                                                                                                                           Opinions of the United
2002 Decisions                                                                                                             States Court of Appeals
                                                                                                                              for the Third Circuit


7-29-2002

USA v. Frazier
Precedential or Non-Precedential: Non-Precedential

Docket No. 01-3003




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Recommended Citation
"USA v. Frazier" (2002). 2002 Decisions. Paper 458.
http://digitalcommons.law.villanova.edu/thirdcircuit_2002/458


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                                                   NOT PRECEDENTIAL

                   UNITED STATES COURT OF APPEALS
                       FOR THE THIRD CIRCUIT

                             ___________
                             No. 01-3003
                             ___________


                     UNITED STATES OF AMERICA

                                 v.

                           TIMMY FRAZIER,
                                           Appellant

         _______________________________________________

         On Appeal from the United States District Court
                  for the District of New Jersey
                  D.C. Criminal No. 99-cr-00226
                 (Honorable Stephen M. Orlofsky)
                       ___________________


         Submitted Pursuant to Third Circuit LAR 34.1(a)
                           June 5, 2002

         Before:   SCIRICA, BARRY and WEIS, Circuit Judges

                      (Filed:    July 29, 2002)

                          __________________

                        OPINION OF THE COURT
                         __________________


SCIRICA, Circuit Judge.

     Timmy Frazier filed this pro se appeal contending he should be resentenced
because his attorney promised he would receive a sentence below the statutory
mandatory minimum for cooperating with the government. Defense counsel filed a
motion to withdraw as counsel and an Anders brief, asserting that Frazier’s appeal raises
no nonfrivolous issues. We will grant defense counsel’s request to withdraw, and affirm
the judgment and sentence of the District Court.
                                I.
     Frazier pled guilty to a one-count information charging him with conspiring to
distribute and possess, with intent to distribute, more than five kilograms of cocaine, in
violation of 21 U.S.C. 841(a)(1) and 21 U.S.C. 846. The plea agreement explicitly
stated Frazier would plead guilty to a violation of 21 U.S.C. 846 as charged and that it
"carrie[d] a statutory minimum of 10 years’ imprisonment." The District Court conducted
a plea hearing in accordance with Fed. R. Crim. P. 11, and accepted Frazier’s guilty plea.
     On July 9, 2001, the District Court held a sentencing hearing. Neither Frazier nor
the government objected to the Pre-Sentence Report. Under the guidelines, Frazier’s
offense level was 31 with a criminal history category of III, exposing him to a guideline
range of 135 to 168 months’ incarceration. Although Frazier entered a non-cooperating
plea agreement, he subsequently cooperated with the government and, in return, the
government moved for a downward departure under U.S.S.G. 5K1.1 based upon
Frazier’s substantial assistance.
     The government asked the District Court to depart downward fifteen months to
the mandatory minimum sentence of 120 months under 21 U.S.C. 841 but made clear
that it was not requesting or authorizing "the court under 18 U.S.C. 3553(E) to impose
a sentence . . . below the level established by the statute as the minimum mandatory
sentence." The District Court granted the downward departure and sentenced Frazier to
120 months’ incarceration, the lowest possible sentence under the statute. Frazier
appeals, claiming his attorney promised him that he would receive only five to six years
after cooperating with the government.
                              II.
     "In Anders, the Supreme Court established guidelines for a lawyer seeking to
withdraw from a case when the indigent criminal defendant he represents wishes to
pursue frivolous arguments on appeal." United States v. Youla, 241 F.3d 296, 299 (3d
Cir. 2001). The Supreme Court directed that "if counsel finds his case to be wholly
frivolous, after a conscientious examination of it, he should so advise the court and
request permission to withdraw." 386 U.S. at 744. The Court further instructed that
defense counsel’s request "must . . . be accompanied by a brief referring to anything in
the record that might arguably support the appeal." Id.    When counsel submits an
Anders brief, our inquiry is "twofold: (1) whether counsel adequately fulfilled the rule’s
requirements; and (2) whether an independent review of the record presents any
nonfrivolous issues." Youla, 241 F.3d at 300 (citations omitted).
     We have stated that when preparing an Anders brief, the duties of defense counsel
are "(1) to satisfy the court that counsel has thoroughly examined the record in search of
appealable issues, and (2) to explain why the issues are frivolous." Id. Defense
counsel’s brief focuses on the Rule 11 plea hearing and the District Court’s decision to
grant the government’s 5K1.1 motion to depart downward from the applicable
guideline range to the mandatory minimum sentence. As noted, in his pro se brief,
Frazier contends the District Court erred because it only departed downward 15 months
instead of departing below the mandatory statutory minimum of 10 years.
     Defense counsel’s brief demonstrates counsel thoroughly examined the record in
search of appealable issues and explained why the issues are frivolous. The plea
colloquy complied with Fed. R. Crim. P. 11. The court established that Frazier
understood his constitutional rights and the nature of the criminal charges. Upon review,
it is clear that Frazier entered a knowing and voluntary guilty plea to a charge that carried
a mandatory statutory minimum of 10 years. There was no question about Frazier’s
competence or comprehension. The District Court questioned Frazier on all required and
relevant issues related to his role in the offense, as well as his understanding of the
proceedings.
     The sentencing proceedings also met the requirements of Fed. R. Crim. P. 32. As
noted, the government filed a motion for downward departure under U.S.S.G. 5K1.1
based on Frazier’s substantial assistance. In response, Frazier’s counsel at sentencing
requested a further downward departure below the minimum mandatory sentence. The
District Court denied this request, correctly concluding it did not have the authority to
depart downward "below a level established by statute as a minimum sentence so as to
reflect a defendant’s substantial assistance" absent a motion by the government. 18
U.S.C. 3553(e); see also Melendez v. United States, 518 U.S. 120, 125-26 (1996) ("We
believe that 3553(e) requires a Government motion requesting or authorizing the
district court to impose a sentence below a level established by statute as minimum
sentence before the court may impose such a sentence.") (quotation and citation omitted).

     Accordingly, there are no nonfrivolous arguments raised in this appeal.
                           III.
     For the foregoing reasons, we will grant defense counsel’s request to withdraw
and affirm the judgment and sentence of the District Court.

TO THE CLERK:

          Please file the foregoing opinion.
 /s/ Anthony J. Scirica
Circuit Judge
