                                                                                                                   ACCEPTED
                                                                                                               01-15-00388-CV
                                                                                                    FIRST COURT OF APPEALS
                                                                                                            HOUSTON, TEXAS
                                                                                                        10/28/2015 12:43:17 PM
                                                                                                         CHRISTOPHER PRINE
                                                                                                                        CLERK

                                                      NO. 01-15-00388-CV

                                                                                FILED IN -
                                                                   1st COURT OF                      --
                                                                                                 ---APPEALS
                                      IN THE COURT OF APPEALS                               - - -
                                                                       HOUSTON,         ---         TEXAS
                                                                              - - ----ID K ------
                                   FOR THE FIRST JUDICIAL DISTRICT10/28/2015
                                                                          - -          12:43:17   - -    PM
                                                                      ---- VO ------
                                        OF TEXAS AT HOUSTON        CHRISTOPHER         - -            A. PRINE
                                                                                ----
                                                                         ---- Clerk


                                                    IN THE INTEREST OF
                                                         M.A.B., IV                            FILED IN
                                                                                        1st COURT OF APPEALS
                                                                                            HOUSTON, TEXAS
                                                                                       10/28/2015 12:43:17 PM
                       M.A.B, JR.,                                                      CHRISTOPHER A. PRINE
                                                                                                Clerk
                      APPELLANT
                          VS.
TEXAS DEPARTMENT OF FAMILY AND PROTECTIVE SERVICES,
                       APPELLEE


                              ON APPEAL FROM THE 314TH
                       DISTRICT COURT OF HARRIS COUNTY, TEXAS
                           TRIAL COURT CAUSE NO. 2014-00044J


                             APPELLANT’S MOTION FOR REHEARING
                                   AND REHEARING EN BANC


                                                                          CONNOLLY & SHIREMAN, LLP
                                                                          William B. Connolly
                                                                          State Bar No. 04702400
                                                                          2930 Revere, Suite 300
                                                                          Houston, Texas 77098
                                                                          Telephone (713) 520-5757
                                                                          Facsimile (713) 520-6644
                                                                          wbc@conlawfirm.com

                                                                          ATTORNEY FOR M.A.B., JR.


M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd
                                                      NO. 01-15-00388-CV

                                      IN THE COURT OF APPEALS
                                   FOR THE FIRST JUDICIAL DISTRICT
                                        OF TEXAS AT HOUSTON

                                                    IN THE INTEREST OF
                                                         M.A.B., IV

                         M.A.B, JR.,
                        APPELLANT
                            VS.
    TEXAS DEPARTMENT OF FAMILY AND PROTECTIVE SERVICES,
                         APPELLEE

                              ON APPEAL FROM THE 314TH
                       DISTRICT COURT OF HARRIS COUNTY, TEXAS
                           TRIAL COURT CAUSE NO. 2014-00044J

                             APPELLANT’S MOTION FOR REHEARING
                                  AND REHEARING EN BANC


TO THE HONORABLE JUSTICES OF THE COURT OF APPEALS:

           The opinion of the panel dispatches the application of the U.S. Supreme Court

opinion in Cronic v. United States with a legally incorrect premise, i.e., that Cronic

only applies in situations where there was a total absence of counsel. Cronic v.

United States, 466 U.S. 648 (1984). (OP26-28). This was not the holding of the

United States Supreme Court. Moreover, the panel gave a cursory, if not dismissive,

assessment to the legislative mandates on appointed attorney performance


M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd
requirements in DFPS termination cases by determining that this legislation should

have absolutely no impact at all on the standard of review for claims of ineffective

assistance of counsel. (OP 26).

           This court was split in its decision in the case of In re V.V., 349 S.W.3d 548

(Tex. App - Houston [1st Dist.] 2010 no pet.)(en banc). The en banc court

overturned a unanimous panel decision finding ineffective assistance of counsel.

After that decision was rendered, at the urging of the Supreme Court’s Permanent

Commission on Children, Family, and Youth, the Texas Legislature passed a law

mandating specific case performance criteria for appointed counsel for parents in

DFPS termination cases Tex. Fam. Code §107.0131. The record in this case,

establishes, as a matter of law, that trial counsel did not perform the statutory duties

as required by the Legislature. Rehearing and En Banc review is necessary to correct

the panel’s opinion that Cronic does not apply and that these Legislative mandates

have no impact on review of claims of ineffective assistance of counsel. (OP 26-28).

The panel also held that nothing in the record rebutted the presumption of finalization

when the record affirmatively established that a party to the proceeding was not given

notice of the final hearing.(OP 13). Rehearing and En Banc review is necessary to

correct this error.




M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   2
                                   ISSUES PRESENTED ON REHEARING

                                                               ISSUE ONE

           Whether Appellant was denied effective assistance of counsel and whether
           Tex. Fam. Code §107.0131 requires a different standard of appellate
           review of claims of ineffective assistance of counsel.

                                                               ISSUE TWO

           Whether a Judgment is final because of a recitation or because it fairly
           and openly disposed of all issues and all parties as required by the
           Constitution and laws applicable to termination proceedings.

      A. ISSUE ONE (RESTATED)

           Whether Appellant was denied effective assistance of counsel and whether
           Tex. Fam. Code §107.0131 requires a different standard of appellate
           review of claims of ineffective assistance of counsel.

      B. ARGUMENT AND AUTHORITIES IN SUPPORT OF ISSUE ONE

           The Cronic court held that, “... the adversarial process protected by the sixth

amendment requires that the accused have ‘counsel acting in the role of an

advocate’”. United States v Cronic, 466 U.S. 648, 656 (1984). It necessarily

follows that the Court did not mean an advocate in a generic sense. Rather, it is

meant a specific advocate for the specific client and the lawyer working the case in

consultation and active participation with the client. In doing so, the Court stated,

“...if the process loses its character as a confrontation between adversaries, the

constitutional guarantee is violated”. Id at 656-657. This case lost its character as

a confrontation between adversaries from the beginning. Not only was there no

M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   3
communication between the client and counsel, the client was filing motions to be

included within the adversarial process. While no one expects error free appointed

counsel, it is required that the attorney be reasonably competent and whose advice is

within the range of competence demanded of attorneys in criminal cases (or as here

in termination cases). Id at 655. The question is not whether counsel is reasonably

competent in general, but rather whether counsel provided reasonably competent

advice and adequate legal assistance in the particular case. Id at 655. When no

advice is given during critical stages of a termination proceeding the right to counsel

under the sixth amendment is denied. Cronic did not hold that it only applied when

there was a complete denial of counsel. It held that there are some circumstances that

are so likely to prejudice the accused that the cost of litigating their effect in a

particular case would be unjustified. Id at 658. A most obvious example would be

the complete denial of counsel. Id at 659. The court concluded that a trial would be

unfair if the accused is denied counsel at a critical stage of his trial. Id at 659. This

court’s holding disregards the necessity of direct communication and advice of

counsel throughout a termination case even though Texas has imposed a statutory

duty to do so. The full court should review this case, as it did in V.V. and decide

whether the constitutional right of Appellant to effective assistance of counsel was

denied and whether Tex. Fam. Code §107.0131 requires a different standard of

review. If the constitution requires counsel to provide advice to the client during

M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   4
critical stages of the proceedings; the Texas legislature mandated that counsel

actually confer with the client before each hearing; and the uncontradicted proof in

the record is that this did not occur, then the full court should set aside the panel’s

holding that Cronic did not apply and that counsel was not shown to be ineffective.

The panel also makes an erroneous factual statement asserting that counsel was

communicating with Appellant through his family. (OP 30). First this was factually

inaccurate. The testimony was in the form of a belief, not a fact. (SRR P31, L24 -

P32, L11). More importantly, the idea that counsel could discharge the legal

responsibility and duty of effective assistance through the use of third party

intermediaries (all of whom denied knowledge she was Appellant’s Attorney)

circumvents the basis of the constitutional guarantees and the legal duties imposed

upon counsel under the Texas Family Code.                                     Since the panel dismissed the

application of Cronic, the full court should determine whether the surrounding

circumstances made it unlikely that Appellant received the effective assistance of

counsel. Cronic at 662 and 666.

           In 2010, this Court struggled with this issue and a divided Court, in an en banc

opinion, upheld a termination of parental rights and overturned a unanimous opinion

of a panel on the application of Cronic. In re V.V., 349, S.W.3d 548 (Tex. App -

Houston [1st Dist.] 2010 no pet.)(en banc).                                   Similarly to V.V., a lack of




M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   5
communication with the client and the presence of the client at the proceedings were

at issue in this case. Drawing a distinction to Cronic, the majority in V.V. noted that

there was no record to determine whether counsel followed the client’s instructions

with respect to the vigor of his defense or whether counsel could have invoked any

defenses beyond easily cured objections to admissible evidence. V.V. at 560. The

record here is clear and uncontradicted that counsel could not have followed the

client’s instructions with respect to any of the critical stages of the proceedings prior

to trial, because counsel never attempted to directly communicate with the client until

the second morning of the trial.

           Furthermore, counsel made no effort to communicate with the client or have

him present on March 17, 2015 or object to the proceeding going forward without his

presence. (SRR P39, L15-P42 L9). Moreover, the panel’s opinion supporting

termination under §161.001(1)(O) underscores the critical nature of the pre-trial

proceedings. At the Status Hearing the Court approved the Family Service Plan.

§263.102(a)(3). At some point, it became impossible for Appellant to complete the

services. (SRR P87, L9-15). At the Permanency Hearings, the Court is supposed to

hear evidence on the parent’s compliance or non-compliance with the Family Service

Plan. §263.306. At each of the hearings the Court is supposed to verify that a

parent’s counsel has actually discharged their legal duty to meet with their client prior




M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   6
to the hearing and/or excuse the attorney from compliance with a finding of good

cause. §107.013(a)(1)(G). No such meetings took place. No such findings were

made. Appellant, on the other hand, was filing pro se motions to participate which

were ignored. (SRR P42, L10 - P46, L4 Abatement Hearing; Ex 11, 12, 14).

Accordingly, counsel did not find out that it had become impossible for him to

comply because no attempt was made to directly communicate with him.

           In his dissent in V.V., Justice Jennings foretold of the result reflected here, i.e.,

“the shutting down of all claims for the constructive denial of the right to counsel in

termination of parental rights cases, regardless of how egregious the inaction of trial

counsel. Id at 577. This dissent recognized as valid, the finding of the unanimous

panel opinion that prejudice must be presumed where there is actual or constructive

denial of the assistance of counsel. Id at 585. This occurs when a defendant is

deprived of the guiding hand of counsel. Id at 588. You can have no guiding hand

when the constitutional and statutory mandates are disregarded and there is no

communication with the client during the critical stages of the proceeding. Justice

Sharp agreed with the dissent of Justice Jennings in V.V. that there was a constructive

denial of counsel requiring the presumption of prejudice. Id at 608, 612.

           En Banc rehearing is authorized by the Texas Rules of Appellate Procedure and

is important when there is an error of exceptional public importance or where the

opinion violates state law. V.V. at 606; Tex. R. App. P. 49.1 and 41.2 (c). Parental

M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   7
rights terminations cases are to be strictly construed in favor of parents. Holick v.

Smith, 685 S.W.2d 18, 21 (Tex. 1985). The legislature felt that the performance

criteria for parents counsel in termination cases was of sufficient or exceptional

public importance that it mandated performance standards. §107.0131. Undisputed

violations of these standards must have an impact on appellate review of claims of

ineffective assistance of counsel. By holding that they do not, the panel’s decision

disregards the additional mandates of code construction. In this regard, the word

“shall” imposes a duty. Tex. Gov. Code §311.016. The Court is required to ascertain

the legislative intent of the new law, the old law, the evil and the remedy. Tex. Gov.

Code §312.005. The statutes are to be liberally construed to achieve their purpose

and to promote justice. Tex. Gov. Code §312.006. By not evaluating the particular

violations of §107.0131, the panel circumvented the intended legislative purpose.

Unless consideration of legislatively mandated duties between attorney and client are

included in the analysis of claims of ineffective assistance of counsel, the statute will

become meaningless. This Court is mandated to construe statutes in a way that gives

effect to the Legislature’s intent. N.P. v. Methodist Hosp. 190 S.W.3d 217, 222-223

(Tex. App. - Houston [1st Dist.] 2006, pet. denied). En Banc review is necessary to

correct the lack of analysis of §107.0131 and its application to claims of ineffective

assistance of counsel.



M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   8
           In assessing whether or not the critically important pre-trial hearings and trial

proceedings were reliable or produced a just result, if the full court does not apply

Cronic and presume harm, it should adopt a standard of review of ineffective

assistance claims that covers the entirety of the proceedings and incorporates an

analysis of the statutory duties. These factors should at least include the following:

           1.          Did counsel directly communicate on a regular basis with the client and
                       at a minimum of at least once before each hearing;

           2.          Did counsel provide advice and or counsel directly to the client during
                       the critical pre-trial and trial stages of the proceedings;

           3.          Was there a specific effort reflected in the record by counsel to obtain
                       the client’s presence before each temporary and the final hearing(s);

           4.          Did counsel abide by the client’s objectives during the representation;

           5.          Did counsel fully explain to the client their rights and duties during the
                       pre-trial and trial proceedings;

           6.          Did counsel fully discuss with the client, in a timely fashion, the right
                       to a jury trial;

           7.          Did counsel fully explain to the client, their duties under the Family
                       Service Plan and the Order adopting the same and the case specific
                       consequences for non-compliance;

           8.          Did counsel fully discuss with the client the right of the client to
                       designate alternative care givers and make appropriate diligent efforts
                       to follow the instructions of the client to seek placement of the child
                       with such care givers and prevent the bonding which is likely to occur
                       in foster to adopt placements;

           9.          Did counsel adequately and fully prepare the client for trial on the
                       merits; and


M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   9
           10.         Did counsel object to the Court conducting evidentiary hearings without
                       proper notice, the clients presence and an opportunity to be heard.

           Despite the fact that none of these ten (10) criteria were met by trial counsel in

this case, the panel determined that Appellant did not properly show ineffective

assistance of counsel. Under the circumstances where an attorney never directly

communicates with the client prior to trial, without a presumption of harm or new

standard of review, Appellant is faced with an impossible task. According to the

panel, Appellant must prove the result would be different if the lawyer had done the

things the lawyer failed to do in order to prevent termination. (OP 33). At the time

of the abatement hearing, even if Appellant had presented names of alternative care

givers, there is no way he could have compelled DFPS to evaluate them or obtain

court approval of the same after a termination and placement had already occurred.

In other words, there is no conceivable way to demonstrate a different result would

likely have occurred precisely because the legislatively mandated performance

criteria were not followed. Accordingly, in light of §107.0131, the standards of

Strickland are no longer sufficient to cover claims of ineffective assistance of counsel

in termination cases. The full court should conduct as a en banc review of the panel’s

decision, establish a comprehensive standard of review of ineffective assistance

claims, grant Appellant’s Motion for Rehearing, find that Appellant was denied the

actual or constructive assistance of counsel and reverse and remand for a new trial.



M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   10
A. ISSUE TWO RESTATED

           Whether a Judgment is final because of a recitation or because it fairly
           and openly disposed of all issues and all parties as required by the
           Constitution and laws applicable to termination proceedings.

B. ARGUMENTS AND AUTHORITIES IN SUPPORT OF ISSUE TWO

           Appellant recognizes that a final judgment should be final if reasonable

construction would make it so. The premise before this court in this case is one of

fundamental fairness, notice and due process. The panel has held that an intervention

or pleading filed by a named party seeking affirmative relief can be disposed of and

denied on the merits of the claim because the judgment says so even though the

record affirmatively demonstrates that the party seeking such relief was never notified

of the setting of the final trial on the merits. (OP 10-14) (Appellant’s Brief

Appendices “E-M”). Despite the lack of notice to a named party, the panel

concluded that nothing in the record rebutted the presumption of finality. (OP 13).

A judgment, of necessity, needs to properly address all issues as to all parties in order

to be a final judgment. Lehman v Har-Con Corp. 39 S.W.3d 191, 200 (Tex. 2001).

All parties to a proceeding have a right to notice, process and an opportunity to be

heard. Before a judgment can withstand the scrutiny of review, it is fundamental law

that a party’s rights may not be disposed of without a fundamentally fair proceeding

of which the parties have proper notice and relative to which they have an opportunity

to be heard. Tex. Const. art. 1, Sec. 19; U.S. Const. amend 5, 14. According to

M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   11
Westlaw, Texas has 2,160 statutes and at least 10,000 cases that have within them the

requirement of notice and an opportunity to be heard. The full court should review

the opinion of the panel and determine whether a judgment should be final because

of a recitation or because it fairly and openly disposed of all issues and all parties as

required by the Constitution and laws applicable to termination proceedings. See

Peralta v. Heights Medical Center, Inc. 715 S.W.2d 721 (Tex. App. - Houston [1st

Dist.] 1986, writ ref’d n.r.e.) reversed, 485 U.S. 80 (1988). The United States

Supreme Court held in Peralta that “an elementary and fundamental requirement of

due process in any proceeding which is to be accorded finality is notice, reasonably

calculated under the circumstances, to apprise interested parties of the pendency of

the action and afford them an opportunity to present their objections. Id at 84.

Failure to give notice violates the most rudimentary demands of due process. Id. If

the panel fails to correct the opinion on rehearing, the full court should accept an en

banc rehearing of the panel’s opinion and find that the judgment of the trial court is

not final because it did not address and satisfy all issues as to all parties.

           Appellant prays for general relief.

                                                                     Respectfully submitted,

                                                                     CONNOLLY & SHIREMAN, LLP

                                                                     /s/William B. Connolly
                                                                     William B. Connolly
                                                                     State Bar No. 04702400

M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   12
                                                                     2930 Revere, Suite 300
                                                                     Houston, Texas 77098
                                                                     Telephone (713) 520-5757
                                                                     Facsimile (713) 520-6644
                                                                     wbc@conlawfirm.com

                                                                     ATTORNEY FOR M.A.B., JR.


                                       CERTIFICATE OF COMPLIANCE

      I, William B. Connolly certify that this Appellant’s Motion for Rehearing - En
Banc Hearing was prepared with WordPerfect 12, and that, according to that
program’s word-count function, the sections covered by Tex. R. App. P. 9.4(i)(1)
contains 3147 words.

                                                                     /s/ William B. Connolly
                                                                     William B. Connolly

                                             CERTIFICATE OF SERVICE

           I certify that a true copy of the above Appellant’s Response Brief was served
on:

           Sandra Hachem, Attorney for DFPS, 1019 Congress, 17th Floor, Houston,
           Texas 77002 – via electronic filing service at Sandra.Hachem@cao.hctx.net;

           John Spjut, Attorney Ad Litem for Child, 10924 Grant Road, Suite 623,
           Houston, Texas 77070 – via electronic filing service at
           spjutlaw@sbcglobal.net

on this the 28th day of October, 2015.

                                                                     /s/ William B. Connolly
                                                                     William B. Connolly




M O TIO N FO R R EHEAR IN G EN BAN C HEAR IN G . FIN AL 2015.10.28.w pd   13
