[Cite as Gemmell v. Anthony, 2014-Ohio-4183.]




                            IN THE COURT OF APPEALS OF OHIO
                               FOURTH APPELLATE DISTRICT
                                    HOCKING COUNTY

Karry Gemmell, et al.,                          :
                                                :
        Plaintiffs-Appellees,                   :   Case No. 14CA6
                                                :
        v.                                      :
                                                :
Mark Anthony, et al.,                           :
                                                :   DECISION AND JUDGMENT ENTRY
        Defendants-Appellants.                  :
                                                :        RELEASED: 9/19/2014

______________________________________________________________________

                                          APPEARANCES:

Scott E. North & Christen M. Blend, Porter, Wright, Morris & Arthur, LLP, Columbus
Ohio for Defendant-Appellant.

Dale D. Cook & Michael L. Close, Isaac Wiles Burkholder & Teetor, LLC, Columbus
Ohio for Plaintiffs-Appellees.
______________________________________________________________________

HOOVER, A.J.

        {¶1}    Appellant Mark Anthony filed an appeal of the trial court’s judgment entry

and subsequent nunc pro tunc judgment entry granting a preliminary injunction against

him and others. In the first entry, the trial court ordered that Hocking Peaks Adventure

Park, LLC be subject to the same orders as previously entered against Hocking Peaks,

LLC. The trial court determined that Anthony had dissolved Hocking Peaks, formed

Hocking Peaks Adventure Park, and transferred all the assets from Hocking Peaks to

Hocking Peaks Adventure Park in an attempt to evade the trial court’s orders. The trial

court ordered that there be one bank account established for the operations of Hocking
Hocking App. No. 14CA6                                                                       2


Peaks Adventure Park and that neither Gemmell nor Anthony be permitted to withdraw

or expense an amount of money out of the bank account without the written consent of

both of them. The second nunc pro tunc order was identical, except that it required the

plaintiffs to post a bond of $65,000.

       {¶2}   Approximately two months later, the trial court granted the plaintiffs’

motion for the appointment of a receiver for Hocking Peaks Adventure Park based upon

its findings that Anthony continued to engage in self-dealing and that the business

would fail and investments would be misappropriated if the court did not appoint a

receiver to manage the business operations of Hocking Peaks Adventure Park.

Appellants Mark Anthony, M&T Property Investments, Ltd., and Hocking Peaks

Adventure Park filed an appeal of the trial court’s order appointing a receiver, which is

the subject of appellate case number 14CA11.

       {¶3}   Appellees filed a two-pronged motion to dismiss the appeal of 14CA6, i.e.,

the trial court’s order granting a preliminary injunction. First, Appellees argue that the

preliminary injunction entry is not a final appealable order because it does not meet all

the requirements of R.C. 2505.02(B)(4), governing orders that grant or deny provisional

remedies. Second, Appellees argue that the trial court’s preliminary injunction order

has been effectively made moot by the trial court’s subsequent order appointing a

receiver to operate Hocking Peaks Adventure Park. Thus, the appeal from that order is

also moot.

       {¶4}   We find Appellees’ motion to dismiss the appeal as moot meritorious and,

for that reason, we do not address the second argument concerning the final appealable
Hocking App. No. 14CA6                                                                       3


nature of the order.

       {¶5}   An appellate court must dismiss an appeal when, without the fault of any

party, circumstances preclude it from granting effective relief. Drycok Coal Co., Inc. v.

Ohio Division of Reclamation,115 Ohio App.3d 563, 685 N.E.2d 863 (4th Dist 1996). In

State ex rel. Eliza Jennings, Inc. v. Noble, 49 Ohio St.3d 71, 74, 551 N.E.2d 128, 131

(1990), the Court quoted and followed long-standing case law for the proposition that

courts have a duty to decide actual controversies and to refrain from rendering advisory

opinions. The Court held:

       “Next, we address appellee's motion to dismiss this case as moot. In
       determining whether a case is moot, ‘“[t]he duty of this court, as of every
       judicial tribunal, is to decide actual controversies by a judgment which can
       be carried into effect, and not to give opinions upon moot questions or
       abstract propositions, or to declare principals or rules of law which cannot
       affect the matter in issue in the case before it. It necessarily follows that
       when, pending an appeal from the judgment of a lower court, and without
       any fault of the defendant, an event occurs which renders it impossible for
       this court, if it should decide the case in favor of the plaintiff, to grant him
       any effectual relief whatever, the court will not proceed to a formal
       judgment, but will dismiss the appeal. * * * ” ’ Miner v. Witt (1910), 82 Ohio
       St. 237, 238-239, 92 N.E. 21, 22, quoting Mills v. Green (1895), 159 U.S.
       651, 653 [16 S.Ct. 132, 133, 40 L.Ed. 293].

Noble, 49 Ohio St.3d at 74, 551 N.E.2d at 131. See, also, Tschantz v. Ferguson, 57

Ohio St.3d 131, 133, 566 N.E.2d 655, 657 (1991).

       {¶6}   Two exceptions exist to the mootness doctrine. In In re Suspension of

Huffer from Circleville High School, 47 Ohio St.3d 12, 546 N.E.2d 1308 (1989),

paragraph one of the syllabus, the Court held that if an issue is capable of repetition yet

evades review or involves a matter of great public or great general interest, the court is

vested with jurisdiction to hear the appeal even though the issue raised in the appeal is
Hocking App. No. 14CA6                                                                        4


moot. See, also, Franchise Developers, Inc. v. Cincinnati, 30 Ohio St.3d 28, 505 N.E.2d

966 (1987), paragraph one of the syllabus.

       {¶7}   Here, the trial court’s preliminary injunction entry ordered the parties to

establish a single bank account and to run the revenue and expenditures of Hocking

Peak Adventure Parks through the single bank account with the approval of both

Gemmell and Anthony. However, after issuing that order, the trial court then

determined that the business operations needed greater oversight and appointed a

receiver to take over the management of Hocking Peaks Adventure Parks. Thus, the

business operations, including collection of revenues and payment of expenses, is now

conducted by the court-appointed receiver. Neither Gemmell nor Anthony have the

authority to manage business operations or conduct financial transactions through the

business’s bank account.

       {¶8}   We agree with Appellees in that we cannot grant an effective remedy

concerning the trial court’s preliminary injunction where the order concerning the parties’

creation and operation of a single bank account has been replaced with a court-

appointed receivership. Even if we should decide the appeal in favor of Appellant

Anthony, the fact that the court-appointed receiver, and not Anthony, is making all the

financial decisions on behalf of the business, precludes any effective relief in his favor.

       {¶9}   Additionally, we find that neither of the two exceptions to the mootness

doctrine applies in this case. First, the issue of the management of the business and

the proper handling of its financial accounts is not an issue that will repeat, yet evade

review, in the future. And, the issue raised in this appeal is not a matter of public or
Hocking App. No. 14CA6                                                                      5


great general interest.

       {¶10} Accordingly, based upon the foregoing reasons, we find this appeal to be

MOOT and it is hereby DISMISSED. All other pending motions are hereby DENIED as

MOOT.

       {¶11} The clerk shall serve a copy of this order on all counsel of record at their

last known addresses by ordinary mail.

       MOTION TO DISMISS GRANTED. MOTION TO FOR LEAVE TO AMEND

NOTICE DENIED. APPEAL DISMISSED. COSTS TO APPELLANT.

       IT IS SO ORDERED.

Harsha, J. & McFarland, J.: Concur.



                                                 FOR THE COURT


                                                 _____________________________
                                                 Marie Hoover
                                                 Administrative Judge
