                                                                                            ACCEPTED
                                                                                        01-15-00567-CV
                                                                             FIRST COURT OF APPEALS
                                                                                     HOUSTON, TEXAS
                                                                                 12/14/2015 12:11:01 PM
                                                                                  CHRISTOPHER PRINE
                                                                                                 CLERK




                              No. 01-15-00567-CV
                                                                      FILED IN
                                                               1st COURT OF APPEALS
            IN THE COURT OF APPEALS FOR THE FIRST             DISTRICT
                                                                   HOUSTON, TEXAS
                           HOUSTON, TEXAS                     12/14/2015 12:11:01 PM
                                                               CHRISTOPHER A. PRINE
                                                                       Clerk

       MACKEY GLEN PETERSON, TONYA PETERSON, DON LESLIE
          PETERSON AND LONNY PETERSON, APPELLANTS

                                        v.

      SILVERADO SENIOR LIVING, INC., D/B/A SILVERADO SENIOR
                 LIVING SUGAR LAND, APPELLEE


                   OPENING BRIEF OF APPELLEE, SILVERADO

                                      P. Alan Sanders
                                      Tx. State Bar No: 17602100
                                      Joshua Davis
                                      Tx. State Bar No. 24031993
                                      Lewis Brisbois Bisgaard & Smith, LLP
                                      Weslayan Tower, Suite 1400
                                      24 Greenway Plaza
                                      Houston, Texas, 77046
                                      (713) 659-6767
                                      (713) 759-6830 – Fax
                                      Alan.Sanders@LewisBrisbois.com
                                      Josh.Davis@LewisBrisbois.com


ORAL ARGUMENT NOT REQUESTED, but conditionally reserved if this
Court orders Oral Argument. TRAP 38.1(e), incorporated by reference in TRAP
38.2(a)(1)(first), and 39.7. This Brief contains, infra, a Statement Regarding Oral
Argument.




4845-1892-7404.1
                    IDENTITY OF PARTIES AND COUNSEL

Appellants (some, but not all, of the Plaintiffs below):

MACKEY GLEN PETERSON (“Mack”)
TONYA PETERSON (“Tonya”)
DON LESLIE PETERSON (“Don”)
LONNY PETERSON (“Lonny”)

Counsel for Appellants / Plaintiffs:

         Mr. Philip M. Ross
         1006 Holbrook Road
         San Antonio, Texas 78218
         (210) 326-2100
         Ross_Law@hotmail.com

Appellee (Defendant below):

SILVERADO SENIOR LIVING, INC. d/b/a Silverado Senior Living
    Center – Sugar Land (“Silverado”)

Counsel for Appellee / Defendant, Silverado:

         Mr. P. Alan Sanders – Lead Appellate Counsel
         Mr. Joshua Davis – Trial Counsel and Additional Appellate Counsel

         Lewis Brisbois Bisgaard & Smith, LLP
         Weslayan Tower, Suite 1400
         24 Greenway Plaza
         Houston, Texas 77046
         (713) 659-6767
         (713) 759-6830 – Fax
         Alan.Sanders@LewisBrisbois.com
         Josh.Davis@LewisBrisbois.com




4845-1892-7404.1                          ii
Additional parties below (Defendants/Respondents):

CAROL ANNE MANLEY (“Manley”)
DAVID PETERSON (“David”)

Counsel for Manley and David:

         Ms. Sarah Patel Pacheco
         Ms. Kathleen Tanner Beduze
         Crain, Caton & James, P.C.
         1401 McKinney Street, Ste. 1700
         Houston, Texas 77010
         (713) 658-2323
         (713) 658-1921 – Fax
         spacheco@craincaton.com
         kbeduze@craincaton.com

Additional Participants in Proceedings Below:

Attorney Ad Litem for Proposed Ward, Ruby S. Peterson (“Ruby”) (now
deceased)

Mr. W. Russ Jones
Underwood, Jones, Scheerer & Malouf, PLLC
5177 Richmond Ave., Ste. 505
Houston, Texas 77056
(713) 552-1144
(713) 781-4448
RJones@ujsmlaw.com

Guardian Ad Litem for Proposed Ward, Ruby (now deceased)

Ms. Jill Young
MacIntyre, McCulloch, Stanfield, Young, LLP
2900 Weslayan, Ste 150
Houston, Texas 77027
(713) 572-2900
(713) 572-2902
Jill.Young@mmlawtexas.com


4845-1892-7404.1                           iii
                                         TABLE OF CONTENTS

    1. Brief Cover .......................................................................................................i

    2. Identity of Parties and Counsel....................................................................... ii

    3. Table of Contents............................................................................................iv

    4. Table of Authorities........................................................................................vi

    5. Statement of the Case ..................................................................................... 1

    6. Statement Regarding Oral Argument ............................................................ 2

    7. Statement Regarding Jurisdiction .................................................................. 3

    8. Procedural History, Parties, Issues on Appeal and Finality ............................4

    9. Finality for Purposes of This Appeal ............................................................10

    10.Issues Presented .............................................................................................19

       A. The Trial Court properly granted Silverado’s
Rule 91a Motions to Dismiss and First Amended Plea to the
Jurisdiction, as supplemented, notwithstanding the
allegations of Appellants’ Fifth Amended Petition.
Because it did not err in granting the relief, it did not
err in refusing to reconsider its Orders. ...................................................................19

      B. The Trial Court properly awarded Silverado attorney’s
fees related to Silverado’s Rule 91a Motions to Dismiss. .......................................19

      C. Appellants’ request to remand this case for determination
of their application for Declaratory Judgment, or for any
other relief, should be denied, because they failed to appeal the
Trial Court’s Order, dated May 12, 2015, granting Silverado’s
Motion for Summary Judgment disposing of all of Appellants’
remaining claims, including their request for Declaratory Judgment. ....................19

    11.Statement of Facts .........................................................................................20
4845-1892-7404.1                                           iv
    12.Summary of the Argument ...........................................................................21

    13.Argument ......................................................................................................22

       A.     The Trial Court properly granted Silverado’s Rule
91a Motions to Dismiss and First Amended Plea to the Jurisdiction,
as supplemented, notwithstanding the allegations of Appellants’ Fifth
Amended Petition. Because it did not err in granting the relief, it did
not err in refusing to reconsider its Orders. .............................................................22

                   Standard of Review: Rule 91a Proceedings .......................................22
                   Procedural History of Silverado’s Rule 91 a Motions to Dismiss .....25
                   Argument Regarding Rule 91a Relief ................................................28
                   Plea to the Jurisdiction ........................................................................30
                   Standard of Review: Plea to the Jurisdiction ......................................30
                   Procedural History of Silverado’s Plea to the Jurisdiction .................31
                   Argument Regarding Plea to the Jurisdiction Proceedings.................32

       B.     Did the Trial Court properly awarded Silverado attorney’s
fees related to Silverado’s Rule 91a Motions to Dismiss? ......................................35

     C.     Does the Order granting Silverado’s Motion for Summary
Judgment, not appealed by Appellants, preclude their request for a
remand to determine the merits of their application for Declaratory
Judgment regarding Ruby’s 1993 Power of Attorney or for other relief?...............38


    14.Prayer .............................................................................................................40

    15.Certificate of Service .....................................................................................41

    16.Certificate of Length and Typeface Compliance ..........................................42




4845-1892-7404.1                                             v
                                      TABLE OF AUTHORITIES


TEXAS CASES

City of Dallas v. Heard,
   252 S.W.3d 98
   (Tex. App.—Dallas 2008) ..................................................................................31
Crofton v. Amoco Chem. Co.,
  Tex. App. LEXIS 4825
  (Tex. App.—Houston [1st Dist.] May 30, 2003) ........................................17 n. 8

    Crowson v. Wakeham,
    897 W.W.2d 779,783
    (Tex.1995) ......................................................................................................3 n. 3
Dailey v. Thorpe,
  445 S.W.3d 785
  (Tex. App.—Houston [1st Dist.] 2014) ........................................................24, 29
Gonzales v. Dallas County Appraisal Dist.,
  2015 Tex. App. LEXIS 6325
  (Tex. App. – Dallas June 23, 2015) ....................................................................31
Guillory v. Seaton, L.L.C.,
  2015 Tex. App. LEXIS 13865
  (Tex. App.—Houston [1st Dist.] Aug. 6, 2015) ...........................................24, 36
Guzder v. Haynes & Boone, L.L.P.,
  2015 Tex. App. LEXIS 5389
  (Tex. App.—Houston [1st Dist.] May 28, 2015) ...............................................24
Kaminetzky v. Newman,
  2011 Tex. App. LEXIS 10221
  (Tex. App.—Houston [1st Dist.] Dec. 29, 2011) .........................................17, 18
Lehmann v. Har-Con Corp.,
  39 S.W.3d 191
  (Tex. 2001) .........................................................................................................11




4845-1892-7404.1                                            vi
Premier Assocs. v. Louetta Shopping Ctr. Houston, L.P,
  2012 Tex. App. LEXIS 7958
  (Tex. App.—Houston [1st Dist.] Sept. 20, 2012) ..............................................17
Rainbow Group, Ltd. v. Wagoner,
  219 S.W.3d 485
  (Tex. App.—Austin 2007) ........................................................................ 39 n. 14
Tex. Dep’t of Parks & Wildlife v. Miranda,
  133 S.W.3d 217
  (Tex. 2004) ........................................................................................................ 30
Unifund CCR Partners v. Watson,
  337 S.W.3d 922
  (Tex. App.—Amarillo 2011) ............................................................................. 30
Weizhong Zheng v. Vacation Network, Inc.,
  468 S.W.3d 180
  (Tex. App.—Houston [14th Dist.] 2015) ................................................ 24, n. 10

TEXAS RULES

TEX. R. APP. P.
25.1 ..................................................................................................................... 3, 17
25.1(b) .................................................................................................................... 18
25.1(d) ...................................................................................................................... 4
26.1 ..................................................................................................................... 4, 16
26.3 ......................................................................................................................... 16
38.1(g) ......................................................................................................................20
38.2(1)(B).................................................................................................................20


TEX. R. CIV. P.

Tex. R. Civ. P. 59 ................................................................................................... 23
Tex. R. Civ. P. 91a ...........................................................................................passim
Tex. R. Civ. P. 306a(1) .......................................................................................... 15

4845-1892-7404.1                                              vii
Tex. R. Civ. P. 320 ................................................................................................. 15
Tex. R. Civ. P. 320b(e), (h) .................................................................................... 16
Tex. R. Civ. P. 324(b)(1) ....................................................................................... 15
Tex. R. Civ. P. 329b(a) .......................................................................................... 15
Tex. R. Civ. P. 329b(c) .......................................................................................... 16
Tex. R. Civ. P. 329b(g) .......................................................................................... 15


TEXAS CODES & STATUTES

TEX. ESTATES C. §1021.001(a) [by application of §1021(b)(1)] ............................. 3
TEX. ESTATES C. §1022.001(c) ................................................................................ 3
TEX. ESTATES C. §1022.002(c) ................................................................................ 3
TEX. GOV. C. § 25.1034 ........................................................................................... 3

RECORD ON APPEAL REFERENCES
(First Page or Volume of Referenced Item)

CR 567:15 ..................................................................................................................6
CR 567:23 ..................................................................................................................6
CR 567:157 ..............................................................................................................28
CR 567:532 ................................................................................................................7
CR 567:563 ................................................................................................................6
CR 567:593 ................................................................................................................7
CR 567:1052 ..............................................................................................................6
CR 567:1255 ............................................................................................................34
CR 567:1386 ......................................................................................................31, 39
CR 567:1481 ............................................................................................................27
CR 567:1496 ............................................................................................................27
CR 567:1509 ................................................................................................27, 31, 33
CR 567:1513 ......................................................................................................11, 32
CR 567:1514 ................................................................................................12, 28, 40
CR 567:1516 ............................................................................................................26
CR 567:1524 ......................................................................................................12, 26
CR 567:1525 ......................................................................................................13, 26
CR 567:1531 ......................................................................................................13, 27
CR 567:1537 ............................................................................................7, 12, 23, 31
CR 567:1544 ..............................................................................................................8
4845-1892-7404.1                                            viii
CR 567:1617 ............................................................................................................15
CR 567:2043 ..............................................................................................................8
CR 567:2112 ..............................................................................................................8
CR 567:2128 ......................................................................................................14, 32
CR 567:2133 ......................................................................................................14, 32
CR 567:2135 ..........................................................................................14, 16, 32, 34
CR 567:2136 ......................................................................................................14, 38
CR 567:2145 ................................................................................................14, 34, 38
CR 567:2155 ....................................................................................................4, 9, 17
CR 567:3617 ............................................................................................................26

CR 586:14 ..................................................................................................................5
CR 586:108 ................................................................................................................5
CR 586:191 ................................................................................................................5
CR 586:195 ................................................................................................................5
CR 586:196 ................................................................................................................5
CR 586:299 ................................................................................................................6
CR 586:567 ..............................................................................................................25
CR 586:813 ..............................................................................................................31
CR 586:1309 ........................................................................................................7, 31
CR 586:2997 ......................................................................................................25, 29
CR 586:3006 ............................................................................................................31
CR 586:3211 ........................................................................................................7, 25
CR 586:3214 ..................................................................................................7, 25, 31
CR 586:3514 ............................................................................................................26
CR 586:3541 ............................................................................................................31
CR 586:3546 ................................................................................................11, 26, 28
CR 586:3617 ............................................................................................................27
CR 586:3768 ......................................................................................................27, 36
CR 586:3823 ..............................................................................................................8
CR 586:3843 ..............................................................................................................8
CR 586:3889 ............................................................................................................10
CR 586:3935 ......................................................................................................14, 32
CR 586:3955 ....................................................................................................4, 9, 16
CR 586:3961 ..........................................................................................................4, 9
CR 586:3968 ..............................................................................................................9

RR Vol. 3 ...................................................................................................................6
RR Vol. 11 .........................................................................................................26, 31
RR Vol. 12 ...................................................................................................26, 27, 37
4845-1892-7404.1                                             ix
                                  STATEMENT OF THE CASE

         This is a civil suit for damages and other relief related to Memory Care

placement of a Proposed Ward (Ruby), who is now deceased and whose death

occurred before the appointment of any temporary or permanent guardian of either her

person, estate or both her person or estate. The dispute is between two factions of

Ruby’s five children (Mack, Don and Lonny on one side, David and Manley on

another). It spilled over to include Ruby’s court-appointed Attorney Ad Litem (Russ

Jones), court-appointed Guardian Ad Litem (attorney Jill Young) and the healthcare

facility (Silverado) at which Ruby resided for about the year before, and until the time

of, her death. Below, the trial court entered a series of rulings that dismissed with

prejudice all of Appellants’ claims against Silverado and assessed attorney’s fees

related to Rule 91a dismissals.1 Due to the underlying procedural posture of the trial

court proceedings and Appellants’ dual Amended Notices of Appeal, those rulings

have resulted in two separate appeals pending in this Court, in which Appellants assert

Trial Court error in a total of fourteen orders, of which at least seven directly relate to

Appellants’ claims against Silverado and are involved in this appeal. Because

Appellants’ claims in this appeal alleging error below lack merit, their request for

reversal and remand should be denied, and Silverado should be awarded its appellate

attorneys fees and taxable costs.
         1
             In this Brief, all references to “Rule 91a” are to TEX. R. CIV. P. 91a.


4845-1892-7404.1                                      1
                   STATEMENT REGARDING ORAL ARGUMENT

         Silverado contends that oral argument will not materially aid this Court in the

disposition of this case. However, this Court may nonetheless grant the proper and

timely request for oral argument made by another party, or may order oral argument

sua sponte. If it does order oral argument, Silverado respectfully requests the right to

present oral argument through counsel.




4845-1892-7404.1                            2
                    STATEMENT REGARDING JURISDICTION

         The nature and sequence of the proceedings below create the need for a careful

examination of this Court’s appellate jurisdiction.2

         The Trial Court, which is a statutory probate court, TEX. GOV. C. § 25.1034,

had original jurisdiction over the guardianship proceeding with respect to Ruby

(discussed infra). TEX. ESTATES C. §1022.002(c). Exercising its “related to,”

“pendent” or “ancillary” jurisdiction, TEX. ESTATES C. §§1021.001(a) [by application

of §1021(b)(1)] & 1022.001(a), (b), the Trial Court transferred a state district court

lawsuit to its docket. That lawsuit and transfer also are discussed, infra. “A final

order issued by a probate court is appealable to the court of appeals.” TEX. ESTATES C.

§1022.001(c).3 Appellants sought no intermediate relief regarding the transfer, such as

by mandamus, and on appeal do not challenge the transfer of this lawsuit from the

State District Court to the Trial Court.

         An appeal to this Court is perfected in a civil case by the timely filing of a

sufficient notice of appeal. TEX. R. APP. P. 25.1. Absent a timely-filed motion for new
         2
         This Court always has jurisdiction to determine its own jurisdiction. And, all appellate
counsel bear a responsibility to assist this Court in making its jurisdictional review.
         3
          In this Brief, text font shown as bold, underlined and italics indicates added emphasis
unless noted to the contrary. The concept of “finality” in probate proceedings, including
guardianships, involves subtleties not involved in typical civil cases. See, e.g., Crowson v. Wakeham,
897 W.W.2d 779, 783 (Tex. 1995) (describing multiple final judgments for purposes of appeal for
certain discrete issues in probate proceedings). The issue of “finality” of multiple Orders in the
lawsuit below, for the purpose of this appeal, is discussed infra. This is an ordinary civil case, heard
by a statutory probate court utilizing its pendent jurisdiction, but it is not a probate case to which
Crowson applies.


4845-1892-7404.1                                   3
trial or other specified post-trial motions or proceedings, in a civil case the notice of

appeal must be filed with the clerk of the trial court within thirty days after the date

upon which the order from which appeal is taken was signed (or the date upon which

the order from which appeal is taken became final or otherwise became appealable).

TEX. R. APP. P. 26.1. Appellants’ initial Notice of Appeal, filed on June 8, 2015, CR

586:3955, bearing case captions for both cases now on appeal, was timely filed with

the clerk of the Trial Court.4

         The Notice of Appeal must contain specified content. TEX. R. APP. P. 25.1(d)

(“Contents of Notice”). Silverado submits that Appellants’ original Notice of Appeal,

CR 586:3955, and both of Appellants’ Amended Notice of Appeal, CR 567:2155 &

CR 586:3961, substantially comply with the content requirements of the Texas Rules

of Appellate Procedure.

         Procedural History, Parties, Issues on Appeal and Finality

         The following narrative is provided for the Court’s convenience in reviewing

this case’s rather-complex procedural history, and the effect of that history upon the

identity and alignment of the parties to this appeal, the issues to be considered and the

existence of “final judgment” from which appeal might be taken.
         4
          In the absence of judicial notice of the initial, combined, Notice of Appeal, which is filed
only in the Record on Appeal of a separate, but related, appeal, the Record on Appeal in this case
presently fails to establish that appeal was timely accomplished by Appellants’ Amended Notice of
Appeal, and this appeal should be dismissed for lack of jurisdiction unless the record deficiency is
cured or judicial notice taken. The timeliness of the initial Notice of Appeal is discussed later in this
portion of this Brief.


4845-1892-7404.1                                   4
         This controversy has its judicial origins in a guardianship case filed in a

statutory probate court. Donny Leslie Peterson (“Don”) and Mackey Glen Peterson

(“Mack”) as Plaintiffs, filed an action seeking guardianship of their mother, Ruby S.

Peterson (“Ruby”) on December 11, 2013.             Don and Mack asserted claims

individually, and as purported Next Friends of Ruby. They filed their action in Harris

County, Texas. The Clerk designated the case as Cause Number 427,208, and

assigned it to Harris County Statutory Probate Court Number 1. See, CR 586:14 (the

“Original Guardianship Petition”).       The Original Guardianship Petition, which

asserted many counts in addition to direct guardianship issues, named as Respondents

two siblings of Don and Mack, who also are children of Ruby: Carol Anne Peterson

Manley (“Manley”) and David Troy Peterson (“David”). Original Guardianship

Petition, at ¶¶4, 5; CR 586:14, at 15.

         Following his appointment by the Statutory Probate Court as Attorney Ad

Litem for Ruby, by Order dated February 25, 2014, CR 586:108, Russ Jones filed an

Original Answer in that capacity on March 28, 2014. CR 586:191. Attorney Jill

Young, appointed by the Statutory Probate Court as Ruby’s Guardian Ad Litem, by

Order signed on March 27, 2014, CR 586:195, filed her Original Answer in that

capacity on April 7, 2014. CR 586:196.

         Ruby (allegedly appearing In Proper Person), and Mack, Don and another of her

sons, Lonny Peterson (“Lonny”) later filed a separate lawsuit in Harris County District


4845-1892-7404.1                           5
Court (the “State District Court Lawsuit”). The State District Court Lawsuit, filed on

July 17, 2014, was given Cause Number 2014-409807 and assigned to the 129th

Judicial District Court in and for Harris County, Texas. CR 567:23. Plaintiffs sued

Manley, David, Silverado Senior Living of Sugarland, Texas (“Silverado”), Tanna

[sic; Tana] McMillan, Linda Lavinson (“Lavinson”) and Dr. [Rebecca] Clearman

(“Clearman”). CR 567:23, at 23, 25-26.

         Carol and David filed a Motion to transfer the State District Court Lawsuit to

the Statutory Probate Court. It was filed on July 21, 2014, in the original guardianship

proceeding, CR 586:299 They filed a companion Motion to Transfer in the State

District Court Lawsuit on August 4, 2014. CR 567:1052.

         Following a hearing on the Motion to Transfer conducted on July 24, 2014, RR

Vol. 3, the Statutory Probate Court signed its Order of Transfer on July 25, 2014,

requiring the State District Court Lawsuit to be transferred to the Statutory Probate

Court, and ordering the proceeding to be lodged as Cause Number 427,208-401. CR

567:563-565. The District Judge in the State District Court Lawsuit also ordered the

lawsuit transferred, in furtherance of and consistently with the Order of Transfer by

the Statutory Probate Court. See, Order of Transfer to Probate Court Pursuant to

Probate Court Order, signed by the State District Court on August 19, 2014, with a

copy of the Statutory Probate Court’s Order of Transfer attached as Exhibit “A.” CR

567:15-20.


4845-1892-7404.1                            6
                   Shortly before the July 25, 2014 Transfer Order signed by the Statutory

Probate Court, the pleadings and party landscape in the State District Court Lawsuit

changed. Mack, Don and Lonny filed their [First] Amended Petition and Jury Demand

on July 23, 2014. CR 567:532. In addition to the initial Defendants named in the

Original Petition, they also sued Dr. Chris Merkyl (“Merkyl”). CR 567:532, at 532,

540-541. Then on July 24, 2014, Plaintiffs filed their Second Amended Petition and

Jury Demand. CR 567:593. After transfer had been ordered by the Statutory Probate

Court on July 25, 2014, but before the August 19, 2014, transfer order by the State

District Court, on August 7, 2014, Plaintiffs filed their Third Amended Petition, CR

586:1309.5

         In Plaintiffs’ Fourth Amended Petition, filed on October 6, 2014, CR 586:3214,

Mack, Don and Lonny continued to assert claims individually and as the alleged next

friends of Ruby. Only Manley, David and Silverado remained as named defendants-

respondents. CR 586:3214, at 3217. In addition to “pleading out” McMillan,

Lavinson, Clearman and Merkyl, the Plaintiffs also filed, contemporaneously with

their Fourth Amended Petition, a Notice of Nonsuit of those four individual

defendants-respondents. CR 586:3211.

         The array of parties again changed when Appellants filed their Fifth Amended

Petition on December 4, 2014. CR 567:1537. Silverado is the only named defendant-
         5
             Thus, in the span of about three weeks, Appellants had filed four Petitions below.


4845-1892-7404.1                                    7
respondent in the Fifth Amended Petition, thus Appellants at that point abandoned

their claims for relief against Manley and David in this lawsuit.

         In addition to Mack, Don and Lonny, the Fifth Amended Petition lists as new

plaintiffs Tonya Peterson (“Tonya”) and Carol Peterson (“Carol”). Tonya is alleged to

be Mack’s wife, and Carol is alleged to be Don’s wife. Tonya and Carol asserted

claims allegedly as next friends of Ruby, and also for themselves individually. Mack,

Don and Lonny no longer appear as Ruby’s alleged next friends but they asserted

claims individually. CR 567:1544-1545.

         The instant pair of appeals were preceded by two others to this Court, both of

which appeals have been dismissed. Attorney Candice Schwager, pro se, filed a

Notice of Appeal in the transferred State District Court Lawsuit, on February 9, 2015.

CR 567:2043. The appeal was assigned to this Court, and designated as Case Number

01-15-00158-CV. This Court granted an unopposed motion to dismiss her appeal on

April 7, 2015. CR 567:2112. A separate Notice of Appeal in the Original

Guardianship Proceeding was filed by Mack, Tonya, Don, Carol and Lonny, also on

February 9, 2015. CR 586:3823. They filed their First Amended Notice of Appeal,

and counsel Candice Schwager was listed as an additional appellant, on March 4,

2015. CR 586:3843. Their appeal, also assigned to this Court and designated as Case




4845-1892-7404.1                            8
Number 01-15-00157-CV, also was dismissed by this Court on July 7, 2015, upon an

unopposed motion. CR 586:3968.6

         On June 8, 2015, Mack, Tonya, Don and Lonny (but not Carol or Candice

Schwager) filed a new Notice of Appeal in the Original Guardianship Proceeding. CR

586:3955. The new original Notice of Appeal contained a dual caption, referencing

the Original Guardianship Proceeding, Cause Number 427,208, and also the

transferred State District Court Lawsuit, bearing Cause Number 427,208-401 in the

Statutory Probate Court. On June 16, 2015 and June 17, 2015, the same Appellants

filed two Amended Notices of Appeal with the Harris County Clerk. CR 567:2155 &

CR 586:3961. These two Amended Notices of Appeal, in turn, initiated separate

appeals for the matters specified in those Notices, and both of those appeals also were

assigned to this Court. The instant appeal was assigned Case Number 01-15-00567-

CV, and the other appeal was assigned Case Number 01-15-00586-CV.



         6
          The basis for the Motions to Dismiss were that the appeals were premature due to the
absence of final, or appealable interlocutory, orders or judgments below at that time. In addition to
appealing the two sanctions orders against her, Candice Schwager appealed merits-related orders
pertaining to the dismissal of Plaintiffs’ claims against Silverado. “The filing of a notice of appeal by
any party invokes the appellate court’s jurisdiction over all parties to the trial court’s judgment or
order appealed from.” TEX. R. APP. P. 25.1(b). Candice Schwager’s Notice of Appeal in this lawsuit
was not accomplished by a “party” to the merits-related orders. It therefore appears that this Court’s
jurisdiction did not attach to the named parties relative to the merits-related orders. In any event, this
lawsuit was remanded by this Court to the Trial Court, and the instant second appeal followed.
Silverado, here, expresses no argument about the effect, if any, of the earlier appeal in the Original
Guardianship Proceeding, Cause No. 427,208, which was filed by the Plaintiffs and did not result in
dismissal by this Court until after the second appeal in the guardianship case had been taken.


4845-1892-7404.1                                    9
         The Record on Appeal shows that Ruby died on or about January 11, 2015. See,

e.g., Plaintiffs’ 1st Amended Motion to Set Aside Rule 11 Agreement for Illegality,

Lack of Consideration, Fraud, and Emotional/Financial Duress. CR 586:3889, at

3890, ¶2. The Record on Appeal contains no indication that any person claiming to act

in a representative capacity for Ruby’s probate estate appears in the Trial Court or in

either appeal. In addition, neither Candice Schwager nor Carol is listed in the new

original Notice of Appeal or in either Amended Notice of Appeal as a party desiring

to appeal, and thus neither of them is a party to this appeal.

         Based upon a review of the Record on Appeal in both appellate cases, and

beginning at November 7, 2014, the earliest date of signing of an Order listed in the

original Notice of Appeal or in either Amended Notice of Appeal, the chart in

Silverado’s Appendix, Tab 3, shows the correlation, if any, between the Orders listed

in the original Notice of Appeal or in either or both Amended Notice of Appeal, and

the designated Record on Appeal in one or both appeals.

                           Finality for Purposes of This Appeal.

         The first Rule 91a Order, dated November 10, 2014, dismissing with prejudice

Plaintiffs’ claims against Silverado, ends with the sentence: “All relief not expressly

granted herein is denied.” That language creates at least the possibility that the Order

is final for purposes of appeal. The Order is filed only in the Original Guardianship

Proceeding, however, even though the format of the case caption reflects the


4845-1892-7404.1                          10
Plaintiffs’ transferred civil lawsuit against Manley, David and Silverado, CR

586:3546.

         The initial Order Granting Silverado’s First Amended Plea to the Jurisdiction,

dated January 9, 2015, dismisses Cause No. 427,208 [sic] with prejudice to refiling as

to Silverado. It also provides that “All relief not expressly granted herein is denied.”

However, this Order was filed in the transferred State District Court Lawsuit, No.

427,208 - 401. CR 567:1513.

         Notwithstanding the basic “Mother Hubbard” clause in the initial Rule 91a

Order, the entire Trial Court record demonstrates that it was not “final” because it did

not dispose of Plaintiffs’ claims against Manley and David, both of whom were still

defendants-respondents at that time and are still listed in the case caption of the Order.

Instead, it disposes only specifically described actions (false imprisonment, assault

and battery, and conspiracy), and then “solely as to” Silverado. In addition, the Rule

91a Order also expressly contemplates further action by the Trial Court, by ordering

that Silverado “be awarded its costs and attorneys’ fees after considering evidence

within thirty (30) days from the date of this order.” A conclusion that this Order was

not “final” for purposes of appeal follows the analytical framework established by the

Texas Supreme Court. See, e.g., Lehmann v. Har-Con Corp., 39 S.W.3d 191 (Tex.

2001) (the topic of finality is discussed in plenary fashion).




4845-1892-7404.1                           11
         The January 9, 2015 Order granting Silverado’s First Amended Plea to the

Jurisdiction is more problematic in considering its “finality” for purposes of appeal. It

was filed in the records of the State District Court Lawsuit, as transferred. Its case

caption shows that Silverado is the only remaining defendant-respondent, which

indeed was the case following Plaintiffs’ filing of their Fifth Amended Petition on

December 4, 2014, CR 567:1537. It disposes of “CAUSE NO. 427208” against

Silverado, instead of dismissing specified causes of action as does the Rule 91a Order,

but it refers to the Cause Number of the Original Guardianship Proceeding rather than

the transferred State District Court Lawsuit. The Cause Number of the Order, above

the case caption, has been modified to include the “-401” designation, but that was not

done in the body of the Order itself. Standing alone, the finality of this Order is

uncertain.

         The presence of additional Orders also dated January 9, 2015 raises the distinct

possibility that, taken together, all of the Orders through that date disposed of all of

Plaintiffs’ claims against Silverado by that date. If such is the case, then this appeal

may be untimely.

         On January 9, 2015, Silverado was awarded its attorneys fees arising from the

initial Rule 91a proceeding, CR 567:1514. Plaintiffs’ Motion to Reconsider the

granting of Rule 91a relief to Silverado also was denied on that date, CR 567:1524.

Another Order on January 9, 2015 granted Silverado’s second Rule 91a Motion,


4845-1892-7404.1                            12
directed to the claims of breach of trust and/or breach of fiduciary duty, CR 567:1531,

and included provisions for specified attorneys fees rather than calling for a second,

subsequent, hearing regarding those fees.7

         On the face of the January 9, 2015 Orders involving Silverado, collectively,

they appear to dispose of all claims against Silverado asserted by all Plaintiffs by that

date. However, application of the Lehmann framework counsels to the contrary.

Silverado’s Partial Withdrawal of its second Rule 91a Motion, as to Mack, Don and

Lonny, noted that Tonya and Carol had asserted derivative claims for Ruby and also

sought relief individually except for assault and battery. CR 567:1525-1526. As filed,

however, Silverado’s second Rule 91a Motion sought dismissal only of the claims

against Silverado brought by Tonya and Carol, either individually or as claimed next

friends of Ruby, for breach of fiduciary duty and/or breach of trust but not for false

imprisonment or conspiracy. CR 567:1525, at 1527, ¶¶ 6 & 7.

         This understanding of the scope of the second Rule 91a Motion and Order, and

the lack of complete finality of the set of Orders on January 9, 2015 for purposes of

appeal, is corroborated at least in part by portions of the remainder of the record

below. The previous appeals were dismissed following unopposed motions predicated

on the prematurity of those appeals. Silverado’s Motion for Summary Judgment
         7
         These Orders also carry the ubiquitous Mother Hubbard text: “All relief not expressly
granted is denied.”




4845-1892-7404.1                             13
sought to bring about finality, by disposing of all remaining claims against it,

including the individual claims of Tonya and Carol for false imprisonment and

conspiracy that had not been dismissed in the second Rule 91a Motion. CR 567:2136,

at 2137, 2141-2142. The Order granting summary judgment dismisses with prejudice

“all remaining claims by Plaintiffs against Defendant Silverado … .” CR 567:2145. If

no claims remained as a result of the January 9, 2015 cluster of Orders, then Summary

Judgment would have been unnecessary.

         Silverado also filed a motion to modify the Order granting its First Amended

Plea to the Jurisdiction, as supplemented, because it asserted that Order was

overbroad, CR 567:2128. Plaintiffs opposed this Motion, repeating their allegations

of sufficient standing and asserting the existence of sufficient claims on the merits to

preclude dismissal. CR 586:3935. The Trial Court granted the Motion to modify by

Order dated May 12, 2015, CR 567:2133, and that same day it also signed a Modified

Order more limited in scope and curing the over breadth noted by Silverado, but

nonetheless again granting Silverado’s First Amended Plea to the Jurisdiction, as

supplemented, CR 567:2135.

         Under Lehmann, in a case disposing of claims and parties other than following

the conclusion of a traditional trial, orders that may appear to be final might not be

final for purposes of appeal, and orders that appear not to be final, or are not

designated as final, nonetheless may be determined to have been final for purposes of


4845-1892-7404.1                           14
appeal. A single, bright line, rule is not available, and Texas courts and litigants are

left to a careful scrutiny of orders and judgments textually, and within the context of

the entire trial court record. Although it is a close question and requires careful

analysis of the Record on Appeal, Silverado submits that, based upon the totality of

the Orders and the Record on Appeal, finality was not achieved until May 12, 2015,

and not on January 9, 2015. If that conclusion is correct, then this appeal was timely

filed and this Court’s appellate jurisdiction properly attached.

         To complicate matters further, if that were possible, Appellants filed a Motion

to Modify that appears to be directed towards the Rule 91a Orders and the Order

granting Silverado’s First Amended Plea to the Jurisdiction, CR 567:1617. This

Motion was filed on February 6, 2015, within the Trial Court’s 30-day period of

residual plenary jurisdiction, which began to run (if it did begin to run) on January 9,

2015. See, TEX. R. CIV. P. 306a(1). The Motion to Modify alleges that it is “based

upon new evidence in addition to other grounds.” CR 567:1617, at 1618. Thus the

Motion to Modify may be understood either as a Motion for New Trial under TEX. R.

CIV. P. 320 & 324(b)(1), or a Motion to Modify under TEX. R. CIV. P. 329b(g).

Appellants’ Motion to Modify was filed within 30 days after January 9, 2015 and

therefore impacted the appellate timetable. Tex. R. Civ. P. 329b(a). The Record on

Appeal does not reflect that this particular Motion was granted, or denied, by specific

order of the Trial Court. Therefore, it was deemed overruled by operation of law 75


4845-1892-7404.1                            15
days later, on April 22, 2015. TEX. R. CIV. P. 329b(c). Unless it was suspended for

some other reason, the civil appellate timetable began to run on that day, and the

Notice of Appeal was due to be filed by the 90th day after the Motion to Modify was

filed, or May 7, 2015. TEX. R. APP. P. 26.1. Even considering the possibility of a late

filing within the 15-day period allowed by TEX. R. APP. P. 26.3, the time for

Appellants to perfect their appeal based upon a finality date of January 9, 2015, was,

at the latest, May 22, 2015. Their new original Notice of Appeal filed on June 8, 2015,

CR 586:3955, thus was untimely unless saved by yet another rule of procedure.

Silverado notes that the Order granting Silverado’s First Amended Plea to the

Jurisdiction was modified on May 12, 2015, CR 567:2135, a day that was within the

Trial Court’s extended 30-day plenary jurisdiction arising after the overruling by

operation of law of Appellant’s Motion to Modify on April 22, 2015, and thus a new

appellate timetable began to run on May 12, 2015. Tex. R. Civ. P. 320b(e), (h). Seen

in that alternative perspective, Appellants’ appeal on June 8, 2015 was timely.

         By way of summary, this appeal is from a set of orders below which,

collectively, as of May 12, 2015, but not earlier, dispose of all claims against

Silverado (the only remaining defendant at that time) alleged by all Plaintiffs.

Silverado therefore submits the Record on Appeal, as a whole, demonstrates that the

instant appeal was timely initiated by Appellants’ filing of a procedurally sufficient




4845-1892-7404.1                          16
initial Notice of Appeal with the Clerk of the Trial Court (even though that Notice of

Appeal was not also filed by the Clerk in the records of this case).

         This Court does not, however, have jurisdiction to afford relief to Candice

Schwager or Carol in this appeal. See, e.g., TEX. R. APP. P. 25.1; Premier Assocs. v.

Louetta Shopping Ctr. Houston., L.P., 2012 Tex. App. LEXIS 7958, at *2-3 (Tex.

App.—Houston [1st Dist.] Sept. 20, 2012) (trial court party for whom or for which no

proper notice of appeal has been timely filed fails to vest the appellate court with

jurisdiction over putative appeals by or for that party). Even if this Court determines

that it has some aspect of jurisdiction regarding Candice Schwager and Carol, each of

whom is a “party” to at least one of the Orders listed in the Amended Notice of

Appeal in this appeal, “[w]hen an additional party fails to file a timely notice of

appeal, however, nothing is preserved for appellate review.” Kaminetzky v. Newman,

2011 Tex. App. LEXIS 10221, at *6 (Tex. App.—Houston [1st Dist.] Dec. 29, 2011).8

         The Plaintiffs that did appeal in this case listed eleven Orders in their Amended

Notice of Appeal. CR 567:2155; see, Silverado’s Appendix at Tab 3. Appellants’

Opening Brief raised no issue about or challenge to the following Orders: Amended

Notice of Appeal, Items A, B, D, and “I.” Therefore, Appellants have failed to
         8
          Appellants cannot cure the appellate party omission by seeking leave to file an amendment
to their Amended Notice of Appeal, adding Candice Schwager and/or Carol, because the omission
was not the type of error contemplated by Tex. R. App. P. 25.1(f) and would serve only as an
attempt to avoid the effect of the deadline for an aggrieved party to file an appeal. See, e.g., Crofton
v. Amoco Chem. Co., 2003 Tex. App. LEXIS 4825, at *9-10 (Tex. App.—Houston [1st Dist.] May
30, 2003).


4845-1892-7404.1                                  17
preserve any issues on appeal for the unchallenged Orders and have waived any error

concerning those Orders. See, e.g., Kaminetzky, 2011 Tex. App. LEXIS 10221 at *6.

Consequently, the Orders potentially remaining for this Court’s consideration are

Amended Notice of Appeal, Items C, E, F, G, H, J and K.

         One final aspect of appellate-party status and this Court’s jurisdiction bears

mentioning here. Appellants’ Opening Brief prays for relief only against Silverado,

and does not request any relief against Manley, David, the Attorney Ad Litem or the

Guardian Ad Litem. Therefore, although this Court has jurisdiction over the non-

Silverado parties-defendant to or participants in the lawsuit below under some of the

Orders from which appeal was taken, see, TEX. R. APP. P. 25.1(b), Appellants have

waived any claim for relief against them by virtue of this appeal.

         The remainder of this Brief is directed to the merits of Appellants’ Issues on

Appeal.




4845-1892-7404.1                           18
                             ISSUES PRESENTED

       A.    The Trial Court properly granted Silverado’s Rule 91a Motions to
Dismiss and First Amended Plea to the Jurisdiction, as supplemented, notwithstanding
the allegations of Appellants’ Fifth Amended Petition. Because it did not err in
granting the relief, it did not err in refusing to reconsider its Orders.

      B.     The Trial Court properly awarded Silverado attorney’s fees related to
Silverado’s Rule 91a Motions to Dismiss.

      C.     Appellants’ request to remand this case for determination of their
application for Declaratory Judgment, or for any other relief, should be denied,
because they failed to appeal the Trial Court’s Order, dated May 12, 2015, granting
Silverado’s Motion for Summary Judgment disposing of all of Appellants’ remaining
claims, including their request for Declaratory Judgment.




4845-1892-7404.1                        19
                              STATEMENT OF FACTS

         In their Opening Brief, Appellants present a listing of asserted “facts” that

substantially are not germane to the procedural issues presented, in contravention of

TEX. R. APP. P. 38.1(g): “The brief must state concisely and without argument the

facts pertinent to the issues or points presented.” That same Rule provides that this

Court “will accept as true the facts stated unless another party contradicts them.”

Silverado objects to this Court’s consideration of any alleged facts stated in

Appellants’ Opening Brief other than as required in this Court’s de novo legal analysis

of the validity of the dismissal proceedings. See, TEX. R. APP. P. 38.2(1)(B).




4845-1892-7404.1                           20
                       SUMMARY OF THE ARGUMENT

         The Trial Court properly granted both of Silverado’s Rule 91a Motions to

Dismiss, and also properly awarded Silverado its attorney’s fees under Rule 91a.

Dismissal in part also was proper pursuant to Silverado’s First Amended Plea to the

Jurisdiction, as supplemented. The Trial Court’s additional summary judgment

denying all remaining claims against Silverado, in addition to being correct, was not

appealed by Appellants and thus bars their request for a remand to determine the

merits of their application for Declaratory Judgment or for any other relief against

Silverado. Because the Trial Court committed no reversible error with respect to

Appellants’ claims against Silverado, the conditional award to Silverado of appellate

attorneys fees should be confirmed and all of the costs of this appeal taxed against

Appellants.




4845-1892-7404.1                         21
                                         ARGUMENT

      A.    The Trial Court properly granted Silverado’s Rule 91a Motions to
Dismiss and First Amended Plea to the Jurisdiction, as supplemented,
notwithstanding the allegations of Appellants’ Fifth Amended Petition. Because it
did not err in granting the relief, it did not err in refusing to reconsider its
Orders.9

         Standard of Review: Rule 91a Proceedings.

         Parsing Rule 91a reveals the following concepts:

1.       A party may move to dismiss a cause of action against it on the grounds that it

has no basis in law or fact, or in neither law nor fact. Rule 91a.1.

2.       A cause of action has no basis in law if the allegations, taken as true, together

with inferences reasonably drawn from them, do not entitle the claimant to the relief

sought. Rule 91a.1.

3.       A cause of action has no basis in fact if no reasonable person could believe the

facts pleaded. Rule 91a.1.

4.       Under Rule 91a.2, the motion to dismiss must:

         A.        State that it is made pursuant to Rule 91a;

         B.        Identify each cause of action to which it is addressed: and

         C.        State specifically the reasons the cause of action has no basis in law,
                   no basis in fact, or lacks a basis both in law and in fact.

         9
         Appellants assert six numbered issues in their Opening Brief. Although Silverado’s
responses to those issues are grouped differently than those of Appellants, Silverado has,
nonetheless, attempted to respond to Appellants’ issues in the order or sequence presented by them.
See, TEX. R. APP. P. 38.2(a)(2).


4845-1892-7404.1                                22
5.       The time by which a Rule 91a motion must be filed, and by which it must be

granted or denied by the trial court, is specified by Rule 91a.3.

6.       The time by which any response to a Rule 91a motion must be filed is provided

by Rule 91a.4.

7.       The trial court’s consideration of a Rule 91a motion is constrained in several

ways:

         A.        Unless the parties agree otherwise, the court must rule on the motion

unless it has been timely withdrawn or the cause of action timely nonsuited. Rule

91a.5(c). However, a timely filed amended Rule 91a motion restarts the time periods

under Rule 91a. Rule 91a.5(d).

         B.        It must not consider a nonsuit or amendment to the pleading containing

the challenged cause of action that has not been timely filed. Rule 91a.5(c).

         C.        Except for the issue of costs and attorneys fees, the court may not

consider evidence in ruling on the motion and must decide the motion based solely

upon:

                   (1)   the pleading of the cause of action, together with

                   (2)   any pleading exhibits permitted by TEX. R. CIV. P. 59.

Rule 91a.6.




4845-1892-7404.1                              23
8.       Following an evidentiary hearing, the court must award the prevailing party on

the Rule 91a motion all costs and reasonable and necessary attorney fees incurred with

respect to the challenged cause of action in the trial court.10 Rule 91a.7.

9.       The dismissal procedure under Rule 91a is in addition to, and does not

supersede or affect, other procedures that authorize dismissal. Rule 91a.9.

         Following its adoption and effectiveness on March 1, 2013, at least eight Texas

appellate courts have issued Rule 91a opinions, and the Texas Supreme Court has

issued at least one opinion. Thus far this Court has issued three Rule 91a decisions,

none of which are cited in Appellants’ Opening Brief. See, Guillory v. Seaton, 2015

Tex. App. LEXIS 13865 (Tex. App. – Houston [1st Dist.] May 6, 2015); Guzder v.

Haynes & Boone, L.L.P., 2015 Tex. App. LEXIS 5389 (Tex. App.—Houston [1st

Dist.] May 28, 2015) ; and Dailey v. Thorpe, 445 S.W.3d 785 (Tex. App.—Houston

[1st Dist.] 2014). The following principles for appellate review flow from Dailey,

Guzder, and Guillory; the other reported cases; and also the text of Rule 91a.

1.       A trial court’s dismissal under Rule 91a of one or more causes of action is a

legal question that is reviewed de novo.




         10
           The Fourteenth District has held that the phrase “in the trial court” is not a limitation
precluding recovery of attorneys fees on appeal, related to successfully challenged actions in the
trial court in Rule 91a proceedings. See, Weizhong Zheng v. Vacation Network, Inc., 468 S.W.3d
180, 184 (Tex. App.—Houston [14th Dist.] 2015).


4845-1892-7404.1                                24
2.       Rule 91a dismissals dispose of lawsuits, or particular claims in lawsuits, that

have no basis in law or in fact, or lack a basis both in law and in fact.

3.       Dismissal is required when a cause of action has no basis in law in at least two

situations. A court must determine whether the allegations pled, taken as true, liberally

construed and looking to the pleader’s intent, together with inferences reasonably

drawn from those allegations, do not entitle the claimant to the relief sought because:

                   A.   The pleading alleges too few facts to demonstrate a viable, legally

cognizable right to relief; or

                   B.   The pleading alleges additional facts that, if true, bar recovery.

4.       Dismissal is required when a cause of action has no basis in fact, a situation that

occurs when the facts, as pled, would not be believed by a reasonable person.

            Procedural History of Silverado’s Rule 91a Motions to Dismiss.

         Silverado filed its initial Rule 91a Motion on September 25, 2014, CR

586:2997. By that date, Plaintiffs had nonsuited all of their federal claims, CR

586:567. Shortly after Silverado’s Rule 91a Motion was filed, Plaintiffs nonsuited the

four individual defendants sued in their Third Amended Petition, CR 586:3211, and

filed their Fourth Amended Petition on October 6, 2014, CR 586:3214.

         Because the individual defendants who were movants in the Rule 91a Motion

had been nonsuited and “pled out” by not being named as defendants in the Fourth

Amended Petition, they withdrew from the Rule 91a Motion. In addition, because


4845-1892-7404.1                              25
Plaintiffs dropped one of their claims, previously contained in the Third Amended

Petition, from their Fourth Amended Petition, Silverado partially withdrew its Rule

91a Motion with respect to the abandoned cause of action. Silverado also replied to

Plaintiffs’ Opposition to the Rule 91a Motion. CR 586:3514, filed on November 6,

2014. The Hearing on the Rule 91a Motion, conducted on November 7, 2014, RR Vol.

11, thus involved consideration of Plaintiffs’ Fourth Amended Petition. This Court is

respectfully directed to the Petition Chart, in Silverado’s Appendix, Tab 2, for a

graphical depiction of the party arrays and claims arrays in the various Petitions filed

by Plaintiffs.

         The trial court granted Silverado’s Rule 91a Motion, by Order signed on

November 10, 2014. CR 586:3546. Plaintiffs filed a Motion to Reconsider that ruling

on November 17, 2014, CR 567:3617, and Silverado opposed the Motion to

Reconsider, CR 567:11516. Following a Hearing on Plaintiffs’ Motion to Reconsider,

held on December 9, 2014, RR Vol. 12, the trial court signed its Order denying the

Motion to Reconsider on January 9, 2015, CR 567:1524.

         Notwithstanding the trial court’s rulings on Silverado’s Rule 91a Motion on

November 10, 2014, disposing of multiple counts in the Fourth Amended Petition,

Plaintiffs Dom, Mack and Lonny filed a Fifth Amended Petition on December 4,

2014, CR 567:1537. In addition to reasserting at least some of the counts by the three

brothers that already had been dismissed with prejudice, Tonya and Carol claimed to


4845-1892-7404.1                          26
join the lawsuit as additional named Plaintiffs11 and asserted claims individually, and

also purportedly as next friends of Ruby. The previous day, December 3, 2014,

Silverado had filed its second Rule 91a Motion, CR 567:1496, seeking to dismiss

Plaintiffs’ remaining, newly asserted, claim(s) of Breach of Trust and/or Breach of

Fiduciary Duty contained in the Fourth Amended Petition filed on October 6, 2014.

Plaintiffs opposed the second Rule 91a Motion, CR 567:1481. Responding to the Fifth

Amended Petition, filed after its second Rule 91a Motion, Silverado partially

withdrew portions of its second Rule 91a Motion and supplemented its request for

relief, CR 567:1525. The Trial Court granted Silverado’s second Rule 91a Motion, as

modified and supplemented, by Order signed on January 9, 2015, CR 567:1531. That

Order includes an award for attorneys fees incurred by Silverado related to the second

Rule 91a Motion and does not require a further evidentiary hearing to determine the

amount of attorneys fees.

         Because it had prevailed on its first Rule 91a Motion, Silverado applied for its

attorneys’ fees and costs under Rule 91a.7. CR 586:3617; CR 567:1509 (supplement

to initial request for fees). Plaintiffs objected to that request, CR 567:1481 &

586:3768. At the conclusion of motion practice, including a Hearing conducted on

December 9, 2014, RR Vol. 12, on January 9, 2015, the Trial Court signed its Order


         11
         Tonya and Carol did not appear by intervention, nor did they seek leave to be included as
new parties-plaintiff in the Fifth Amended Petition.


4845-1892-7404.1                               27
granting to Silverado its attorneys fees and costs under the first Rule 91a Motion, CR

567:1514.

         Plaintiffs have appealed the Order granting Silverado’s initial Rule 91a Motion,

signed November 10, 2014; the Order granting Silverado’s Rule 91a attorneys fees

related to the first Rule 91a Motion, signed January 9, 2015; the Order granting

Silverado’s second Rule 91a Motion, signed January 9, 2015; and the Order denying

Plaintiffs’ Motion to Reconsider the earlier Rule 91a decision, also signed on January

9, 2015.

         Argument Regarding Rule 91a Relief.

         Appellants assert in their Issue No. 1 that their Fifth Amended Petition, CR

567:157, filed on December 4, 2014, cures any pleading inadequacies of their Fourth

Amended Petition. Appellants’ Opening Brief, at pp. 20-23. The first 91a Dismissal

Order was signed on November 10, 2014, approximately three weeks before

Appellants filed their Fifth Amended Petition. CR 586:3546. Appellants wholly fail to

demonstrate how the Trial Court should have considered a pleading not yet filed, in

considering the Rule 91a Motion before it, and how its failure to do so constitutes

reversible error.

         In any event, their argument is unavailing by the express text of several

provisions of Rule 91a and by virtue of at least one decision of this Court. “Except as

required by 91a.7 [regarding attorney fees], the court may not consider evidence in


4845-1892-7404.1                            28
ruling on the motion and must decide the motion based solely on the pleading of the

cause of action, together with any pleading exhibits permitted by Rule 59.” Rule

91a.6.

         In addition, because the Rule 91a Motion was filed by Silverado on September

25, 2014, CR 586:2997, the Trial Court was required to grant or deny it within 45

days after it was filed, Rule 91a.3(c), or in this case by November 10, 2014.12 The

Trial Court would have committed error if it had waited to rule on Silverado’s Rule

91a Motion to Dismiss until after Appellants filed their Fifth Amended Petition.

         To the extent that the Fifth Amended Petition might be considered an attempted

amendment to Appellants’ causes of action asserted in their Fourth Amended Petition,

it was filed too late for Trial Court consideration in the Rule 91a proceeding: “In

ruling on the motion, the court must not consider a nonsuit or amendment not filed as

permitted by paragraphs (a) or (b).” Rule 91a.5(c). Amendments to the challenged

cause of action must be filed at least 3 days before the date of the hearing in order to

be considered. Rule 91a.5(b). Accord, Dailey, 445 S.W.3d at 790.

         Appellants had choices to make in responding to Silverado’s Rule 91a Motion.

They could nonsuit one or more of the contested causes. They could amend their

Petition, timely, before the Hearing. Or, they could stand on their Petition that was


         12
          The 45th day fell on November 9, 2014, a Sunday. Monday the 10th was the next day that
was not a weekend or holiday.


4845-1892-7404.1                              29
then live, and join issue with the Rule 91a Motion. They chose the latter course, and

did not prevail. Their belated filing of their Fifth Amended Petition was an attempted

“do over” not permitted by the rules of procedure. Appellants’ Issue No. 1 should be

overruled.

         Plea to the Jurisdiction.


         In their Issue No. 2, Appellants argue that the allegations contained in their

Fifth Amended Petition also precluded the Trial Court from granting Silverado’s First

Amended Plea to the Jurisdiction, as supplemented. Appellants’ Opening Brief, at pp.

24 – 28. Their argument fails, for at least the following reasons.

Standard of Review: Plea to the Jurisdiction.

         Practice regarding pleas to the jurisdiction is well established. As one appellate

court recently stated:


                A plea to the jurisdiction may challenge the plaintiff's pleading,
         the existence of the jurisdictional facts alleged in the pleading, or both.
         Tex. Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226 (Tex.
         2004). "When a plea to the jurisdiction challenges the pleadings, we
         determine if the pleader has alleged facts that affirmatively demonstrate
         the court's jurisdiction to hear the cause." Tex. Dep’t of Parks & Wildlife,
         133 S.W.3d at 226 "We construe the pleadings liberally in favor of the
         plaintiffs and look to the pleaders' intent." Id. When the defendant
         challenges the existence of jurisdictional facts, the defendant must meet
         the summary judgment standard of proof. Id. at 228. Under that standard,
         the defendant must present conclusive proof regarding a jurisdictional
         fact. See Tex. Dep’t of Parks & Wildlife, 133 S.W.3d at 228; see also
         Unifund CCR Partners v. Watson, 337 S.W.3d 922, 926 (Tex. App.—
         Amarillo 2011). If the defendant meets this burden, the plaintiff must

4845-1892-7404.1                             30
         present sufficient evidence to show there is a disputed issue of material
         fact regarding the jurisdictional issue or the plea to the jurisdiction will
         be sustained. Tex. Dep’t of Parks & Wildlife, 133 S.W.3d at 228; City of
         Dallas v. Heard, 252 S.W.3d 98, 102 (Tex. App.—Dallas 2008).


Gonzales v. Dallas County Appraisal Dist., 2015 Tex. App. LEXIS 6325 (Tex. App. –

Dallas June 23, 2015), at *4.

                   Procedural History of Silverado’s Plea to the Jurisdiction.

         Silverado filed its initial Plea to the Jurisdiction, responsive to Plaintiffs’

Second Amended Petition, on July 25, 2014. CR 586:813. Following Plaintiffs’ filing

of their Third Amended Petition on August 7, 2014, CR 586:1309, Silverado filed its

First Amended Plea to the Jurisdiction on September 25, 2014. CR 586:3006.

         Plaintiffs then filed their Fourth Amended Petition on October 6, 2014, CR

586:3214. After a Mediation conducted on October 29, 2014, the Trial Court

conducted a Hearing, on November 7, 2014, upon the request by the Attorney Ad

Litem and the Guardian Ad Litem to authorize them to execute the Rule 11 /

Mediation Settlement Agreement. RR Vol. 11. That authority was granted by Orders

signed that same day, CR 586:3541 and CR 567:1386.

         Plaintiffs filed their Fifth Amended Petition on December 4, 2014, CR

567:1537, and on December 8, 2014, Silverado filed its First Supplement to its First

Amended Plea to the Jurisdiction, CR 567:1509. The Trial Court signed its Order




4845-1892-7404.1                               31
granting Silverado’s First Amended Plea to the Jurisdiction, as supplemented, on

January 9, 2015, CR 567:1513.

         On April 7, 2015, Silverado filed its Motion to modify the Order that granted its

First Amended Plea to the Jurisdiction, as supplemented, CR 567:2128. Plaintiffs

challenged that Motion by Opposition filed on April 30, 2015, CR 586:3935.

Silverado’s Motion was granted, by Order signed on May 12, 2015, CR 567:2133,

followed that same day by the signing of a Modified Order granting Silverado’s First

Amended Plea to the Jurisdiction, CR 567:2135.

         Argument Regarding Plea to the Jurisdiction Proceedings.

         In their Opening Brief, Appellants simply reprint their Issues, Nos. 2, 3 and 4;

state in one conclusory sentence that their Fifth Amended Petition “adequately stated

facts supporting the court’s jurisdiction to grant remedies on their claims [.],” and then

copy and paste 9 paragraphs from their Fifth Amended Petition. Appellants’ Opening

Brief, at pp. 24 – 28. Then again without argument, they simply repeat their assertion

that the trial court erred “because their Fifth Amended Petition adequately stated facts

supporting the court’s jurisdiction to grant remedies on their claims.” Id. at p. 28.

Proceeding as if their arguments somehow are self evident (when they are not),

Appellants again state, without argument or authority and in conclusory fashion, that,

“[t]herefore, the trial court’s Orders granting Silverado’s plea to the jurisdiction,




4845-1892-7404.1                             32
motion to dismiss Appellants’ claims for breach of trust and breach of fiduciary duty

should be reversed.” Id.

         These Issues, Nos. 2, 3 and 4, are waived by Appellants due to their failure to

brief them in a manner reasonably calculated to inform this Court, and Silverado, of

the rationale for Appellants’ contentions. However, Silverado nonetheless joins issue

on the merits, and the following discussion demonstrates that the Trial Court

committed no error complained of in these three Issues.

         Silverado’s First Amended Plea to the Jurisdiction, as supplemented, addresses

the impact of the Mediation Settlement Agreement, which ratified the 1993 Power of

Attorney and declared ineffective Ruby’s alleged attempt to revoke it. CR 567:1509,

at 1510. Appellants wholly fail to address this issue in their Opening Brief. Unlike a

determination of a Rule 91a Motion, the Trial Court was authorized to consider the

entire record in ruling on the Plea. By authorizing the Rule 11 Agreement, which also

constituted a Mediation Settlement Agreement that was enforceable and not subject to

revocation, Don, Mack and Lonny effectively settled out their ability to sue Silverado

on behalf of Ruby because they agreed that the 1993 Power of Attorney was valid and

that Ruby’s alleged attempt to revoke it was ineffectual. The Trial Court had already

ruled on the merits of their individual claims in the first Rule 91a Order, leaving them

with no valid claims asserted in their Fifth Amended Petition.




4845-1892-7404.1                            33
         The Trial Court properly concluded that Tonya and Carol lacked standing to

assert claims on Ruby’s behalf, especially in view of the Mediation Settlement

Agreement confirming the 1993 Power of Attorney and appreciating the role and the

presence of the court-appointed Ad Litems. On appeal, Tonya presents no argument

or analysis to the contrary, but instead only copies some of the allegations of the Fifth

Amended Petition to which she was a party.

         In their Amended Notice of Appeal, Appellants complain of the Order granting

Silverado’s Motion to Modify the Order Granting Silverado’s First Amended Plea to

the Jurisdiction, and also the resulting Modified Order. CR 567:1255 (Items J, K).

The Order regarding the First Amended Plea to the Jurisdiction, as finally constituted,

dismissed for lack of standing the claims asserted for Ruby by Tonya and Carol, “as

next friends or otherwise,” and declared that the only persons with such standing were

David, Manley or the Ad Litems. CR 567:2135. Appellants wholly fail to address

either of those Orders and explain why they contain error, much less reversible error.

         Tonya and Carol asserted claims against Silverado individually, but those

claims were not disposed of by the Modified Order Granting Silverado’s First

Amended Plea to the Jurisdiction. Those claims were dismissed, with prejudice, by the

Summary Judgment granted in favor of Silverado on May 12, 2015, CR 567:2145,

disposing of “all remaining claims” asserted by Plaintiffs. That Summary Judgment is

discussed in detail later in this Brief. As is the case for Appellants’ request for a


4845-1892-7404.1                           34
remand to determine their request for Declaratory Judgment, the Summary Judgment

Order also dismisses with prejudice the claims asserted against Silverado individually

by Tonya and Carol, and Tonya took no appeal from it.

         Appellants’ Issues No. 2, 3 and 4 should be overruled.

       B.   Did the Trial Court properly award Silverado attorney’s fees related
to Silverado’s Rule 91a Motions to Dismiss?

         In their Issue No. 5, Appellants challenge the Trial Court’s award of Rule 91a

attorneys fees to Silverado on two broad bases. The first is that, because Rule 91a

relief was not properly awarded to Silverado, an attorneys fees award under that Rule

also was improper. The second is that the quantum of the award is, for various

reasons, improper. Each contention is addressed in this section of Silverado’s Brief.

         Appellants first appear to contend that their filing of a Fifth Amended Petition,

after the Trial Court had already dismissed claims asserted in the Fourth Amended

Petition by Don, Mack and Lonny, precluded consideration of attorneys fees under

Rule 91a regarding Silverado’s earlier, successful, Rule 91a Motion. Appellants’

Opening Brief, at pp. 29-30. Appellants cite no authority for this proposition, and

none exists. Rule 91a.7 requires an award to a successful party, and that award cannot

be defeated by the losing party’s filing, after-the-fact, additional pleadings reasserting

the causes that have previously been dismissed with prejudice.

         Appellants argue alternatively that their claims did not violate Rule 13 or

Chapter 10 of the Civil Practice and Remedies Code. Id., at pp. 30 - 31. The Trial
4845-1892-7404.1                             35
Court’s award of attorneys fees to Silverado was pursuant to Rule 91a.7, however, and

not as the result of a finding for sanctions under either Rule 13 or Chapter 10. This

Court previously has considered whether Rule 91a is a sanctions rule respecting its

provisions for attorneys fees and costs, and held at least in part that it is a fee shifting

rule. Guillory v. Seaton, L.L.C., 2015 Tex. App. LEXIS 13865, at *11-20.

         Finally, Appellants challenge the evidentiary foundation for the attorneys fees

award to Silverado. They do so on the bases of “no evidence,” “insufficient evidence”

and “excessiveness.” Appellants’ Opening Brief, at p. 31 - 34. These arguments, in

turn, were asserted verbatim by Appellants below, CR 586:3768, at 3769 (beginning

with “Silverado filed a Rule 91a motion to dismiss …”) and ending with “… usual

and customary in the locality.” CR 586:3768, at 3775.          Appellants have simply

copied and pasted the contents of their Objection filed with the Trial Court. In any

event their arguments are not well taken.

         On December 9, 2014, during the hearing on Silverado’s Fee Application, the

Trial Court afforded Appellants an opportunity to choose the method by which the fee

application and supporting evidence would be considered. The Trial Court offered to

conduct a full evidentiary hearing in which lead counsel for Silverado would take the

stand and be subject to cross-examination on the itemized invoices and his affidavits

Under that procedure, Plaintiffs could preserve objections and the evidence would

then be admitted for final in camera consideration. The alternative offered by the


4845-1892-7404.1                            36
Court required agreement by the parties, on the record, that the Application for

Attorney Fees Pursuant to Rule 91a Order Entered on November 10, 2014 and First

Supplement thereto constituted prima facie evidence of the reasonableness and

necessity of Silverado’s attorneys’ fees subject to Plaintiff’s evidentiary objections, if

any, filed no later than 5:00 PM on Tuesday, December 16, 2014 at which time all

pending briefing and evidence would be considered by submission. Plaintiffs elected

not to proceed with a live evidentiary hearing, agreed to the Court’s alternative

procedure and chose to take advantage of the additional time afforded to them to

submit written evidentiary objections. After the Trial Court set 5:00 PM, Thursday

December 18, 2014, by which day and time Silverado would be required to respond, if

at all, to Plaintiffs’ objections, Silverado also agreed to the alternative procedure. See

generally, RR Vol. 12, pp. 43 – 52.

         Therefore, Appellants’ Opening Brief complains of matters of procedure, and

evidentiary weight, to which they agreed on the record, and about which they cannot

now complain. Appellants’ Opening Brief fails to provide references to the Record on

Appeal for the particular items of Silverado’s application for attorneys fees to which

they object. For the foregoing reasons, Appellants’ Issue No 5 should be overruled.




4845-1892-7404.1                           37
     C.    Does the Order granting Silverado’s Motion for Summary
Judgment, not appealed by Appellants, preclude their request for a remand to
determine the merits of their application for Declaratory Judgment regarding
Ruby’s 1993 Power of Attorney or for other relief?

         Although many Orders were listed in Appellants’ original Notice of Appeal,

and in their Amended Notice of Appeal for this case, inexplicably they did not appeal

the May 12, 2015 Order Granting Silverado’s Motion for Summary Judgment.

Silverado’s Motion, filed on April 7, 2015, CR 567:2136, asserted traditional and no

evidence grounds for summary judgment, and sought to dispose of all of the Plaintiffs’

then-remaining claims against it (not previously disposed of by the two Rule 91a

Orders and the Order granting Silverado’s First Amended Plea to the Jurisdiction, as

supplemented) as expressed in the Fifth Amended Petition. The Record on Appeal

does not show that Appellants filed a response or opposition to the Motion for

Summary Judgment.

         The Order granting the Motion for Summary Judgment states that “all      -
remaining claims by Plaintiffs against Defendant Silverado are dismissed with

prejudice. All relief not expressly granted herein is denied.” CR 567:2145.

Appellants’ assertion that “the trial court did not grant any motion specifically

requesting dismissal of Appellants’ declaratory judgment request” is literally true,

Appellants’ Opening Brief, at p. 35. The Motion for Summary Judgment, however,

                       -
sought to dispose of all pending claims for relief in the Fifth Amended Petition

asserted by Plaintiffs against Silverado, and in any event the Order Granting Summary
4845-1892-7404.1                         38
Judgment accomplishes that objective. Because Silverado is the sole defendant in the

then-live Petition, it necessarily follows that Appellants’ request for declaratory relief

must pertain only to Silverado and was disposed of by the Order granting Summary

Judgment.13

         Appellants have failed to appeal the Order Granting Summary Judgment, and

have failed to brief any error the Order might represent. Thus they lack any appellate

remedy of remand for Trial Court action on their request for a declaratory judgment.14

They also have abandoned their appeal of the Order in this case approving the

Mediation Settlement Agreement, CR 567:1386, which in turn ratifies the 1993 Power

of Attorney and vitiates the purported revocation by Ruby in November of 2013.

Therefore, Appellants’ Issue No. 6 should be overruled.




         13
           Appellants have appealed on the basis that the May 12, 2015 set of Orders, together with
previous Orders, serve as final disposition of all claims in this case for purposes of appeal. If that
view (with which Silverado concurs) is not correct, and somehow a “gap” exists that failed to
dispose of Appellants’ application for Declaratory Judgment, then this appeal, like the one earlier
this year, also is premature due to lack of finality and has been a substantial waste of judicial and
private resources.
         14
           Appellants cannot cure this oversight by seeking to amend their Amended Notice of
Appeal. Including an additional Order that was separately appealable is not a correction of a defect
or omission. To the contrary, any attempt to do so would simply be a prohibited effort to enlarge the
jurisdictional time in which appeals must be taken. See, e.g., Rainbow Group, Ltd. v. Wagoner, 219
S.W.3d 485, 491-93 (Tex. App.—Austin 2007).


4845-1892-7404.1                                 39
                                         PRAYER

         For the above reasons, this Court should deny Appellants all of the relief they

seek against Silverado, and affirm the Trial Court’s orders in favor of Silverado from

which Appellants appeal. This Court should leave intact the Trial Court’s orders from

which no appeal was taken or for which appeal has been abandoned by Appellants by

failing to brief any issues about those orders. Silverado’s appellate attorney’s fees, CR

567:1514, should be confirmed and awarded to Silverado by this Court, and all costs

of this appeal should be taxed against Appellants. Silverado prays for such other or

further relief as this Court may determine to be lawful and proper.

                                   Respectfully submitted,

                                   LEWIS BRISBOIS BISGAARD & SMITH, LLP

                                   By:    /s/ Alan Sanders
                                          P. Alan Sanders
                                          State Bar No: 17602100
                                          Josh Davis
                                          State Bar No: 24031993
                                          Weslayan Tower, Suite 1400
                                          24 Greenway Plaza
                                          Houston, Texas, 77046
                                          (713) 659-6767
                                          (713) 759-6830 – Fax
                                          Alan.Sanders@LewisBrisbois.com
                                          Josh.Davis@LewisBrisbois.com
                                          ATTORNEYS FOR
                                          APPELLEE / RESPONDENT /
                                          DEFENDANT, SILVERADO

4845-1892-7404.1                            40
                          CERTIFICATE OF SERVICE

      I certify that a copy of this Opening Brief for Silverado, together with its
Appendix, was served on the following record counsel by Certified Mail, Return
Receipt Requested, and by the Court’s electronic filing and service system, on
December 14, 2015.

         Philip M. Ross                   CM/RRR# 7004 2510 0004 4766 5726
         1006 Holbrook Road
         San Antonio, Texas 78218
         Attorney for Plaintiffs/Appellants

         Sarah Patel Pacheco           CM/RRR# 7004 2510 0004 4766 5733
         Kathleen Beduze
         Crain, Caton & James, PC
         1401 McKinney Street
         1700 Five Houston Center
         Houston, Texas 77010
         Attorneys for Carol Manley and David Peterson

         Jill W. Young                 CM/RRR# 7004 2510 0004 4766 5740
         MacIntyre, McCulloch, Stanfield & Young, LLP
         2900 Weslayan, Suite 150
         Houston, Texas 77027
         Guardian Ad Litem for Ruby Peterson

         W. Russ Jones                 CM/RRR# 7004 2510 0004 4766 5757
         Underwood, Jones Scherrer & Malouf, PLLC
         5177 Richmond Ave, Suite 505
         Houston, Texas 77056
         Attorney Ad Litem for Ruby Peterson


                                      /s/ P. Alan Sanders
                                      P. Alan Sanders




4845-1892-7404.1                        41
                   Certificate of Length and Typeface Compliance

1.     This computer generated Brief complies with the length limitation of TRAP 9.4
because this Brief contains 4,478 words, excluding the parts of the Brief exempted by
TRAP 9.4. The word count was performed by redacting from this Brief, in a duplicate
computer file, those portions of this Brief that by Rule are not included in the type-
volume limitation, and then accessing the word processing program’s word count
function. The undersigned counsel for Appellee / Respondent / Defendant, Silverado,
certifies that he believes this methodology substantially conforms with the Rules of
this Court.

2.    This Brief complies with the typeface requirements of TRAP 9.4(e) because this
Brief has been prepared in a proportionately spaced typeface (Times New Roman)
using MS Word 2010, in text font size 14 points and footnote font size 12 points.


                                  /s/ Alan Sanders
                                 P. Alan Sanders, Attorney of record for Appellee /
                                 Respondent / Defendant, Silverado




4845-1892-7404.1                         42
