SHANNA PAINTER and LANCE              )
PAINTER,                              )
                                      )
              Plaintiffs-Appellants,  )
                                      )
      vs.                             )                       No. SD33111
                                      )
CITY OF HUMANSVILLE, MISSOURI, )                              Filed: February 20, 2015
                                      )
              Defendant,              )
                                      )
and LEONARD WALBURN, RHONDA )
ROGERS, JOHN HENRY, and DARRELL )
R. LEAN, JR.,                         )
                                      )
              Defendants-Respondents. )

             APPEAL FROM THE CIRCUIT COURT OF POLK COUNTY

                      Honorable Donald G. Cheever, Special Judge

AFFIRMED

       Shanna and Lance Painter (collectively, “Plaintiffs”) appeal the trial court’s entry

of summary judgment on their Second Amended Petition in favor of John Henry

(“Henry”), Darrell R. LeAn, Jr. (“LeAn”), Rhonda Rogers (“Rogers”) and Leonard

Walburn (“Walburn”) (collectively, the “Individual Defendants”), and the trial court’s

denial of their motions for leave to file a third amended petition that sought to add



                                             1
allegations that the Individual Defendants acted “willfully or in bad faith” to overcome

public duty and official immunity and “to seek punitive damages.” Because, under the

most recent decision of the Supreme Court of Missouri, the Individual Defendants were

entitled to immunity under the public duty and official immunity doctrines from the

allegations in Plaintiffs’ Second Amended Petition, the trial court properly granted

summary judgment in favor of the Individual Defendants. In addition, the trial court did

not abuse its discretion in denying Plaintiffs leave to file a third amended petition as

untimely. The trial court’s summary judgment is affirmed.

                                                 Facts

        The material facts with respect to the Individual Defendants were the following.1

Tryston Painter, the minor child of Plaintiffs Shanna and Lance Painter, was killed on

October 11, 2010 when a free-standing chimney on private property in Humansville fell

on him. Plaintiffs alleged that the Individual Defendants, in their capacities as employees

or officers of Humansville, were liable for Tryston’s injuries based on the Individual

Defendants’ negligent failure to enforce, or comply with their duty under, a Humansville

ordinance that provided a procedure for abating the nuisance presented by the chimney.

Henry was the mayor and an alderperson for Humansville until he resigned on October

13, 2009. LeAn was the chief of police for Humansville; Rogers was an alderperson; and

Walburn was the mayor of Humansville. On October 11, 2010, Humansville had a

general liability policy of insurance that insured Humansville.

        In April 2008, Rogers had determined that the chimney in question and other

conditions on the property were a nuisance, and notified the owner of the property that

1
  We review the facts and inferences in the light most favorable to the party against whom summary
judgment was granted. ITT Commercial Finance Corp. v. Mid-America Marine Supply Corp., 854
S.W.2d 371, 376 (Mo. banc 1993).


                                                   2
the owner had to remove the chimney. The owner did not take any of the actions

permitted by the ordinance in response to the notice. Under the ordinance in question,

once notified that a nuisance must be abated or removed, the person notified must within

fourteen days (1) abate the nuisance, (2) consent for Humansville to abate the nuisance,

or (3) request a hearing before the mayor. If the person notified does not “exercise one of

the[se] alternatives,” “then the Mayor, or his or her designee, shall confirm the finding

that a nuisance exists and proceed with the abatement of the nuisance in any reasonable

manner . . . .” Henry, LeAn, Rogers and Walburn did not “abate the nuisance.”

                                   Procedural History

       In April 2011, Plaintiff Shanna Painter filed suit against the City of Humansville

and the Individual Defendants among others. Lance Painter, Shanna’s husband, also

joined as a plaintiff. On April 17, 2013, the Individual Defendants, along with another

defendant, filed a motion for summary judgment with respect to Plaintiffs’ Second

Amended Petition. The Individual Defendants based their motion on the official

immunity doctrine and the public duty doctrine.

       The case was set for trial on December 16, 2013.

       On September 12, 2013, Plaintiffs filed a motion for leave to file a third amended

petition that added allegations that the Individual Defendants acted “willfully or in bad

faith” to overcome public duty and official immunity and “to seek punitive damages.”

The trial court denied Plaintiffs’ motion on October 7, 2013. Subsequently, on

November 15, 2013, Plaintiffs filed a second motion for leave to file a third amended

petition that added allegations that the Individual Defendants acted “willfully or in bad




                                             3
faith” to overcome public duty and official immunity.2 The trial court overruled

Plaintiffs’ second motion with respect to these allegations on December 4, 2013. The

trial court found the motion to be “fairly late in the game” and causing a “substantial

change in strategy” that could prejudice defendants.

           After having initially denied the Individual Defendants’ motion for summary

judgment on May 17, 2013, the trial court then reconsidered the motion in a hearing on

December 4, 2013, and granted the motion as to the Individual Defendants on December

5, 2013. The court found the individual employees had immunity and the purchase of the

insurance policy by the city did not waive immunity as to the individual employees. The

judgment granting the motion included a determination pursuant to Rule 74.01(b),3 that

“there exists no just reason for delay.” At that time, the trial court continued the trial of

the case to permit Plaintiffs to appeal the grant of the Individual Defendants’ motion for

summary judgment.

                                                    Point I

           In Plaintiffs’ first point, Plaintiffs’ argue that the trial court erred in granting

summary judgment to the Individual Defendants because Humansville’s “purchase of

liability insurance that insures public employees” and does not include an endorsement

that preserves the insureds’ immunities waived the employee-insureds’ immunity under

the public duty and official immunity doctrines. Our review then is a question of law.

                   Our review is essentially de novo. The criteria on appeal for
           testing the propriety of summary judgment are no different from those
           which should be employed by the trial court to determine the propriety of
           sustaining the motion initially. E.O. Dorsch Electric Co. v. Plaza Const.

2
 The proposed third amended petition again included a request for “punitive damages” against the
Individual Defendants as well.
3
    All rule references are to Missouri Court Rules (2015), unless otherwise specified.


                                                        4
        Co., 413 S.W.2d 167, 169 (Mo.1967). The propriety of summary
        judgment is purely an issue of law. As the trial court’s judgment is
        founded on the record submitted and the law, an appellate court need not
        defer to the trial court’s order granting summary judgment. Elliott v.
        Harris, 423 S.W.2d 831, 834 (Mo. banc 1968); Swink v. Swink, 367
        S.W.2d 575, 578 (Mo.1963).

ITT Commercial Finance Corp. v. Mid-America Marine Supply Corp., 854 S.W.2d

371, 376 (Mo. banc 1993).

        Plaintiffs’ principally base their claim on two theories: (1) sections 71.185,

RSMo 2000, and 537.610, RSMo Cum.Supp. 2009, and (2) our high court’s statement in

Kunzie v. City of Olivette, 184 S.W.3d 570 (Mo. banc 2006).

        Turning first to sections 71.185 and 537.610, we note that by their terms neither

statute purports to waive any immunity of any individual. Section 71.185.1 as relevant

here states, “[a]ny municipality” (1) “may carry liability insurance . . . to insure such

municipality and their employees . . ., and [(2)] shall be liable as in other cases of torts . .

. to the extent of the insurance so carried.” The phrase “shall be liable as in other cases of

torts . . . to the extent of the insurance so carried” clearly refers to “[a]ny municipality” --

not “such municipality and their employees.”

        Section 537.610.1 as relevant here provides:

        The commissioner of administration . . . may purchase liability insurance
        for tort claims, made against the state or the political subdivision, . . . .
        Sovereign immunity for the state of Missouri and its political subdivisions
        is waived only to the maximum amount of and only for the purposes
        covered by such policy of insurance . . . .

By its terms, the waiver under section 537.610 is limited to a waiver of sovereign

immunity for the state and its political subdivisions. As a result, the language of sections

71.185 and 537.610 does not support Plaintiffs’ argument. Further, our high court, in the

context of discussing sections 71.185 and 537.610, most recently stated “[t]he



                                               5
legislature’s waivers of immunity applicable to defendant municipalities and political

subdivisions do not abrogate the immunity protections afforded to public employees.”

Southers v. City of Farmington, 263 S.W.3d 603, 609 (Mo. banc 2008).

       Plaintiffs attempt to overcome the plain language of sections 71.185 and 537.610

by asserting that our high court in its 2006 opinion in Kunzie specifically held that a

municipality’s purchase of liability insurance waived all the municipality’s immunities

and that, as a matter of policy, this same principle should be extended to the immunities

of the municipality’s employee-insureds. To support their assertion, Plaintiffs point to

the Supreme Court’s statement in Kunzie that a municipality’s purchase of liability

insurance “constitutes an absolute and complete waiver of all immunities” and then in a

footnote, our high court’s further statement that “[t]his absolute waiver includes

governmental function immunity, the discretionary immunity doctrine, and the public

duty doctrine.” Kunzie, 184 S.W.3d at 574 & 574 n.4. Plaintiffs complete their

argument by claiming that the phrase in the footnote “the discretionary immunity

doctrine, and the public duty doctrine” refers to the “municipal equivalent[s]” of the

official immunity and public duty doctrines applicable to the municipality’s employee-

insureds with the result that, as a matter of policy, the waiver described in Kunzie should

be extended to the employee-insureds’ immunities.

       We are bound by the most recent decision of our Supreme Court. T.Q.L. ex rel.

M.M.A. v. L.L., 291 S.W.3d 258, 266 (Mo.App. S.D. 2009). In Southers, 263 S.W.3d at

609, the court stated “[t]he legislature’s waivers of immunity applicable to defendant

municipalities and political subdivisions do not abrogate the immunity protections

afforded to public employees.” The only defendant in Kunzie was a municipality. At the




                                             6
time Kunzie was decided, the law was that a municipality (separate and apart from its

employees) was entitled to three types of immunity – immunity for “governmental

functions” and immunity under the “discretionary immunity” and “public duty”

doctrines. See Jungerman v. City of Raytown, 925 S.W.2d 202, 204-06 (Mo. banc

1996), abrogated in part by Southers, 263 S.W.3d at 613-14 & 614 n.13. Consequently,

Kunzie does not support Plaintiffs’ position. Kunzie was addressing a municipal

defendant’s immunities and not the immunities of the municipal defendant’s employee-

insureds.4

         Plaintiffs’ Second Amended Petition alleged that the Individual Defendants were

negligent in failing to enforce, or to comply with their duty to abate the nuisance

presented by the free-standing chimney under, a Humansville ordinance that provided a

procedure for abating the nuisance. Enforcement of, or compliance with, an ordinance is

a duty owed to the general public rather than a particular individual. See Berger v. City

of University City, 676 S.W.2d 39, 41-42 (Mo.App. E.D. 1984) (“[e]nforcement of the

law and keeping of the peace are duties which a municipality and its employees owe to

the general public but a breach of which is not actionable by a citizen” and, “similarly,”

the city and its employees were not liable because “they failed to comply with [city]

ordinances” because they are not liable for a failure to enforce city ordinances (internal

citations omitted)). Because the duty owed by the Individual Defendants under the

4
  Plaintiffs in their reply brief also referred us to the Western District’s opinion in Newson v. City of
Kansas City, 606 S.W.2d 487, 489, 490-91 (Mo.App. W.D. 1980), as support for the proposition that a
municipality’s purchase of liability insurance waives the immunities of the municipality’s employee-
insureds. In Newson, the trial court dismissed a petition against a city employee for the negligent operation
of a fire truck. The Western District reversed and remanded with the direction that Newson “will have
opportunity to amend the petition” as to the city employee to allege that the city employee waived
immunity under section 71.185. We are not persuaded by the Western District’s view of the scope of
section 71.185 in light of the plain language of section 71.185 and Southers’ admonition that “[t]he
legislature’s waivers of immunity applicable to defendant municipalities and political subdivisions do not
abrogate the immunity protections afforded to public employees.” Southers, 263 S.W.3d at 609.


                                                     7
ordinance at issue was to the general public, the Individual Defendants were entitled to

immunity under the public duty doctrine. See Southers, 263 S.W.3d at 611-12.5

         Summary judgment in favor of the Individual Defendants on Plaintiffs’ Second

Amended Petition was proper. Plaintiffs’ first point is denied.

                                                    Point II

         In Plaintiffs’ second point, Plaintiffs contend that the trial court abused its

discretion in denying their motions for leave to file a third amended petition. The first of

Plaintiffs’ motions was filed slightly more than three months before trial in a case that

had been pending more than two years.6 The proposed amended petition sought to add

allegations that the Individual Defendants acted “willfully or in bad faith” to overcome

public duty and official immunity and “to seek punitive damages.”

         The denial of a motion for leave to amend a petition “lies soundly within the trial

court’s discretion,” and will not be disturbed unless the denial is an abuse of the trial

court’s discretion. Lunn v. Anderson, 302 S.W.3d 180, 193 (Mo.App. E.D. 2009); see

also Concerned Citizens for Crystal City v. City of Crystal City, 334 S.W.3d 519, 526

(Mo.App. E.D. 2010). A trial court abuses its discretion “when a ruling is clearly against

the logic of the circumstances and is so arbitrary and unreasonable as to shock the sense

of justice and indicate a lack of careful consideration.” Wheeler ex rel. Wheeler v.

Phenix, 335 S.W.3d 504, 510 (Mo.App. S.D. 2011) (internal citation and quotation




5
 We also believe the ordinance may require the exercise of discretion in confirming the existence of a
nuisance and in abating the confirmed nuisance “in any reasonable manner.” For that reason, the
Individual Defendants may also have been entitled to immunity under the official immunity doctrine. See
Southers, 263 S.W.3d at 610-11.
6
  Plaintiffs are not clear in their briefs if they are appealing the denial of one or both motion for leave to file
a third amended petition. We assume Plaintiffs intended to appeal the denial of both motions.


                                                        8
marks omitted). In determining whether the trial court abused its discretion, we should

consider a number of factors including:

       1) the hardship to the moving party that a denial would cause; 2) the
       reasons for the moving party’s failure to include the matter in the original
       pleadings; 3) the timeliness of the application for leave to amend; and 4)
       the hardship or injustice that granting leave to amend would cause to the
       non-moving party. See Lester v. Sayles, 850 S.W.2d 858, 869 (Mo. banc
       1993). The most common reason for denying leave to amend is the
       resultant prejudice to the non-moving party. Western Casualty and Surety
       Co. v. Kansas City Bank and Trust Co., 743 S.W.2d 578, 582
       (Mo.App.1988).

Concerned Citizens for Crystal City, 334 S.W.3d at 526-27.

       Southers makes clear that official immunity will not protect a public employee “if

the conduct is willfully wrong or done with malice or corruption,” and the public duty

doctrine will not protect a public employee if the employee acts “in bad faith or with

malice.” Southers, 263 S.W.3d at 610, 612. Plaintiffs’ knew early in the lawsuit that the

Individual Defendants asserted they were immune from liability under the official

immunity and public duty doctrines. To wait until slightly more than three months before

trial to first attempt to amend the petition to add factual allegations that, if proven, would

negate the availability to the Individual Defendants of the official immunity and public

duty doctrines and expose the Individual Defendants to punitive damages caused the

proposed amendment to be untimely and prejudiced the Individual Defendants in the

presentation of their defenses. In these circumstances, the trial court’s denial of

Plaintiffs’ request to file a third amended petition was not clearly against the logic of the

circumstances and not so arbitrary and unreasonable as to shock our sense of justice and

indicate a lack of careful consideration.




                                              9
         Plaintiffs’ second point is denied.7 The trial court’s summary judgment is

affirmed.



Nancy Steffen Rahmeyer, J. - Opinion Author

Gary W. Lynch, J. - Concurs

Don E. Burrell, J. - Concurs




7
  In their brief, Plaintiffs indicate that they believe the trial court’s denial of their motion for leave to file a
third amended petition is moot because the trial has been continued to allow this appeal and Plaintiffs
intend again to ask the trial court for leave to file an amended petition following the completion of this
appeal. We express no opinion on the merits of a post-appeal motion for leave to file an amended petition.
We simply state that the trial court did not abuse its discretion in denying the earlier motions.


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