                   United States Court of Appeals
                              For the Eighth Circuit
                          ___________________________

                                  No. 12-2773
                          ___________________________

                               United States of America

                          lllllllllllllllllllll Plaintiff - Appellee

                                             v.

                                 Leonard Joseph Smith

                        lllllllllllllllllllll Defendant - Appellant
                                        ____________

                      Appeal from United States District Court
                       for the District of Minnesota - St. Paul
                                   ____________

                              Submitted: March 15, 2013
                                 Filed: July 2, 2013
                                  ____________

Before WOLLMAN and COLLOTON, Circuit Judges, and HOLMES,1 District Judge.
                         ____________

WOLLMAN, Circuit Judge.

      After finding that Leonard Joseph Smith had violated mandatory, standard, and
special conditions of his supervised release, the district court2 revoked Smith’s release


      1
      The Honorable P.K. Holmes, III, Chief Judge, United States District Court for
the Western District of Arkansas, sitting by designation.
      2
      The Honorable Joan N. Ericksen, United States District Judge for the District
of Minnesota.
and sentenced him to thirty-one months’ imprisonment. Smith appeals, arguing that
the district court improperly based its revocation on hearsay evidence despite the
complaining witness’s availability. Smith also argues that he was not given
prehearing written notice of an additional uncharged criminal offense. We affirm.

                                   I. Background

       On October 6, 2006, Smith pleaded guilty to possessing with intent to distribute
at least fifty grams of methamphetamine, in violation of 21 U.S.C. § 841(a)(1) and
(b)(1)(B). On March 29, 2007, the district court sentenced Smith to thirty-one
months’ imprisonment, to be followed by four years of supervised release.

       On February 2, 2012, Smith was charged by criminal complaint in Minnesota
state court with one count of third-degree criminal sexual conduct. The complaint
alleged that from June 5, 2011, to August 22, 2011, Smith, who was then thirty years
old, had engaged in a sexual relationship with N.E., who was then between thirteen
and fourteen years old. On February 6, 2012, Smith’s probation officer, Stephanie
Thompson, filed a petition to revoke Smith’s supervised release, alleging that Smith
had violated his supervised release conditions by, among other things, committing the
offense of third-degree criminal sexual conduct as charged in state court. On June 13,
2012, the state court charge was dismissed without prejudice for N.E.’s failure to
appear before trial and law enforcement’s inability to locate her.

        The district court held a revocation hearing on July 12, 2012, at which Brenna
Sater, a former child protection case manager for the White Earth Band of Ojibwe,
testified. Sater was assigned to N.E. in September 2011 after a Child in Need of
Protection or Services (CHIPS) petition was filed on behalf of N.E., based on
allegations of drug use and sexual contact with an adult. Upon the filing of the CHIPS
petition, the police picked up N.E. and placed her at a non-secure juvenile detention
center. Initially, in a September 2011 interview with Sater, N.E. denied having had

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a sexual relationship with Smith. (Sater testified at the revocation hearing that such
denials are common for juveniles in such circumstances.) In December 2011, N.E.
violated the rules of her treatment center by using drugs and alcohol or being around
others doing so, by seeing Smith, and by being out in the community unattended. In
a subsequent telephone conversation with Sater, N.E. became tearful and admitted to
being with people who were using drugs and alcohol and that she indeed had had a
sexual relationship with Smith. N.E. also told Sater that she was upset because she
had heard that Smith “cheated on her with a friend in the community” and as a result,
N.E. “didn’t care if [Smith] was in trouble[.]”

       Later that month, Sater took N.E. to a formal forensic interview conducted by
Carissa Bosch of Cass County Social Services and Red River Children’s Advocacy
Center. During the ride back from the interview, N.E. continued discussing with Sater
details of her contact with Smith, including their sexual relationship and drug use.
N.E. told Sater that she was afraid that if she was honest about the allegations against
Smith, she would be in trouble. Around Easter of 2012, N.E. failed to return to the
juvenile facility from a home visit. Beginning in June of that year, N.E. sent Sater text
messages asking about the criminal charges against Smith and stating that she had lied
about having had a sexual relationship with him.

       Carissa Bosch testified at the hearing regarding her December 2011 forensic
interview with N.E. concerning N.E.’s sexual relationship with Smith. During the
videotaped interview, N.E. disclosed that she had had a relationship with Smith during
the summer of 2011 and that this “relationship consisted of oral, digital, and vaginal
penile penetration, as well as illegal drug use of marijuana, methamphetamine, and
snorting of prescription narcotics.” When asked whether she was worried that Smith
might harm her, N.E. said that she was “not scared of [Smith]” and that Smith was
“harmless.” N.E. also said, though, that she was “threatened” and “beat up” by others
because of her relationship with Smith. Although she believed that Smith had cheated
on her, N.E. did not want to get Smith into trouble because she still cared for him.

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During the interview, N.E. was nervous and embarrassed but able to answer questions.
Bosch found N.E. to be credible.

        Investigator Scott Blaine of the Becker County Sheriff’s Department also
testified at the hearing. Blaine became involved in the case after N.E. failed to appear
at Smith’s state court proceeding. In an effort to determine why N.E. did not appear,
Blaine listened to phone calls made by Smith from his cell block, reviewed letters
written by Smith to N.E. and others, and listened to audio recordings of Smith’s jail
visits. Blaine discovered ten phone calls made by Smith to N.E. in which Smith,
despite recognizing that the calls were being monitored, surreptitiously attempted to
persuade N.E. not to appear at his trial. During the phone calls, Smith also directed
N.E. to read a letter for instructions regarding her non-appearance, although the letter
was never discovered. In other letters written by Smith to N.E., Smith expressed
affection for N.E. and alluded to having a sexual relationship with N.E. In letters
addressed to his aunt, Smith wrote that if N.E. were not to appear at his trial, the state
court charges against him would be dismissed. During jail visits with his grandmother
and aunt, Smith muffled the recording device and, speaking through the glass
partition, told them to find N.E. and prevent her from attending his trial. In a
conversation with N.E. at a juvenile center after her non-appearance, N.E. told Blaine
that she did not appear at Smith’s trial because “she had gotten pressure from family
members not to show up” and because she “didn’t want to see [Smith] get in trouble.”

       Probation Officer Thompson also testified regarding Smith’s other supervised
release violations. N.E. did not testify at the hearing, nor did either party seek to
compel her to do so.

      Smith objected to the admission and consideration of N.E.’s out of court
statements, arguing that under Federal Rule of Criminal Procedure 32.1(b)(2)(C), he
was entitled to cross-examine N.E. at the hearing. The government argued that N.E.
was a juvenile, that testifying at the hearing might disrupt her placement, that

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testifying at the hearing might revictimize N.E. or subject her to further violence, that
N.E.’s recantation was already in the record, and that Smith had already tampered with
N.E.’s appearance in state court. The district court overruled the objection, finding
that the testimony and other evidence offered in place of N.E.’s live testimony were
sufficiently reliable and that good cause existed for N.E.’s non-appearance. The
district court then found that Smith had violated the conditions of his release and
sentenced him to thirty-one months’ imprisonment.

                                    II. Discussion

      Smith argues that the district court’s consideration of N.E.’s out of court
statements violated his limited due process rights and Federal Rule of Criminal
Procedure 32.1(b)(2)(C) because he was deprived of his right to question N.E. “We
review questions arising under the constitution de novo, but we review the claim of
a Rule 32.1(b)(2)(C) violation for an abuse of discretion.” United States v. Johnson,
710 F.3d 784, 787 (8th Cir. 2013) (quoting United States v. Martin, 382 F.3d 840, 844
(8th Cir. 2004)).

       “A defendant is not entitled to a trial during a revocation hearing; the rules of
evidence do not apply and the government’s burden of proof is lowered.” Id. at 788.
Under Federal Rule of Criminal Procedure 32.1(b)(2)(C), a defendant is entitled to “an
opportunity to appear, present evidence, and question any adverse witness unless the
court determines that the interest of justice does not require the witness to appear[.]”
“[T]he Supreme Court has held that ‘the minimum requirements of due process . . .
include . . . the right to confront and cross-examine adverse witnesses (unless the
hearing officer specifically finds good cause for not allowing confrontation).’”
Johnson, 710 F.3d at 788-89 (omissions in original) (quoting Morrissey v. Brewer,
408 U.S. 471, 488-89 (1972) (discussing parolee rights)); see also Gagnon v.
Scarpelli, 411 U.S. 778, 782 (1973) (extending Morrissey rights to probationers).
Accordingly, “a district court should ‘balance the probationer’s right to confront a

                                          -5-
witness against the grounds asserted by the government for not requiring
confrontation.’” Johnson, 710 F.3d at 789 (quoting United States v. Bell, 785 F.2d
640, 642 (8th Cir. 1986)). Among the factors a district court should consider are “the
explanation the government offers of why confrontation is undesirable or impractical”
and “the reliability of the evidence which the government offers in place of live
testimony.” Id. (quoting Bell, 785 F.2d at 643); see also United States v. Martin, 371
F.3d 446, 448-49 (8th Cir. 2004).

       The government offered ample justification for why producing N.E. at the
revocation hearing would be undesirable. N.E., a juvenile with a history of substance
abuse, had engaged in a months-long sexual relationship with Smith. At the time of
the hearing, N.E. was at a juvenile center, removal from which reasonably could have
undermined her progress. N.E. had already failed to appear at Smith’s state court
proceeding, despite the issuance of a subpoena—a result that Smith procured through
his successful campaign of compelling her not to appear. See Martin, 382 F.3d at
842-43, 846 (good cause existed for admitting out of court statements of witness who
refused to testify at state court trial against her physically and sexually abusive
boyfriend, who she believed “had ties to a ‘crime family’” and whose family
pressured her into not testifying). Given that N.E. had previously been subject to
physical harm because of her relationship with Smith, the government’s concerns of
retribution against N.E. for testifying were not unfounded.

       The government also demonstrated that the testimony and other evidence
offered in place of N.E.’s live testimony were reliable. N.E. confirmed on multiple
occasions to Sater and in a videotaped interview with Bosch that she had had a sexual
relationship with Smith. In making these statements, N.E. provided intimate details
about Smith and her sexual relationship with him. N.E.’s statements were also
corroborated by Smith’s repeated attempts to prevent her from testifying at his state
court trial. Although N.E. initially and ultimately denied having had a sexual



                                         -6-
relationship with Smith, such a denial is not uncommon in these circumstances, as
recounted in Sater’s earlier-described testimony.

       Accordingly, because the government’s explanation for not producing N.E. was
reasonably satisfactory and because the testimony and other evidence offered in place
of N.E.’s live testimony were sufficiently reliable, the district court did not abuse its
discretion by admitting N.E.’s out of court statements at the revocation hearing.

       Smith also argues that the district court improperly found witness tampering to
be an alternative basis for revocation. Specifically, he argues that he was not given
prehearing written notice of such a violation, as required by Federal Rule of Criminal
Procedure 32.1(b)(2)(A). In support of his argument that such a finding was made,
he relies on the district court’s observation that his “interfering with a witness” was
“a violation of state law as well.” The record is clear, however, that the district court
made this statement in the course of explaining that Smith had engaged in criminal
conduct by engaging in a sexual relationship with N.E. Contrary to Smith’s assertion,
the district court did not make a formal finding, even alternatively, that Smith’s
interference with N.E.’s appearance at his state court trial itself constituted a violation
of his supervised release conditions.

                                    III. Conclusion

      The judgment is affirmed.
                      ______________________________




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