         IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
                           AT JACKSON
                                  November 7, 2006 Session

                STATE OF TENNESSEE v. SHAD TANKERSLEY

                     Appeal from the Criminal Court for Shelby County
                         No. 05-04302 Arthur T. Bennett, Judge



                    No. W2005-02901-CCA-R3-CD - Filed April 30, 2007


The Appellant, Shad Tankersly, was found guilty of violating his probation and ordered to serve his
sentence in incarceration. On appeal, he challenges the trial court’s decision to revoke probation,
asking this Court to determine whether a warrant is required to initiate a probation revocation
proceeding and toll the time limitation within which to revoke probation. We hold that T.C.A. § 40-
35-311 plainly requires the issuance of a warrant to initiate a probation revocation proceeding, and,
that in the absence of the issuance of a warrant during the probationary period, as is the case here,
there is no tolling of the period. Therefore, we reverse and remand the judgment of the trial court.

 Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court is Reversed and
                                       Remanded.

JERRY L. SMITH , J., delivered the opinion of the court, in which JAMES CURWOOD WITT , JR ., and
ROBERT W. WEDEMEYER , JJ., joined.

Clairborne H. Ferguson, Memphis, Tennessee, for the appellant, Shad Tankersley.

Paul G. Summers, Attorney General and Reporter; J. Ross Dyer, Assistant Attorney General;
William L. Gibbons, District Attorney General, and Lee Coffee, Assistant District Attorney General,
for the appellee, State of Tennessee.



                                            OPINION


       The following facts are undisputed. On December 18, 2003, the Shelby County Grand Jury
returned a three count indictment against the Appellant, charging him with bribery of a public
servant and two counts of official misconduct. On November 16, 2004, the Appellant pled guilty
to one count of attempted official misconduct. In exchange for his guilty plea, the Appellant
received a sentence of eleven months and twenty-nine days. The trial court suspended the sentence
and placed the Appellant on probation. The remaining charges were dismissed.

        On June 30, 2005, the Shelby County Grand Jury indicted the Appellant for attempted
aggravated rape. From the record, it appears that the events which led to the indictment for
attempted aggravated rape took place in 2003, prior to the Appellant being placed on probation for
attempted official misconduct. Because of the timing of the indictments and the guilty plea, the State
did not seek to revoke the Appellant’s probation. The Appellant was released on bond.

        On October 24, 2005, a harassment complaint was filed against the Appellant and a warrant
was issued for his arrest. On October 25, 2005, the Appellant appeared in court in conjunction with
the attempted aggravated rape charge. During that hearing, the State informed defense counsel of
the harassment complaint and warrant for the Appellant’s arrest. As a result of the new charge, the
trial court chose to revoke the Appellant’s bond on the rape charge. The Appellant was taken into
custody at that time.

       On October 28, 2005, the Appellant appeared with his counsel to be arraigned on the rape
charges. During that hearing, the State informed the Appellant of its intent to file a petition to
revoke his probation.

        On November 7, 2005, the Appellant again appeared in court and petitioned the trial court
to reinstate his bond. At the beginning of the hearing, the State served the Appellant and his counsel
with a copy of the petition to revoke probation that had been filed with the court that morning.
Counsel for the Appellant noted that “[b]ut for the State’s filing today, [the Appellant’s probation]
would have expired November 16th. We know now that the filing - that the limitations on that time
period are going to be tolled.” At the conclusion of the hearing, the trial court denied the request to
reinstate bond and set a date for a hearing on the petition to revoke the Appellant’s probation. No
probation violation warrant was ever issued.

        On November 17, 2005, the trial court held a hearing on the State’s petition to revoke the
Appellant’s probation. At the hearing, counsel for the Appellant objected to the revocation petition,
arguing that the probationary period had run. The Appellant argued that because no warrant was
ever filed, the probationary period was never tolled and had expired prior to the hearing.
Consequently, the Appellant argued, the trial court did not have jurisdiction to revoke his probation.
The trial court disagreed, determining that the petition was filed while the Appellant was in custody,
negating the necessity of the filing of a warrant. The trial court also determined that the Appellant
was on notice because he was personally served with a copy of the petition. At the conclusion of the
hearing, the trial court revoked the Appellant’s probation. The Appellant filed a timely notice of
appeal.

                                              Analysis




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        On appeal, the Appellant complains that the trial court was without jurisdiction to revoke his
probation because there was no warrant filed in accordance with T.C.A. § 40-35-311. Specifically,
the Appellant contends that because “no warrant was ever issued and the court revoked the
suspended sentence after the running of the probationary period” the trial court was without
jurisdiction to revoke the Appellant’s probation and order him to serve his sentence in incarceration.
The State disagrees, arguing that because the Appellant was in custody and before the court at the
time the petition to revoke his probation was filed, there was no necessity for a warrant to procure
the Appellant’s presence. In other words, the Appellant received notice of the probation revocation
proceedings because he was personally served with the petition to revoke probation in open court
and the petition tolled the running of the probationary period. Further, the State contends that the
Appellant consented to the tolling of the probationary period by accepting service of the petition in
court.

        The record establishes that the State filed a petition to revoke the Appellant’s probation on
November 7, 2005, prior to the expiration of the Appellant’s probationary period and that the petition
was personally served on the Appellant in court on that date while he was in custody on other
charges. The undisputed facts further show that there was never a probation violation warrant issued
in this case. The Appellant’s probationary period was set to expire on November 16, 2005. The
hearing on the probation revocation petition was held on November 17, 2005, after the Appellant’s
probationary period expired. Consequently, in order to determine whether the trial court had
jurisdiction to revoke the Appellant’s probation after the expiration of his probationary period, we
must determine whether the issuance of a warrant is the exclusive method for tolling the
probationary period and initiating a revocation proceeding.

       T.C.A. § 40-35-311 provides the procedure to revoke a suspended sentence or probation and
provides as follows:

       (a) Whenever it comes to the attention of the trial judge that any defendant, who has
       been released upon suspension of sentence, has been guilty of any breach of the laws
       of this State or has violated the conditions of probation, the trial judge shall have the
       power to cause to be issued under such trial judge’s hand a warrant for the arrest of
       such defendant as in any other criminal case. Regardless of whether the defendant
       is on probation for a misdemeanor or a felony, or whether the warrant is issued by a
       general sessions court judge or the judge of a court of record, such warrant may be
       executed by a probation officer or any peace officer of the county in which the
       probationer is found.

T.C.A. § 40-35-311(a) (emphasis added).

        “‘The most basic principle of statutory construction is to ascertain and give effect to the
legislative intent without unduly restricting or expanding a statute’s coverage beyond its intended
scope.’” Carter v. State, 952 S.W.2d 417, 419 (Tenn. 1997) (quoting Owens v. State, 908 S.W.2d
923, 926 (Tenn. 1995)). “Legislative intent and purpose is to be ascertained primarily from the


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natural and ordinary meaning of the language used, without a forced or subtle construction that
would limit or extend the meaning of the language.” Id. We should “assume that the legislature
used each word in the statute purposely and that the use of [each] word conveyed some intent.” State
v. Levandowski, 955 S.W.2d 603, 604 (Tenn. 1997). Legislative intent must be derived from the
plain and ordinary meaning of the statutory language if the statute is devoid of ambiguity. Mooney
v. Sneed, 30 S.W.3d 304, 306 (Tenn. 2000). When the language is ambiguous, the entire statutory
scheme must be examined to determine legislative intent and purpose. Freeman v. Marco Transp.
Co., 27 S.W.3d 909, 911 (Tenn. 2000). Moreover, an ambiguity in a criminal statute is construed
in favor of the defendant. Levandowski, 955 S.W.2d at 604. Issues of statutory construction are
questions of law reviewed de novo without a presumption of correctness. Walls, 62 S.W.3d at 119.

        Therefore, looking at the unambiguous language of the statute, it appears that the clear
intention of the legislature was to require the issuance of a warrant for the arrest of a defendant who
has committed a probation violation in order to initiate the procedure to revoke probation.

        In State v. Anthony, 109 S.W.3d 377, 381-82 (Tenn. Crim. App. 2001), this Court
determined that “the expiration of a term of probation is stayed by the filing of a violation warrant
[rather than a probation violation report] and the probationary term remains in effect until the trial
court rules on the violation warrant.” In Anthony, the appellant pled guilty to two charges, one with
a six-year term and one with a two-year term, to be served consecutively. The appellant was ordered
to serve six months in incarceration and the balance of the sentence on probation. After several
probation violation reports were filed, the trial court issued an arrest warrant for the appellant. The
appellant admitted the violation, but was returned to probation. Several additional probation
violation reports were filed against the appellant and eventually a second probation violation warrant
was issued for the appellant’s arrest. The trial court revoked the appellant’s probation on both
charges, ordering the appellant to serve the entire eight-year sentence in incarceration. On appeal,
the appellant argued that his six-year sentence had expired prior to the issuance of the second warrant
and, as a result, the trial court only had the authority to order him to serve the two-year sentence in
incarceration. This Court agreed, determining that the warrant, rather than the probation violation
report tolled the statute of limitations for probation revocation. The first warrant was filed during
the six-year sentence, but the second warrant was not filed until after the expiration of the appellant’s
six-year sentence. Consequently, this Court determined that the trial court only had the authority to
revoke the appellant’s probation on the two-year sentence. Id. at 381-82.

       Thus, according to Anthony, it appears that although a petition to revoke probation and/or
actual notice of the revocation proceedings may satisfy due process concerns in revocation of
probation proceedings, only a warrant will toll the probationary period.. See Id.

       We note, however, that in State v. Lewis, 917 S.W.2d 251 (Tenn. Crim. App. 1995), this
Court held:

        The trial court may exercise its authority over a suspended sentence “at any time
        within the maximum time which was directed and ordered by the court for such


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         suspension.” Tenn. Code Ann. § 40-35-310. If a petition to revoke is initiated within
         the term of the sentence, any limitation of the time within which to act is tolled.

Id. at 256. Thus, in Lewis, this Court indicated that the filing of a petition to revoke tolls the time
limitation for revocation of probation. However in Lewis, this Court based its decision on State v.
Carden, 653 S.W.2d 753 (Tenn. Crim. App. 1983), and State v. McGuire, 292 S.W.2d 190 (Tenn.
1956). In both Carden and McGuire, revocation of probation was permitted even after the expiration
of the probationary period where the defendant had actual notice of the proceedings prior to the
expiration of the probationary period. See Carden, 653 S.W.2d at 754-55; McGuire, 292 S.W.2d at
192-93. At the time that Carden and McGuire were decided, however, T.C.A. § 40-21-107,1
prescribed the procedure to revoke suspension or probation that statute clearly indicated that issuance
of an arrest warrant was not the exclusive means for initiating a probation revocation proceeding.
In fact, T.C.A. § 40-21-107 provided that a defendant could be arrested for a violation of probation
with or without a warrant. Specifically, T.C.A. § 40-21-107 stated:

         Whenever it shall come to the attention of the trial judge that any defendant who has
         been released upon suspension of sentence has been guilty of any breach of the laws
         of this state or who has violated the conditions of his probation, the trial judge shall
         have the power in his discretion to cause to be issued under his hand a warrant for the
         arrest of such defendant as in any other criminal case. Said warrant may be executed
         by a probation or parole officer or any peace officer of the county in which the
         probationer is found. Any probation or parole officer for cause may arrest a
         probationer without a warrant.

(Emphasis added).

        After reviewing both Lewis and Anthony and the plain language of T.C.A. § 40-35-311, we
determine that the better reasoning is contained in Anthony. When the statute was rewritten as part
of the Criminal Sentencing Reform Act of 1989, it was written to provide that the issuance of a
warrant was the exclusive charging mechanism for the initiation of a probation revocation
proceeding. To adopt the State’s interpretation of the statute would require this Court to effectively
amend the statute. We are unwilling and unable to take such measures. Any policy concerns with
the statute should be addressed to the state legislature. Accordingly, we conclude that the clear intent
of the legislature in dealing with probation violations was to require the issuance of a warrant, and
the issuance of such a warrant is the only event which tolls the expiration of the probationary period.
Because it is undisputed that there was no warrant filed in this case, the Appellant’s probationary
period expired prior to the trial court’s ruling on the petition to revoke probation. Consequently, the
trial court was without jurisdiction to revoke the Appellant’s probation and order the Appellant to
serve his sentence in incarceration. The judgment of the trial court is reversed and remanded.


        1
           T.C.A. § 40-21-107, entitled “Procedure to revoke suspension or probation,” was repealed by 1989 Tennessee
Public Act chapter 591 section 7 and replaced by the Criminal Sentencing Reform Act of 1989 with T.C.A. § 40-35-311,
the statute at issue herein.

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                                             Conclusion

       For the foregoing reasons, the judgment of the trial court is reversed and remanded for further
proceedings in accordance with this opinion.




                                               ___________________________________
                                               JERRY L. SMITH, JUDGE




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