                                                                      FILED
                                                              COURT OF APPEALS DIV I
                                                               STATE OF WASHING-IC?:

                                                              2011E14R 20 Ail 9:20


      IN THE COURT OF APPEALS FOR THE STATE OF WASHINGTON


SCOTT SANDSBERRY,
                                                  No. 74454-2-1
                     Appellant,
                                                  DIVISION ONE
       V.

STATE OF WASHINGTON,
DEPARTMENT OF FINANCIAL
INSTITUTIONS,                                     UNPUBLISHED OPINION

                     Respondent.                  FILED: March 20, 2017

       SPEARMAN, J. — Under the Administrative Procedures Act, a party must

serve a petition for judicial review of an agency decision by delivery to the

agency within thirty days after the agency issues its order. Scott Sandsberry did

not deliver his petition for review to the Department of Financial Institutions, and

there is no evidence that he made a timely attempt to mail the petition for review.

Sandsberry did not strictly or substantially comply with statutory service

requirements. We affirm the trial court's dismissal of his petition for review.

                                       FACTS

       The Department of Financial Institutions (Department)fined Scott

Sandsberry $5,000 for violating the Securities Act of Washington, ch. 21.20

RCW. After he requested a hearing, an administrative law judge upheld the fine

in an initial order. Sandsberry petitioned to the Director for review. Finding that

Sandsberry filed his petition two days late, the Director affirmed the initial order.

The Department served Sandsberry with the final order on May 20, 2015.
No. 74454-2-1/2

       Sandsberry claims he filed a petition for judicial review of the final order on

June 19, 2015.1 On July 2, 2015, the Office of the Attorney General(AGO)

received a copy of the petition for review. The envelope containing the petition

lacked postage and was stamped in red ink, "Returned for Postage." Clerk's

Papers(CP)at 53. The envelope did not have a postmark. The Department also

received a copy of the petition on July 2, 2015. Likewise, its envelope had no

postage or postmark and was stamped "Returned for Postage." CP at 49. The

record does not indicate that Sandsberry made any other attempt to serve the

Department or the AG0.2

       The Department moved to dismiss Sandsberry's petition for review on July

29, 2015, arguing that he failed to comply with statutory service requirements. On

November 30, 2015, the trial court granted the Department's motion to dismiss

for failure to comply with service requirements without good cause or substantial

compliance. Sandsberry appeals.

                                       DISCUSSION

       Sandsberry contends that the trial court erred in dismissing the petition for

review. He argues that he was in strict and substantial compliance with the

statutory service requirements of the Administrative Procedures Act(APA).




        1 Sandsberry asserts, without citation to the record, that lap parties agree the
documents were placed in the mail on [June 19, 2015]." Brief of Appellant at 16. The Department
disputes the assertion and states that it "does not agree." Brief of Respondent at 7.
         2 Nor does it appear that Sandsberry made attempts to serve the other parties to the
action, Runaway Hearts Productions, LLC and Canyon Sands Productions, Inc., as required by
RCW 34.050.542(2).

                                               2
No. 74454-2-1/3

       The Department requests that we decline to review this matter because

Sandsberry does not cite to or provide an adequate record for appellate review.

The presentation of Sandsberry's appeal was unquestionably inadequate. He

failed to provide this court with any record of the evidence before the trial court,

and his briefing is consequently unsupported by citations to the record as

required by RAP 10.3(a)(5) and (6). We reach the merits of his case only

because the Department supplemented the record, which enables our review.

       We review de novo an order of dismissal for failure to comply with the

service requirements of the APA. Ricketts v. Washington State Bd. of

Accountancy, 111 Wn. App. 113, 116,43 P.3d 548(2002).

       Under the APA, a petition for judicial review of an agency order must be

served on all parties of record within thirty days after service of the final order.

RCW 34.05.542(2). The petitioner must serve the agency that issued the order

by delivery to the director's office, the agency's principal office, or by serving the

agency's attorney of record. RCW 34.05.542(4),(6). The AGO and other parties

of record may be served by mail, which "shall be deemed complete upon deposit

in the United States mail, as evidenced by the postmark." RCW 34.05.542(4). A

petition for review may be dismissed if the petitioner fails to follow these

requirements to timely serve the agency. Sprint Spectrum, LP v. State, Dep't of

Revenue, 156 Wn. App. 949, 961, 235 P.3d 849 (2010).

       Sandsberry failed to follow service requirements in a number of respects.

First, he did not timely serve the petition for review. The record does not

establish the day on which Sandsberry deposited the petition in the mail because


                                           3
No. 74454-2-1/4

it lacks a declaration of service and the envelope bears no postmark. The record

does establish that the AGO and the Department received the petition forty-three

days after the final order was issued. Thus, the thirty day statutory service

deadline had expired. Second, Sandsberry fails to identify any evidence in the

record that he delivered the petition to the Department as required by RCW

34.05.542(3). The trial court correctly determined Sandsberry did not comply with

the APA's service requirements.

        Sandsberry argues that under RCW 34.05.542(6), service on the AGO by

mail constitutes service on the Department. That section permits service "upon

the attorney of record of any agency" in lieu of service on the agency office. Id.

But here, even if service on the AGO in lieu of service on the Department was

proper, it was still untimely and therefore defective.

        Sandsberry contends that his attempts at mailing the petition for review

constitute substantial compliance with RCW 34.05.542 because the Department

had actual notice of the petition for review. But our supreme court has held that

"failure to comply with a statutorily set time limitation cannot be considered

substantial compliance. . . ." City of Seattle v. Pub. Emp't Relations Comm'n,

116 Wn.2d 923, 929, 809 P.2d 1377(1991)(citing Mulenex v. Dep't. of Emp't

Sec., 47 Wn. App. 486, 487, 736 P.2d 279(1987).3

        Sandsberry argues that the trial court erred by finding that there was no

good cause for failure to meet statutory service requirements. The Department



         3 While Seattle v. PERC, 116 Wn.2d 923 examined the predecessor to RCW 34.05.542,
this court has declined to abandon cases interpreting the former service provision because it is
not "clearly required." Sprint, 156 Wn. App. at 960.

                                               4
 No. 74454-2-1/5

 correctly points out that there is no good cause exception to the statutory service

 requirements in the APA. It applies only where expressly provided in agency-

 specific rules. See Chimer v. Emp't Sec. Dep't, 82 Wn. App. 25, 30, 917 P.2d

 1091 (1996); Puget Sound Med. Supply v. Washington State Dep't of Soc. &

 Health Servs., 156 Wn. App. 364, 370, 234 P.3d 246 (2010).

        Sandsberry argues at length that compliance with APA statutory service

 requirements is not necessary to invoke superior court jurisdiction. We agree, but

 that does not change the outcome in this case. The trial court properly exercised

 its subject matter jurisdiction to hear the petition for review, then correctly

 dismissed it for failure to comply with RCW 34.05.542 service requirements.

        Affirm.



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 WE CONCUR:



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