Filed 6/23/16 (unmodified opn. attached)

                                  CERTIFIED FOR PUBLICATION


                  COURT OF APPEAL, FOURTH APPELLATE DISTRICT

                                           DIVISION ONE

                                       STATE OF CALIFORNIA



THE PEOPLE,                                         D068384

        Plaintiff and Respondent,

        v.                                          (Super. Ct. No. SCD245781)

BRANDEN JOHNSON,                                    ORDER MODIFYING OPINION
                                                    [NO CHANGE IN JUDGMENT]
        Defendant and Appellant.



THE COURT:


        On the court's own motion, the opinion filed in this matter on June 23, 2016, is

modified as follows:

        In the first paragraph on page 22, the second sentence beginning with the word

"Accordingly," the word "granting" is changed to "denying" so the full sentence reads as

follows:

        Accordingly, our affirmance of the order denying Johnson's
        section 1170.18, subdivision (a) petition is without prejudice to the superior
        court's consideration of a subsequent petition that contains evidence — not
        limited to the record of conviction — of Johnson's eligibility for relief
        under Proposition 47.
      There is no change in judgment.


                                            McDONALD, Acting P. J.

Copies to: All parties




                                        2
Filed 6/23/16 (unmodified version)
                                     CERTIFIED FOR PUBLICATION


                  COURT OF APPEAL, FOURTH APPELLATE DISTRICT

                                           DIVISION ONE

                                       STATE OF CALIFORNIA



THE PEOPLE,                                         D068384

        Plaintiff and Respondent,

        v.                                          (Super. Ct. No. SCD245781)

BRANDEN JOHNSON,

        Defendant and Appellant.


        APPEAL from an order of the Superior Court of San Diego County, Laura W.

Halgren, Judge. Affirmed.



        Jill Kent, under appointment by the Court of Appeal, for Defendant and Appellant.

        Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney

General, Julie L. Garland, Assistant Attorney General, Peter Quon, Jr. and Anthony

Da Silva, Deputy Attorneys General, for Plaintiff and Respondent.

        Branden Johnson appeals from an order of the superior court denying his petition

to recall his felony sentence for receiving stolen property and to resentence him to a

misdemeanor, as allowed in Penal Code section 1170.18, subdivision (a), which was
enacted as part of Proposition 47.1 On appeal, Johnson argues that the trial court erred in

ruling that he, not the People, had the burden of establishing eligibility for Proposition 47

relief. We disagree and will affirm the order. The affirmance is without prejudice, in the

event Johnson wants to file a new petition in which he may attempt to meet his initial

burden of demonstrating entitlement to relief under Proposition 47.

                                               I.

                   FACTUAL AND PROCEDURAL BACKGROUND2

       In a January 2013 complaint, the district attorney charged Johnson (and a

codefendant) with one count of receiving stolen property in violation of section 496,



1         "A person currently serving a sentence for a conviction, whether by trial or plea,
of a felony or felonies who would have been guilty of a misdemeanor under the act that
added this section ('this act') had this act been in effect at the time of the offense may
petition for a recall of sentence before the trial court that entered the judgment of
conviction in his or her case to request resentencing in accordance with . . . [section] 496
. . . of the Penal Code, as th[at] section[] ha[s] been amended . . . by this act."
(Pen. Code, § 1170.18, subd. (a). Further undesignated statutory references are to the
Penal Code.)

2       The trial court indicated that it had before it Johnson's "file," stating that one of the
issues was whether the court could consider anything other than the "record of
conviction." The court did not indicate what it considered to be part of the record of
conviction.
        For purposes of the factual recitation in this opinion, we have considered the
following documents from the record on appeal: the January 2013 complaint; the August
2013 written plea; the August 2013 reporter's transcript from the hearing on the change of
plea; the November 2013 reporter's transcript from the sentencing hearing; the November
2013 (sentencing) order granting mandatory probation supervision; the November 2013
felony abstract of judgment; and the April 2015 reporter's transcript from the hearing at
which probation was revoked. We have not considered as evidence the various probation
reports or the police arrest report, since the trial court did not consider them (on the basis
they are not part of Johnson's record of conviction), and they contain multiple layers of
hearsay.
                                               2
subdivision (a). In August 2013, pursuant to a negotiated plea agreement, Johnson

pleaded guilty; the factual basis for the plea was that he "unlawfully [and] knowingly

possessed stolen property." In November 2013, the court denied probation (due to

Johnson's prior convictions) and ordered Johnson to serve a three-year split sentence —

two years in county jail and one year suspended with mandatory supervision.

       On November 4, 2014, California voters approved Proposition 47, the Safe

Neighborhoods and Schools Act; and under the California Constitution (art. II, § 10,

subd. (a)), it became effective the following day. (People v. Rivera (2015) 233

Cal.App.4th 1085, 1089 (Rivera).) "Proposition 47 makes certain . . . theft-related

offenses misdemeanors, unless the offenses were committed by certain ineligible

defendants. These offenses had previously been designated as either felonies or wobblers

(crimes that can be punished as either felonies or misdemeanors)." (Rivera, at p. 1091.)

As relevant to the issue on appeal, Proposition 47 allows for the defendant to be

resentenced and the felony conviction for receiving stolen property to be deemed a

misdemeanor upon a showing that the value of the stolen property did not exceed $950.

(§§ 1170.18, subds. (a) & (b), 496, subd. (a).)

       On April 2, 2015, the court revoked mandatory supervision for Johnson and

ordered him to serve the remaining 295 days of his sentence in custody.

       Approximately one week later, Johnson filed a form petition signed by his

attorney, requesting that Johnson's felony sentence be recalled and that he be resentenced

under section 1170.18, subdivisions (b) and (d). The one-page check-the-box petition

contained only the date of conviction ("11/07/13," which was the date of sentencing, not

                                             3
conviction), the crime of which Johnson was convicted ("PC496(a)"), the sentence ("3

years confinement") and the request for resentencing. The case was assigned to the

original sentencing judge (§ 1170.18, subd. (l)), who requested briefing from both sides

and placed the matter on the court's calendar for hearing.

       In May 2015, the People filed points and authorities in opposition to Johnson's

petition, arguing in relevant part that Johnson did not meet his burden of presenting

evidence that established his entitlement to relief under Proposition 47. More

specifically, the People argued that Johnson did not establish from the record of

conviction that the offense of which he was convicted involved a theft of property valued

at less than $950. In support, the People submitted copies of some of the text of

Proposition 47 and an August 2013 probation report that was prepared in anticipation of

Johnson's original sentence on the felony conviction following his negotiated guilty plea.

       Johnson filed points and authorities, contending that because his original petition

contained a prima facie showing that he was eligible for Proposition 47 relief,3 the

burden shifted to the prosecution to establish that he was not entitled to relief — a

burden, he argued, the prosecution did not meet by relying on the probation report, which

is not part of the record of conviction. More specifically, Johnson contended that,

because the record of conviction was silent as to the value of the stolen property, the



3       Johnson's petition did not mention the value of the stolen property in his
possession, and in his written submission Johnson did not explain why he believed he had
made a "prima facie showing" for relief based on merely his felony conviction, the date
of his sentencing and the term of his sentence.

                                              4
court could "only find the least adjudicated offense under the record," which Johnson

argued was a misdemeanor. In support, Johnson submitted a copy of the eight-page

police report in which the arresting officer filled out a form and attached a narrative

report of the arrest. Johnson argued that statements in the arrest report established that

the value of the stolen property in his possession that formed the basis of his conviction

was less than $950 and should be admissible because the report was like a preliminary

hearing transcript, which is part of the record of conviction.4

       The People filed a reply, emphasizing that the burden of proof was on Johnson

and arguing that, by submitting a barebones check-the-box form petition that contained

no evidence regarding the stolen property in his possession, the petition should be denied

for lack of a prima facie showing of eligibility to Proposition 47 relief. Alternatively, the

People argued that, if the court determines Johnson to have made a sufficient showing of

eligibility, then the petition still should be denied because Johnson did not present any

actual evidence that the value of the stolen property did not exceed $950.

       At the June 3, 2015 hearing, the court denied Johnson's petition. The court

explained: In attempting to establish the value of the stolen property, "the parties need

necessarily to be confined to the record of conviction"; Johnson had the burden of proof

to establish "through the record of conviction" that the value of the stolen property did




4      Inconsistently, elsewhere in his points and authorities, Johnson cited two cases in
support of the position that "police reports are not part of the record of conviction" and
urged the court not to consider the police report (or the probation report).

                                              5
not exceed $950 (in order to qualify for Prop. 47 relief); and Johnson did not meet his

burden of proof.

       Johnson timely appealed.

                                              II.

                                       DISCUSSION

       In determining whether the trial court properly applied section 1170.18,

subdivision (a), we must decide, first, who had the burden of establishing the value of the

stolen property that formed the basis of Johnson's felony conviction and, second, whether

that party met the required burden. All that is at issue in this appeal is the burden at the

time the trial court determines the petitioning defendant's initial eligibility "[u]pon

receiving a petition under subdivision (a)." (§ 1170.18, subd. (b).) As we explain, the

initial burden of establishing eligibility was on Johnson, who did not meet it.

A.     Proposition 47

       As relevant to this appeal, Proposition 47 amended section 496. (Rivera, supra,

233 Cal.App.4th at p. 1091.) In part, recently amended section 496, subdivision (a)

provides:

       "Every person who buys or receives any property that has been stolen or
       that has been obtained in any manner constituting theft or extortion,
       knowing the property to be so stolen or obtained, or who conceals, sells,
       withholds, or aids in concealing, selling, or withholding any property from
       the owner, knowing the property to be so stolen or obtained, shall be
       punished by imprisonment in a county jail for not more than one year, or
       imprisonment pursuant to subdivision (h) of Section 1170. However, if the
       value of the property does not exceed nine hundred fifty dollars ($950), the




                                              6
       offense shall be a misdemeanor, punishable only by imprisonment in a
       county jail not exceeding one year . . . ."5 (Italics added.)

(See Voter Information Guide, Gen. Elec. (Nov. 4, 2014) text of Prop. 47, § 9, p. 72.)

       Proposition 47 also created a procedure whereby a person who is serving a felony

sentence for an offense that became a misdemeanor under Proposition 47 may petition for

a recall of that sentence and request resentencing under the applicable statute that was

added or amended by Proposition 47. (§ 1170.18, subd. (a); Rivera, supra, 233

Cal.App.4th at p. 1092.) Pursuant to this procedure, Johnson applied to the trial court to

recall his felony sentence for receiving stolen property and to be resentenced under

section 496, subdivision (a), as amended by Proposition 47.

B.     Standards on Appeal

       In interpreting a ballot initiative measure, we apply the same principles as we do

in construing a statute enacted by the Legislature. (People v. Arroyo (2016) 62 Cal.4th

589, 593 (Arroyo) [Prop. 21, which "expanded prosecutorial authority to file charges

against minors in adult court"].) We begin by considering the actual language of the

initiative, giving its words their usual and ordinary meaning. (Arroyo, at p. 593.) We

construe the words of an initiative as a whole and within the overall statutory scheme to

effectuate the voters' intent. (Ibid.) If the language is ambiguous, we look to other

5       Prior to Proposition 47, which includes the time of Johnson's felony conviction,
the last quoted sentence provided: "However, if the district attorney or the grand jury
determines that this action would be in the interests of justice, the district attorney or the
grand jury, as the case may be, may, if the value of the property does not exceed nine
hundred fifty dollars ($950), specify in the accusatory pleading that the offense shall be a
misdemeanor, punishable only by imprisonment in a county jail not exceeding one year."
(§ 496, former subd. (a); Stats. 2011, ch. 15, § 372.)

                                              7
indicia of the intent of the electorate, including the analyses and arguments in the official

ballot pamphlet. (Ibid.) We will not interpret ambiguities in initiative language so as to

create an absurd result or to be inconsistent with the voters' intent. (See People v. Cruz

(1996) 13 Cal.4th 764, 782-783.)

       Where an appeal involves the interpretation of a statute enacted as part of a voter

initiative, the issue on appeal is a legal one, which we review de novo. (Arroyo, supra,

62 Cal.4th at p. 593.) Where the trial court applies disputed facts to such a statute, we

review the factual findings for substantial evidence and the application of those facts to

the statute de novo. (Hermosa Beach Stop Oil Coalition v. City of Hermosa Beach

(2001) 86 Cal.App.4th 534, 548-549.) " '[A]n order is presumed correct; all intendments

are indulged in to support it on matters as to which the record is silent, and error must be

affirmatively shown.' " (People v. Carpenter (1999) 21 Cal.4th 1016, 1046.) In addition,

we must " 'view the record in the light most favorable to the trial court's ruling.' " (Ibid.)

C.     Analysis

       The first sentence of section 496, subdivision (a) defines the crime of receiving

stolen property: "Every person who buys or receives any property that has been stolen or

that has been obtained in any manner constituting theft or extortion, knowing the property

to be so stolen or obtained, or who conceals, sells, withholds, or aids in concealing,

selling, or withholding any property from the owner, knowing the property to be so stolen

or obtained, shall be punished by imprisonment in a county jail for not more than one

year, or imprisonment pursuant to subdivision (h) of Section 1170." The second sentence

of section 496, subdivision (a) — i.e., the language at issue in this appeal — deals with

                                               8
the value of the stolen property received and provides in part: "However, if the value of

the property does not exceed nine hundred fifty dollars ($950), the offense shall be a

misdemeanor . . . ." (Italics added.)

       In support of his original petition, Johnson presented no evidence as to how he

"would have been guilty of a misdemeanor under [Prop. 47] had this act been in effect at

the time of the offense," as required by section 1170.18, subdivision (a). In response to

the court's request for briefing, Johnson submitted an unsigned copy of his arrest report,

which contained the arresting officer's summary of events surrounding Johnson's

January 18, 2013 arrest for receiving stolen property (and for possession of tear gas). In

relevant part, the officer wrote that he interviewed a witness (the potential purchaser of

the stolen property), the codefendant and Johnson — each of whom provided certain

information to the officer with regard to the value of the stolen property. In the

information provided by these three people, the stolen property was described as a laptop

computer that was to be sold for between $350 and $400.

       Section 1170.18, subdivision (a) is silent as to who has the initial burden of

establishing whether a petitioning defendant is eligible for resentencing. (See fn. 1,

ante.) At the time Johnson filed his petition in April 2015, section 1170.18 had been in

effect for less than six months, and even by June 2015 when the trial court denied

Johnson's petition there were no appellate opinions to provide guidance on this issue.

       Within the last year, at least four final appellate opinions have interpreted and

applied section 1170.18, subdivision (a) — each holding that this initial burden is borne

by the petitioning defendant. (People v. Sherow (2015) 239 Cal.App.4th 875, 878

                                             9
(Sherow) ["a petitioner for resentencing under Proposition 47 must establish his or her

eligibility for such resentencing"]; People v. Rivas-Colon (2015) 241 Cal.App.4th 444,

449-450 (Rivas-Colon) [same]; People v. Perkins (2016) 244 Cal.App.4th 129, 136-137

(Perkins) [same]; People v. Bush (2016) 245 Cal.App.4th 992, 1007 (Bush).)

       On appeal, contrary to Sherow, Rivas-Colon, Perkins and Bush, Johnson does not

mention a requirement that he make (and does not argue that he made) the initial showing

of eligibility for Proposition 47 relief in his petition. Rather, he contends that in response

to his petition the trial court was limited to consideration of the record of conviction

(without suggesting what comprises the record of conviction), and because the record of

conviction in this case does not disclose the value of the stolen property, the prosecution

cannot prove that Johnson is ineligible for Proposition 47 relief. In so doing, Johnson

argues that Sherow is not controlling on two basic grounds: (1) Unlike Sherow, in which

the petitioning defendant had been found guilty of felony burglary following a trial with a

complete record of the underlying theft, here Johnson pleaded guilty to felony receipt of

stolen property following the filing of a complaint with little or no record of the

underlying theft; and, alternatively, (2) Sherow was wrongly decided.6

       We disagree. As we explain, the petitioning defendant, not the prosecution, has

the initial burden of establishing eligibility for resentencing, and the trial court is not



6      Johnson does not mention Rivas-Colon, supra, 241 Cal.App.4th 444, let alone
attempt to argue that it is not controlling. Perkins, supra, 244 Cal.App.4th 129, and
Bush, supra, 245 Cal.App.4th 992, were filed after Johnson filed his reply brief in this
appeal.

                                               10
limited to consideration of the record of conviction. This burden includes presenting

evidence that the petitioning defendant "would have been guilty of a misdemeanor under

[Proposition 47] had [Proposition 47] been in effect at the time of the offense"

(§ 1170.18, subd. (a)), which as applicable in this case means evidence that "the value of

the property does not exceed nine hundred fifty dollars ($950)" (§ 496, subd. (a)).

Johnson did not meet his initial burden here.

       1.      Johnson Had the Initial Burden of Establishing Eligibility for Resentencing
               Under Proposition 47 from Sources Not Limited to the Record of
               Conviction

       Johnson contends on appeal that the trial court properly limited its consideration of

evidence to the record of conviction, and the People do not argue otherwise. Johnson

bases his position solely on a citation to People v. Bradford (2014) 227 Cal. App.4th

1322 (Bradford), the authority on which the trial court relied in ruling that the parties

were confined to the record of conviction. In part, Bradford held that in response to a

petition for resentencing under Proposition 36 (§ 1170.126, titled the Three Strikes

Reform Act of 2012), "the trial court must determine the facts needed to adjudicate

eligibility based on evidence obtained solely from the record of conviction."7 (Bradford,

at p. 1327.)

       Johnson posits that (1) because Proposition 36 and Proposition 47 both decrease

existing sentences and use similar language to define eligibility for resentencing


7      Without suggesting what documents comprise the record of conviction, the
Bradford court described the required evidence as "facts attendant to commission of the
actual offense." (Bradford, supra, 227 Cal.App.4th at p. 1332 [Prop. 36; § 1170.126].)

                                             11
(compare § 1170.126, subd. (f) [Prop. 36] with § 1170.18, subd. (a) [Prop. 47]) and

(2) because neither proposition identifies what evidence a court may consider in

determining eligibility, when the trial court makes its initial determination whether the

petition satisfies the criteria for resentencing under Proposition 47, the court should be

limited to the record of conviction the same as it is under Proposition 36. " 'When

legislation has been judicially construed and a subsequent statute on a similar subject

uses identical or substantially similar language, the usual presumption is that the

Legislature [or the voters] intended the same construction, unless a contrary intent clearly

appears.' " (Rivera, supra, 233 Cal.App.4th at p. 1100.)

       We agree with Johnson that the two propositions employ similar procedures. We

disagree, however, with his suggestions both (1) that the prosecution has the initial

burden to establish a petitioning defendant's ineligibility for resentencing,8 and (2) that

the trial court is limited to consideration of the record of conviction for this purpose.

Rather, under both Proposition 36 and Proposition 47, the petitioning defendant has the



8       As a preliminary matter, we reject Johnson's suggestion that, because the initial
showing under Proposition 47 requires evidence of "guilt[] of a misdemeanor"
(§ 1170.18, subd. (a)), the prosecution has the burden of proof beyond a reasonable
doubt. Section 1170.18 deals with resentencing a petitioning defendant whose
commission of a felony has already been proven beyond a reasonable doubt. If
successful, the petitioning process results in the recall of the felony sentence and the
resentencing, not in the conviction of a new or different crime. (Id., subd. (b).) Only
after the resentencing has taken place — i.e., after the court has determined that the
petitioning defendant "would have been guilty of a misdemeanor under [Proposition 47]
had [Proposition 47] been in effect at the time of the offense" (id., subd. (a)) and is not
otherwise ineligible for relief — is the conviction "considered a misdemeanor for all
purposes" (id., subd. (k)).

                                              12
initial burden of establishing eligibility, and if that burden is met, then the prosecution

has the opportunity to establish ineligibility on other grounds. With regard to the

evidence the court may consider, there is no indication in either of the two propositions

that the voters intended to limit the court's consideration to the record of conviction.

Although appellate authority has so limited the trial court's consideration under

Proposition 36 (Bradford, supra, 227 Cal.App.4th at p. 1327), such a limitation under

Proposition 47 would result in potentially insurmountable obstacles to obtaining relief to

which a petitioning defendant would be entitled under a consideration of evidence from

other sources.

              a.      Initial Burden

       In comparing Proposition 36 with Proposition 47, Johnson first suggests that under

both the prosecution has the initial burden of establishing that a petitioning defendant is

ineligible for resentencing. We disagree.

       Under Proposition 36, a defendant who has two or more prior serious and/or

violent felonies, known as "strikes," is no longer necessarily subject to an enhanced

sentence on a conviction for a third strike offense, if the third conviction is not for a

serious or violent felony. (Bradford, supra, 227 Cal.App.4th at pp. 1327-1328.) In

enacting section 1170.126 as part of Proposition 36, the voters did not intend to benefit

all third strike offenders whose third strike was not for a serious or violent felony, but

only those who were perceived as nondangerous or posing little or no risk to the public.

(People v. Arevalo (2016) 244 Cal.App.4th 836, 846 (Arevalo).)



                                              13
       Under Proposition 36, a person serving an indeterminate term of life imprisonment

imposed under section 667, subdivision(e)(2), or section 1170.12, subdivision (c)(2), for

a conviction of a felony that is not defined as serious and/or violent by section 667.5,

subdivision (c), or section 1192.7, subdivision (c), may petition for resentencing.

(§ 1170.126, subds. (b), (e)(1).) There, the petitioning defendant has the initial burden of

establishing eligibility — namely, the requisite conviction and sentence set forth in

section 1170.126, subdivision (e). (§ 1170.126, subd. (b).) The prosecution then has the

opportunity to oppose the petition by establishing that the petitioning defendant is

ineligible on various grounds.9 (§ 1170.126, subd. (e)(2)-(3).)

       Under Proposition 47, a person serving a sentence for a conviction of a felony

"who would have been guilty of a misdemeanor under [Proposition 47] had

[Proposition 47] been in effect at the time of the offense" may petition for resentencing.

(§ 1170.18, subd. (a).) By this language, the voters did not intend to benefit all offenders

serving a sentence for a felony theft or drug conviction, but only those who would have

been guilty of a misdemeanor under the various statutes that were added or amended by

Proposition 47. Like Proposition 36, Proposition 47 requires the petitioning defendant to

establish initial eligibility for relief — which, under Proposition 47, is "guilt[] of a

misdemeanor." (§ 1170.18, subd. (a).) Also like Proposition 36, Proposition 47 then



9      In addition, the court may still deny relief to an otherwise eligible petitioning
defendant if the court determines, based on evidence from any source, that resentencing
would pose an unreasonable risk of danger to public safety. (§ 1170.126, subds. (f) &
(g)(1)-(3); Arevalo, supra, 244 Cal.App.4th at p. 852.)

                                              14
allows the prosecution the opportunity to establish that the petitioning defendant is

ineligible for resentencing. This may be accomplished either (1) by rebutting the

petitioning defendant's evidence, thereby demonstrating that the petitioning defendant

would not have been guilty of a misdemeanor had Proposition 47 been in effect at the

time of the offense, or (2) by demonstrating that the petitioning defendant suffered a

conviction of one or more of the offenses specified in section 1170.18, subdivision (i).10

              b.     Record of Conviction

       In comparing Proposition 36 with Proposition 47, Johnson further suggests that

when determining a petitioning defendant's initial eligibility for resentencing, the trial

court is limited to consideration of the record of conviction.11 Again, we disagree.

       Under Proposition 36, a petitioning defendant is limited to evidence contained in

the record of conviction (Bradford, supra, 227 Cal.App.4th at pp. 1327, 1332), because



10     Finally, as in Proposition 36, under Proposition 47 the court may still deny relief
to an otherwise eligible petitioning defendant if the court determines, based on evidence
from any source, that resentencing would pose an unreasonable risk of danger to public
safety. (§ 1170.18, subd. (b)(1)-(3).)
       This appeal (like Sherow, Rivas-Colon, Perkins and Bush) involves only the initial
burden to establish eligibility for resentencing. Accordingly, we express no view as to
who has either the ultimate burden or the standard of proof for entitlement to resentencing
under Proposition 47.

11     The parties have not cited, and our own research has not disclosed, any authority
that explicitly lists or describes the documents that comprise the record of conviction.
That said, we are guided by our high court's explanation that a " 'record of conviction' "
consists of documents in the record that reliably " 'reflect[] the facts of the offense for
which the defendant was convicted' " and appears to be limited to proceedings at and
before the adjudication of guilt, whether by plea or verdict. (People v. Trujillo (2006) 40
Cal.4th 165, 177, 179 ["Three Strikes" law; § 667, subds. (b)-(i)].)

                                             15
"the relevant inquiry in deciding whether a particular prior conviction qualifies as a

serious felony for California sentencing purposes is limited to an examination of the

record of the prior criminal proceeding to determine the nature or basis of the crime of

which the defendant was convicted " (People v. McGee (2006) 38 Cal.4th 682, 691, italics

added [consideration whether a conviction from another jurisdiction is a "serious felony"

under Three Strikes law, §§ 667, subd. (d)(2), 1170.12, subd. (b)(2)]).

       In contrast, under Proposition 47 the relevant inquiry for purposes of establishing

a petitioning defendant's initial eligibility is "guilt[] of a misdemeanor" (§ 1170.18,

subd. (a)) — which often cannot be established merely from the record of conviction of

the felony. This is because, prior to Proposition 47, where a defendant was convicted of

a felony, the facts necessary to establish that the petitioning defendant was guilty of a

misdemeanor enacted or amended by Proposition 47 likely would have been irrelevant in

charging the defendant with a pre-Proposition 47 felony.12

       Stated differently, the initial determination under Proposition 36 is predominantly

legal (see People v. Kelii (1999) 21 Cal.4th 452, 456-457), whereas the initial

determination under Proposition 47 is entirely factual. Under Proposition 36 the initial

showing required for resentencing is merely evidence of the existence of specified



12     In the case of receiving stolen property, for example, the only fact necessary —
indeed, the only fact available — to establish that a petitioning defendant would have
been guilty of a misdemeanor under Proposition 47 is that the value of the stolen property
did not exceed $950. (§ 496, subd. (a).) Prior to Proposition 47, however, the value of
the property was not at issue where the defendant was charged with a felony. (§ 496,
former subd. (a).)

                                             16
convictions that will be contained in the record of conviction. In contrast, under

Proposition 47 the initial showing required for resentencing must include evidence of

facts that would support a conviction of a misdemeanor that was enacted or amended by

Proposition 47, which may well require evidence outside of the record of conviction. As

such, the trial court is not limited to the record of conviction in its consideration of the

evidence to adjudicate eligibility for resentencing under Proposition 47.13

       While the petitioning and resentencing procedures under Proposition 36 and

Proposition 47 are very much the same (compare § 1170.126 with § 1170.18), what must

be shown initially in support of the petition under each proposition is not. Thus, the

potential sources of evidence necessary for this showing are not the same. For this initial

burden under Proposition 47, a petitioning defendant is entitled to present evidence of

facts from any source to establish the guilt of the Proposition 47-sanctioned

misdemeanor. (Perkins, supra, 244 Cal.App.4th at p. 140 [any probative evidence];

Sherow, supra, 239 Cal.App.4th at p. 880 [petitioning defendant's testimony].)




13     For this same reason, we reject Johnson's suggestion that, because the record of
Johnson's conviction does not contain evidence as to the value of the stolen property, we
must presume the conviction was for the least punishable offense. In support of his
position, Johnson relies on People v. Guerrero (1988) 44 Cal.3d 343, which holds that,
for purposes of a sentence enhancement based on a prior conviction of a "serious felony,"
where the facts of the prior offense are not ascertainable from a review of the entire
record of the prior conviction, "the court will presume that the prior conviction was for
the least offense punishable under the . . . law." (Id. at p. 352.) As we have just
concluded, however, here the parties and court are not limited to Johnson's record of
conviction.

                                              17
       Accordingly, the trial court here erred in ruling that, in establishing the value of

the stolen property, "the parties need necessarily to be confined to the record of

conviction." However, Johnson is not entitled to a reversal of the order denying his

petition. The record on appeal does not contain evidence from any source as to the value

of the stolen property — i.e., evidence from which the court could have made the initial

determination whether Johnson would have been guilty of a misdemeanor under

section 496, subdivision (a), and thus eligible for resentencing under section 1170.18,

subdivision (b).14 Accordingly, given this record on appeal, because there is no

reasonable probability that Johnson would have achieved a more favorable result had the

court considered evidence from sources other than the record of conviction, the trial

court's error is harmless. (People v. Watson (1956) 46 Cal.2d 818, 836 [reversal only if

defendant can establish prejudice from trial court's error].)

              c.     Summary

       As applicable here, therefore, Johnson had the initial burden of demonstrating

eligibility for resentencing under Proposition 47 from any source of admissible evidence.


14      In support of his petition, Johnson submitted only his attorney's statements of the
crime of which Johnson was convicted, the date of the sentencing, the sentence imposed
and the request for resentencing — none of which is sufficient as a matter of law to
establish the value of the stolen property in Johnson's possession. In opposition, the
People submitted some of the text of Proposition 47 and an August 2013 probation report
following Johnson's conviction for felony receipt of stolen property. The text does not
contain evidence of the value of the stolen property, and "a probation report . . . is not
evidence" (People v. Overton (1961) 190 Cal.App.2d 369, 372). In response, Johnson
submitted an unsigned copy of the police report following his arrest, but it does not
contain admissible evidence; the report lacks authentication, and its statements of value
of the stolen property contain multiple levels of hearsay.

                                             18
       2.     Johnson Did Not Meet His Initial Burden of Establishing Eligibility for
              Resentencing Under Proposition 47

       For purposes of deciding who has the initial burden of proof under

section 1170.18, subdivision (a), we see no distinction between Sherow and the present

appeal. In each, the petitioning defendant failed to present evidence that he "would have

been guilty of a misdemeanor" (§ 1170.18, subd. (a)) — namely, that the value of the

stolen property did not exceed $950.15 (Sherow, supra, 239 Cal.App.4th at p. 877.)

       In Sherow, after holding that the petitioning defendant has the initial burden of

establishing eligibility for resentencing under Proposition 47, we commented that a

"proper petition" could have "contain[ed] at least [the petitioning defendant]'s testimony

about the nature of the items taken." (Sherow, supra, 239 Cal.App.4th at p. 880.) From

this, Johnson attempts to distinguish Sherow on the basis that, because the petitioning

defendant in Sherow was convicted after trial (ibid.), he had a reporter's transcript that

could have been presented to the trial court. In contrast, Johnson's argument continues,

because he pleaded guilty here, he has no trial transcript to present.




15      In Sherow, the defendant was convicted of felony second degree burglary (§ 459)
from offenses in 2007, and he petitioned in 2014 to be resentenced according to
section 459.5, subdivision (a), which was enacted as part of Proposition 47. (Sherow,
supra, 239 Cal.App.4th at p. 877.) Here, Johnson was convicted of felony possession of
stolen property (§ 496, former subd. (a); see fn. 5), and he petitioned to be resentenced
according to section 496, subdivision (a), which was amended as part of Proposition 47.
In both cases, to establish that the petitioning defendant "would have been guilty of a
misdemeanor" for purposes of section 1170.18, subdivision (a), the applicable substantive
statute required proof that the value of the stolen property was less than $950. (§§ 459.5,
subd. (a), 496, subd. (a).)

                                             19
       Johnson reads Sherow too narrowly. There is nothing in Sherow to suggest that

the petitioning defendant's "testimony about the nature of the items taken" (Sherow,

supra, 239 Cal.App.4th at p. 880) must come from a trial transcript. To the contrary, in

the sentence immediately preceding the one cited by Johnson, we explained that the trial

record in Sherow, which included transcripts, did not contain any evidence of the value of

the stolen property. (Ibid.) In addition, we find support in the language of the statute,

section 1170.18, which allows for the filing of a petition for resentencing of a conviction

"whether by trial or plea, of a felony" (§ 1170.18, subd. (a), italics added) — without any

distinction between the showing required for a conviction following a trial or a plea.

       Our comment in Sherow regarding the petitioning defendant's "testimony about

the nature of the items taken" suggests, for example, that a declaration from the person

who "knows what kind of items he took" would be adequate. (Sherow, supra, 239

Cal.App.4th at p. 880.) Moreover, as indicated in Perkins, there is no limitation to the

sources of evidence that can be presented as part of the petitioning defendant's initial

burden under section 1170.18, subdivision (a): As part of the petition, the petitioning

defendant "should describe the stolen property and attach some evidence, whether a

declaration, court documents, record citations, or other probative evidence showing he is

eligible for relief." (Perkins, supra, 244 Cal.App.4th at p. 140.)

       For these reasons, we reject Johnson's suggestion that Sherow — and, by

implication, Rivas-Colon, Perkins and Bush — were wrongly decided, and we will apply

them here. Because Johnson did not present any evidence as to the value of the stolen



                                             20
property (see fn. 14, ante), Johnson did not meet his initial burden in the trial court and,

accordingly, his burden on appeal of establishing trial court error.

D.     Affirmance Without Prejudice

       In Perkins, supra, 244 Cal.App.4th 129, our colleagues in Division Two affirmed

the trial court's order denying the defendant's section 1170.18, subdivision (a) petition on

the basis that the defendant did not meet his burden of providing evidence of his

eligibility for Proposition 47 relief — in particular, evidence that the value of the

property at issue did not exceed $950 — on his felony conviction for receiving stolen

property under section 496, former subdivision (a). (Perkins, at pp. 134-135, 137.) Like

Sherow, however, the affirmance was without prejudice to the petitioning defendant

filing a new petition that offered evidence of his eligibility. (Perkins, at p. 142; see

Sherow, supra, 239 Cal.App.4th at p. 881.) The Perkins court reasoned that

Proposition 47 is silent as to the burdens associated with petitioning for relief, and neither

at the time the petitioning defendant filed his petition nor at the time the trial court ruled

on the petition had any appellate court provided guidance to the trial courts or the

litigants as to the burden of establishing eligibility. (Perkins, at p. 142.)

       As these two authorities advise, a proper petition from Johnson "could certainly

contain at least [his] testimony about the nature of the [stolen property]" (Sherow, supra,

239 Cal.App.4th at p. 880) and "should describe the stolen property and attach some

evidence, whether a declaration, court documents, record citations, or other probative

evidence showing he is eligible for relief " (Perkins, supra, 244 Cal.App.4th at p. 140).



                                              21
       We agree with the reasoning in Perkins and the results reached in Sherow and

Perkins. Accordingly, our affirmance of the order granting Johnson's section 1170.18,

subdivision (a) petition is without prejudice to the superior court's consideration of a

subsequent petition that contains evidence — not limited to the record of conviction — of

Johnson's eligibility for relief under Proposition 47.16

                                      DISPOSITION

       We affirm the June 3, 2015 order denying Johnson's petition to recall the sentence

on his felony conviction for receiving stolen property and to resentence him under

Proposition 47. This affirmance is without prejudice to the superior court's consideration

of a subsequent petition by Johnson that offers evidence of his eligibility for the

requested relief.



                                                                                      IRION, J.

WE CONCUR:



MCDONALD, Acting P. J.



AARON, J.




16     We express no opinion as to what specific evidence Johnson might rely on, how
the People might respond, or whether such a petition might be successful.
                                             22
