, Deputy Attorneys General, for Plaintiff and Respondent.

                                                        -ooOoo-


*        Before Levy, Acting P.J., Franson, J., and Peña, J.
                                   INTRODUCTION
      On October 23, 2012, Jimmy William Sosa, appellant, waived his constitutional
rights and pled no contest to one count that he committed a lewd act on a child under the
age of 14 (Pen. Code, § 288, subd. (a), count 2)1 and misdemeanor possession of a
firearm with the identification altered or removed (§ 23920, count 6). According to the
first amended information, count 2 occurred sometime between April 14, 2004, and April
13, 2007.2 Evidence from the preliminary hearing indicates count 2 occurred when the
victim was seven or eight years old, between April 14, 2004, and April 13, 2006.
      Appellant was sentenced to prison for the midterm of six years on count 2 and to a
concurrent term of six months on count 6. The court also imposed a series of fines, fees,
and other assessments as follows: $300 penal fine (§ 290.3), $300 state penalty
assessment (§ 1464), $60 state surcharge (§ 1465.7), $200 county penalty assessment
(Gov. Code, § 76000), $150 court construction penalty (Gov. Code, § 70372), $30 DNA
funding assessment (Gov. Code, § 76104.6), and a second $90 DNA funding assessment
(Gov. Code, § 76104.7).3
      Appellant contends that these fees either have to be reduced, or stricken, because
they were at lower amounts or had not yet been enacted when he committed his offense.
Respondent concedes error.




1     Unless otherwise indicated, all statutory references are to the Penal Code.
2      Because the only issue on appeal involves the fines, fees, assessments, and
penalties imposed, we do not recount the facts of appellant’s offense.
3      The trial court orally announced that the section 1464 penalty assessment was
$300 but the clerk recorded it as $60.00 in the minute order. The trial court announced
the section 1465.7 surcharge was $60.00 but the clerk recorded it as $210 in the minute
order. These were scrivener’s errors by the clerk.


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                                         DISCUSSION
Ex Post Facto Clause
       Appellant entered his no contest plea in count 2 to an allegation that he committed
the offense between April 14, 2004, and April 13, 2007. The prosecutor did not narrow
the time of the offense with any more specificity. Referring to the preliminary hearing
transcript, the parties agree that the offense occurred between April 14, 2004, and April
13, 2006.
       When the prosecutor fails to conclusively prove that the offense occurred after the
effective date of the applicable statute, applying the sentencing provisions of the offense
based on later enacted statutes violates the prohibition against the ex post facto
application of law. (People v. Hiscox (2006) 136 Cal.App.4th 253, 261-262 (Hiscox);
also see People v. Shaw (2009) 177 Cal.App.4th 92, 102; People v. Riskin (2006) 143
Cal.App.4th 234, 245.) Although not raised to the trial court, imposition of penalties in
violation of the ex post facto clause is not subject to forfeiture because it is an
unauthorized sentence. (People v. McCullough (2013) 56 Cal.4th 589, 593; In re Sheena
K. (2007) 40 Cal.4th 875, 882, fn. 3.)
The Section 290.3 Fine and Penalty Assessments
       Section 290.3 was amended, effective September 20, 2006, to permit a $300 fine
for anyone who had to register as a sex offender pursuant to section 290, subdivision (a).
Prior to the effective date of the amendment, the section 290.3 fine was $200. The fine
has a punitive effect. (People v. Valenzuela (2009) 172 Cal.App.4th 1246, 1248-1249
(Valenzuela).) The People did not show that appellant’s commission of count 2 occurred
on or after September 20, 2006. Therefore, the trial court erred in imposing a $300 fine
here rather than a $200 fine pursuant to section 290.3. (Ibid.)
       The Valenzuela court further found that the section 1464 penalty assessment had
to be reduced to $200; the state surcharge pursuant to section 1465.7, subdivision (a) had

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to be reduced to $40; the Government Code section 76000 penalty assessment had to be
reduced to $140; and the Government Code section 70372, subdivision (a)(1) state court
construction penalty had to be reduced to $60. (Valenzuela, supra, 172 Cal.App.4th at
pp. 1248-1249.)
       The total amount for the fines described above was $640. (Valenzuela, supra, 172
Cal.App.4th at p. 1249.) The parties agree these amounts should have been imposed in
the instant action.
DNA Penalty Assessments
       The parties further agree that the DNA penalty assessments of $30 imposed under
Government Code section 76104.6 and $90 imposed under Government Code section
76104.7 must be stricken because they became operative on November 3, 2004, after the
passage of Proposition 69. Imposition of these fines for an offense that occurred prior to
the operative date of the law violates the ex post facto clause. (People v. Batman (2008)
159 Cal.App.4th 587, 589-592.) As noted above, the prosecutor did not prove that count
2 occurred on or after November 3, 2004. It could have occurred prior to that date. We
will order that the DNA penalty assessments be stricken.
                                     DISPOSITION
       The judgment imposing fees, fines, penalties and assessments is modified as
follows: the DNA penalty assessments imposed pursuant to the Government Code
sections 76104.6 and 76104.7 are stricken; the section 290.3 fine is $200; the section
1464 penalty is $200; the section 1465.7 state surcharge is $40; the Government Code
section 76000 penalty assessment is $140; and the Government Code section 70372 state
court construction penalty is $60. The case is remanded to the trial court to amend the
abstract of judgment and the clerk’s minute order of the sentencing proceeding to reflect
these changes and to forward the amended documents to the appropriate authorities. The
judgment is otherwise affirmed.

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