                                                                                                                           Opinions of the United
2006 Decisions                                                                                                             States Court of Appeals
                                                                                                                              for the Third Circuit


12-26-2006

Barkley v. Ortiz
Precedential or Non-Precedential: Non-Precedential

Docket No. 04-3444




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                                                                NOT PRECEDENTIAL

                     UNITED STATES COURT OF APPEALS
                          FOR THE THIRD CIRCUIT
                                __________

                                    No. 04-3444
                                    __________

                              RASHAUN BARKLEY,

                                                    Appellant

                                          v.

                       ALFARO ORTIZ; JOHN J. FARMER,
                     Attorney General of the State of New Jersey
                                   __________

                   On Appeal from the United States District Court
                            for the District of New Jersey
                             (D.C. Civil No. 01-cv-04530
                    District Judge: Honorable Faith S. Hochberg
                                     __________

                     Submitted Under Third Circuit LAR 34.1(a)
                               on December 4, 2006

                  Before: RENDELL and AMBRO, Circuit Judges,
                          and BAYLSON*, District Judge

                            (Filed: December 26, 2006 )
                                    __________

                            OPINION OF THE COURT
                                  __________

__________________

   * Honorable Michael M. Baylson, Judge of the United States District Court for the
     Eastern District of Pennsylvania, sitting by designation.
RENDELL, Circuit Judge.

       Petitioner Rashaun Barkley appeals from an order of the United States District

Court for the District of New Jersey denying his application for a writ of habeas corpus

under 28 U.S.C. § 2254. We will affirm the order of the District Court.

                                              I.

       On April 21, 1994, Barkley was convicted by a jury in Essex County, New Jersey

of the following counts: aggravated manslaughter; felony murder; six counts of first

degree robbery, including five charges of armed robbery; four second degree crimes –

conspiracy to commit robbery, simple assault, and two charges of possession of a

handgun for unlawful purposes; and four third degree crimes – theft of an automobile,

two charges of unlawful possession of a handgun and theft/receiving. For these crimes,

committed in the course of a robbery and shooting spree that took place in and around

East Orange, New Jersey during the late night and early morning hours of January 15 and

16, 1993, Barkley was sentenced to life in prison plus forty years with fifty years of

parole ineligibility.

       Though Barkley appealed his convictions, they were affirmed by the Appellate

Division of the New Jersey Superior Court. The New Jersey Supreme Court subsequently

denied Barkley’s petition for certification. Barkley then filed a petition for post-

conviction relief, which was denied by the trial court and, on appeal, denied by the

Appellate Division. The New Jersey Supreme Court again denied a petition for



                                              2
certification. On December 5, 2001, having exhausted his state remedies, Barkley timely

submitted a petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 challenging

ten different aspects of his conviction. The District Court denied the petition and found

no basis for the issuance of a Certificate of Appealability (“COA”).

       On September 13, 2005, we determined that Barkley’s following three claims

merited the issuance of a COA: (1) whether the District Court erred in denying the writ of

habeas corpus as to Appellant’s claim that he was denied his constitutional right to due

process because of the trial court’s failure to exclude witness testimony that was tainted

by an allegedly suggestive photo array; (2) whether the District Court erred in denying the

writ of habeas corpus as to Appellant’s claim that he was denied his constitutional right to

due process due to the trial court’s improper jury instructions on accomplice liability,

which precluded the jury’s consideration of lesser-included offenses; and (3) whether the

District Court erred in denying the writ of habeas corpus as to Appellant’s claim that the

cumulative error regarding the photo identification and the jury instructions denied

Barkley his constitutional right to due process.

                                             II.

       We have jurisdiction to review these claims under 28 U.S.C. §§ 1291 and 2253. In

doing so, “we must give considerable deference to the determinations of state courts.”

Duncan v. Morton, 256 F.3d 189, 196 (3d Cir. 2001). We will apply “a plenary standard

of review when a district court dismisses a habeas petition based on a review of the state



                                              3
court record and does not hold an evidentiary hearing, as in this case.” Id. Finally, in

conducting our analysis, “we must afford state courts’ factual findings a presumption of

correctness, which the petitioner can overcome only by clear and convincing evidence.

This presumption applies to the factual determinations of both state trial and appellate

courts.” Id. (citations omitted).

       A federal court may grant relief to a habeas applicant “with respect to any claim

that was adjudicated on the merits in State court proceedings,” only if the state’s

adjudication of the claim was either “contrary to, or involved an unreasonable application

of, clearly established Federal law, as determined by the Supreme Court of the United

States,” or it “resulted in a decision that was based on an unreasonable determination of

the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C.

§ 2254(d).

       A state court decision is “contrary to” Supreme Court precedent under

§ 2254(d)(1) where the state court reached a “conclusion opposite to that reached by [the

Supreme] Court on a question of law or if the state court decides a case differently than

[the Supreme] Court has on a set of materially indistinguishable facts.” Williams v.

Taylor, 529 U.S. 362, 413 (2000). A state court decision is an “unreasonable application”

under § 2254(d)(1) if the court “identifies the correct governing legal rule from the

Supreme Court’s cases but unreasonably applies it to the facts of the particular case or if

the state court either unreasonably extends a legal principle from the Supreme Court’s



                                              4
precedent to a new context where it should not apply or unreasonably refuses to extend

that principle to a new context where it should apply.” Gattis v. Snyder, 278 F.3d 222,

228 (3d Cir. 2002) (citing Williams, 529 U.S. at 407).

       Therefore, to succeed under this framework, Barkley must show that the state court

rejected his photo array and jury instruction arguments in a manner “contrary to, or

involv[ing] an unreasonable application of, clearly established Federal law, as determined

by the Supreme Court of the United States.” For the reasons set forth below, we conclude

that Barkley has failed to make such a showing.

                                              III.

       Barkley first argues that the testimony of prosecution witness Phillissa James, the

only witness to identify Barkley before and at trial, should have been excluded because it

was tainted by the police’s use of impermissible pretrial identification procedures and a

suggestive photo array. It is clear that “convictions based on eyewitness identification at

trial following a pretrial identification by photograph will be set aside . . . only if the

photographic identification procedure was so impermissibly suggestive as to give rise to a

very substantial likelihood of irreparable misidentification.” Simmons v. United States,

390 U.S. 377, 384 (1968). In evaluating such claims, we first look to whether the

identification procedures employed by police were inherently suggestive and then

determine whether, despite this suggestiveness, the witness’s identification was

nevertheless reliable. Neil v. Biggers, 409 U.S. 188, 198-99 (1972).



                                                5
       Although Barkley has correctly identified Simmons and Neil as the relevant

precedent, he has not shown that the trial court’s failure to suppress James’s testimony

constituted a decision that was “contrary to” or an “unreasonable application of” the

holdings in those cases. In fact, Barkley’s brief does no more than merely assert that the

“transcripts indicated that the procedure by its nature was impermissibly suggestive.” In

providing no factual support for this claim, Barkley fails to sufficiently explain how the

police’s pretrial photo identification procedures were suggestive or otherwise gave rise

“to a very substantial likelihood” that James misidentified Barkley at trial.

       Our own review of the trial court’s transcript confirms that Barkley has failed to

meet his burden.1 Neither James’s testimony nor that of the investigator who presented

her with the photo array reveals any indication that the police employed a suggestive

procedure. The trial record shows that the police presented James with photos of

individuals of the same race, similar skin color, similar facial composition and similar

clothing. Moreover, the relevant testimony explicitly indicates that the police investigator

refrained from speaking to James while she examined the photos. In ruling on Barkley’s


  1
    Although the Appellate Division of New Jersey’s Superior Court rendered the final
state court decision on Barkley’s constitutional attack on the photo array, the Court did so
without discussion, merely stating that Barkley’s argument was “without merit.” Our
habeas analysis must therefore look to the trial court’s ruling on Barkley’s motion to
suppress to determine if that decision constituted a ruling that was “contrary to” or “an
unreasonable application of” federal law. See Ylst v. Nunnemaker, 501 U.S. 797, 803
(1991) (holding that where “there has been one reasoned state judgment rejecting a
federal claim, later unexplained orders upholding that judgment or rejecting the same
claim rest upon the same ground”).

                                              6
motion to suppress, the trial court judge held that “the array in and by itself does not

appear to be suggestive of the identification to be made by the victim in these

circumstances.” The District Court agreed. Barkley has advanced no reason why we

should upset either of these determinations.

                                               IV.

       Barkley next argues that, in ruling on his direct appeal, the New Jersey Superior

Court erred in rejecting his argument that the trial court’s jury instructions on accomplice

liability improperly failed to notify the jury that they could find Barkley guilty of a crime

of lesser degree than the principal if they were to find that Barkley possessed a mental

state lower than that of the principal. However, on appeal, Barkley did not argue that the

trial court’s allegedly improper jury instructions ran afoul of any federal constitutional

provision. Rather, as is clear both from his state appellate brief and from the New Jersey

Superior Court’s opinion, Barkley argued that the trial court’s jury instructions violated

New Jersey law as set forth in State v. Weeks, 526 A.2d 1077 (N.J. 1987) and State v.

Bielkiewicz, 632 A.2d 277 (N.J. Super. App. Div. 1993).

       We may not review the New Jersey Superior Court’s rejection of these arguments.

Under 28 U.S.C. § 2254, our task is to determine whether Barkley “is in custody in

violation of the Constitution or laws or treaties of the United States.” (emphasis added).

The Supreme Court has clearly interpreted this provision to mean that “‘federal habeas

corpus relief does not lie for errors of state law.’” Estelle v. McGuire, 502 U.S. 62, 67



                                               7
(1991) (quoting Lewis v. Jeffers, 497 U.S. 764, 780 (1990)). Therefore, “it is not the

province of a federal habeas court to re-examine state court determinations on state-law

questions.” Estelle, 502 U.S. at 67-68.

       Furthermore, to the extent that he tries to do so, Barkley may not now raise federal

legal or constitutional arguments that he previously failed to raise in state court. “If state

avenues of relief, including post-conviction proceedings, have been exhausted, but the

petitioner has failed to raise the alleged grounds for error, the claim is procedurally

defaulted and may not be raised in federal court.” Hull v. Kyler, 190 F.3d 88, 97 (3d Cir.

1999). “Procedural default may be excused if a petitioner can show ‘cause’ and

‘prejudice’ or that a ‘fundamental miscarriage of justice’ would result.” Wenger v. Frank,

266 F.3d 218, 224 (3d Cir. 2001). Barkley has not suggested any grounds on which

default might be excused, nor are any apparent to us.

       In analyzing a habeas petition, we evaluate the relevant state court’s application of

federal law and determine whether that reasoning comports with precedent. Here, the

New Jersey Superior Court did not apply or analyze federal law because Barkley did not

prompt it to do so. Therefore, Barkley’s claim that the New Jersey Superior Court

improperly ruled on his jury instruction argument cannot give rise to habeas relief.

                                              V.

       Finally, Barkley argues that the New Jersey courts’ cumulative error in ruling on

his photo identification and jury instruction arguments deprived him of due process.



                                               8
Because we have found no error in the New Jersey court’s ruling on the photo

identification question and because we have determined that Barkley’s jury instruction

argument cannot give rise to habeas relief, we find this contention to be without merit.

                                            VI.

       For the reasons set forth, we will AFFIRM the order of the District Court.

____________________




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