                NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
                           File Name: 11a0095n.06

                                           No. 09-5812                                   FILED
                                                                                     Feb 10, 2011
                          UNITED STATES COURT OF APPEALS
                                                                               LEONARD GREEN, Clerk
                               FOR THE SIXTH CIRCUIT


UNITED STATES OF AMERICA,                                )
                                                         )
       Plaintiff-Appellee,                               )        ON APPEAL FROM THE
                                                         )        UNITED STATES DISTRICT
               v.                                        )        COURT FOR THE EASTERN
                                                         )        DISTRICT OF KENTUCKY
KEITH ANTHONY GRIFFITH,                                  )
                                                         )
       Defendant-Appellant.                              )
                                                         )



BEFORE: SILER, MOORE, and GRIFFIN, Circuit Judges.

       GRIFFIN, Circuit Judge.

       Defendant Keith Griffith appeals the 150-month sentence imposed after he pled guilty to two

counts of distributing cocaine base (crack cocaine), in violation of 21 U.S.C. § 841(a)(1), and one

count of brandishing a firearm in furtherance of a drug trafficking crime, in violation of 18 U.S.C.

§ 924(c)(1)(A)(ii). Finding his sentence to be procedurally and substantively reasonable, we affirm.

                                                 I.

       The facts of this case are not in dispute. On December 3, 2008, officers from the Richmond,

Kentucky, Police Department utilized a confidential informant to purchase 0.971 grams of cocaine

base from Griffith for $100. The transaction was captured on an audio/visual recording device worn

by the informant. The next day, the same informant went to Griffith’s apartment to make another

drug purchase. Griffith, his codefendant Aaron Brennan, and another individual were at the
No. 09-5812
USA v. Griffith


apartment smoking marijuana. The informant wore a recording device which, unfortunately for the

informant, was noticed by Griffith. The enraged Griffith, with the assistance of Brennan, assaulted

the informant, knocked him to the floor, and repeatedly punched and kicked him.

       After the informant tried unsuccessfully to escape, Brennan retrieved a semiautomatic pistol

from another room. Griffith took the clip out of the pistol to make sure it was loaded, chambered

the ammunition into the gun, cocked it, and held it to the informant’s head, demanding to know why

he should not shoot the informant. Griffith then used the pistol to strike the informant about the head

several times. The informant was able to cover his head with a jacket and place a cell phone call for

help to police officers nearby before Griffith knocked the phone out of his hand. When Griffith

checked the pistol clip for a second time, the informant was able to escape out the door. Griffith

gave chase with the pistol but was immediately confronted and arrested by the responding officers.

Brennan, who left the scene, was eventually arrested and charged in the same indictment.

       The informant suffered a fractured finger, a severe head laceration that required stitches, and

other cuts and bruises. A subsequent search of Griffith’s apartment revealed ammunition, drug

paraphernalia, digital scales, and the recording device worn by the informant.

       Griffith pled guilty to three counts of a six-count superseding indictment. Counts One and

Two charged that he knowingly and intentionally distributed cocaine base (crack cocaine), in

violation of 21 U.S.C. § 841(a)(1); and Count Three charged Griffith with brandishing a firearm in

furtherance of a drug trafficking crime, in violation of 18 U.S.C. § 924(c)(1)(A)(ii). The guilty plea

was entered without the benefit of a Rule 11 plea agreement.


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       Griffith’s advisory sentencing Guidelines range for distributing crack cocaine was 18 to 24

months of imprisonment. He faced a consecutive statutory minimum and Guidelines sentence of 84

months for brandishing a firearm, yielding a recommended Guidelines range of 102 to 107 months

of imprisonment. The district court sentenced Griffith to concurrent terms of 18 months of

imprisonment on the cocaine distribution counts. With regard to the firearm count, however, the

court granted the government’s motion for a Guidelines-based upward departure pursuant to 18

U.S.C. § 3553(b) and U.S.S.G. § 2K2.4(b) (2008), Application Note 2(B). Citing, inter alia,

Griffith’s use of the firearm to commit an “intentional and brutal assault” upon an unarmed

government informant, the court sentenced Griffith to a consecutive term of 132 months of

imprisonment, for a total term of 150 months, and four years of supervised release. Griffith now

timely appeals his sentence.

                                                 II.

       Griffith contends that his 132-month sentence on the firearm count is procedurally and

substantively unreasonable. Specifically, he argues that the district court failed to provide, on the

record, sufficient justification for the 48-month upward departure. Griffith further maintains that

an increase of this magnitude is substantively unreasonable based on the totality of the

circumstances.

       We review the district court’s sentence for both procedural and substantive reasonableness

under the deferential abuse-of-discretion standard. United States v. Coleman, 627 F.3d 205, 210 (6th

Cir. 2010); United States v. Battaglia, 624 F.3d 348, 350 (6th Cir. 2010). Procedural reasonableness


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encompasses “whether the district court properly calculated the Guidelines range, treated the

Guidelines as advisory, considered the 18 U.S.C. § 3553(a) factors, selected a sentence based on a

reasonable determination of the facts, and adequately explained the sentence, including an

explanation for any variance from the Guidelines range.” Battaglia, 624 F.3d at 350-51. “To meet

the requirement of procedural reasonableness, the sentencing judge must set forth enough to satisfy

the appellate court that he has considered the parties’ arguments and has a reasoned basis for

exercising his own legal decisionmaking authority.” United States v. Klups, 514 F.3d 532, 537 (6th

Cir. 2008) (citation and internal quotation marks omitted).

         A sentence will be deemed substantively unreasonable if the district court arbitrarily selects

a sentence, bases the sentence on impermissible factors, fails to consider pertinent sentencing factors,

or gives undue weight to any pertinent factor. United States v. Holcomb, 625 F.3d 287, 293 (6th Cir.

2010).

         “Although a sentence that falls within the Guidelines range warrants a presumption of

reasonableness in this circuit, there is no presumption against a sentence that falls outside of this

range.” United States v. Herrera-Zuniga, 571 F.3d 568, 590 (6th Cir. 2009). “‘When we review a

sentence outside the advisory sentencing range – whether as a product of a departure or a variance

– we consider whether the sentencing court acted reasonably both with respect to its decision to

impose such a sentence and with respect to the extent of the divergence from the sentencing range.’”

Id. at 582 (quoting United States v. Hernandez-Villanueva, 473 F.3d 118, 123 (4th Cir. 2007)). “We




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USA v. Griffith


will not lightly disturb decisions to depart, or not, or related decisions implicating degrees of

departure.” Id. at 583 (citations and internal quotation marks omitted).

       In light of Griffith’s failure to raise his sentencing objections below when given the

opportunity to do so by the district court, we review his procedural claims for plain error. See

Battaglia, 624 F.3d at 350 (“If a district court asks counsel ‘whether they have any objections to the

sentence just pronounced that have not previously been raised,’ then any sentencing objections raised

for the first time on appeal are reviewed under the plain-error standard.”) (citation omitted).

       Our review of the record reveals no procedural or substantive errors in the district court’s

sentencing. Griffith concedes that the assault could serve as a basis for the departure, but contends

that the district court’s explanation makes meaningful review “extremely difficult.” We disagree.

In granting the government’s motion for a Guidelines-based upward departure pursuant to U.S.S.G.

§ 2K2.4(b) (2008), Application Note 2(B),1 the district court discussed at length the atypical


       1
           U.S.S.G. § 2K2.4(b) (2008) provides:

       Except as provided in subsection (c), if the defendant, whether or not convicted of
       another crime, was convicted of violating [18 U.S.C. §] 924(c) . . . , the guideline
       sentence is the minimum term of imprisonment required by statute. Chapters Three
       and Four shall not apply to that count of conviction.

       Application Note 2(B) accompanying this Guideline states:

       Upward Departure Provision. – In a case in which the guideline sentence is
       determined under subsection (b), a sentence above the minimum term required by 18
       U.S.C. § 924(c) . . . is an upward departure from the guideline sentence. A departure
       may be warranted, for example, to reflect the seriousness of the defendant’s criminal
       history in a case in which the defendant is convicted of an 18 U.S.C. § 924(c) . . .
       offense but is not determined to be a career offender under § 4B1.1.

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circumstances in which Griffith brandished the firearm: Griffith “made sure not once but twice

. . . that the weapon was loaded, and indeed held it to the face of [the informant] . . . intending to

cause him extreme anxiety and extreme fear[,]” and “intentional[ly] and brutal[ly] assault[ed]” the

informant. The district court concluded that:

       [A]n upward departure of four years will be sufficient, but not greater than necessary
       to create a just punishment, to promote respect for the law . . . . This is unwarranted,
       extreme, intentional conduct that just cannot be tolerated by decent and civilized
       people. And that’s what this is about, showing people what respect for the law
       means. And I think that’s the way you create it. The Court finds further that the
       sentence reflects the seriousness of the conduct and the offense, and that it will
       provide some deterrence.

These valid grounds cited by the district court as the basis for the upward departure are not redundant

of matters already taken into consideration by the Guidelines. The sentencing record, from our

standpoint, satisfies both the procedural and substantive aspects of the reasonableness analysis.

       Moreover, contrary to Griffith’s claim, the district court’s written, sealed statement of reasons

for the sentence, which accompanied the judgment, is not lacking in specificity. The court reiterated

the “brutal assault of a confidential informant” as justification for the 48-month upward departure

for Griffith’s firearm conviction. Griffith’s argument that the statement-of-reasons form is deficient

because the court did not check the appropriate boxes rests upon the faulty premise that the court

actually granted a variance, as opposed to a Guidelines-based departure. Thus, his reliance upon

United States v. Blackie, 548 F.3d 395 (6th Cir. 2008), and United States v. Manning, 317 F. App’x

517 (6th Cir. 2009) (unpublished), is misplaced. In Blackie, we held that “the district court plainly

erred when it did not refer to the applicable Guidelines range and failed to provide its specific


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USA v. Griffith


reasons for an upward departure or variance at the time of sentencing or in the written judgment and

commitment order [by leaving blank the section of the order for facts justifying the sentence].”

Blackie, 548 F.3d at 401-02 (emphasis omitted). In Manning, we held that the defendant’s sentence

was not procedurally reasonable because the district court failed to consider the Guidelines range or

the sentencing factors and neglected to explain the chosen sentence. Manning, 317 F. App’x at 522-

23. In the present case, by contrast, the district court’s oral and written explanations supplied

appropriate reasons in accordance with 18 U.S.C. § 3553(a) and (c) for the sentence and upward

departure.

       Lastly, Griffith contends that the district court erred in relying upon the testimony of Aaron

Brennan in applying the upward sentencing departure. Before the district court pronounced the

sentence, it made on-the-record findings of fact concerning the events of December 4, 2008, based

upon the testimony at the sentencing hearing of the informant and Brennan. Although the court

found both the informant and Brennan to be credible, the court stated that “when it comes to

discrepancies, and there are a few, I am going to credit [the informant]” “[p]artly because Mr.

Brennan has already indicated that he was smoking marijuana on the day in question[.]” As a result,

the court had some doubt about Brennan’s ability both to perceive and to recall details. However,

the court credited the testimony of Brennan over that of the informant on one point – whether

Griffith asked Brennan to retrieve the pistol from an adjacent room. Brennan testified that Griffith

asked him to get the pistol; the informant testified that he did not hear Griffith ask Brennan for the

gun. The district court found Brennan’s testimony to be more reliable, in part, because the informant


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USA v. Griffith


“said at one point he had his coat over his head and he might have just not heard Mr. Griffith ask Mr.

Brennan for the gun.”

       Griffith argues that the district court committed plain error by crediting the testimony of

Brennan on this issue, after specifically indicating during the sentencing hearing that it considered

his testimony to be less reliable than the informant’s on discrepant points. Griffith argues that the

court would have concluded that the firearm’s presence was mere coincidence had it chosen to ignore

the testimony of Brennan in favor of the informant’s recollection. Consequently, according to

Griffith, the court erred in finding that the firearm was used and brandished in relation to a drug

trafficking offense. He therefore asserts that he should receive no sentence for brandishing the

firearm or, alternatively, no upward departure.

       Griffith’s argument is baseless. He attempts to create a contradiction in the district court’s

findings where none exists. As the district court explained, the informant may not have heard

Griffith ask Brennan for the pistol. In any event, this peripheral matter did not impact the district

court’s decision to depart upwards with regard to the sentence for brandishing the firearm.

                                                  III.

       Griffith has cursorily raised other issues in his supplemental brief, including challenges to

the sufficiency of the evidence and the alleged double counting of conduct in applying the upward

departure. Griffith’s counsel has presented these issues at the urging of his client but concedes that

he has been unable to identify any authority permitting this court to address the issues on direct

appeal. These arguments are foreclosed by Griffith’s guilty plea, see United States v. Bahhur, 200


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F.3d 917, 923 (6th Cir. 2000) (in the absence of a court-approved reservation of issues for appeal,

a defendant pleading guilty waives all non-jurisdictional challenges to the prosecution), and by his

failure to provide developed legal argument with regard to the issues. See Brooks v. Tennessee, 626

F.3d 878, 891 (6th Cir. 2010) (issues adverted to in a perfunctory manner, unaccompanied by some

effort at developed legal argumentation, are deemed waived).

                                                IV.

       For the foregoing reasons, we affirm Griffith’s sentence.




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