J-A07031-19


NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

 COMMONWEALTH OF PENNSYLVANIA            :   IN THE SUPERIOR COURT OF
                                         :        PENNSYLVANIA
                      Appellant          :
                                         :
                                         :
              v.                         :
                                         :
                                         :
 CARISSA KELLER                          :   No. 312 EDA 2018

             Appeal from the Order Entered December 21, 2017
   In the Court of Common Pleas of Montgomery County Criminal Division
                     at No(s): CP-46-CR-0002177-2016


BEFORE:    OLSON, J., DUBOW, J., and STEVENS*, P.J.E.

MEMORANDUM BY STEVENS, P.J.E.:                      FILED APRIL 08, 2019

     The Commonwealth appeals from the Order entered in the Court of

Common Pleas of Montgomery County on December 21, 2017, vacating the

jury’s verdict convicting Appellee Carissa Keller of simple assault and

endangering the welfare of a child and further granting Appellant a new trial

due to the alleged ineffective assistance of trial counsel, Evan Hughes,

Esquire. Following a careful review, we reverse.

     The trial court prepared a detailed and accurate statement of facts and

procedural history.     As the parties have not contested the trial court’s

recitation of these events, we incorporate it herein by reference. See Trial

Court Opinion, filed 8/15/18, at 1–19.

     On January 18, 2018, the Commonwealth filed its Notice of Appeal from

the trial court’s decision entered on December 21, 2017. On February 7, 2018,


____________________________________
* Former Justice specially assigned to the Superior Court.
J-A07031-19


the trial court directed the Commonwealth to file a concise statement of

matters complained of on appeal pursuant to Pa.R.A.P. 1925(b), and the

Commonwealth complied on February 27, 2018.

       In its brief, the Commonwealth presents the following Statement of the

Question Involved:

       I.     Whether the trial court erred in granting [Appellee] a new
       trial on the basis of ineffective assistance of trial counsel where it
       (1) misapplied the reasonable basis prong of the ineffectiveness
       test when it found counsel had no reasonable strategic basis for
       his conduct even though counsel did not testify at the evidentiary
       hearing, and (2) improperly relied on the “cumulative effect” of
       counsel’s purported errors

Commonwealth’s Brief at 5.

       Initially, we note that in Commonwealth v. Holmes, 621 Pa. 595, 79

A.3d 562 (2013), the Pennsylvania Supreme Court reiterated the general rule

that claims focusing on counsel's performance presumptively should await

collateral review, with two exceptions:

       First, we appreciate that there may be extraordinary
       circumstances where a discrete claim (or claims) of trial counsel
       ineffectiveness is apparent from the record and meritorious to the
       extent that immediate consideration best serves the interests of
       justice; and we hold that trial courts retain their discretion to
       entertain such claims.
                                      ....
       Second, with respect to other cases and claims, including cases
       such as Bomar[1] and the matter sub judice, where the defendant
       seeks to litigate multiple or prolix claims of counsel
       ineffectiveness, including non-record-based claims, on post-
       verdict motions and direct appeal, we repose discretion in the trial
       courts to entertain such claims, but only if (1) there is good cause
       shown, and (2) the unitary review so indulged is preceded by the
____________________________________________


1   Commonwealth v. Bomar, 573 Pa. 426, 826 A.2d 831 (2003).

                                           -2-
J-A07031-19


        defendant's knowing and express waiver of his entitlement to seek
        PCRA review from his conviction and sentence, including an
        express recognition that the waiver subjects further collateral
        review to the time and serial petition restrictions of the PCRA. In
        other words, we adopt a paradigm whereby unitary review may
        be available in such cases only to the extent that it advances (and
        exhausts) PCRA review in time; unlike the so-called Bomar
        exception, unitary review would not be made available as an
        accelerated, extra round of collateral attack as of right.... This
        exception follows from the suggestions of prior Court majorities
        respecting review of prolix claims, if accompanied by a waiver of
        PCRA review.

Holmes, 621 Pa. at 598-99, 79 A.3d at 563-64 (footnotes omitted).

        Thus, under Holmes, claims of ineffective assistance of counsel may be

reviewed by a trial court if (i) the ineffectiveness is apparent from the record

and meritorious such that immediate consideration best serves the interests

of justice or (ii) if (1) there is good cause shown, and (2) the unitary review

so indulged is preceded by the defendant's knowing and express waiver of his

entitlement to seek PCRA review from his conviction and sentence.

        Herein, the Commonwealth did not oppose Appellee’s request to seek

unitary review of her ineffective assistance of counsel claims in light of the

short duration of the one year of probation she had received, provided that

Appellee would waive her later rights pursuant to the Post Conviction Relief

Act (PCRA).2       At the outset of the hearing held on December 19, 2017,

(hereinafter “PCRA Hearing”), the trial court permitted Appellee to proceed by

way of seeking unitary relief after she executed a written waiver of her


____________________________________________


2   42 Pa.C.S.A. §§ 9541-9546.

                                           -3-
J-A07031-19


subsequent PCRA rights and the court colloquied her regarding her decision

on the witness stand. See N.T. PCRA Hearing, 12/19/17, at 5-9; Exhibit D-1.

Appellee had the opportunity to develop the claims of counsel’s ineffectiveness

initially presented in her post-sentence motions at the evidentiary hearing,

and the trial court has addressed those claims in its Opinion filed pursuant to

Pa.R.A.P. 1925(a) on August 15, 2018.            Therefore, we will review the

Commonwealth’s issue presented on appeal and doing so are governed by the

following standard:

      [C]ounsel is presumed effective, and to rebut that presumption,
      the PCRA petitioner must demonstrate that counsel's performance
      was deficient and that such deficiency prejudiced him. Strickland
      v. Washington, 466 U.S. 668 [ ] (1984). This Court has
      described the Strickland standard as tripartite by dividing the
      performance      element     into   two    distinct   components.
      Commonwealth v. Pierce, [ ] 527 A.2d 973, 975 ( [Pa. ]1987).
      Accordingly, to prove counsel ineffective, the petitioner must
      demonstrate that (1) the underlying legal issue has arguable
      merit; (2) counsel's actions lacked an objective reasonable basis;
      and (3) the petitioner was prejudiced by counsel's act or omission.
      Id. A claim of ineffectiveness will be denied if the petitioner's
      evidence fails to satisfy any one of these prongs.

Commonwealth v. Busanet, 618 Pa. 1, 18, 54 A.3d 35, 44 (2012), cert.

denied, 571 U.S. 869, 134 S.Ct. 178 (2013). Furthermore, “[i]n accord with

these well-established criteria for review, [an appellant] must set forth and

individually   discuss   substantively    each   prong   of   the   Pierce   test.”

Commonwealth v. Fitzgerald, 979 A.2d 908, 910 (Pa.Super. 2009), appeal

denied, 605 Pa. 694 (2010).




                                         -4-
J-A07031-19


      The Commonwealth’s argument is twofold, and it initially contends the

trial court erroneously determined that trial counsel had no reasonable basis

for his trial strategy despite the fact that counsel did not testify at the PCRA

hearing. A review of the record reveals the trial court stated numerous times

at the PCRA hearing that the Commonwealth would be permitted to question

Attorney Hughes. For example, when the Commonwealth objected to

questions regarding a conversation Appellee had had with Attorney Hughes,

the trial court indicated “Mr. Hughes is someone the Commonwealth can ask

of [Appellate Counsel Dennis P. Caglia] can ask, but it does not mean the

conversation cannot be relayed in this form, based on this witness’s

conversations that she had and what she experienced.” N.T. PCRA Hearing,

12/19/17, at 24.

      In addition, upon noting that Attorney Hughes had been subpoenaed to

testify and contacted the trial court on Friday, December 15, 2017, after the

close of business indicating he would be in court in Connecticut on the day of

the hearing, the trial court represented to the ADA, Attorney Todd N. Barnes,

the following:

               I will just state on the record, if you feel you need Mr.
      Hughes, I will give the Commonwealth a continuance to enable
      you to have him come in and we can reschedule. We can bifurcate
      this and have this continued the first week in January to give you
      sufficient time to subpoena Mr. Hughes. . . .




                                     -5-
J-A07031-19


In response, the Commonwealth posited that to sustain her burden of proof,

Appellee would need to have Attorney Hughes address his strategy to show

whether he had a reasonable basis for his actions or inaction. Id. at 35-36.

         Also, at the conclusion of argument and prior to entering its Order, the

trial court again stated:

               THE COURT: The [c]ourt does not feel based on the
      evidence presented, the trial transcript, which the [c]ourt has
      reviewed, and the arguments of counsel, that it needs any further
      testimony. But as I did state on the record previously, while Mr.
      Hughes was subpoenaed for today by the Commonwealth and
      never informed the Commonwealth he was unavailable to attend
      and did not inform the [c]ourt until after the close of business on
      Friday, and today is Tuesday, that if either counsel wishes to have
      Mr. Hughes present for examination, I will permit that.

                                         …

               THE COURT: And Mr. Barnes, would the Commonwealth
      wish to have Mr. Hughes present?
               MR. BARNES: The Commonwealth believes he needs to
      be present for reasons already stated, Your Honor.
               THE COURT: Meaning that defense has the obligation of
      putting Mr. Hughes on the stand to support [its] case?

                 Mr. BARNES: Correct, Your Honor.

Id. at 70.

      Yet, without reason, the trial court did not bifurcate the matter as earlier

promised and, instead, entered its Order a few moments later without

providing the Commonwealth with its requested opportunity to have Mr.

Hughes present for examination.        Id. at 74-75. The trial court did so after

noting    that   a   number   of   Appellee’s   claimed   instances   of   counsel’s

ineffectiveness:


                                        -6-
J-A07031-19


                were either cured by the [c]ourt, such as the voir dire
      questions were given, had no prejudice, for example, the
      character witnesses who testified favorably for [Appellee], and the
      failure to file motion to suppress based on the [c]ourt’s review of
      the facts presented in this case, the motion to suppress would
      have failed and would have been denied. So, therefore, those are
      examples of concerning actions by defense counsel but would not
      have prejudiced [Appellee].

Id. at 72.

      Nevertheless, the trial court thereafter repeatedly stated that the

“cumulative effect” of Attorney Hughes’ apparent unpreparedness for trial,

including “specific comments and evidence he brought out that could not have

been permitted in this courtroom[,]” such as prior visits to Appellee’s home

from CYS and disciplinary actions taken against A.K. and her brother, were

prejudicial to Appellee in that there could have been no strategic basis for

such actions. Id. at 72, 74.

      The trial court further explained the reasoning behind its finding that

Attorney Hughes’ representation of Appellee had been ineffective in its Rule

1925(a) Opinion as follows:

              Instantly, the record reflects that Evan Hughes was
      ineffective trial counsel for [Appellee].       Specifically, and as
      outlined in the factual and procedural history sections supra, Mr.
      Hughes had no reasonable, strategic basis for eliciting prejudicial
      information [from] [Appellee] during the trial. He failed to meet
      with character witnesses prior to trial and go over their testimony.
      (See, e.g., N.T. - Jury Trial at 34, (J.K, A.K.'s brother, testifies he
      has not met Evan Hughes ever before); 41 ([Appellee’s] mother
      testifies to same) 1/20/17.) Mr. Hughes raised additional details
      regarding prior, unfounded OCY/CYS investigations, which were
      not first elicited by the Commonwealth but were spontaneously
      testified to by A.K. on direct examination, and which would have
      been otherwise inadmissible by the Commonwealth. (Id. at 69-
      75; N.T. - Jury Trial at 49-52, 1/20/17.) Particularly, Mr. Hughes

                                       -7-
J-A07031-19


     raised the issue of [Appellee’s] prior aggression toward her
     children when punishing same. (Id.) Despite A.K.'s long history of
     contact with the juvenile dependency and delinquency systems,
     Mr. Hughes neglected to question A.K. regarding her incorrigible
     behavior and history, which would have supported his intent to
     claim [Appellee’s] use of corporal punishment was necessary.
     (See N.T. - Jury Trial at 15-16, 40, 58, 63-64, 68, 70, 1/19/17.)
     Instead, Mr. Hughes elicited prejudicial testimony from A.K. on
     cross-examination, such that she was fearful of her mother getting
     physical with her when she was expecting to be disciplined for her
     bad behavior. (Id. at 63, 67-75.) Mr. Hughes also emphasized the
     additional damage that was caused by [Appellee] to A.K.'s
     previously-injured eye. (Id. at 41 (argument by Dennis Caglia,
     Esquire, with citations to the trial record from day 1, pages 60,
     62, 64, and 67-68).) The cumulative effect of these actions
     and/or inactions by Mr. Hughes illustrated to the trial court
     his lack of any trial strategy, which contributed to the trial
     court's ultimate finding of ineffectiveness and lack of
     strategy for raising the prejudicial evidence noted above.
            The trial court notes that it does not take a stance one way
     or the other as to the ultimate guilt or innocence of [Appelee] with
     respect to the charges against her; however, the court opines the
     matter here presents a case of a single, hard-working mother who
     was unfortunately not equipped with the best parenting skills, and
     as a result, had trouble with her teenage children. The trial court
     opines that A.K.'s stabbing of her brother and subsequent
     suspension from school for threatening her own friend was
     the "straw on the camel's back" for this [Appellee]” who
     went on to give A.K. a physical beating. The ultimate issue
     of whether that physical encounter between Defendant and
     A.K. on November 19, 2015, amounted to allowable
     corporal punishment, or exceeded the bounds of the law, is
     up to a jury. Nevertheless, and most importantly in our criminal
     justice system, is [Appellee’s] right to a fair trial and effective
     representation. The trial court properly found here that Mr.
     Hughes did not represent [Appellee] effectively at trial due to his
     lack of trial strategy and introduction of prejudicial evidence
     against [Appellee], and as such, ordered the jury verdict vacated
     and a new trial.

Trial Court Opinion, field 8/15/18, at 27-28 (emphasis added).




                                    -8-
J-A07031-19



      As the above excerpt evinces, the trial court “opines” Appellee’s actions

constituted a “physical beating” and that it was “up to a jury” to determine

whether such beating “exceeded the bounds of the law;” yet, the trial court

effectively substituted its judgment for that of the fact finder by deducing that

but for the “cumulative effect” of various alleged trial counsel errors, regarding

which it prevented Attorney Hughes from testifying, the verdict would have

differed.

      To the contrary, a review of the record reveals Appellee failed to meet

her heavy burden of establishing that Attorney Hughes rendered ineffective

assistance such that she is entitled to a new trial.       As the Pennsylvania

Supreme Court has stated:

      [A]t a minimum, to establish the reasonable basis prong, a PCRA
      petitioner must prove that “an alternative not chosen offered a
      potential for success substantially greater than the course actually
      pursued.” Johnson makes no attempt to satisfy this standard,
      failing entirely in his present brief to proffer any compelling
      advocacy on this point. Instead, Johnson baldly asserts that
      counsel “could have had no reasonable strategic basis for failing
      to raise each instance.” Brief for Johnson at 42. In effect, Johnson
      is claiming that counsel could have had no reasonable basis for
      declining to pursue these issues. We cannot accept such an
      argument. . . . It is Johnson's burden to elicit counsel's reasons,
      and to demonstrate that the chosen course of action by counsel
      was objectively unreasonable in light of the alternatives.
      Johnson's bald claim that there could not have been a reasonable
      basis falls short of satisfying this burden. Johnson has not
      established that he is entitled to a hearing on this claim.

Commonwealth v. Johnson, 635 Pa. 665, 697, 139 A.3d 1257, 1276 (2016)

(citations omitted).



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J-A07031-19


      In this regard, we find instructive this Court’s prior decision in

Commonwealth v. Perry, 128 A.3d 1285 (Pa.Super. 2015), appeal denied,

636 Pa. 648, 128 A.3d 1285 (2016). Therein, the Commonwealth presented

the following, singe issue for our consideration: “Whether the PCRA court

erred in finding [Perry's] appellate attorney ineffective when [Perry's]

appellate attorney was not presented as a witness at his PCRA evidentiary

hearing and no testimony was offered from [Perry's] appellate attorney to be

considered in the court's determination of appellate counsel's effectiveness

[.]” Id. at 1289 (brackets in original). This Court ultimately held Perry had

failed to demonstrate his appellate counsel had been ineffective for failing to

assert on appeal that Appellant was entitled to a new trial in light of the jury’s

access to unmarked evidence during its deliberations even where trial counsel

concluded at the PCRA hearing that appellate counsel had been ineffective.

Id. at 1290.    Noting that the trial court had based its decision upon trial

counsel’s irrelevant opinion of her colleague’s ineffectiveness, this Court

stressed:

      [o]ur Supreme Court has cautioned that, “[a]s a general rule, a
      lawyer should not be held ineffective without first having an
      opportunity to address the accusation in some fashion.”
      Commonwealth v. Koehler, 614 Pa. 159, 36 A.3d 121, 132
      (2012). “The ultimate focus of an ineffectiveness inquiry is always
      upon counsel, and not upon an alleged deficiency in the abstract.”
      Id. Stated simply, the record before us is devoid of any evidence
      to overcome the presumption that counsel was effective. Perry's
      failure to demonstrate that appellate counsel had no reasonable
      basis for her actions is fatal to his IAC claim. See
      [Commonwealth v.] Rathfon,[899 A.2d 365 (Pa.Super. 2006)]
      (stating that a PCRA petitioner bears the burden of pleading and

                                     - 10 -
J-A07031-19


      proving each of the Pierce factors by a preponderance of the
      evidence).

Id. at 1290.

      While this Court’s holding in Perry did not establish a blanket rule

requiring a PCRA petitioner to call counsel whose effectiveness is being

challenged, we did find that without testimony from appellate counsel, the

PCRA court could not determine whether counsel had a reasonable basis for

his actions which was fatal to Perry’s ineffectiveness claim. Similarly, without

Attorney Hughes’ testimony herein, the PCRA court could not determine his

strategy for eliciting certain information on direct and cross-examination.

Indeed, there are a number of reasons why trial counsel might make such a

strategic choice, but because Attorney Hughes did not testify, it was

impossible for the PCRA court to determine whether or not his method of

questioning was the product of a reasonable strategic choice.

      Moreover, the record reveals that contrary to the trial court’s contention

that Mr. Hughes was ineffective for failing to meet with character witnesses

prior to trial, he did question Appellee’s son and mother regarding Appellee’s

reputation as being law abiding and as not being known as a violent person.

Counsel further stipulated that two, additional character witnesses would

present similar testimony.   Id. at 33-44.

      Also, the trial court states that Mr. Hughes was ineffective for raising

“additional details” regarding investigations of Appellee by the Office of

Children and Youth Services (hereinafter “OCY”) which ultimately were

                                     - 11 -
J-A07031-19


determined to be unfounded and to which A.K. spontaneously testified on

direct examination. Importantly, Mr. Hughes did not initiate A.K.’s testimony

regarding OCY’s visit to Appellee’s home. Rather, during the direct

examination of William H. Neely, Jr., Appellee’s then-fiancée, Attorney Hughes

questioned Mr. Neely concerning Appellee’s mothering style. In response, Mr.

Neely indicated that while she would yell at her children, Appellee cared deeply

for them and never physically punished them in his presence.         N.T. Trial,

1/20/17, at 23-26.    On cross-examination, Mr. Neely stated that OCY had

been involved in an investigation of one of Appellee’s sons.         N.T. Trial,

1/20/17, at 32. On redirect, Mr. Hughes asked Mr. Neely to clarify that the

result of the investigation was unfounded. Id. at 32-33. Also, during his

direct examination of his Appellee, Attorney Hughes had Appellee clarify the

prior involvement of the OCY with her family, at which time she explained how

the contact resulted in unfounded findings.   Id. at 49-52.

      The trial court also faults Attorney Hughes for eliciting “prejudicial

testimony” from A.K. on cross-examination concerning her fear of her

mother’s physical punishment for her bad behavior and the additional damage

Appellee caused to A.K.’s already-injured eye; however, a review of the

testimony in context reveals this was not the case:

      Q: As a child living in your mother’s home, you were not fearful,
      correct?
      A: I was scared when I got in trouble, but that’s about it.
      Q: Were you ever scared of your mother if you weren’t in trouble?
      A: No.


                                     - 12 -
J-A07031-19


N.T. Trial, 1/19/17, at 63.

      It is not unusual for a child to be fearful when he or she gets into trouble,

and at no time did A.K. state she was afraid of the corporal punishment she

would receive each time she did so. A.K. explained she did not get beaten on

a regular basis when she got in trouble.

      The trial court reasons the “cumulative effect of these actions and/or

inactions” illustrates a lack of trial strategy on the part of Attorney Hughes

and led to its ultimate finding of his ineffectiveness. Trial Court Opinion, filed

8/15/18, at 27. In doing so, the trial court ignores the well-settled principle

that no number of failed claims collectively may warrant relief if they fail to

do so individually. Commonwealth v. Smith, 181 A.3d 1168, 1187, (Pa.

Super. 2018), appeal denied, ___ Pa. ____, 193 A.3d 344 (2018).

      Furthermore,

      “[r]elating to the reasonable basis prong, [g]enerally, where
      matters of strategy and tactics are concerned, counsel's
      assistance is deemed constitutionally effective if he chose a
      particular course that had some reasonable basis designed to
      effectuate his client's interests.” Commonwealth v. Koehler,
      614 Pa. 159, 36 A.3d 121, 132 (2012) (quotations and citation
      omitted). Courts should not deem counsel's strategy or tactic
      unreasonable unless it can be concluded that an alternative not
      chosen offered a potential for success substantially greater than
      the course actually pursued.” Id. (quotations and citation
      omitted). To demonstrate prejudice in an ineffective assistance of
      counsel claim, “the petitioner must show that there is a reasonable
      probability that, but for counsel's unprofessional errors, the result
      of the proceeding would have been different.” Commonwealth
      v. King, 618 Pa. 405, 57 A.3d 607, 613 (2012).

Commonwealth v. Durrett King, 195 A.3d 255, 259 (Pa.Super. 2018).


                                      - 13 -
J-A07031-19


      At the evidentiary hearing, Appellee presented only her own testimony

as to her relationship with trial counsel.    She briefly spoke about her fee

agreement with Attorney Hughes, the number of times the two met, the

preliminary hearing, and whether ARD was offered to her. N.T. PCRA Hearing

12/19/17, at 10-27. Appellee explained Attorney Hughes asked her if she had

had any prior contact with OCY and explained he told her “they will probably

bring it up, so I need to know the facts of it.” Id. at 22. Appellee also stated

that she provided Attorney Hughes with names of certain character witnesses,

but he did not contact those individuals; however, she also admitted he did

call character witnesses to speak on her behalf. Id. at 27-28.

      The two discussed trial strategy, and counsel informed Appellee he

would not put A.K. through difficult questioning in light of what she had been

through and because “it would look bad if a man berated a young girl on the

stand.” Id. at 28. At no time did Appellee prove, or even attempt to prove,

that the result of her proceeding would have been different but for Attorney

Hughes’ chosen course of action.

      To the contrary, during his closing argument Attorney Hughes expressed

exactly what the trial court said he should have- that Appellee was not an

abusive parent but rather a hard working mother disciplining her unruly

children in an appropriate and reasonable manner. N.T. Trial, 1/20/17, at 2-

4.   Attorney Hughes expressly detailed for the jury the law pertaining to

corporal punishment, justifiable use of force, and reasonable doubt. Id. at 5-


                                     - 14 -
J-A07031-19


9. Attorney Hughes stated that while A.K. testified she experienced extreme

pain at the hands of her mother, the necessary intent on the part of Appellee

to inflict such pain was lacking; therefore, her actions were done with an intent

to punish her child not to cause extreme pain.    Id. at 9-11.

      In light of all of the foregoing, we hold the PCRA court erred in granting

Appellee a new trial upon concluding that trial counsel had been ineffective.

Because the PCRA court’s decision is unsupported by the certified record, we

reverse its December 21, 2017, Order granting Appellee’s petition for relief.

     Order reversed. Jurisdiction relinquished.

Judgment Entered.




Joseph D. Seletyn, Esq.
Prothonotary



Date: 4/8/19




                                     - 15 -
                                                                          OPINION       Circulated 03/18/2019 10:28 AM



     IN THE COURT OF COMMON PLEAS OF MONTGOMERY COUNTY, PENNSYLVANIA
                             CRIMINAL DIVISION

     COMMONWEALTH OF PENNSYLVANIA                                                     Common Pleas Court No.:
                                                                                      CP-46-CR-0002177-20 I 6
            v.
                                                                                           Superior Court No.:
     CARISSA KELLER                                                                            312 EDA 2018

                                                   O'PINION

    WEILHEIMER, J.                                                                              August15, 2018

            The Commonwealth ("Appellant") instantly appeals to the Superior Court of Pennsylvania

    ("Superior Court") from the December 19, 2017, Order1 entered by this Court of Common Pleas of

    Montgomery County ("trial court"), which vacated the jury's verdict convicting the underlying

    Defendant, Carissa Keller, of simple assault and endangering the welfare of a child, and further granted

    Defendant a new trial due to the ineffective assistance of trial counsel, Evan Hughes, Esquire. While the

    trial court noted Mr. Hughes' actions/inactions in this matter were cumulatively ineffective, the trial

    court's rationale was based upon Mr. Hughes unpreparedness and complete lack of trial strategy as

    evinced by the record. In particular, the trial court found Mr. Hughes 'was ineffective for introducing

    highly prejudicial facts against Defendant that were not first elicited by ·the Commonwealth and would not

    have been admissible if solicited by the Commonwealth,      t.e., details about prior unfounded OCY/CYS
investigations into Defendant and details about past physical discipline · of A.K. and her siblings by

Defendant. Based upon the following, said December 19, 2017, Order should be affirmed.




                                The rest of this page was intentionally left blank.




I
  The trial court's 'ruling was made orally on the record after the underlying Defendant's December 19,
2017, evidentiary hearing, and was later memorialized in a written memorandum, issued on December 20, ·
                                   '
2017 and docketed on December 21,    2017.
                                              FACTUAL IDSTORY

            The factual history of the instant matter can be summarized concisely as follows: On January 20,

     2017, the underlying Defendant was convicted by a jury of Count 1 (Simple Assault), i.e., causing bodily

     injury to her minor daughter, A.K., who was fifteen (15) years' old when the incident occurred on

    November 19, 20152• (See Bill of Information, 4/29/18; N.T. -Jury Trial at 40:3-4, 1/19/17.) In doing

    so, and Defendant being the parent supervising the welfare of A.K., a child under the age of eighteen (18)
                                                                                         '
    years of age, Defendant was also convicted by the jury of Count 2 (Endangering the Welfare of a Child),

    i.e., violating her duty of care, protection, and support of said minor child. (See Bill of Information,

    4/29/18.) The focus of this case should have been whether the Defendant appropriately used corporal

    punishment.to reprimand her child (A.K) for her incorrigible behavior, or if Defendant's actions exceeded

    the bounds of corporal punishment thereby constituting an assault.

           The set of circumstances giving rise to the instant case were set in motion on November 17, 2015,

    when an altercation occurred between A.K. and her brother while Defendant was at one (1) of her two (2)

jobs. The altercation escalated to the point of A.K. stabbing her also-teenage brother, slicing his hand and

    forcing him to seek medical attention at a hospital. (See N.T. -Jury Trial at 35, 41, 88, 1119/17.) At only

fifteen. (15) years' old and in ninth grade, A.K., a petite girl, stabbed her older, taller, larger brother',

causing him to fear for his life and to be around A.K. (Id. at 15, 41-42, 100-02; N.T. - Jury Trial at 53-

54, 1/20/17.) Defendant stated that she believed A.K. was constantly beating on her brother because he

was on probation at the time and she knew he could not hit her back without serious consequences. (See

N.T. - Jury Trial at 102, 1/19/17; N.T. -Jury Trial at 53-54, 1/20/17.)




2
  While the Bill of Information reflects the underlying incident occurred on November 20, 2015, the
Commonwealth made an oral pre-trial motion on the first day of trial to amend same to November 19,
2015, to which trial counsel, Evan Hughes, Esquire, did not object and the trial court granted. (See N.T. -
Jury Trial at 10, 1/19/17.)
3
  William Neely, Jr., Defendant's fiance at the time of trial, testified as to A.K. 's brother's height and
weight, saying the brother was larger than he in both height and weight, which was 6'3" and 250 pounds,
respectively. (See N.T. - Jury Trial at 29-30, 1/20/17.)
                                                        2
            Two (2) days after the stabbing, on November 19, 2015, A.K. was suspended from school and

    required to leave early because A.K. allegedly threatened another student at school after this student, who

    happened to be present when A.K. had stabbed her brother, was talking to others about the incident,

    claiming A.K. not only stabbed her brother but tried to stab her, too. (See N.T. - Jury Trial at 44, 66-67,

    105-06, 1/19/17.) The underlying D�fendant, A.K. 'smother, was then forced to leave ':from work early" in

    order to pick A.K. up from school and drive her home. (Id. at 45, 60-61; N.T. - Jury Trial at 35, 1/20/17.)

    According to A.K., when she and the underlying Defendant arrived home, Defendant instructed A.K. to

    enter the door, after which it was locked by Defendant and A.K. "ended up on the floor." (See N.T. -

    Jury Trial at 45, 1/19/17.) Defendant testified that she began to hit A.K. to punish her. (See N.T. - Jury

    Trial at 40, 1/20/17.) A.K. testified that when the door closed, Defendant began to kick and punch her

    numerous times, resulting in bruises on her legs, backside, and face.5 (See N.T. - Jury Trial at 46-47, 50,

    1/19/17.) Eventually, the hitting ceased and A.K. went to her room where she cried herself to sleep. (Id.

 at 48-49.)

           The following morning around 11:00 A.M., on November 20, 2015, the Upper Moreland Police

Department responded to Defendant's residence at Jamestown Village Apartments, 2501 Maryland Road,

Apartment C-5, Willow Grove, Pennsylvania, in order to investigate the stabbing that occurred three (3)

days prior on November 17, 2015, the suspect of which was Defendant's daughter, A.K., the alleged

victim in the instant matter. (Id. at 51, 75, 77-80, 93-94.) Said investigation began after a school official

from one of Defendant's children's schools provided the tip to law enforcement. (Id. at 90.) Upon the

officers' arrival, Defendant answered the door, informing them that A.K. was home from school on

4
   Defendant was working many hours with her two (2) jobs during the time of the incident and was a bar
manager with more responsibility. Mr. Hughes solicited testimony rfrom the Defendant that she told the
principal of A.K.'s school that she was not coming to pick her up. (See N.T. - Jury Trial at 35, 44-61,
1/20/17.) Mr. Hughes did so without any explanation that Defendant worked a lot, approximately sixty
(60) hours a week, with at least one (1) position as a bar manager, which typically does not come with the
benefit of being able to leave on a moment's notice. (See N.T. -Jury Trial at 43, 1119/17.)
5
  A.K. claimed Defendant punched her twenty (20) times and kicked her five (5) times within a period of
"five minutes, maybe less than that". (N.T. - Jury Trial at 46-47, 64, 1/19/17.) However, A.K. admitted
on cross-examination these were estimates and that she did not know how she came to the estimates, but
noted "she talked to the police". (Id. at 66.)
                                                      3
     suspension and presently inside the apartment.      (Id. at 80-81.)   The responding officers then asked

    Defendant permission to speak with A.K. in reference to the November 17, 2015, stabbing incident,

    which Defendant declined at that time and commented to law enforcement that, "When you see what I did

    to her, you will arrest me." (Id. at 81, 94-95.) 'Due to that statement, the officers forced entry into

    Defendant's home in order to ensure A.K's well-being. (Id. at 81-82, 112-13.) Thereafter, the officers

    found A.K. coming out of her bedroom, bruised, and noticed she suffered an injury to her left eye, which

    was also bruised around the entirety of the eye and slightly closed from swelling. (Id. at 82, 85.) The

    officers inquired to A.K. about the cause of the condition of her left eye, to which she responded that her

    mother punched her.     (Id. at 52, 82-83.) Defendant was placed under arrest for suspected assault on

    A.K., and both were transported to the local police station for questioning.             (Id. at 83, 109:.10.)

    Defendant, at that time, permitted the questioning of her daughter, A.K. (Id. at 97.)6

           After the incident, A.K. was taken from her home to live with her grandparents. (Id. at 71.) A.K.

    made multiple attempts at running away from her grandparents. (Id.) A.K. testified at trial that she told

    her mother that she wanted to come back home many times after the occurrence, and in fact, when she ran

    away from her grandparents' house, she ended up back with her mother before being brought to the police

station by her mother,. (Id. at 64, 69-71.)7 As a result of her refusal to stay in her grandparents' home,
                                                              I



A.K. was sent to [secure] detention, and [she] ended up going to the group home." (Id. at 15-16, 40, 58,

63-64, 68, 70.)

           Evidence of defense counsel's unpreparedness began with his first contact with the trial court on

Monday, January 19, 2017, the day the two (2)-day jury trial in this matter commenced, as he had not

entered his appearance, requested a continuance after the close of business the preceding Friday, and




6
 The defense of this case should have been limited to the facts as stated thus far-the facts of the day in
question, the investigation thereafter, and whether Defendant's actions permitted by way of corporal
rurushment, or were excessive and rising to the level of criminal action.
 Mother took AK. to the police when she arrived at her home, as there was a no-contact order in place
due to the current incident. (Id. at 64, 69-71.)                                                      '
                                                    4
appeared late and unprepared in court each day. (flee N.T. - Jury Trial at 3-14, 18-19, 24-27, 1/19/17.)

Portions of the record from the first day oftrial that are relevant to this Opinion are as follows:

               THE COURT: You are Mr. Hughes?
               MR. HUGHES: Good Morning, Your Honor.
               THE COURT: We were scheduled to start at 9:00 o'clock this morning.
               It is now 10:00 o'clock. I understand you called a 9:15, saying you were
               stuck in traffic.
               MR. HUGHES·: Mile marker 356 there was an accident.
              THE COURT: The first issue we have to deal with is representation. As
              of today - as of yesterday, Miss Schanbacher from the Public Defender's
              Office was counsel of record. We did receive an e-mail on the 17th at
              5:50 p.m. from Mr. Hughes asking for a continuance in this matter, saying
              he was just recently retained. That request was denied, as this matter has
              been scheduled since November 16. It has been over two months that this
              matter has been scheduled, and this [c ]ourt does not continue matters
              absent emergency circumstances, true emergencies. Someone dying
              would be a true emergency.
              At this point, we have Miss Schanbacher, who. is ready to proceed, and we
              have Mr. Hughes who has entered his appearance today.
              Mr. Hughes, are you able to enter your appearance if you are ready to
              proceed to trial today? That is the only way the [ c ]ourt will accept your
              entry.
              MR. HUGHES: Yes, Your Honor. I am prepared to move forward to
              trial. I did attempt to enter my appearance. Twice it was rejected -
              THE COURT: If you are ready to proceed.
              MR. HUGHES: -- for not having original signature. We are ready to
              proceed. I would like to inform the [ c ]ourt, if the [ c ]ourt would entertain
              this, counsel and I spoke last evening regarding this matter. There is a
              high probability - I shouldn't say that, but there is, I belie, a very good
              probability that this could resolve in non-trial. I had my client fill out an
              ARD application that had not been in the discussions involving prior
              counsel.
             THE COURT: If ARD is approved[,] today will be the only day, as in this
             morning. We have a jury panel waiting, and it will not be continued. It's
             been scheduled for two months. That is the only way the [ c ]ourt will
             consider it.
             [COMM'W]: Absolutely. I just wanted to let Your Honor know that I did
             express that it would have to go through someone else. I will be happy to
             talk to someone upstairs.
             THE COURT: We do have 41 people waiting. The paperwork I being
             brought down to the two of you any moment to review.


                                                     5
  So if you want to hand [Commonwealth] your ARD application and,
  counsel, you can choose to walk it upstairs, that's fine, but if that does not
  get accepted this morning, as in the next half an hour, because I am not
 going to have the jury wait, not have 41 people wait because this is filed in
 the last moment. We will be proceeding with jury selection. I will not -
 so you are both aware, my jury selection typically takes an hour and a half.
 I will take a lunch break, and we won't swear iri the jury until after lunch.
 So if something happens between now and by the time we get back from
 lunch and swear a jury, I have no objection to this defendant being placed
 in ARD, if that's what your office approves.
                                              I
 [COMM'W]: Right.
 THE COURT: We are not putting off the trial.
 [COMM'W.]: Thank you, Your Honor. I would just ask that we be given
 the surveys at the time same time.
 THE COURT: You are being given it at the same time.
 [COMM'W.]: Additionally, Your Honor, I do have one pretrial motion.
 THE COURT: Before we get to that, so at this time, since Mr. Hughes is
 prepared to proceed with trial today, we will remove Miss [Schanbacher]
 and I will sign her motion to withdraw as counsel. I appreciate your
 continuing to be ready for trial. You can get ready for next week's 30
 cases you have on Monday.
 MS. SCHANBACHER: Excellent, Judge.
 THE COURT: Make a copy for everybody.
MS. SCHANBACHER: I did not want to put on the record that because
there was no final determination as to how, understanding with the [ c ]ourt
until this morning; I received an e-mail approximately 8:00 o'clock last
night from [Commonwealth] containing some additional discovery I was
able to only review this morning. In my review, it appears to contain
some [B]rady information and disclosures that I would have appreciated
earlier in the process. I don't know if the same information was provided
to current counsel. So I wanted to place on the record that it was received
after hours last night, reviewed this morning, and I just wanted to insure
[sic] that counsel himself also has a copy.
THE COURT: Have you received the information last night?
MR. HUGHES: I did not notice any new information last night.
[COMM'W.]: I did send that over, Your Honor.
MR HUGHES: I didn't check my email this morning.
MS. SCHANBACHER: I will be happy to handhim my firm copy right
now. I wanted to place all of that on the record.
THE COURT: [Commonwealth], why at 8:00 o'clock the night before
trial are we handing over documents?
[COMM'W.]: ·That was given in an abundance of caution. It is not the
police report that is associated specifically with that case. I did see that
                                       6
  there was a mention of this case, so I sent that over. I will be honest, You
  Honor, I was confused as to which attorney was of record.
  THE COURT: Regardless of which attorney, 8:00 o'clock last night.
 [COMM'W.]: I understand, Your Honor, but I wanted to let you know
 that that was also an issue in terms of trying to figure out . who I was
 sending discovery to and who I was discussing this case with. I do
 apologize for the late notice of that, and I did hand it over in an abundance
 of caution.
 THE COURT: Miss Schanbacher, you are excused.
 MS. SCHANBACHER: Thank you, Judge.
        [As noted below, Mr. Hughes objected to questioning the jury
        panel with specific voir dire questions regarding corporal
        punishment.]
 THE COURT: Will either party be utilizing the ability of a parent to use
 corporal punishment in Pennsylvania as an issue in this case?
 MR. HUGHES: Absolutely.
THE COURT: I figured. So I am prepared and will listen to any request
to amend or for additional voir dire questions to try to flush out for the two
of your jurors who may have a predisposition one way or the other. I have
added two additional voir dire questions: Do any of you believe it is
always acceptable for a parent to use physical force as a method of
punishing a child, and do any of you believe it is never acceptable for a
parent to use physical force as a method of punishing a child, as two
additional voir dire questions are in addition to the standard questions that
are given.
Any objection to these questions?
[COMM'W.]: No, Your Honor.
THE COURT: Mr. Hughes? I will state for the record, the [c]ourt's
intention is, it gives both of you a sense of people who are in extreme
categories one way or the other as it relates to it.
MR. HUGHES: I believe it is the law of the land, and I don't believe - I
am not requesting voir dire instruction if the [c]ourt feels it's necessary.
We are not requesting that. I don't believe it's necessary.
THE COURT: Well, the law of the land is that corporal punishment is
permitted, but to a certain extent, and if a parent goes over the line that
exists, and it's been established more by case law than by statute, then that
is no longer permissible. So that is a nuance that I think is difficult to
discern from general voir dire.
So you are not requesting any questions as relates to corporal punishment?
MR. HUGHES: No. I believe that nuance is something that will be
addressed throughout the case on closing arguments, and I don't believe
the nuance is clarified with the voir dire question. It just is - it doesn't
really speak to that. We are not requesting it.

                                      7
                 THE COURT: Commonwealth?
                  [COMM'W.]: Your Honor, I would ask that those questions be admitted
                 as you stated. The general voir dire questions really don't get to any
                 unfair or impartial mindset that a potential juror could have in a case like
                 this. And, again, the fact that it's asking for never and always acceptable,
                 I think it's fair to both parties.
                 THE COURT: The [c]ourt will include these two voir dire questions. Are
                 there any additional requests for voir dire questions outside of the
                 standard?
                MR. HUGHES: If those voir dire questions are - if the questions are
                going to be asked, I would request that a question that asks, do you agree,
                or if the [ c ]ourt instructs you, that corporal punishment is legal, unless it
                crosses - the language is escaping right now, but unless it crosses a certain
                line, would you be able to follow the [c]ourt's instruction, that is the law,
                that I believe would be a more appropriate inquiry, and that was not - that
                was disartfully presented.
                THE COURT: I understand what you are looking for. Okay. So I can
              , work on that while you two are seeing that ARD is an option in this case.
                        [".]
                        [The trial court recessed, reconvening again at 10: 50 A.M]
                THE COURT: We took a recess so [Commonwealth] could speak with
                her office. It's my understanding ARD will not be approved in this case.
                [COMM'W.]: That's correct, Your Honor. Mr. Antonaccio, the captain
                of ARD, did come down and speak personally with defense counsel in this
                matter and he did deny ARD.
                THE COURT: All right. There was a request from Mr. Hughes to have
                an additional instruction regarding the law of corporal punishment here in
                Pennsylvania. I have marked and prepared as Judicial Exhibit 2 and
                handed a copy to counsel. You can each review that and let me know if
                you have any objections or requested amendments.
                       [. "]
               MR. HUGHES: This is acceptable to defense, Your Honor. Thank you.
               THE COURT: Commonwealth?
                [COMM'W.]: I have no objection, Your Honor.
               THE COURT: After I ask the first two questions that I referenced earlier
               about the always and never for the use of physical force, I will add this.
               Anything else we need to address before we bring the jury in?
                       [ ... ]
(N.T. - Jury Trial at 3-14, 18-19, 24-27, 1/19/17.) The trial court conducted voir dire of the prospective

jurors, greeted the selected jurors, and took a recess for lunch before giving the preliminary charge to the

jury. As the jury was about to enter the courtroom to begin the trial, Mr. Hughes raised a Motion to
                                                 8
Suppress that he wished to address. (See N.T. - Jury Trial at 3-14, 18-19, 24-27, 1/19/17.) Said motion

was not filed or otherwise presented timely in accordance with Pa. R.C.P. 577, 578, 581, and its

untimeliness provided further evidence that defense counsel was unfamiliar with the discovery provided.

                      [ ... ]
              MR. HUGHES: There is one issue.
              THE COURT: Tell [the jury] to wait.
              MR. HUGHES: In the incident form that I have here, there is mention of
              a statement that my client makes to police upon their entry into my client's
              home. I was just provided with, and this may have been discovery, this
              Miranda waiver for the Miranda waiver. It's subsequent to these
              incriminating statements. I would ask the [c]ourt's permission to make an
              oral motion to suppress. If the [ c ]ourt allows it, it would be quite brief.
              It's regarding one incriminating statement.
              THE COURT: We started this. It's now almost five minutes after 2:00.
              We have done jury selection. · The jury is ready to come out for opening
              statements. The [ c ]ourt will not permit that at this time.
             What I will do is instruct everyone that you shall not open on any
             statements that were given or this particular statement that was given, and
             we will address that at the conclusion of the testimony today before the
             officer is called.
             [COMM'W.J: You Honor, if I may, I do object to any sort of motion to
             suppress at this point. Additionally, and more importantly, I do not see
             any issue of suppression. There was a statement. If it's the statement I
             understand that Mr. Hughes is talking about, this was a statement that she
             uttered in her own home.
             THE COURT: Just because she uttered in her own home doesn't mean
             you are not in custody. There are other components. Whether or not you
             are in your own home, just because you, as the Commonwealth, doesn't
             see it as an issue doesn't mean it's not really an issue.
             [COMM'W.]: I understand your position, Your Honor, But, again,
             mainly the fact that the opportunity for the defense attorney to bring
             forward a motion to suppress has come and gone and -
             THE COURT: It has come and gone.
             [COMM'W.]: And, frankly, this is a significant portion of the case that I
            do have listed in my opening, and I don't think that - since we shouldn't
            have a suppression motion because of the lateness and the timeliness arid
            the fact that I have no specificity or particularity as to what suppression
            motion is even based on.
            THE COURT: When was the Miranda statement, this Miranda statement
            that's referenced by counsel, provided.
             [COMM'W.]: That was provided when she was at the station, when she -

                                                   9
                 THE COURT: No, no. When was the document itself provided? Is it one
                 of the documents provided last night at 8:00 o'clock?
                 [COMM'W.]: This was in discovery when it was originally sent to Miss
                 Schanbacher probably at the last PTC listing.
                                               '
                 THE COURT: Based on that, the [c]ourt will modify. Your request to file
                 motion [sic] to suppress at this time is denied. We will go forward.
                            [The jury entered and the trial court commenced trial with a
                            greeting and preliminary instructions before <counsels' opening
                            statements.}
 (N.T. - Jury Trial at 3-14, 18-19, 24-27, 1/19117.)

        Portions of the record from the second day of trial are also relevant to the instant appeal,
                       /


 specifically as to Mr. Hughes' repeated lateness for trial, as follows:

                THE COURT: Mr. Hughes, what is today's excuse?
                MR. HUGHES: No excuse, Your Honor. I'm sorry.
                THE COURT:          It is absolutely unacceptable.    When the jury is
                deliberating, we will discuss whether or not we will have contempt
                proceedings. I ordered you to be here at 9: 15 so the jury can start
                promptly by 9:30. You are walking in here at 9:50. It is disrespectful to
                the [ c ]ourt. This is your second day being late. And while yesterday
                could have been understood because the accident, today is not.
                Before we bring the jury out, so we don't have to waist [sic] more of their
                time, the [ c ]ourt gave everyone its list of the charges that it intends to give.
                Commonwealth this morning provided the [ c ]ourt with suggested jury
                instructions.
                           [ ... ]
                 [Before bringing the jury back out, the trial court discussed the concluding
                jury charges, i.e., credibility of defendant as a witness and corporal
                punishment, and then swore in the Defendant, qualifying her to ensure she
              . was knowingly and voluntarily waiving her right to not testify.]
(N.T. -Jury Trial at 4-13, 1/20/17.)

       Following the jury trial, Defendant filed, pro se, her Post-Trial Motion despite still being

represented by Mr. Hughes after he refused to file post-trial motions without additional compensation.

(See "Post-Sentence Motion Pursuant to Pa. R. Crim. P. 720", 6/15/17.) Due to Mr. Hughes' refusal to

continue trial representation of Defendant through post-trial motions despite the trial court's instruction




                                                       10
                                               i    ·.      . .
                                               '_;;..      ,q.. '




     that such was his obligation'', the trial court ultimately appointed new counsel, Dennis Caglia, Esquire, to

     represent Defendant on said Post-Trial Motion, which was denied after conferencing with counsel for the

     Commonwealth and the Defense and after the trial court granted unitary review of Defendant's claim for

    ineffective assistance of trial counsel. (See "Order'', 9/26/_17; N.T. - "PCRA Hr' g", 12/19/17.) In order

    to effectuate unitary review, Defendant was first asked to review and sign a Waiver of Subsequent PCRA

    Rights. (Id. at 8.) At the Hearing for unitary review, it was established that Defendant retained Evan

    Hughes, Esquire,for $3,500.00 in or around December of 2015, prior to Defendant's preliminary hearing.

    (Id. at 12.) Defendant met with Mr. Hughes at least twice before said preliminary hearing. (Id. at 13.)

    Despite having been paid a retainer and being expected by Defendant to represent her, Mr. Hughes failed

    to appear at the first preliminary hearing date, and also failed to call Defendant to inform her of his

    reasons for not appearing. (Id.) To Defendant's surprise, she was informed by the preliminary hearing

    judge that Mr. Hughes asked for a _continuance, and the matter was continued to January 27, 2016. (Id.)

           On January 27, 2016, Mr. Hughes failed to appear again for a preliminary hearing and failed to

    notify Defendant of same. (Id. at 14.) Mr. Hughes also failed to answer the phone when Defendant

    called at the time of said preliminary hearing. (Id.) Again, the preliminary hearing had to be continued,

    and again, for a third time, Mr. Hughes failed to appear. (Id.) It was not until March of 2016, that

Defendant actually had her preliminary hearing, at which Defendant was met for the first time by one (1)

of Mr. Hughes' colleagues, despite having retained him in 2015. (Id.) After said preliminary hearing,

Defendant contacted Mr. Hughes over the phone in order to obtain the preliminary hearing transcript with

the hope that same would be useful for trial preparation, particularly after a representation was made by

Mr. Hughes' colleague to Defendant about a future motion to suppress based upon the testimony at the

preliminary hearing. (Id. at 15-16.) Mr. Hughes responded that he was no longer Defendant's counsel

but could give a call to Liberty Reporting (the company of the court reporter for the magisterial district




8
    (See also email correspondence from Robert Oliver to Evan Hughes, 7/11/17.)
                                                    11
  court), and then hung up the phone.      (Id. at 15.) He further recommended she apply to the Public

  Defender's Office in order to. become eligible for court-appointed counsel. (Id. at 17.)

         Defendant subsequently obtained representation through Assistant Public Defender ("APD"),

 Megan Schanbacher, Esquire, who appeared on time for the first day of trial on January 19, 2017, and was

 prepared to proceed. (See N.T. - Jury Trial at 4, 1/19/17.) However, unbeknownst to Defendant and just

 days before trial was scheduled to commence, her then-fiance, William Neely, had retained Mr. Hughes

 for another $5,000.00 total in order to represent her at trial. (See N.T. - "PCRA Hr'g" at 17-18.) Mr.

 Neely paid Mr. Hughes' in two (2) installments-one installment of $2,000.00 on January 12, 2017,

 seven (7) days prior to trial, and a second installment of the remaining $3,000.00 on or around January 16,

 2017, three (3) days prior to trial. (Id. at 17-18, 47.). Despite accepting payment Mr. Hughes did not

 enter his appearance and without said entry made an informal, e-mail request for a continuance the Friday

 before trial was to commence, January 17, 2017, at 5:50 P.M., well after the trial court's close of business.

 (See N.T. - Jury Trial at 3, 1/19/17.) Given the trial was scheduled two (2) months' prior on November

 16, 2017, and Mr. Hughes failed to argue any emergency circumstances, the trial court denied his request

for a continuance. (Id.) Appointed counsel on unitary review, Dennis Caglia, suggested in his argument

to the trial court the following, logical reason for Mr. Hughes' seeming unpreparedness and request for a

continuance:

               Part of the fee paid January 13, January 12, whenever it was, but that's
               when the little flurry of activity occurred. The e-mail to [A.P.D.]
               Schanbacher, the discovery, and the nothing else. And I submit nothing
               else, logical inference was because he didn't have the rest of his money.
               He gets the rest of his money couple days before trial, now he is a
               whirlwind of activity.

(See N.T. - "PCRA Hr'g" at 47.) Defendant also did not receive any letter or confirmation in writing

from Mr. Hughes after the final trial retainer was paid. (Id. at 18.) Defendant explained that she had only

met with Mr. Hughes once or twice during the preliminary hearing stage of this matter, and did not meet

Mr. Hughes again until the day trial was scheduled to commence. (Id. at 19.) After trial, Defendant was

unable to reach Mr. Hughes, and the only information she really received was that she did not retain him
                                                     12
 for post-trial motions. (Id. at 20.) In fact, Mr. Hughes requested and required an additional $1,500.00 in

 order to assist her with her post-trial motion, despite knowing that she only had ten (10) days after

 Sentencing to timely file same and that he remained counsel of record. (Id. at 20, 29-30.)

        . Mr. Hughes failed to discuss trial strategy and to meaningfully attempt to prepare with Defendant

 prior to trial. For example, Mr. Hughes only met once with Defendant for approximately fifteen (15)

 minutes, at which time he had discussed prior OCY investigations into Defendant, noting to her that it

 would be important to know the details because the Commonwealth would probably raise the issue. (Id.

 at 21-22, 32.) Furthermore, Defendant had no prior record; whereas, A.K. had a substantial history with

 juvenile delinquency and dependency.      (See, generally, id.) Despite this and Defendant having good

 character, Mr. Hughes failed to discuss character witnesses with her until a day or two before trial, and

 that was only had over the telephone. (Id. at 26-27.) At no time did Mr. Hughes ask for contacts of these

proposed character witnesses, nor did the two discuss the testimony of said individuals. (Id. at 27, 29, 65-

66.) In addition, Mr. Hughes did not want to have Defendant's son, who was stabbed by A.K., to testify

as to his fear of A.K. and her bullying of him, because he had a felony charge against him, which,

according to Mr. Hughes, would have made him look bad and would have been unhelpful to Defendant.

(Id. at 29.) Mr. Hughes also failed to go over with Defendant the accusations against her; the discovery,

including the police paperwork; and Alternate Dispute Resolution ("ARD"). (Id. at 25, 33; see also N.T.

- Jury Trial at 4-6, 1/19/17.) In fact, the only conversation Mr. Hughes had with Defendant with respect

to ARD was at the time of trial. (See N.T. - Jury Trial at 4-6, 1/19/17.)

       With regard to trial strategy, the only conversation that Defendant could recall was one during the

preliminary hearing stage in which Mr. Hughes discussed the potential for a motion to suppress of the

statements that came after the police entered Defendant's home, on the basis that such was warrantless,

illegal, and anything coming thereafter, fruit of the poisonous tree. (Id. at 27-28.) Mr. Hughes apparently

represented to Defendant that she would not see a day in court. (Id. at 28.) However, Mr. Hughes failed

to file such a pre-trial motion, instead making a late oral motion when trial was commencing. (N.T. -

                                                    13
  Jury Trial at 24-25, 1/19/18.) Otherwise, Defendant and Mr. Hughes never discussed trial strategy. (N.T.

 - "PCRA Hr' g" at 28.) A.K. had a history of incorrigible behavior and was repeatedly placed in juvenile

 delinquency and dependency placements, which should have been a focal point of the defense in

 bolstering the claim of necessary corporal punishment. (See, e.g., N.T. - Jury Trial at 15-16, 40, 58., 63-

 64, 68, 70.) Apparently, a comment by Mr. Hughes to Defendant that can be construed as somewhat of a

 strategic move was that he would not "beat up" AK. on the stand during cross-examination because "it

 would look bad if a man berated a young girl on the stand, especially after everything she has been

 through." (Id.) The record clearly establishes this lack of strategy by Mr. Hughes, i.e., his introduction of

 details of the prior OCY/CYS investigations that were not elicited by the Commonwealth; of A.K.'s fear

 of her mother when disciplined; and of A.K.'s "extreme pain" she felt following the incident. (See,

 generally, N.T. -Jury Trial 1/19/17-1/20/17; see also, generally, N.T. - "PCRA Hr'g".)

                                       PROCEDURAL HISTORY

        On March 25, 2016,_the Criminal Complaint and Affidavit of Probable Cause were filed against

Appellant. (See "Police Criminal Complaint", 3/25/16.)

        On April 29, 2016, Appellant filed the Bills of Information, wherein the underlying Defendant was

specifically charged with three (3) separate criminal counts relating to Title 18 Pennsylvania Consolidated

Statutes (Pa. C.S.), Sections (§§) 2701 (i.e., Count 1: Simple Assault); 4304 (i.e., Count 2: Endangering

the Welfare of a Child ("EWOC")); and 2709 (i.e., Count 3: Harassment). (See "Bill of Information",

4/29/16.)

       On November 16, 2016, the trial court scheduled a two (2)-day jury trial to commence

approximately two (2) months later, on Tuesday, January 19, 2017, and to conclude on Wednesday,

January 20, 2017. (See "Call of the Trial List Order", 11/16/17.) Prior to the commencement of trial,

APD, Megan Schanbacher, Esquire, represented the underlying Defendant and was prepared to proceed to

trial. (See "Entry of Appearance", 6/6/16.) However, days before trial and unbeknownst to Defendant,

her then-fiance, William Neely, retained Evan Hughes, Esquire, to represent her at trial. (See N.T. -

                                                    14
     "PCRA Hr'g" at 17-18.) Despite the trial being scheduled to commence at 9:00 A.M., Mr. Hughes

     arrived at 10:00 A.M., at which time the trial court noted Mr. Hughes sent an e-mail to its chambers at

     5:50 P.M., well after the close of business, the preceding Friday before trial, wherein he indicated was just

    recently retained by the underlying Defendant; requested a continuance of the trial; and noted he had

    entered his appearance on behalf of same. (See N.T. - Jury Trial at 3-4, 1/19/17; see also "Entry of

    Appearance", dated 1/12/17, filed 1/30/17.) However, upon the trial court's review of the docket, Mr.

    Hughes had failed to successfully file his entry of appearance at that time, but nevertheless was permitted

    to enter his appearance on the record in open court only after he represented to the undersigned that he

    was prepared for trial. (See N.T. -Jury Trial at 4, 1/19/17.)

            Upon the conclusion of trial, Defendant was found guilty by the jury of Counts 1 and 2, while

    Count 3 was held to be addressed by the trial court during sentencing.          (See "Trial/Plea/Sentence",

    1/20/17.) On June 5, 2017, sentencing was held, at which time Defendant was sentenced to the following

    upon consideration of the Pre-Sentence Investigation ("PSI") and Report that was submitted: On Count 1,

    Simple Assault, probation for one (1) year to commence on June 5, 2017 and to pay costs of prosecution;

    on Count 2, EWOC, one (1) year probation concurrent to Count 1 plus costs of prosecution; and on Count

    3, Harassment, the undersigned found the underlying Defendant not guilty. (See "Trial/Plea/Sentence",

6/5/17.)

           On June 15, 2017, Defendant filed timely, prose Post-Sentence Motions in Arrest of Judgment;

for a New Trial; and to Modify Sentence, despite still being represented by privately-retained counsel,

Evan Hughes, Esquire. (See "Post-Sentence Motion Pursuant to Pa. R. Crim. P. 720", 6/15/17; see also

N.T. - "PCRA Hr'g" at 4, 12/19/17.) On July 11, 2017, the undersigned's law clerk reached out to Mr.

Hughes, informing him that he still represented Defendant and she had filed her pro se Post-Sentence

Motions; and inquiring whether he would be filing any supplement to her prose form-filing.9 (See N.T. -

"PCRA Hr'g" at 4.) On the same day, Mr. Hughes replied that Defendant "did not retain [him] for post


9
    (See email correspondence from Robert Oliver to Evan Hughes, 7/11/17.)
                                                    15
     trial motions or appeal[,]" and further asked, "if the filing of a motion to withdraw is necessary.l'" (Id.)

     On the same day, the undersigned's law clerk replied, informing Mr. Hughes that representation continues

     through post-sentence motions unless a motion for leave to withdraw appearance is filed with and granted

 by the trial court.11 (Id.)       Due to Mr. Hughes' lack of response thereto, on July 25, 2017, the

 undersigned's law clerk again reached out to Mr. Hughes and forwarded the previous email informing

 him that he was still representing Defendant.12 Not having heard any response again by Mr. Hughes, the

. trial court scheduled a hearing for September 15, 2017, in order to determine "whether Defendant intends

 to seek new counsel to represent her on her post-sentence motions; whether Defendant has applied for

 representation from the Montgomery County Public Defender's Office; or whether Defendant voluntarily,

 knowingly, and intelligently seeks to waive her right to defense counsel and to represent herself, prose,

 on her post-sentence motions. (See "Scheduling Order", 8/23/17; see also N.T. - "PCRA Hr' g" at 4-5,

 12/19/17.13) Almost one (1) month after emailing Mr. Hughes, on August 25, 2017, he replied via e-mail

with an attached motion to 'withdraw, and alleged same was "out for filing".14 On August 29, 2017, said

motion to withdraw was docketed. (See "Motion for Leave to Withdraw Entry of Appearance", 8/29/17.)

           On September 5, 2017, in order to promote the administration of justice in this criminal matter, the

trial court withdrew Mr. Hughes as defense counsel of record. (See "Order", 9/5/17.)

           On September 15, 2017, after the hearing to determine whether Defendant desired new defense

counsel, the trial court found she qualified for, and desired; court-appointed counsel to represent her on

her petition for unitary review. (See "Order", 9/15/17.) On September 26, 2017, due to a conflict with

the Public Defender's Office of Montgomery County, the trial court appointed private counsel, Dennis

Caglia, Esquire, to represent the underlying Defendant. (See "Order", 9/26/17.)


10
     (See email correspondence from Evan Hughes to Robert Oliver, 7/11/17.)
11
     (See email correspondence from Robert Oliver to Evan Hughes, 7/11/17.)
12
     (See email correspondence from Robert Oliver to Evan Hughes, 7/11/17.)
13
   The trial court notes that defense counsel of record, Evan Hughes, was copied on said Order and was
required to appear for the September 15, 2017, Hearing unless otherwise permitted to withdraw.
14
   (See email correspondence from Evan Hughes to Robert Oliver, 8/25/17.)
                                                     16
         On October 11, 2017, after a conference was held with both counsel, the Defense and Appellant

 (Commonwealth) filed a joint motion to request an extension of time with regard to post-trial motions.

 (See "Joint Motion for 30 Day Extension of Time to File Supplemental Post-Trial Motions", 10/11/17.)
                I



 Said joint request for an extension was granted on October 13, 2017. (See "Order", 10/13/17.) On

 October 23, 2017, the underlying Defendant filed her Supplemental Post-Sentence Motion, wherein the

 Defense clearly outlined several claims for ineffective assistance of trial counsel, Evan Hughes. (See

 "Supplemental Post-Sentence Motion and Request for Unitary Relief', 10/23/17.) The following day, on
                                                                                                I
 October 24, 2017, the trial court held a telephone conference with both counsel, after which an order was

 issued on October 26, 2017, providing Appellant with thirty (30) days to respond to the Defense's

 Supplemental Post-Sentence Motion and Request for Unitary Relief; and further, scheduling a Hearing on

said Defense Motion for December 19, 2017.           (See "Order", 10/26/17.)    On November 13, 2017,

Appellant filed its Answer. (See "Commonwealth's Answer to Defendant's Supplemental Post Sentence

Motion and Request for Unitary Relief', 11/13/17.)

        On December 19, 2017, a hearing was held on Defendant's Post-Trial Motions, at which the

undersigned denied same, but granted the defense request for unitary review with respect to the

effectiveness of former trial counsel, Evan Hughes, and after which the trial court's ruling was entered on

the record. (See N.T . . :. . "PCRA Hr'g" at 4-7, 12/19/17.) Notably, Mr. Hughes was subpoenaed by the

Commonwealth to appear as a witness at said hearing; however, he did not appear and did not warn the

Commonwealth of his unavailability. (Id. at 35-37, 69-75.) The record from the December 19 Hearing

reflects as much:

               THE COURT:_ Mr. Hughes did contact the [c]ourt on Friday, the 15th of
               December after the close of business, notifying [the undersigned's] law
               clerk that he would be unable to appear today, as he had to be in court in
               Connecticut for a matter, but, [Commonwealth], it's not my understanding
               he ever contacted you with that information?
               [COMM'W.]: That is correct, Your Honor. I called Mr. Hughes, and I
               left a voice mail for him, and he did not return my call, Your Honor.
              THE COURT: So, [Commonwealth], I will just state on the record, if
              you feel you need Mr. Hughes, I will give the Commonwealth a
                                            17
                continuance to enable you to have him come in and we can reschedule.
                We can bifurcate this and have this continued the first week in January to
                give you sufficient time to subpoena Mr. Hughes. But that is up to you if
                you feel you need him or not.
                [COMM'W.]: Thank you, Your Honor. I would like to revisit that issue
                after argument.
               THE COURT: You have to figure that out before argument.
               [COMM'W.]: It's something that - you are asking me to figure it out
               before argument?
               THE COURT: Because if the argument is -
               [COMM'W.]: Well, maybe I can help you, Your Honor.
               THE COURT: Sure.
                [COMM'W.]: Part of my argument will be that, in order to sustain
               defendant's burden of proof, defendant is going to need to have counsel
               address what his strategy, if he had a reasonable basis for his actions or
               inaction. Then everything else becomes irrelevant. So we wouldn't move
               to dismiss or ask for the [ c ]ourt to find no relief based on that argument,
               Your Honor.
               THE COURT: That's your position before we go - we can start with that,
               and that's fine.
              So regarding the standard for this [c ]ourt to review, there are three factors,
              and it sounds like the Commonwealth is requesting the [ c ]ourt will be fine
              with that going to the first two. The first is whether or not the claim is of
              arguable merit, and the second is that counsel had no reasonable strategic
              basis for [his] actions or inaction.
               So if we would like to start with that.
(Id. at 36-37.) Counsel for both parties then went on to argue, respectively. A notable aspect of Mr.

Caglia's argument that Mr. Hughes was ineffective is as follows:

              Mr. Hughes totally, totally obliterated the best argument, that my client
              was a woman who was severely stressed out, financial stresses, whatever
              other stresses were in her life, raising three children, two boys, a girl,
              trying to do the best, and her daughter is going haywire. She is in
              placement with OCY. It's in the record. She was a run away. She
              stabbed her brother the day before. She threatened the child at school. All
              these are references I make, factually are in the transcripts, they are in the
              record. This is the logical argument I submit should have been made that
              was obliterated by Mr. Hughes.

              Here is a mother, who is just trying to do the right thing, and then at the
              last minute, there is this attitude, she doesn't want to pick her daughter up,
              she just can't deal with it, and she just loses it. That's the argument he
              should have made. Should have had - anyone who had a child should be
              on that jury, the older the better, but that's not - that doesn't make him
                                                     18
                                          \   .   �.        ..


                 ineffective. That's what he should have been arguing, because a parent
                 would know at some point, you reached the end of your limit, and God
                 help you. He destroyed that.

  (Id. at 45-46.)    Mr. Caglia made several arguments for ineffective assistance, including that the

 cumulative effect of all Mr. Hughes' errors amounts to ineffective assistance of counsel. (Id. at 45-56.)
                                                                      ,
 The Commonwealth, on the other hand, generally argued that the defense failed to meet is burden under

 the PCRA and that there is the presumption under the law that counsel is effective. (Id. at 56-67.) The

 Commonwealth then went on to clearly outline the eight (8) claims of ineffective assistance of counsel

 that was put forth by the defense in its supplemental post-sentence motion:


                1.     Failure to identify alleged Brady material;
                2.     Failure to research and submit proposed voir dire and jury points
                       for charge;
                3.     Failure to file a pre-trial motion to suppress Mirandized statement;
                                            I
                4.     Failure to raise history of A.K's delinquency on cross-
                       examination;
                5.     Cross-examination by Defense Counsel and his introduction of
                       CYS/OCY;
                6.     Failure to interview character witnesses prior to trial;
                7.     Direct examination of Defendant by Defense Counsel and raising
                       CYS/OCY involvement; and
                8.     Failure to file any post-sentence motion(s).

(Id.)

        · As to issue 1, failure to identify alleged Brady material, the Commonwealth argued there was no

prejudice to Defendant because Megan Schanbacher, the APD assigned to this case prior to Mr. Hughes'

entry of appearance, did not allege there was Brady material on the first day of trial, rather that there

"might be Brady material." (Id. at 59.) The Commonwealth then went on to argue the following:

                [COMM'W.]: It's the defendant's responsibility to come in here today, if
               there was any Brady material, and tell us what that Brady material was.
               Because if there was Brady material that was missed, then the
               Commonwealth has no argument, but if there was no Brady material, then
               there is no prejudice if the counsel didn't miss or fail to present Brady
               material that didn't exist.

(Id.)



                                                       19
           As to issue 2, failure to research and submit proposed voir dire and jury points for charge, the

 Commonwealth argued lack of prejudice to Defendant because even if such failure amounts ineffective

 assistance of counsel, the trial court ultimately did conduct voir dire and give a point for charge, both

 relating to use of corporal punishment. (Id. at 59-61.) Moreover, the Commonwealth argued that there

 was a lack of prejudice because the Defense failed to specify what points for charge could or should have

 been proposed by Mr. Hughes'. (Id. at 61.)

           As to issue 3, failure to be aware of and prepare for the Defendant's Mirandized Statement,

 specifically failure to file a formal pretrial motion for suppression as opposed to a late oral motion on the

 record on the first day of trial as the jury panel was ready to come into the courtroom; the Commonwealth

 again argued lack of prejudice. (Id.) The Commonwealth contended that under the PCRA, the Defendant

 must show underlying merit to the suppression issue, and since no merit can be shown or argued by the

 Defense, there is a lack of prejudice. (Id.) Furthermore, the Commonwealth speculated such an argument

by the Defense and submitted to the trial court there was no merit to said suppression issue. (Id.)

          As to issue 4, failure . to raise history of A.K. 's delinquency on cross-examination, the

Commonwealth argued there was no prejudice because it believes there is not a reasonable probability that

the jury's findings as to the credibility of Victim's testimony that she was punched twenty (20) times and

kicked five (5) times by the Defendant would change in light of the history of A.K.'s entire delinquency.

(Id. at 63-64.) The Commonwealth, however, conceded there does not seem to be a reasonable strategic

basis for Mr. Hughes' to have failed to raise A.K. 's entire delinquency and highlight her incorrigible

behavior. Moreover, the trial court noted it did cure some of the prejudice sua sponte during the trial. (Id.

at 64.)

          As to issue 5, cross-examination and the introduction of prior OCYICYS investigations into

Defendant, the Commonwealth argues that Mr. Hughes' was not ineffective because the first introduction

of the prior OCY/CYS involvement was volunteered spontaneously by A.K. on direct examination, not by

Mr. Hughes. (Id. at 64.) Mr. Hughes, the Commonwealth argued, was likely employing the strategy of

                                                    20
  "COIS", or "cat is out of the bag", meaning Defense Counsel attempted rehabilitation by eliciting

 testimony regarding the prior investigations by OCY/CYS in order to illustrate to the jury that those prior

 investigations were concluded as "unfounded".            (Id. at 64-65.)   Though, the Commonwealth also

 conceded another strategy might have been to ask the trial court to strike the unsolicited testimony by

 A.K. (Id. at 65.)

         As to issue 6, failure to properly interview and prepare character witnesses prior to trial, the

 Commonwealth argued lack of prejudice because the testimony that was elicited from said character

 witnesses was favorable to Defendant. (Id. at 65.) In addition, the trial court instructed the jury that

 character evidence, alone, could raise reasonable doubt. (Id. at 66.)

         As to issue 7, introduction of prejudicial evidence on direct examination of Defendant, the

 Commonwealth argued there is no underlying merit because, again, A.K., was the first witness to

 introduce the prior OCY/CYS investigations. (Id.) As to the statement made by Defendant to A.K's

principal that "I'm not coming down there" to pick up A.K. after she was suspended; the Commonwealth

believed that to be "totally understandable ( ... ] in that context," and thus is not prejudicial to Defendant.

(Id.)

        As to the seventh and final issue, failure to file a post-sentence motion despite still being trial

counsel of record, the Commonwealth argued there is no prejudice because a timely post-sentence motion

was, in fact, filed, albeit prose. (Id. at 66-67.)

        At the conclusion of the Commonwealth's closing argument, the trial court denied the request for

continuation of the proceedings in order to again subpoena Mr. Hughes' for his testimony as to his

potential trial strategy.   (Id. at 69.)   After the trial court researched and reviewed substantive and

procedural law pertaining to the analysis of ineffective assistance of counsel claims; heard both counsels'

concession there is no such case law directly on point to the issue of whether testimony from trial counsel

is required to in order to find ineffective assistance of counsel; and after the undersigned held a side bar

conference with both counsel; the trial court decided such testimony by Mr. Hughes was not necessary for

                                                     21
it to find that he was ineffective.     (Id. at 69.)     The trial court noted the cumulative effect of his

unpreparedness for trial illustrated his lack of trial strategy, but its decision did not pin on the cumulative

effect as it was constrained by the case law respecting ineffective assistance of counsel. However, the trial

court was able to make its final decision after finding the cumulative effect of his unpreparedness implies

lack of any trial strategy, let alone neither the undersigned nor either counsel could come up with a

fathomable, reasonable strategic basis for the highly prejudicial information that Mr. Hughes elicited

during his direct and cross-examination, which was not first elicited by the Commonwealth. (Id. at 69-

75.) The trial court placed such reasoning on the record at the conclusion of the December 19 Hearing, as

follows:

              THE COURT: The [c]ourt does not feel based on the evidence presented,
              the trial transcript, which the [cJourt has reviewed, and the arguments of
              counsel, that it needs any further testimony. But as I did state on the
              record previously, while Mr. Hughes was subpoenaed for today by the
              Commonwealth and never informed the Commonwealth he was
              unavailable to attend and did not inform the [cJourt until after the close of
              business on Friday, and today is Tuesday, that if either counsel wishes to
              have Mr. Hughes present for examination, I will permit that.

              MR. CAGLIA: No, Your Honor. I believe the record is clear enough
              without him, and his testimony would add nothing as far as advancing the
              trial strategy.

              THE COURT: And [ ... J would the Commonwealth wish to have Mr.
              Hughes present?

              MR. BARNES: The Commonwealth believes he needs to be present for
              reasons already stated, Your Honor.

              THE COURT: Meaning that defense has the obligation of putting Mr.
              Hughes on the stand to support their case?

              MR. BARNES: Correct, YourHonor.

             THE COURT: Thank you, [Commonwealth]. Mr. Caglia, do you wish to
             proceed with the testimony and the evidence presented?

              MR. CAGLIA: And the pleadings, Your Honor, in particular paragraph U
              [ of the Defense Supplemental Post-Sentence MotionJ and the
              Commonwealth's answer to it.



                                                    22
 THE COURT: In case it was not clear on the record, the trial transcript ·
 will be moved into evidence, and we will just make it Judicial 2 and 3.
 That would be the transcript from January 19 and January 20th.

 [ ... ]

 Based on a review of the entirety of trial transcript, the [c]ourt's
 recollection of the trial in this matter, the testimony presented for this
 motion and the arguments made by counsel, the [ c ]ourt finds the
 following, in accordance with standard by a preponderance · of the
 evidence, as it relates to the ineffective assistance of counsel claim.

This claim is of arguable merit. While there were arguments appropriately
made by the Commonwealth that there were questionable behavior by
counsel, certain behavior, such as, not filing a motion to suppress, not
objecting to the [cJourt's voir dire questions, not preparing character
witnesses, those, by way of example; while collectively concerning, based
on Mr. Hughes' behavior and appear [sic] lack of preparation for trial,
would not prejudice the [Djefendant, as they were either cured by the
[ c Jourt, such as the voir dire questions were given, had no prejudice, for
example, the character witnesses who testified favorably for the
[D]efendant, and the failure to file motion to suppress based on the
[ c[ourt' s review of the facts presented in this case, the motion to suppress
would have failed and would have· been denied. So, therefore, those are
examples of concerning actions by defense counsel but would not have
prejudiced the [D]efendant.

 But when we look at the cumulative effect of defense counsel's action,
 from an overview, he appeared unprepared for trial. Now, appearing
 unprepared for trial in and of itself does not make counsel ineffective.
 What did make counsel ineffective in this case are the specific comments
 and evidence he brought out that would not have been permitted in this
 courtroom if presented by the Commonwealth, should not have been
presented by the defense, and had no reasonable strategic basis as part of
this case. And specifically what I note is mentioning of any OCY contact
related to this case or any prior case related to the victim daughter in this
case, and as defense counsel raised it, related to the son. in this case, who
was not at issue at all, of raising questions of any prior aggression or
disciplinary action against the victim or her brother in this case by mom in
the past.

They were eliciting testimony - defense counsel elicit[ ed] testimony from
the victim regarding her fear of mom based on prior actions; her OCY
contact, mom's prior aggression, none of which came out on behalf of the
Commonwealth's questions, nothing was elicited by the Commonwealth.
All of this prejudicial information was raised on behalf of the defense,
raised by defense counsel, which clearly was prejudicial to his client.

This case should have been limited to the facts of the day in question and
whether or not mom's actions were excessive, were permitted by way of

                                     23
                   corporal punishment, or excessive rising to the level of criminal action.
                   But defense counsel instead put forward this information in a way that the
                   [ c]ourt cannot fathom any strategic basis for that action.

                    As a result of that, this was not such a clear cut, slam dunk case that, even
                    in light of this, that the [D]efendant would have been convicted, but for
                   these errors, there is a reasonable [probability] that the outcome of this
                   proceeding would have been different. And, as such, the [c [ourt finds that
                   Evan Hughes was ineffectivein his representation - and let me add to that.
                   When we look at the cumulative evidence as placed on the record by Mr.
                   Caglia both in his pleadings and as part of the hearing today, cumulatively,
                   there is substantial concern for this [c]ourt that Mr. Hughes was not
                   prepared to represent Miss Keller, and for the reasons placed on the
                   record, his ineffectiveness was prejudicial [ ... ].

                   But additionally, it is the cumulative effect that also highlights that there
                   could be no strategic basis for this decision because there doesn't seem to
                   be a lot of strategy in anything Mr. Hughes did in this case.

                   As such, Mr. Hughes is found to be ineffective, and the verdict from the
                   original trial will be vacated, and we will schedule this matter for a new
                   trial. [ ... ]

 (Id. at 69-75.)

        The trial court's ruling after the December 19 Hearing was memorialized in the subsequent

Memorandum issued on December 20, 2017, and docketed on December 21, 2017. (See "Memorandum",

12/21/17.) The trial court found the underlying Defendant proved, by a preponderance of evidence, that

her prior trial counsel, Evan Hughes, Esquire, was ineffective in his representation of her. (Id.) As such,

the trial court vacated the jury's verdict and granted the underlying Defendant a new trial.          (Id.)

Additionally, the undersigned granted the Commonwealth's oral request at the time of the Hearing to

recuse from presiding over the new trial, and the matter was assigned to the Honorable William R.

Carpenter. (Id.) Finally, it was ordered that appointed private counsel, Dennis Caglia, Esquire, would

continue his representation of the underlying Defendant through the new trial. (Id.)

       On January 18, 2018, Appellant filed its Notice of Appeal from the trial court's decision at the

December 19, 2017, Hearing. (See "Notice of Appeal", 1/18/18.) On February 7, 2018, the trial court

directed Appellant to file a Concise Statement of Matters Complained of on Appeal ("Concise



                                                       24
  Statement") pursuant to Pennsylvania Rule of Appellate Procedure (Pa. R.A.P.), § 1925(b). (See Court

  Order, 2/7/18.) Appellant filed its timely Concise Statement, raising the following two (2) issues:

                         1. THE TRIAL COURT ERRED IN FINDING THAT TRIAL
                             COUNSEL WAS INEFFECTIVE, AND THEREBY
                             GRANTING DEFENDANT A NEW TRIAL, WHERE THE
                             DEFENDANT FAILED TO MEET HIS [SIC] BURDEN OF
                            PROVING INEFFECTIVENESS. THAT IS, DEFENDANT
                            FAILED TO ESTABLISH THAT THE CLAIMS RAISED IN
                            HIS [SIC] SUPPLEMENTAL POST SENTENCE MOTION
                            AND REQUEST FOR UNITARY RELIEF HAVE ARGUABLE
                            MERIT, THAT COUNSEL HAD NO REASONABLE BASIS
                            FOR HIS ACTIONS OR INACTIONS, AND THAT HE [SIC]
                            WAS PREJUDICED BY COUNSEL'S PURPORTED
                            INEFFECTIVENESS.

                        2. THE TRIAL COURT IMPROPERLY RELIED ON THE
                           "CUMULATIVE EFFECT" OF COUNSEL'S ACTIONS IN
                           FINDING THAT TRIAL COUNSEL WAS INEFFECTIVE.

 (See Appellant's "Concise Statement", 2/27 /18.)
                             \


                                               DISCUSSION

        I.      STANDARD OF REVIEW

        The trial court will collectively dispose of both issues raised by Appellant in its Concise

Statement, as both relate to the standard of proof for claims of ineffective assistance of counsel on unitary

review. The Superior Court "will review claims of ineffective assistance of counsel on direct appeal only

where the trial court has addressed the claims on the merits after having determined that the existing

record is sufficiently developed for resolution of the claims." Commonwealth v. Watson, 835 A.2d 786,

794 (Pa. Super. 2003). In doing so, the appellate courts review whether the lower court's conclusions as

to ineffective assistance of counsel are "warranted by determining if its findings are supported by the

record and its decision is free of legal error." Id. at 795. This standard is essentially the same as the

appellate courts apply when reviewing a PCRA court's grant or dismissal of a post-conviction petition.

See id. "Accordingly, [the appellate courts] will apply the same standar[ d]" of review, which "is limited

to examining whether the PCRA court's determination is supported by the evidence of record and whether

it is free of legal error." Commonwealth v. Ousley, 21 A.2d 1328 (Pa. Super. 2011 ).
                                                    25
         II.     THE TRIAL COURT DID NOT ERR IN FINDING THAT THE UNDERLYING
                 DEFENDANT PROVED BY A PREPONDERANCE OF EVIDENCE THAT TRIAL
                 COUNSEL WAS INEFFECTIVE IN HIS REPRESENTATION OF HER; AND
                 THUS, IT WAS PROPER TO VACATE THE JURY'S VERDICT AND GRANT
                 THE UNDERLYING DEFENDANT A NEW TRIAL.

         The trial court did not err in finding the Defense proved by a· preponderance of evidence that

 former trial counsel for Defendant, Evan Hughes, was ineffective in his representation of her. The trial

 court noted the cumulative effect of prejudice caused by Mr. Hughes action and/or inaction in order to
                                                                            I




 signify its corresponding finding that there was no reasonable strategy for eliciting testimony that was

 highly prejudicial to Defendant, and some of which would have been inadmissible by the Commonwealth.

 (See N.T. - "PCRA Hr'g" at 69-75.) Neither the trial court nor either counsel (Commonwealth and Mr.

 Caglia) could contemplate a reasonable strategic basis for eliciting such prejudicial information as the

prior, unfounded OCY/CYS investigations that were unrelated to this matter; Defendant's prior

aggressive behavior towards her children; and A:K. 's fear of Defendant - none of which was elicited by

the Commonwealth. (Id.)

        The instant case and the defense, in particular, should have been limited to the facts as stated

supra in the first three (3) paragraphs of the Factual Summary section of the instant Opinion-the facts of

the day in question, the investigation thereafter, and whether Defendant's actions permitted by way of

corporal punishment, or were excessive and rising to the level of criminal action.        Instead, defense

counsel, Evan Hughes, put forward this highly prejudicial information in such a way that the trial court

could not fathom any strategic basis for same. But for these errors by Mr. Hughes, there is a reasonable

probability that the outcome of the instant matter would have been different. Thus, it was proper for the

trial court to vacate the jury's verdict and grant the Defendant a new trial.

       The legal standard applicable to ineffective assistance of counsel claims is well-settled. Watson,

supra, at 795. In order "[t]o prevail on a claim of ineffective assistance of counsel, a petitioner must

overcome the presumption that counsel is effective by establishing all of the following three elements, as

set forth in Commonwealth v. Pierce, 527 A.2d 973, 975-76 (Pa. 1987): (1) the underlying legal claim

                                                      26
  has arguable merit; (2) counsel had no reasonable basis for his 'or her action or inaction; and (3) the

 petitioner suffered prejudice because of counsel's ineffectiveness." See Commonweulth v. Chmiel, 30

 A.3d 1111, 1127 (Pa. 2011) (citing Pierce, supra).         "A failure to satisfy any prong of the test for

 ineffectiveness will require rejection of the claim." Watson, 835 A.2d at 795.

         Instantly, the record reflects that Evan Hughes was ineffective trial counsel for the Defendant.

 Specifically, and as outlined in the factual and procedural history sections supra, Mr. Hughes had no

 reasonable, strategic basis for eliciting prejudicial information to the Defendant during the trial. He failed

 to meet with character witnesses prior to trial and go over their testimony. (See, e.g., N.T. - Jury Trial at

 34, (J.K, A.K. 's brother, testifies he has not met Evan Hughes ever before); 41 (Defendant's mother

 testifies to same) 1/20/17.) Mr. Hughes raised additional details regarding prior, unfounded OCY/CYS

 investigations, which were not first elicited by the Commonwealth but were spontaneously testified to by

 A.K. on direct examination, and which would have been otherwise inadmissible by the Commonwealth.

 (Id. at 69- 75; N.T. - Jury Trial at 49-52, 1/20/17.)       Particularly, Mr. Hughes raised the issue of

Defendant's prior aggression toward her children when punishing same. (Id.) Despite A.K. 's long history

of contact with the juvenile dependency and delinquency systems, Mr. Hughes neglected to question A.K.

regarding her incorrigible behavior and history, which would have supported his intent to claim

Defendant's use of corporal punishment was necessary. (See N.T. -Jury Trial at 15-16, 40, 58, 63-64, 68,
                                     \

70, 1/19/17.) Instead, Mr. Hughes elicited prejudicial testimony from A.K. on cross-examination, such

that she was fearful of her mother getting physical with her when she was expecting to be disciplined for

her bad behavior. (Id. at 63, 67-75.) Mr. Hughes also emphasized the additional damage that was caused

by Defendant to A.K.'s previously-injured eye. (Id. at 41 (argument by Dennis Caglia, Esquire, with

citations to the trial record from day 1, pages 60, 62, 64, and 67-68).) The cumulative effect of these

actions and/or inactions by Mr. Hughes illustrated to the trial court his lack of any trial strategy, which

contributed to the trial court's ultimate finding of ineffectiveness and lack of strategy for raising the

prejudicial evidence noted above.

                                                     27
         The trial court notes that it does not take a stance one way or the other as to the ultimate guilt or

 innocence of Defendant with respect to the charges against her; however, the court opines the matter here
                            \
 presents a case of a single, hard-working mother who was unfortunately not equipped with the best

 parenting skills, and as a result, had trouble with her teenage children. The trial court opines that A.K. 's

 stabbing of her brother and subsequent suspension from school for threatening her own friend was the

 "straw on the camel's back" for this Defendant, who then went on to give A.K. a physical beating. The

 ultimate issue of whether that physical encounter between Defendant and A.K. on November 19, 2015,

 amounted to allowable corporal punishment, or exceeded the bounds of the law, is up to a jury.

Nevertheless, and most importantly in our criminal justice system, is the Defendant's right to a fair trial

and effective representation. The trial court properly found here that Mr. Hughes did not r�present the

Defendant effectively at trial due to his lack of trial strategy and introduction of prejudicial evidence

against Defendant, and as such, ordered the jury verdict vacated and a new trial.

                                              CONCLUSION

       Wherefore, the trial court's December 19, 2017, Order should be affirmed.



                                                             BY THE COURT:




                                                             GAIL A. WEILHEIMER,                   J.


Copy mailed on August.15, 2018, to:
Superior Court Prothonotary
DA's Office -Appellate Division
Defense Counsel, Dennis Caglia, Esquire
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