                                                                            FILED
                                                                        Dec 26 2019, 7:40 am

                                                                            CLERK
                                                                        Indiana Supreme Court
                                                                           Court of Appeals
                                                                             and Tax Court




ATTORNEY FOR APPELLANT
Andrew Ault
Indianapolis, Indiana



                                           IN THE
    COURT OF APPEALS OF INDIANA

Thomas Meranda,                                           December 26, 2019
Appellant-Petitioner,                                     Court of Appeals Case No.
                                                          19A-GU-1218
        v.                                                Appeal from the Boone Superior
                                                          Court
Mary Elizabeth Spaw,                                      The Honorable Matthew C.
Appellee-Respondent.                                      Kincaid, Judge
                                                          Trial Court Cause No.
                                                          06D01-1109-GU-38



Riley, Judge.




Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019                           Page 1 of 9
                                STATEMENT OF THE CASE
[1]   Appellant-Petitioner, Thomas Meranda (Meranda), appeals the trial court’s

      Order denying his petition to terminate the guardianship of Gwendolyn M.

      Reagan (Reagan).


[2]   We reverse and remand.


                                                     ISSUE
[3]   Meranda presents two issues on appeal, which we consolidate and restate as:

      Whether the trial court erred when it concluded that the issues raised in

      Meranda’s petition had already been decided and are no longer available for

      review.


                      FACTS AND PROCEDURAL HISTORY
[4]   Meranda is the spouse of the protected person, Reagan, who was born on

      March 26, 1940. They were married on November 25, 2000 and continue to be

      married to this date. As early as 2004, Reagan began suffering from symptoms

      which, in 2008, led to an Alzheimer’s diagnosis. On December 13, 2011, the

      trial court appointed Leslie Rodeman (Rodeman), Reagan’s brother, as the

      guardian of her person and estate. Rodeman filed a guardianship inventory on

      September 23, 2013. That same day, Rodeman also requested permission to

      repair Reagan’s property, which was granted by the trial court. Rodeman

      resigned as guardian on September 16, 2014, at which time he also filed an

      amended inventory and guardian’s current report and accounting. The

      amended inventory was not served on any individual, while the guardian’s
      Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019       Page 2 of 9
      report was only served on Reagan. The following day, September 17, 2014, the

      trial court approved the report and accounting without a notice or hearing.


[5]   On September 17, 2014, Appellee-Respondent, Mary Elizabeth Spaw (Spaw),

      Reagan’s daughter, was appointed as successor guardian. 1 On November 25,

      2014, Spaw filed her verified guardian’s second current report and accounting,

      with certificate of service to Reagan only. After the appointment of the new

      guardian, Reagan moved from her home in Lebanon to Spaw’s home in

      Kendallville where she resided from November 2014 until March 2015. In

      March 2015, Reagan moved in with Meranda in his residence in Lebanon as he

      retired from his employment and was able to care for her on a daily basis. At

      that time, Reagan’s monthly allowance was increased to allow for eating out

      and hairdresser appointments, while Meranda was reimbursed for medical

      expenses he paid on behalf of Reagan after providing the receipts to Spaw. On

      September 16, 2016, Spaw filed her verified guardian’s second amended

      inventory, with notice to Reagan. Three days later, the trial court approved the

      filing without a notice or hearing.


[6]   On June 8, 2017, Spaw filed a petition for authority to clean-up and sell

      Reagan’s real estate that had been the subject of Rodeman’s petition to repair.

      In her petition, Spaw noted that the property had been empty for years and had




      1
       Spaw was initially appointed as co-guardian with Robert Lee Reagan, Spaw’s brother. However, as he
      passed away at a certain point, Spaw continued as the sole guardian.

      Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019                        Page 3 of 9
      deteriorated as a result. The trial court granted the petition without notice,

      hearing, or service of the order.


[7]   On June 21, 2018, Meranda filed a pro se letter with the trial court advising the

      court that because Spaw had not been paying Reagan’s medical bills, he had

      been forced to pay them and was falling in debt. Meranda requested that Spaw

      find Reagan another place to live due to the possibility of Meranda’s mortgage

      being foreclosed. A month later, on July 18, 2018, Spaw submitted a status

      report to the trial court, advising the court “that the medical bills are being paid

      by the Guardian herein.” (Appellant’s App. Vol. II, p. 82). No copy was

      served on Reagan or Meranda. Spaw also filed her third report and accounting,

      which was approved by the trial court without notice or hearing.


[8]   On February 11, 2019, Meranda, represented by counsel, filed an emergency

      petition for termination of the guardianship and for succession of guardianship.

      In his petition, Meranda asserted that Spaw had mismanaged Reagan’s estate

      and failed to provide for Reagan’s physical and mental needs. In addition, he

      claimed to have incurred more than $40,000 of unreimbursed medical and

      personal expenses in his care for Reagan. On February 13, 2019, Spaw filed her

      response to Meranda’s emergency petition contending that the accountings

      “were approved [by the court] and none of which were appealed by Meranda”

      and “no objections were raised at any time until the recent filing.” (Appellant’s

      App. Vol. II, p. 16).




      Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019       Page 4 of 9
[9]    On March 14, 2019, the trial court conducted a hearing on Meranda’s petition.

       During the hearing, Meranda attempted to testify about Spaw’s perceived

       financial mismanagement of Reagan’s estate. Spaw objected, citing relevancy

       concerns as the guardianship reports had been approved by the trial court and

       Meranda had failed to raise a timely objection. Although the objection was

       overruled the first time, it was sustained when Spaw objected to Meranda’s

       continued testimony on the issue. A similar objection was sustained when

       Meranda attempted to admit into evidence documents reflecting unreimbursed

       medical expenses. On March 20, 2019, the trial court denied Meranda’s

       emergency petition, concluding, in pertinent part:


               2. The Guardian has taken measure[s] to secure appropriate care
               and living arrangements for [Reagan] consistent with applicable
               standards of caring for Alzheimer’s patients with the aide of her
               physician[,] a medical doctor.


               3. The Guardian has not interfered with [Meranda’s] ability to
               see [Reagan].


               4. The Petition is substantially a rehashing of issues previously
               decided.


       (Appellant’s App. Vol. II, p. 86).


[10]   Meranda now appeals. Additional facts will be provided if necessary.




       Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019       Page 5 of 9
                               DISCUSSION AND DECISION
[11]   Meranda contends that the trial court erred when it refused to admit documents

       reflecting a purported mismanagement of the estate by Spaw and concluding

       that his petition amounted to nothing more than a repetition of issues that had

       been previously decided.


[12]   Initially we note that Spaw did not file an appellee’s brief. In such a situation,

       we do not undertake the burden of developing arguments for her. See Hill v.

       Ramey, 744 N.E.2d 509, 511 (Ind. Ct. App. 2001). Applying a less stringent

       standard of review with respect to showings of reversible error, we may reverse

       the trial court if the appellant can establish prima facie error. See id. Prima facie,

       in this regard, is defined as “at first sight, on first appearance, or on the face of

       it.” Id. “When an appellant is unable to meet that burden, we will affirm.” Id.


[13]   Indiana law allows for the appointment of a guardian to act in the best interests

       of a person who is unable to care for herself or for her property. See Ind. Code §

       29-3-8-2. In general, the guardian has power to conduct the protected person’s

       affairs. I.C. § 29-3-8-2. On the other hand, Indiana Code section 29-3-12-4 also

       stipulates that a trial court may remove a guardian who has proved unsuitable

       of discharging her responsibilities or has failed to perform a duty imposed by

       law or court order. “The statute governing the proceedings for the removal of a

       guardian vests broad discretion in the trial court, and the appellate court will

       not interfere unless an abuse of discretion clearly appears.” Carr v. Carr, 685

       N.E.2d 92, 97 (Ind. Ct. App. 1997).


       Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019         Page 6 of 9
[14]   Meranda’s main argument focuses on the trial court’s refusal to admit evidence

       of Spaw’s financial mismanagement of Reagan’s estate and the unreimbursed

       medical expenses incurred in his care for Reagan. The trial court denied their

       admission because the issues had been “previously decided” and the trial court

       was “not going to revisit any of those.” (Appellant’s App. Vol. II, p. 86;

       Transcript p. 26). He now contends that because the trial court’s orders,

       accepting Spaw’s accountings and inventory, were decided ex parte, the issues

       are not definitely concluded and can still be challenged in the current

       proceedings.


[15]   When accounting for the administration of a guardianship, the guardian shall,

       unless otherwise directed by the court, file a written verified account of the

       guardian’s administration in accordance with a statutorily determined timeline.

       See I.C. § 29-3-9-6(a). Upon the filing of a verified account, the trial court “shall

       conduct a hearing.” I.C. § 29-3-9-6(d). However, prior to conducting the

       hearing, the trial court “shall give notice to each person entitled to receive

       notice that an accounting has been filed and will be acted upon by the court on

       the date set unless written objections are presented to the court on or before that

       date.” I.C. § 29-3-9-6(d). The person entitled to receive notice is the protected

       person, unless waived by the trial court in which instance, the protected

       person’s spouse is entitled to receive notice of the hearing. See I.C. § 29-3-9-

       6(d)(1)(A). Nevertheless, when an account, other than an account in final

       settlement is filed, the trial court may approve the same ex parte, but the account

       may be reviewed by the court at any subsequent time and does not become final


       Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019       Page 7 of 9
       until an account in final settlement is approved by the court after notice and

       hearing. I.C. § 29-3-9-6(f). “When notice of hearing has been given under this

       section, the order of the court approving the intermediate account or the final

       account is binding upon all persons.” I.C. § 29-3-9-6(g).


[16]   Here, Spaw’s accounts of administration and inventories were not filed as part

       of a final settlement and discharge, but amounted to intermittent financial

       reports of the guardianship. The record is silent as to any evidence that the trial

       court notified Reagan, or in case of waiver, Meranda, of the filing and the

       subsequent court hearing. As no notice was given—and according to the

       record, no hearings were held—the trial court’s orders were issued ex parte.

       While an ex parte order is permitted, it is not binding on Meranda and can still

       be challenged and reviewed “at any subsequent time.” See I.C. § 29-3-9-6(f).


[17]   “Any person having a claim against the protected person or the protected

       person’s property or against the guardian as such may file the claim with the

       court at any time before the claim is barred by the statute of limitations and,

       upon proof of the claim, procure an order for its allowance and payment from

       the guardianship property.” I.C. § 29-3-10-1(d). The statute does not require,

       nor have we found any authority, statutory or otherwise, that provides that a

       claim must be filed on the interim accounting that covers the period in which

       the claim arose. See Schwartz v. Schwartz, 773 N.E.2d 348, 354 (Ind. Ct. App.

       2002). As such, Meranda’s claims for financial mismanagement and

       reimbursement of medical expenses are not time barred.



       Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019     Page 8 of 9
[18]   Accordingly, because the trial court issued ex parte orders on Spaw’s interim

       accountings, Meranda may still challenge these findings. While we

       acknowledge the discretionary power of the trial court of its subsequent review

       of the ex parte orders, here, the trial court erred by declaring the ex parte orders to

       have been conclusively decided and by denying admission of evidence

       purporting to establish financial mismanagement of Reagan’s estate and

       unreimbursed medical invoices. We reverse the trial court’s Order denying

       Meranda’s petition and remand for a new hearing. 2


                                                 CONCLUSION
[19]   Based on the foregoing, we hold that the trial court erred by concluding that the

       issues raised in Meranda’s petition were no longer available for review.


[20]   Reversed and remanded for a new hearing.


[21]   Baker, J. and Brown, J. concur




       2
         Because we reverse the trial court’s Order, we also reverse the trial court’s grant of attorney fees based on a
       frivolous claim.

       Court of Appeals of Indiana | Opinion 19A-GU-1218 | December 26, 2019                                 Page 9 of 9
