                                                                                FILED
                                                                   United States Court of Appeals
                                                                           Tenth Circuit

                                                                           June 24, 2008
                       UNITED STATES COURT OF APPEALS                  Elisabeth A. Shumaker
                                                                           Clerk of Court
                                        TENTH CIRCUIT


 UNITED STATES OF AMERICA,

                Plaintiff - Appellee,

           v.                                                No. 07-8088
                                                     (D. Ct. No. 07-CR-90-WFD)
 RAYMOND NORCUTT, JR.,                                        (D. Wyo.)

                Defendant - Appellant.


                               ORDER AND JUDGMENT*


Before TACHA, KELLY, and McCONNELL, Circuit Judges.


       After examining the briefs and the appellate record, this three-judge panel has

determined unanimously that oral argument would not be of material assistance in the

determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The

case is therefore ordered submitted without oral argument.

       Defendant-Appellant Raymond Norcutt appeals the district court’s denial of his

motion to withdraw his guilty plea. His appointed counsel has filed a brief and motion to

withdraw pursuant to Anders v. California, 386 U.S. 738, 744 (1967). We have reviewed

the record and conclude that no meritorious appellate issues exist. Accordingly, we


       *
        This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
GRANT the motion to withdraw and DISMISS Mr. Norcutt’s appeal.

                                   I. BACKGROUND

       After he sold seven grams of methamphetamine and a semiautomatic pistol to an

undercover police officer while being audio-recorded, Mr. Norcutt was indicted in March

2007 on two counts of distributing methamphetamine, in violation of 21 U.S.C.

§ 841(a)(1) and (b)(1)(C); one count of being a felon in possession of a firearm, in

violation of 21 U.S.C. § 922(g)(1); one count of possession of a firearm in furtherance of

a drug trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A)(i); and one count of

unlawful possession of a firearm with an obliterated serial number, in violation of 18

U.S.C. § 922(k). Thereafter, a conflict arose between Mr. Norcutt and his appointed

counsel, so new counsel was appointed to represent him. That attorney negotiated a plea

agreement with the government pursuant to Fed. R. Crim. P. 11(c)(1)(C), and Mr. Norcutt

signed it on July 2.

       Under the terms of the plea agreement, Mr. Norcutt agreed to plead guilty to three

of the five counts in the indictment, acknowledged his waiver of specified constitutional

rights, further acknowledged that he was aware of the charges against him and the

minimum and maximum penalties that could be imposed, agreed that there were no

circumstances that would entitle him to withdraw his plea, and promised to cooperate

with the government. Additionally, the parties agreed that the district court could not

sentence Mr. Norcutt to more than 151 months’ imprisonment, but that Mr. Norcutt could

ask for a lesser sentence. The government agreed to dismiss two of the five counts in the

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indictment and to seek a reduction of three offense levels for acceptance of responsibility

under U.S.S.G. § 3E1.1(a) and (b). At the change-of-plea hearing the following week, the

district court determined that Mr. Norcutt’s plea was knowing and voluntary and accepted

it.

       Prior to sentencing, in September 2007, Mr. Norcutt filed a pro se motion for

substitution of counsel. In October, he filed a pro se motion to withdraw his plea and

another pro se motion to suppress all evidence in the case. At the sentencing hearing in

January 2008, the district court denied the motions and sentenced Mr. Norcutt to 84

months’ imprisonment. Mr. Norcutt’s trial counsel was permitted to withdraw, and new

counsel was appointed to assist Mr. Norcutt on appeal. That counsel filed a timely notice

of appeal and submitted an Anders brief on the issue of whether Mr. Norcutt should be

permitted to withdraw his guilty plea.

                                    II. DISCUSSION

       We review the district court’s denial of a motion to withdraw a guilty plea for an

abuse of discretion. United States v. Hamilton, 510 F.3d 1209, 1213 (10th Cir. 2007).

Under Fed. R. Crim. P. 11(d)(2)(B), a defendant may withdraw his guilty plea prior to

sentencing “if the defendant can show a fair and just reason for requesting the

withdrawal.” The defendant bears the burden to establish a fair and just reason. Id. at

1214. In determining whether the defendant has met his burden, we consider “(1)

whether the defendant has asserted his innocence, (2) prejudice to the government, (3)

delay in filing defendant’s motion, (4) inconvenience to the court, (5) defendant’s

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assistance of counsel, (6) whether the plea is knowing and voluntary, and (7) waste of

judicial resources.” United States v. Gordon, 4 F.3d 1567, 1572 (10th Cir. 1993).

A.     Assertion of Innocence

       At the sentencing hearing, Mr. Norcutt stated that he did not commit the offenses

to which he pleaded guilty. We also construe Mr. Norcutt’s pro se motion to suppress as

an assertion of his innocence. See Hamilton, 510 F.3d at 1214 (explaining that a

defendant may satisfy the assertion-of-innocence factor by claiming he is legally

innocent). In that motion, Mr. Norcutt argued that the recorded communications that

captured the sale of methamphetamine and the firearm to the undercover officer violated

his Fourth Amendment rights by failing to obtain proper authorization to intercept his

wire or oral communications as required by 18 U.S.C. § 2518.

       “[A]lthough the assertion of legal innocence may satisfy this factor in some

instances, the mere assertion of a legal defense is insufficient; the defendant must present

a credible claim of legal innocence.” Id. Put another way, the defendant must set forth

facts that would support a legally cognizable defense. Id. No such facts exist here. Mr.

Hamilton’s contention that 18 U.S.C. § 2518 provides a basis for suppressing the

recording of the sale is factually unsupportable because that statute governs interceptions

of communications. In this case, however, there was no intercepted communication; the

undercover officer simply recorded the conversation he personally had with Mr. Norcutt.

       Mr. Norcutt also contends that he has an entrapment defense. Mr. Norcutt does

not explain, however, the facts that would support any such defense. We have also

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thoroughly reviewed the entire record and have located nothing that would support an

entrapment defense. Similarly, Mr. Norcutt did not explain the basis for his assertion of

innocence during the sentencing hearing. Therefore, we conclude that he has not satisfied

this factor.

B.     Ineffective Assistance of Counsel

       “Ineffective-assistance claims should generally be brought in collateral

proceedings, rather than on direct appeal, so that a factual record enabling effective

appellate review may be developed in the district court.” Hamilton, 510 F.3d at 1213. As

this issue was not fully developed below, there is no reason to depart from this general

rule in this case. Therefore, we do not consider Mr. Norcutt’s claim that he pleaded

guilty based on ineffective representation.

C.     Knowing and Voluntary Plea

       Mr. Norcutt contends that his guilty plea was not knowing and voluntary because

his attorney informed him that he could withdraw the plea at any time. This is contrary to

the advisement that he received from the district court at the change-of-plea hearing.

Moreover, the record made by the district court demonstrates that Mr. Norcutt’s plea was

made with a complete understanding of the charges, the possible consequences, his plea

options and the rights he waived, that he had the benefit of competent counsel to assist

him, that he was competent to enter the plea and that he was fully advised as to the nature

of the proceedings against him.

D.     Other Factors

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       Because Mr. Norcutt has failed to establish a fair and just reason for withdrawing

his plea by sufficiently asserting his innocence, prevailing on his ineffective-assistance

claim, or demonstrating that his plea was not knowing or voluntary, we need not address

the remaining four factors and conclude that the district court did not abuse its discretion

in denying Mr. Norcutt’s motion. See id. at 1217.

                                   III. CONCLUSION

       Upon a full examination of the record as required by Anders, we find no

nonfrivolous basis for Mr. Norcutt to challenge his guilty plea. Accordingly, we GRANT

counsel’s motion to withdraw and DISMISS this appeal.

                                           ENTERED FOR THE COURT,



                                           Deanell Reece Tacha
                                           Circuit Judge




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