                               THIRD DIVISION
                              ELLINGTON, P. J.,
                         DILLARD and MCFADDEN, JJ.

                    NOTICE: Motions for reconsideration must be
                    physically received in our clerk’s office within ten
                    days of the date of decision to be deemed timely filed.
                               http://www.gaappeals.us/rules/


                                                                       July 30, 2015




In the Court of Appeals of Georgia
 A15A0456, A15A0457. THE STATE v. BROWN, et al.                               JE-017
                                                                              JE-018

      ELLINGTON, Presiding Judge.

      The Superior Court of Fulton County entered directed verdicts of acquittal in

favor of Javaris Brown, Meyetta King, and Kevin Rouse on charges of trafficking in

cocaine, OCGA § 16-13-31 (a) (1) (A); possession of marijuana with intent to

distribute, OCGA § 16-13-30 (j) (1); and other violations of the Georgia Controlled

Substances Act. In Case No. A15A0457, the State appeals, contending, inter alia, that

the judgments must be vacated as having been entered when jurisdiction lay in this

Court and not in the trial court. In addition, in Case No. A15A0456, the State appeals

from two interlocutory rulings, contending that the trial court abused its discretion in

granting the defendants’ motions to exclude certain evidence as a sanction for
discovery violations and in granting the defendants’ motions to exclude evidence of

other crimes. For the reasons explained below, we vacate the judgments of acquittal,

reverse the exclusion of evidence as a sanction for discovery violations, vacate the

exclusion of evidence of other crimes, and remand.

                                  Case No. A15A0457

       1. The trial court directed verdicts of acquittal on all counts. As a threshold

matter, therefore, we must determine whether the State has any right to appeal.

Ordinarily, the State

       may not appeal a trial court’s grant to a criminal defendant of a directed
       verdict of acquittal based on an insufficiency of the evidence to support
       a conviction, in that a new trial would be barred by the double jeopardy
       clause of the Fifth Amendment. The government cannot appeal such a
       directed verdict of acquittal, even if it is erroneously granted.


(Citations omitted.) State v. Williams, 246 Ga. 788-789 (1) (272 SE2d 725) (1980).1

In this regard, the State contends that, when the trial court called the case for trial, it

       1
         See Tolbert v. Toole, _ Ga. _ (767 SE2d 24) (2014); State v. Vansant, 208 Ga.
App. 772, 776 (2) (431 SE2d 708) (1993), reversed in part on other grounds, Vansant
v. State, 264 Ga. 319 (443 SE2d 474) (1994); State v. Fly, 193 Ga. App. 190, 191 (2)
(387 SE2d 347) (1989); State v. Warren, 133 Ga. App. 793, 795-796 (213 SE2d 53)
(1975). See also State v. Caffee, 291 Ga. 31, 33 (2) (728 SE2d 171) (2012) (“The
State does not have the right to appeal decisions in criminal cases unless there is a
specific statutory provision granting the right.”) (citation omitted).

                                            2
lacked the authority to do so. Specifically, the State contends that it was authorized

pursuant to OCGA § 5-7-1 (a) (5) to appeal from certain evidentiary rulings entered

by the trial court a few days before the scheduled trial, that it filed a notice of appeal

that was sufficient to divest the trial court of jurisdiction of the case and invest this

Court with jurisdiction (Case No. A15A0456), and that the trial court will be

reinvested with jurisdiction only after this Court disposes of the pending appeal, when

we issue a remittitur and the same is filed in the trial court. Because the trial court

lacked jurisdiction when it called the instant case for trial, the State contends, the

judgments of acquittal must be vacated.

      The record shows the following proceedings. The defendants were arrested and

indicted in April 2014. On July 3, 2014, the State filed pursuant to OCGA § 24-4-404

(b) notice of intent to introduce evidence of other acts of Brown and Rouse.2 On

August 4, 2014, Brown filed a motion to suppress evidence seized pursuant to a

search warrant executed on April 23, 2014. On August 18, 2014, Rouse filed a motion

to suppress evidence seized on April 23, 2014, when he was detained outside the

searched premises.3

      2
          See Division 3, infra.
      3
          See Division 2, infra.

                                            3
        The trial court conducted a hearing on the evidentiary issues on August 7,

September 9, and September 10, 2014. On September 11, 2014, the trial judge signed

an order excluding certain evidence as a sanction for discovery violations and

excluding the other-acts evidence, and the clerk of court stamped the order “filed” on

September 12, 2014. The court placed the case on a trial calendar for September 17,

2014.

        On September 12, 2014, the State filed a notice of appeal in the trial court

pursuant to OCGA § 5-7-1 (a) (5). That Code section provides that in criminal cases

the State may appeal “[f]rom an order, decision, or judgment excluding any . . .

evidence to be used by the state at trial on any motion filed by the state or defendant

at least 30 days prior to trial and ruled on prior to the impaneling of a jury or the

defendant being put in jeopardy, whichever occurs first[.]” To take such an appeal,

the State must file “the notice of appeal . . . within two days of such order, decision,

or judgment[,]” and the prosecuting attorney must “certif[y] to the trial court that such

appeal is not taken for purpose of delay and that the evidence is a substantial proof

of a material fact in the proceeding[.]” Id. On September 12, 2014, the State also filed

a separate “Certificate of Purpose” in which the prosecuting attorney stated, “I hereby

certify that the State’s appeal of this Court’s order excluding evidence as a sanction

                                           4
for discovery violations and excluding OCGA § 24-4-404 (b) evidence is not taken

for purpose of delay, and the evidence is a substantial proof of a material fact in the

proceedings.”

      The trial court called the case for trial on September 17, 2014. The State

notified the court that it had filed a notice of appeal from the September 12, 2014

rulings and argued that its notice of appeal had divested the trial court of jurisdiction

to try the case. The defendants disputed this, arguing that the State failed to comply

with the procedural requirements of OCGA § 5-7-1 (a) (5) (B). Specifically, they

argued that the Statute requires the State to serve the trial judge directly with the

required certification, that is, the State’s filing of its Certificate of Purpose in the

office of the clerk of the trial court was insufficient to certify to the trial court that

such appeal was not taken for purpose of delay and that the excluded evidence was

substantial proof of a material fact. They also argued that the State’s appeal was in

fact for purpose of delay. They argued that, given the abuse of discretion standard of

review that would be applied by this Court, the State could not prevail on appeal. The

prosecuting attorney reiterated that the appeal was not taken for purpose of delay and

stated that it was necessary to appeal the court’s evidentiary rulings because, without

the excluded evidence, the State could not carry its burden of proof at trial. The trial

                                            5
court found that, although “[t]he State filed a document purporting to be . . . [the]

certification” required by OCGA § 5-7-1 (a) (5), the State did not provide it “to the

trial court” as required. The trial court also found that the State’s purpose in appealing

was delay. The trial court ruled that the State’s appeal was invalid and that the court

would proceed with the trial.

      The defendants all announced ready for trial. The State declined to participate,

on the basis that the pending appeal divested the trial court of jurisdiction. The trial

court then impaneled a jury. The State having failed to adduce any evidence, the

defendants each moved for a directed verdict, and the trial court entered a directed

verdict of acquittal as to each defendant.

      If, contrary to the trial court’s ruling, the State’s September 12, 2014 notice of

appeal was effective under OCGA § 5-7-1 (a) (5), then that notice of appeal deprived

the trial court of jurisdiction to try the defendants until the State’s appeal was

resolved and the trial court received the remittitur from this Court. Chambers v. State,

262 Ga. 200, 201-202 (1), (2), (3) (415 SE2d 643) (1992) (holding that the State’s

appeal of an order suppressing evidence deprived the trial court of jurisdiction to try

the accused and any proceeding so conducted in the trial court was coram non judice

and vacating the resulting judgment and that the return of the remittitur reinvests the

                                             6
trial court with jurisdiction).4 Although a notice of appeal must be filed in the trial

court, the appellate court “alone has the authority to determine whether such filing is

sufficient to invoke its jurisdiction.” (Citation and punctuation omitted.) Hughes v.

Sikes, 273 Ga. 804, 805 (1) (546 SE2d 518) (2001). Thus, we owe no deference to the

trial court’s analysis of whether the State’s notice of appeal from the court’s

evidentiary rulings was effective.

      In this case, it is undisputed that the State filed its notice of appeal from the

trial court’s evidentiary ruling within two days after the ruling was entered, that is,

the date a written judgment was received and stamped “filed” by the clerk of the trial

court. See OCGA § 5-6-31 (“The filing with the clerk of a judgment, signed by the

judge, constitutes the entry of a judgment within the meaning of [the Appellate

Practice Act].”); In the Interest of K. D., 272 Ga. App. 803, 805 (613 SE2d 239)

(2005); Brown v. Webb, 224 Ga. App. 856, 857 (482 SE2d 382) (1997).5 Further, it

is undisputed that the State filed with the clerk of the trial court a certification

      4
        See also Styles v. State, 245 Ga. App. 90, 92 (537 SE2d 377) (2000)
(Blackburn, P.J., specially concurring) (explaining that the supersedeas resulting from
an appeal in a criminal case applies to all “proceedings which either require a ruling
on the matters on appeal or directly or indirectly affect such matters”).
      5
       See also Christopher J. McFadden et al., Ga. Appellate Practice, § 10.3
(updated November 2014).

                                          7
executed by the prosecuting attorney, who is an officer of the court, that the appeal

was not taken for purpose of delay and that the evidence excluded in the appealed

rulings was material. We conclude that this was sufficient to invoke the jurisdiction

of this Court.6 We find no basis for concluding that the prosecuting attorney’s

certification of purpose and necessity “to the trial court” can only be satisfied by

personally serving the judge presiding over a case.7 When the General Assembly has

intended that certain communications be made personally to a judge – as compared

to matters that are to be submitted to a trial court as a governmental entity and made

part of the official court records by filing in the office of the clerk of court – it has so

provided.8 Moreover, it is undisputed that, before the trial judge moved forward with


       6
        See OCGA § 5-7-2 (b) (1) (A certificate of immediate review shall not be
required to appeal from an order suppressing or excluding evidence under OCGA §
5-7-1 (a) (5).).
       7
        See OCGA § 5-7-6 (“This chapter[, that is, OCGA §§ 5-7-1 through 5-7-6,]
shall be liberally construed to effectuate the purposes stated in this chapter.”).
       8
        See OCGA §§ 17-7-170 (“[A] demand for speedy trial shall be filed with the
clerk of court and served upon the prosecutor and upon the judge to whom the case
is assigned or, if the case is not assigned, upon the chief judge of the court in which
the case is pending.”); 44-14-161 (a) (“When any real estate is sold on [nonjudicial]
foreclosure. . . , no action may be taken to obtain a deficiency judgment unless the
person instituting the foreclosure proceedings shall, within 30 days after the sale,
report the sale to the judge of the superior court of the county in which the land is
located for confirmation and approval and shall obtain an order of confirmation and

                                             8
impaneling a jury in this case, the prosecuting attorney personally informed the judge

of the pending appeal, on the record and in open court. There is no issue of any lack

of actual notice. Finally, even if this Court were inclined to question the prosecuting

attorney’s representation that the State did not file its appeal from the trial court’s

evidentiary rulings for purpose of delay, we find no support in the record for finding

that delay was the State’s purpose, especially in light of the fact that the trial court’s

pretrial rulings excluded virtually all of the inculpatory evidence that the State

planned to offer9 and effectively doomed the entire prosecution.

      For the foregoing reasons, we conclude that the State’s pretrial notice of appeal

was effective and deprived the trial court of jurisdiction to try the defendants pending

resolution of the appeal. State v. Vansant, 208 Ga. App. at 776 (2), affirmed in

relevant part, Vansant v. State, 264 Ga. at 319 (3). Because the trial court lacked

jurisdiction to proceed with a trial of the defendants, such proceedings were without


approval thereon.”). See also Uniform Superior Court Rules 16.1 (A notice of an
attorney’s leave of absence shall be submitted to the clerk of the court and, in
addition, “[a] copy of the notice shall be sent, contemporaneously, to the judge before
whom an action is pending and all opposing counsel.”); 17.1 (B) (A written notice of
an attorney’s conflict shall be given “to opposing counsel, to the clerk of each court
and to the judge before whom each action is set for hearing (or, to an appropriate
judge if there has been no designation of a presiding judge).”).
      9
          See Divisions 2 and 3, infra.

                                            9
legal effect and the directed verdicts of acquittal are void. Chambers v. State, 262 Ga.

at 201-202 (2). The final order of acquittal of all defendants is hereby vacated, and

we turn to the underlying appeal.

                                  Case No. A15A0456

      2. The State contends that the trial court abused its discretion in granting the

defendants’ motion to exclude certain evidence, which was seized when investigators

executed a search warrant, based on the court’s finding that the State violated its

reciprocal discovery obligations.

      When a criminal defendant elects to engage in reciprocal discovery under

Georgia’s Criminal Procedure Discovery Act, the State and the defendant are required

to produce certain types of evidence and information. See OCGA § 17-16-1 et seq.

If it comes to the attention of the trial court that either the State or the defendant has

failed to comply with the requirements of the Act, the court has wide latitude in

fashioning a remedy for such violation. OCGA § 17-6-6; Wilkins v. State, 291 Ga.

483, 486-487 (5) (731 SE2d 346) (2012); Leger v. State, 291 Ga. 584, 588 (2) (b)

(732 SE2d 53) (2012); Jones v. State, 290 Ga. 576, 577-578 (2) (722 SE2d 853)

(2012). As we have noted, this broad discretion allows such remedy as is warranted

“to ensure a fair trial.” (Citation omitted.) Blankenship v. State, 229 Ga. App. 793,

                                           10
794 (494 SE2d 758) (1997). See Burton v. State, - Ga. App. - (Case No. A14A1864,

decided December 18, 2014) (accord). For example, when the State violates the Act

by failing to timely identify a witness, “[i]t is usually a sufficient remedy for the

defense to be afforded an opportunity to interview the witness.” (Citation and

punctuation omitted.) Leger v. State, 291 Ga. at 588 (2) (b). Although the Act

authorizes a trial court to prohibit the State from introducing evidence that it failed

to disclose as required, “[e]xclusion of evidence is a particularly harsh sanction and

should be imposed only where there is a showing of prejudice to the defendant and

bad faith by the State.” (Citation and punctuation omitted.) Id. at 586 (2). “[T]he

remedy a trial court fashions to cure a discovery violation is reviewed on appeal only

for abuse of discretion.” (Citation omitted.) Jones v. State, 290 Ga. at 578 (2).

      The record shows the following. In early 2014, the Atlanta Police Department

received information that illegal drugs were being sold out of 1808 Brewer

Boulevard, a single-family house. An investigator arranged for a confidential source

to buy cocaine and marijuana there, on April 7 and April 16. After the second

controlled buy, the investigator obtained a search warrant for the premises. A team

executed the search warrant on April 23, 2014. When the team arrived, Rouse was

beside his car in the driveway, and Brown and King were inside the house. Brown

                                          11
jumped out of a window and was immediately captured. Officers found a total of over

50 grams of cocaine, 9.72 grams of marijuana, and three scales in the kitchen and

10.27 grams of cocaine in one of the bedrooms. Officers arrested Brown and King.

In a search incident to that arrest, officers found 11.51 grams of a Schedule 1

controlled substance10 in Brown’s sock. King told officers that Rouse had been selling

drugs from the house. Officers then searched Rouse and seized a large quantity of

cash that he had in his pocket and 16.81 grams of heroin that was concealed in his

underwear.

      In their motions to suppress all evidence seized as a result of the search, the

defendants argued that the issuance of the search warrant was not supported by

probable cause, that they were merely present in the house at the execution of the

warrant, and that there was not probable cause to arrest them. Before the hearing on

the motions to suppress, the State represented to the trial court that it had provided

discovery to the defendants. At the motions hearing on August 7, 2014, the State

advised the court that investigators had recorded the execution of the search warrant,

but the State had not produced the recording to the defendants. The court suspended



      10
           See OCGA § 16-13-25 (3) (DDD) (ethylone).

                                         12
the hearing to allow the State to make a supplemental discovery response and to allow

the defendants an opportunity to review the recording.

      The hearing resumed on September 9, 2014. During the State’s direct

examination of the investigator who obtained the search warrant, the prosecutor asked

whether the investigator had conducted surveillance on 1808 Brewer Boulevard

before arranging for controlled purchases by her confidential source. The investigator

replied that she had gone to the house twice in the weeks before the controlled buys.

She saw some people going in and out of the house but could not determine what they

were doing there. When asked whether she included information about the

surveillance in her affidavit in support of her application for a warrant, the

investigator responded, “I think I just have it in my . . . personal notes,” but testified

that she had discussed the surveillance with the magistrate who handled the warrant

application. Defense counsel cross-examined the investigator about her surveillance

and whether she had written down information about the surveillance and turned it

over to the State. The investigator responded that she had written it down but had not

turned it over to the State. At this point, the trial court asked where the investigator

“maintain[ed] a log about the surveillance[,]” and the investigator replied, “on the

computer. We just type our own notes.” The trial court asked whether defense counsel

                                           13
wanted “time with [those] notes” before proceeding with the hearing and, when they

said they did, suspended the hearing to allow the State to “get the notes off the

computer” and produce them to the defendants.

      When the hearing reconvened the following day, the prosecuting attorney

reported that the investigator had searched her computer and her files and had

prepared a narrative summary of everything she could remember about the

surveillance. The investigator testified that she had used the wrong terminology in

referring to a “log” or “personal notes” and that the only thing that she had typed on

the computer was her investigative summary, which she created and then added to as

her investigation progressed. She had provided that document to the State, and the

prosecuting attorney had previously produced it to the defendants. According to the

investigator, the only notes that she had ever created in connection with the case that

she had not provided to the State were handwritten on scraps of paper and were

limited to a description of the house and “what [she] saw that day,” which was

information she needed to include in her warrant application and affidavit. After she

had transcribed this information verbatim into her warrant application, the

investigator had discarded those scraps of paper; they were not part of the State’s

discovery production.

                                          14
      The trial court stated to the prosecuting attorney, “the State is responsible for

everything that law enforcement has. So it is the State’s obligation to get it, determine

whether it is discoverable, determine whether it is Brady material, and produce it. .

. . When law enforcement has [information], the State has it.”11 The trial court then

instructed the investigator “for future reference,” that

      when a case gets indicted . . . everything counts[.] Your scrap notes,
      your personal notes, everything associated with that case . . . is subject
      to discovery[.] And[,] when you don’t produce it, it puts everyone,
      including the State, because they’re responsible for producing it, in a
      position where folks start [wondering], [“]well, what are they hiding . .
      . , what got covered up, what else don’t we know[?”] . . . It puts me in
      a position where I have to decide whether there’s been intentional
      misconduct[.] And if there’s been intentional misconduct, [evidence]
      gets thrown out[,] because the Constitution pretty much says that’s what
      happens when there’s intentional misconduct[:] it gets held against the
      State. So when you testify under oath there are notes on the computer
      and then[,] the next day, there are no notes on the computer, that’s a
      problem.


The court found that “the failure to preserve notes pertinent to the case . . . raise[d]

an issue of spoliation.” Taking this together with the delayed production of the



      11
           See Brady v. Maryland, 373 U. S. 83 (83 SCt 1194, 10 LE2d 215) (1962).

                                           15
recording of the execution of the search, the trial court found a “pattern of failure [of

the State] to provide full discovery.” The court found that this pattern of behavior was

“grossly unfair” and “violate[d] these folks’ rights.” On this basis, the trial court

granted the motions to suppress everything seized in executing the search warrant.

The trial court expressly found, however, that the warrant was supported by probable

cause and was properly executed and ruled that the suppression was “for reasons

independent of the validity of the warrant itself.”

      Although, as posited by the trial court, when law enforcement has information,

the State is deemed to have it for purposes of the reciprocal discovery Act,12 this does

not mean, as the trial court went on to conclude, that “everything associated with [a]

case . . . is subject to discovery.” The Act specifies materials that must be produced,

including statements attributable to the defendant;13 pictures, documents, and tangible

evidence “intended for use by the prosecuting attorney as evidence” at trial;14 results



      12
         See OCGA § 17-16-1 (a) (“‘Possession, custody, or control of the state or
prosecution’ means an item which is within the possession, custody, or control of the
prosecuting attorney or any law enforcement agency involved in the investigation of
the case being prosecuted.”).
      13
           OCGA § 17-16-4 (a) (1).
      14
           OCGA § 17-16-4 (a) (3).

                                           16
or reports of physical or mental examinations and of scientific tests or experiments,

again, if intended for use by the prosecuting attorney at trial;15 and any statement of

any witness that the prosecuting attorney intends to call as a witness at trial and that

relates to the subject matter of the witness’s testimony.16 See White v. State, 271 Ga.

130 (518 SE2d 113) (1999). The purpose of the Act is to promote fairness and

efficiency in criminal proceedings and to prevent so-called “trial by ambush.”17 We

find no basis for concluding that the Act requires every member of law enforcement

to preserve “everything associated with [every] case,” including informal notes

created by an investigator only for the purpose of helping the investigator include


      15
           OCGA § 17-16-4 (a) (4).
      16
           OCGA § 17-16-7.
      17
          State v. Dickerson, 273 Ga. 408, 410 (1) (542 SE2d 487) (2001) (“The
purpose of the Act is to establish a closely symmetrical scheme of discovery in
criminal cases that maximizes the presentation of reliable evidence, minimizes the
risk that a judgment will be predicated on incomplete or misleading evidence, and
fosters fairness and efficiency in criminal proceedings.”) (citation and punctuation
omitted); White v. State, 271 Ga. at 130 (“The purpose of the act is to prevent surprise
and trial by ambush[.]”) (footnote omitted). See also Jones v. State, 276 Ga. 171, 174-
175 (575 SE2d 456) (2003) (“Contrary to the view of some, our legal system is not
simply an elaborate game of ‘Gotcha!’ This Court does not endorse acquittal by
ambush on the part of a defendant any more than it does trial by ambush on the part
of the State. Nor do we condone induced error. The object of all legal investigation
is the truth, and procedural rules are in place to further such goal in an orderly
fashion.”) (citation and punctuation omitted).

                                          17
accurate information in a warrant application.18 The record does not show that the

investigator’s informal notes, which the State could not produce, were subject to

discovery under any of the provisions of the Act.19 We conclude, therefore, that the

trial court abused its discretion in imposing the extreme sanction of evidence

exclusion for the State’s failure to produce the investigator’s notes.

       3. The State contends that the trial court erred in ruling that the State’s intended

evidence of other crimes was not relevant for a proper purpose and abused its

discretion in granting the defendants’ motion to exclude the evidence on that basis.




       18
        Cf. OCGA §§ 17-5-55 (retention of property that is introduced into evidence
during the pendency of a criminal case); 17-5-56 (a) (preservation of physical
evidence collected at the time of a crime that contains biological material relating to
the identity of the perpetrator of the crime).
       19
         To the extent the appellees suggest that the notes may have been exculpatory,
they have not articulated how the investigator’s description of the activity she
observed during her surveillance could have been exculpatory. A finding of a Brady
violation, that is, that the State failed to disclose evidence that is both favorable to the
accused and material either to guilt or to punishment, Brady v. Maryland, 373 U. S.
at 87, cannot be based on mere speculation. Williams v. State, 251 Ga. 749, 789 (7)
(312 SE2d 40) (1983); Jones v. State, 276 Ga. App. 728, 730-731 (624 SE2d 275)
(2005); Pinson v. State, 266 Ga. App. 254, 263-264 (8) (596 SE2d 734) (2004);
Nikitin v. State, 257 Ga. App. 852, 854 (1) (a) (572 SE2d 377) (2002); Merritt v.
State, 248 Ga. App. 709, 713-714 (3) (548 SE2d 427) (2001).

                                            18
      Georgia’s new Evidence Code governs this contention.20 OCGA § 24-4-404 (b)

addresses the admissibility of evidence of a person’s crimes or acts other than those

directly at issue in a particular proceeding. That section provides:

      Evidence of other crimes, wrongs, or acts shall not be admissible to
      prove the character of a person in order to show action in conformity
      therewith. It may, however, be admissible for other purposes, including,
      but not limited to, proof of motive, opportunity, intent, preparation, plan,
      knowledge, identity, or absence of mistake or accident.




      20
        See Ga. L. 2011, p. 99, §§ 2, 101 (Georgia’s new Evidence Code, OCGA §
24-1-1 et seq., applies to any motion, hearing or trial commenced on or after January
1, 2013.).

                                          19
This section tracks Rule 404 (b) of the Federal Rules of Evidence,21 and as such it

embodies the longstanding and fundamental principle that evidence of a person’s

other acts is inadmissible for the purpose of showing that the person has a criminal

disposition or a propensity for certain conduct because of the risks inherent in such

evidence in compromising the presumption of innocence and the reasonable doubt

standard.22 Like the Eleventh Circuit Court of Appeals, Georgia’s courts apply a

      21
             Our new Evidence Code was based in large part on the Federal Rules of
             Evidence. And where the new Georgia rules mirror their federal
             counterparts, it is clear that the General Assembly intended for Georgia
             courts to look to the federal rules and how federal appellate courts have
             interpreted those rules for guidance. Thus, the uncodified first section
             of the statute enacting the new Evidence Code explains: It is the intent
             of the General Assembly in enacting this Act to adopt the Federal Rules
             of Evidence, as interpreted by the Supreme Court of the United States
             and the United States circuit courts of appeal as of January 1, 2013, to
             the extent that such interpretation is consistent with the Constitution of
             Georgia. Where conflicts were found to exist among the decisions of the
             various circuit courts of appeal interpreting the federal rules of evidence,
             the General Assembly considered the decisions of the 11th Circuit Court
             of Appeals. It is the intent of the General Assembly to revise, modernize,
             and reenact the general laws of this state relating to evidence while
             adopting, in large measure, the Federal Rules of Evidence.
(Citations and punctuation omitted.) Parker v. State, 296 Ga. 586, 592 (3) (769 SE2d
329) (2015). See Bradshaw v. State, 296 Ga. 650, 655 (3) (769 SE2d 892) (2015)
(OCGA § 24-4-404 (b) tracks Rule 404 (b) of the Federal Rules of Evidence.).
      22
        As the United States Supreme Court explained more than half a century ago:
      The State may not show defendant’s prior trouble with the law, specific
      criminal acts, or ill name among his neighbors, even though such facts might

                                           20
three-part test to determine admissibility of evidence of other crimes and acts under

Rule 404 (b): “(1) the evidence must be relevant[23] to an issue other than defendant’s

character; (2) the probative value must not be substantially outweighed by its undue

prejudice; (3) the government must offer sufficient proof so that the jury could find




      logically be persuasive that he is by propensity a probable perpetrator of the
      crime. The inquiry is not rejected because character is irrelevant; on the
      contrary, it is said to weigh too much with the jury and to so overpersuade
      them as to prejudge one with a bad general record and deny him a fair
      opportunity to defend against a particular charge. The overriding policy of
      excluding such evidence, despite its admitted probative value, is the practical
      experience that its disallowance tends to prevent confusion of issues, unfair
      surprise and undue prejudice.
(Footnotes omitted.) Michelson v. United States, 335 U. S. 469, 475-476 (69 SCt 213,
93 LEd 168) (1948). See also Amey v. State, 331 Ga. App. 244, 248-249 (1) (770
SE2d 321) (2015) (accord).
      23
         See OCGA § 24-4-401 (“As used in [OCGA §§ 24-4-401 through 24-4-417],
the term ‘relevant evidence’ means evidence having any tendency to make the
existence of any fact that is of consequence to the determination of the action more
probable or less probable than it would be without the evidence.”); State v. Jones, -
Ga. -, n. 2 (Case No. S14G1061, decided June 1, 2015) (“[T]he relevance standard
codified in [OCGA § 24-4-401] is a liberal one.”) (citations omitted); Ashley v. State,
331 Ga. App. 794, 799 (2) (771 SE2d 462) (2015) (“[E]vidence is relevant if it
logically tends to prove or disprove any material fact at issue in the case.”) (citations
omitted).

                                           21
that defendant committed the act.” (Citation, punctuation, and footnote omitted.)

Bradshaw v. State, 296 Ga. 650, 656 (3) (769 SE2d 892) (2015).24

      Even when a trial court determines that all three prongs of the test for

admissibility under OCGA § 24-4-404 (b) are satisfied, the trial court may still

exclude the evidence pursuant to OCGA § 24-4-403. That Code section, which also

tracks its federal counterpart,25 provides: “[r]elevant evidence may be excluded if its

probative value is substantially outweighed by the danger of unfair prejudice,

confusion of the issues, or misleading the jury or by considerations of undue delay,

waste of time, or needless presentation of cumulative evidence.” See State v. Jones, -

Ga. -, - (3) (Case No. S14G1061, decided June 1, 2015) (Evidence of other acts is not

      24
         See Curry v. State, 330 Ga. App. 610 (1) (768 SE2d 791) (2015) (accord);
see also United States v. Lamons, 532 F3d 1251, 1265-1266 (II) (B) (11th Cir. 2008).
We note that a somewhat different three-part test applied under prior law, but that test
also required the State to show that the evidence was relevant to an issue other than
the defendant’s character. See Peoples v. State, 295 Ga. 44, 54 (4) (b) (757 SE2d 646)
(2014) (Under prior law, the State bore the burden of showing that “the independent
offense or act [was] offered not to raise an improper inference as to the accused’s
character, but for some appropriate purpose which has been deemed to be an
exception to the general rule of inadmissibility[.]” In addition, the State was required
to show that the accused committed the independent offense or act and that there was
a sufficient connection or similarity between the independent offense or act and the
crime charged so that proof of the former tends to prove the latter.) (citation and
punctuation omitted).
      25
           Bradshaw v. State, 296 Ga. at 655 (3).

                                          22
necessarily admissible in every criminal prosecution even when it is relevant to prove

intent and knowledge, because such evidence may be deemed inadmissible on the

basis of those considerations set out in OCGA § 24-4-403.).

      A trial court’s decision under OCGA §§ 24-4-403 and 24-4-404 (b) to exclude

or admit other acts evidence will be overturned only where there is a clear abuse of

discretion. State v. Jones, - Ga. at - (1); Bradshaw v. State, 296 Ga. at 656 (3). See

also Reeves v. State, 294 Ga. 673, 676 (2) (755 SE2d 695) (2014) (“Evidentiary

rulings are reviewed under an abuse of discretion standard[.]”) (citation omitted).

      In this case, the record shows that the State filed its notice of intent to introduce

evidence of other acts pursuant to OCGA § 24-4-404 (b) as proof of intent, motive,

plan, and absence of mistake or accident. Specifically, the State identified the

following acts: a 2005 charge against Brown and Rouse for trafficking in cocaine and

a 2009 charge against Brown for possession of marijuana with intent to distribute.

      As to the 2005 incident, a police officer testified that he received information

from a concerned citizen that drugs were being “bagged” at a house in Fulton County.

Upon arriving at the house, the officer observed through one of the windows three

men, including Brown and Rouse, cutting and packaging crack cocaine and marijuana

in the kitchen of the house. The team of officers forced entry and found the men

                                           23
hiding in a bedroom closet. The house, which was in an area where most of the

houses were vacant, had little furniture, but there was a TV with some cameras

hooked to it. The officers seized 137 grams of crack cocaine and 11 grams of

marijuana.

      As to the 2009 incident, a patrol officer testified that he received a call that

several men were selling and using drugs at a food mart in Fulton County. The officer

went to that location, where he saw six men including Brown. The officer and his

partner obtained the mens’ consent to search their persons. Brown had on his person

11 bags of marijuana, collectively weighing 8.1 grams.

      After hearing this evidence, the trial court noted that the State intended to

adduce proof at trial that, when officers arrived to execute a warrant to search the

house where the cocaine and marijuana was found, Rouse was in the driveway getting

into a car and Brown was jumping out of a window. The trial court found that

evidence of the 2005 incident, when Rouse was seen cutting and packaging cocaine

and marijuana in a nearly vacant house, “would absolutely be nothing more than

propensity evidence and is more prejudicial than probative.” The court ruled that, as

to Rouse, the evidence was not admissible for any purpose. As to the same 2005

incident, when Brown was also seen cutting drugs, the court found that

                                         24
      cutting drugs in a house, is, unfortunately, in this community and in this
      society, a common occurrence. It does not purport anything other than
      that one does that sort of thing. Insofar as that is the case, the court finds
      that admission of the evidence would be more prejudicial than probative.
      Insofar as [the evidence] might be offered for purposes of establishing
      that there was no mistake, that there was a plan or scheme, those
      purposes are actually in the court’s view more consistent with
      [rebutting] a potential defense which might be raised,


and the evidence would therefore not be admitted during the State’s case-in-chief. As

to the 2009 incident, the trial court found that evidence that Brown had packets of

drugs on his person was “not pertinent in terms of proving mistake, intent, plan, or

scheme, and it will not be admitted for any purpose.”

      With regard to intent, the Supreme Court of Georgia recently explained that

      a defendant who enters a not guilty plea makes intent a material issue
      which imposes a substantial burden on the government to prove intent,
      which it may prove by qualifying [OCGA § 24-4-404 (b)] evidence
      absent affirmative steps by the defendant to remove intent as an issue.
      Where the extrinsic offense is offered to prove intent, its relevance is
      determined by comparing the defendant’s state of mind in perpetrating
      both the extrinsic and charged offenses. Thus, where the state of mind
      required for the charged and extrinsic offenses is the same, the first
      prong of the [OCGA § 24-4-404 (b)] test is satisfied.



                                           25
(Citation and punctuation omitted.) Bradshaw v. State, 296 Ga. at 656-657 (3).26

       In this case, we cannot discern from the existing record whether the trial court

considered whether Brown and Rouse, having entered pleas of not guilty to the

charged offenses, had taken affirmative steps to withdraw intent as an element to be

proved by the State.27 Further, it is not clear from the record whether the trial court

       26
         See also State v. Jones, - Ga. -, n. 4 (Case No. S14G1061, decided June 1,
2015) (“[A] defendant puts his intent in issue when he pleads not guilty unless he
takes affirmative steps to withdraw intent as an element to be proved by the State.”)
(citations omitted). See also Mathews v. United States, 485 U. S. 58, 64-65 (108 SCt.
883, 99 LEd2d 54) (1988) (“A simple plea of not guilty puts the prosecution to its
proof as to all elements of the crime charged.”) (citation omitted); United States v.
Edouard, 485 F3d 1324, 1345 (C) (1) (11th Cir. 2007) (“Where the extrinsic offense
is offered to prove intent, its relevance is determined by comparing the defendant’s
state of mind in perpetrating both the extrinsic and charged offenses.”) (citation and
punctuation omitted); United States v. Costa, 947 F2d 919, 925 (III) (B) (11th
Cir.1991) (Where defendants did not “affirmatively take the issue of intent out of
contention by stipulating that they possessed the requisite intent,” the trial court did
not abuse its discretion in admitting evidence of unindicted extrinsic bad acts.)
(citation omitted). But see Chynoweth v. State, 331 Ga. App. 123, 128 (3) (768 SE2d
536) (2015), cert. denied, (To determine whether intent is actually in issue in a case,
“[t]he test is to ask: under the facts of the case, is there any danger that a rational jury
could find that although the defendant committed the objective, charged acts, he did
not intend to do so?”) (citation and punctuation omitted). See also Amey v. State, 331
Ga. App. at 250 (1) (b) (discussing use of other-acts evidence to show a defendant’s
motive to commit the charged offense).
       27
         Our review is complicated by the unique procedural posture presented,
where, as noted above, the trial court acquitted the defendants after the State declined
to present its evidence or otherwise participate in the trial, and where our decision to
vacate the judgments of acquittal in Division 1, supra, effectively returns the

                                            26
compared the state of mind involved in the extrinsic offenses with that involved in

the charged offenses before finding that the other-acts evidence constituted nothing

more than inadmissible propensity evidence.28 To the extent the trial court discounted


prosecution to a pretrial status.
      28
          See State v. Jones, - Ga. at - (2) (The same state of mind was required for
committing the prior act of DUI and the charged DUI offenses, “i.e., the general
intent to drive while under the influence of alcohol,” and therefore the defendant’s
previous DUI conviction was relevant under OCGA § 24-4-404 (b).); Bradshaw v.
State, 296 Ga. at 656-658 (3) (Where the defendant was charged with murdering a
drug buyer who balked at paying for drugs the defendant had delivered, another
incident, six months earlier, when the defendant murdered another drug buyer who
refused to pay for drugs his brother had delivered involved the same mental state and
showed the defendant’s willingness to use violence when he or someone close to him
was cheated in a drug deal. Consequently, the trial court did not abuse its discretion
in admitting evidence of the earlier murder for the purpose of showing the
defendant’s intent and motive to commit the later crime.); Chynoweth v. State, 331
Ga. App. at 127-128 (3) (Where the defendant was charged with riot in a penal
institution and obstruction of a law enforcement officer, based on his attack on two
law enforcement officers who were transporting him to a hearing, there was evidence
that the defendant had been prescribed antipsychotic medication, and the defendant
raised defenses concerning lack of mental capacity and mental illness, there was a
disputed issue concerning the defendant’s state of mind and a danger that “a jury
could have concluded that[,] while he committed the charged act, he did not intend
to do so.” Consequently, the trial court did not abuse its discretion in permitting
other-acts evidence of the defendant’s unprovoked attack on a cellmate for the
purpose of showing his intent and the absence of mistake or accident.) (citation
omitted); Curry v. State, 330 Ga. App. at (1) (Where the defendant was charged with
trafficking persons for sexual servitude and related offenses, he squarely challenged
the element of intent by arguing that he intended only to help the victims, but not to
commit any criminal offenses; under the circumstances, evidence that he acted as a
pimp, for whom a witness earned money as a prostitute against her will, was

                                         27
the propriety of the evidence for the State’s stated purpose of proving intent without

considering these issues, the trial court failed to exercise its discretion. Because this

uncertainty thwarts our review of the trial court’s analysis of the first prong of the

three-part test (that is, relevance of the evidence to an issue other than the defendants’

character), we cannot meaningfully review the trial court’s analysis of the second

prong (that is, weighing the probative value of the evidence, which flows from that

relevance determination, against any undue prejudice). In State v. Jones, the Supreme

Court of Georgia

      caution[ed] that the potential for prejudice caused by the introduction of
      other acts evidence is great and the often subtle distinctions between the
      permissible purposes of intent and knowledge and the impermissible
      purpose of proving character may sometimes be difficult to discern. The
      danger of the subtlety of this distinction is that a jury could consider
      prior acts evidence for an impermissible purpose, thus elevating the
      importance of [OCGA § 24-4-403’s] balancing of the need for other acts
      evidence against the dangers of its introduction. Unfortunately, there is
      no mechanical solution for this balancing test. Instead, a trial court must
      undertake in each case a considered evaluation of the proffered
      justification for the admission of such evidence and make an
      independent determination of whether the probative value of the


admissible for a purpose other than his character, and the trial court did not err in
finding that the first prong of the three-part test was satisfied.).

                                           28
       evidence is substantially outweighed by the danger of unfair prejudice,
       confusion of the issues, or misleading the jury or by considerations of
       undue delay, waste of time, or needless presentation of cumulative
       evidence.


(Citation and punctuation omitted.) Id. at - (3). As an appellate court, we afford great

deference to a trial court’s decision in this regard,29 but we cannot properly review a

decision to exclude or admit other-acts evidence where, as in this case, the trial court

stopped short of considering the proffered evidence under the applicable standard.

       For all of the foregoing reasons, the trial court’s ruling that the other-acts

evidence will not be admitted is vacated, and we remand this case for the trial court

to reconsider the appellees’ motion to exclude such evidence under the applicable

standard. Id. at - (3).



       29
          Harris v. State, 330 Ga. App. 267, 271 (1) (765 SE2d 369) (2014), cert.
denied (decided under comparable provisions of the former Evidence Code). See also
United States v. Doe, 216 Fed. Appx. 874, 877 (II) (11th Cir. 2007) (“When
employing an abuse-of-discretion standard, we must affirm unless we find that the
district court has made a clear error of judgment, or has applied the wrong legal
standard.”) (citation and punctuation omitted); United States v. Brown, 415 F3d 1257
(11th Cir. 2005) (explaining reasons an appellate court gives a trial court’s rulings on
the admissibility of evidence “considerable deference” under the abuse-of-discretion
standard of review).



                                          29
      Judgment in Case No. A15A0456 reversed in part and vacated in part and case

remanded. Judgment vacated in Case No. A15A0457. Dillard, J., concurs, and

McFadden, J., concurs fully and specially.




                                       30
 A15A0456, A15A0457. THE STATE v. BROWN, et al.



      MCFADDEN, Judge, concurring.

      I concur fully in the majority opinion. I write separately to lament the ease with

which this spectacle - an unauthorized criminal trial that the prosecutor was

compelled to boycott leading to ineffective acquittals that an appellate court must

unwind - could have been avoided.

      When this case was called for trial, the state told the trial court that it had

appealed her suppression order. The trial court erroneously replied that the state’s

notice of appeal was ineffective. At noon that same day, the state filed an emergency

motion with this court. Less than four-and-a-half hours later, we granted the

emergency motion and stayed the trial. But by that time, the purported trial had taken

place and the purported acquittals had been entered.
