                 FOR PUBLICATION
 UNITED STATES COURT OF APPEALS
      FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,                  No. 04-50260
                Plaintiff-Appellee,
               v.                            D.C. No.
                                          CR-03-03333-MJL
DAVID LOPEZ-MONTANEZ,
                                             OPINION
             Defendant-Appellant.
                                      
       Appeal from the United States District Court
          for the Southern District of California
        M. James Lorenz, District Judge, Presiding

                  Argued and Submitted
            June 8, 2005—Pasadena, California

                   Filed August 26, 2005

      Before: Betty B. Fletcher, Pamela A. Rymer and
            Raymond C. Fisher, Circuit Judges.

                 Opinion by Judge Fisher




                           11681
             UNITED STATES v. LOPEZ-MONTANEZ         11683


                       COUNSEL

Vincent J. Brunkow, Federal Defenders of San Diego, Inc.,
San Diego, California, for the defendant-appellant.

Kevin Mulcahy and Matthew Gardner, Assistant United
States Attorneys, San Diego, California, for the plaintiff-
appellee.
11684           UNITED STATES v. LOPEZ-MONTANEZ
                            OPINION

FISHER, Circuit Judge:

   This case presents the question of whether a prior felony
conviction under California’s sexual battery statute, Cal.
Penal Code, § 243.4(a), constitutes a “crime of violence”
under the federal Sentencing Guidelines’ provision governing
sentences for unlawful reentry into the United States,
U.S.S.G. § 2L1.2. The district court found that a conviction
under the California statute was a “forcible sex offense” and
thus a “crime of violence” for purposes of § 2L1.2. We dis-
agree, and hold that a conviction under the California sexual
battery statute is not a categorical crime of violence under
§ 2L1.2(b)(1)(A). Applying this circuit’s modified categorical
approach, we also hold that the government did not ade-
quately prove that the appellant’s California conviction in fact
qualified as a crime of violence. Accordingly, we reverse the
district court’s judgment, vacate the sentence and remand for
resentencing.1

                                 I.

   In February 2004, a jury found the appellant, David Lopez-
Montanez, guilty of illegally reentering the United States after
having been previously removed, a violation of 8 U.S.C.
§ 1326. Prior to sentencing, Lopez-Montanez filed objections
to the Presentence Report (“PSR”). Specifically, he argued
that his 1993 conviction for sexual battery under Cal. Penal
Code § 243.4(a) did not qualify as a crime of violence. The
district court disagreed, and found that a conviction under
Cal. Penal Code § 243.4(a) is categorically a crime of vio-
lence and, under the modified categorical approach, the docu-
ments submitted by the government demonstrated that Lopez-
Montanez’s offense in fact qualified as a crime of violence.
  1
   We address Lopez-Montanez’s other claims in a separate memorandum
disposition filed concurrently with this opinion.
                   UNITED STATES v. LOPEZ-MONTANEZ                    11685
Applying the Sentencing Guidelines’ crime of violence
enhancement, the district court sentenced Lopez-Montanez to
46 months’ imprisonment, followed by three years of super-
vised release. Lopez-Montanez appeals this determination.2

                                     II.

   [1] Following a conviction for illegal reentry, a 16-level
increase in the offense level is required if the defendant was
previously removed after conviction for a “crime of vio-
lence.” U.S.S.G. § 2L1.2(b)(1)(A). According to the Applica-
tion Notes to § 2L1.2: “Crime of violence”—

       (I) means an offense under federal, state, or local law
       that has as an element the use, attempted use, or
       threatened use of physical force against the person
       of another; and

       (II) includes murder, manslaughter, kidnapping,
       aggravated assault, forcible sex offenses (including
       sexual abuse of a minor), robbery, arson, extortion,
       extortionate extension of credit, and burglary of a
       dwelling.

U.S.S.G. § 2L1.2, cmt. n.1(B)(ii) (2002) (emphasis added).3
  2
     We review de novo a district court’s decision to use a prior conviction
for sentencing purposes. See United States v. Trinidad-Aquino, 259 F.3d
1140, 1142 (9th Cir. 2001).
   3
     While the Sentencing Guidelines have been amended, the parties
agreed to use the language of the 2002 Guidelines as this was the defini-
tion at the time of the offense. The amendment has no impact in this case.
The new definition provides,
      “Crime of violence” means any of the following: murder, man-
      slaughter, kidnapping, aggravated assault, forcible sex offenses,
      statutory rape, sexual abuse of a minor, robbery, arson, extortion,
      extortionate extension of credit, burglar of a dwelling, or any
      offense under federal, state, or local law that has as an element
      the use, attempted use, or threatened use of physical force against
      the person of another.” U.S.S.G. § 2L1.2, cmt. n.1(B)(iii) (2003).
11686          UNITED STATES v. LOPEZ-MONTANEZ
We have explained that “the force necessary to constitute a
crime of violence [ ] must actually be violent in nature.” Ye
v. INS, 214 F.3d 1128, 1133 (9th Cir. 2000) (internal quota-
tion marks omitted).

   [2] Lopez-Montanez contends that his prior conviction
under the California sexual battery statute does not fall within
the Guidelines’ definition of a crime of violence because it
criminalizes conduct that does not involve the requisite use of
physical force. The statute of conviction provides:

    Any person who touches an intimate part of another
    person while that person is unlawfully restrained by
    the accused or an accomplice, and if the touching is
    against the will of the person touched and is for the
    purpose of sexual arousal, sexual gratification, or
    sexual abuse, is guilty of sexual battery.

  Cal. Penal Code § 243.4(a) (emphasis added).

   [3] In determining whether a prior conviction is a qualify-
ing offense for sentencing enhancement purposes, we apply
the categorical approach set forth in Taylor v. United States,
495 U.S. 575 (1990). See, e.g., United States v. Pimentel-
Flores, 339 F.3d 959, 967-68 (9th Cir. 2003) (discussing this
court’s application of the Taylor analysis to the imposition of
various sentencing enhancements in the Guidelines). Under
Taylor’s categorical approach, we “look only to the fact of
conviction and the statutory definition of the prior offense,”
not to the underlying facts. United States v. Corona-Sanchez,
291 F.3d 1201, 1203 (9th Cir. 2002) (en banc) (internal quota-
tion marks and citation omitted).

   [4] We conclude that a conviction under the California sex-
ual battery statute is not a categorical crime of violence
because the statute is overly inclusive in two respects. First,
the touching referred to in § 243.4(a) does not require the use
of force. Under the statute, it is sufficient that the defendant
               UNITED STATES v. LOPEZ-MONTANEZ            11687
initiate physical contact with an intimate body part of the vic-
tim. See Cal. Penal Code § 243.4(f) (“ ‘[T]ouches’ means
physical contact with the skin of another person whether
accomplished directly or through the clothing of the person
committing the offense.”). In Singh v. Ashcroft, 386 F.3d
1228, 1233 (9th Cir. 2004), we held that an offense under the
Oregon harassment statute was not a categorical crime of vio-
lence because it did not involve the requisite use of force and
“can be made out based on an ephemeral touching, so long as
it is offensive.” Similarly, under the California sexual battery
statute, the touching may be “ephemeral,” or committed with-
out the use of force.

   [5] Second, although the statute requires that the victim be
“unlawfully restrained,” the restraint need not be physical and
can be accomplished by words alone, including words that
convey no threat of violence. For example, in People v.
Grant, 10 Cal. Rptr. 2d 828, 830-33 (Ct. App. 1992), the
defendant came up to a car in which the victim and her boy-
friend were parked, told them that he worked with the police
and also for the owner of the property where the car was
parked and ordered the victim to the rear of the vehicle, where
he touched the victim, placing his hands inside her shirt and
pants. The court rejected the defendant’s argument that the
“unlawfully restrained” element required an implied threat of
physical force or violence, stating:

    [o]nce again defendant posits a definition that is too
    restrictive. He equates force or threat of force with
    personal violence and threats of personal violence.
    There are many situations where one is compelled,
    i.e., forced, to do something against one’s will but
    the compulsion does not involve personal violence or
    threats of personal violence. This is especially true
    when the person involved in the compulsion is an
    authority figure or posing as a person in authority.
    The force is a psychological force compelling the
11688          UNITED STATES v. LOPEZ-MONTANEZ
    victim to comply with the orders of the authority fig-
    ure.

10 Cal. Rptr. 2d at 833 (emphasis added); People v. Arnold,
7 Cal. Rptr. 2d 833, 840 (Ct. App. 1992) (holding that “un-
lawful restraint” was established when a high school teacher
blocked one exit to a gymnasium even though the victim was
able to leave through an alternate exit).

   The government relies on United States v. Pereira-
Salmeron, 337 F.3d 1148 (9th Cir. 2003), and its progeny for
the proposition that “forcible sexual offenses” need not
involve force because there is a substantial potential for vio-
lence. This argument, however, is unavailing under our case
law. In Pereira-Salmeron, we held that a Virginia statute that
criminalized the sexual abuse of a minor without the use of
force was a crime of violence because § 2L1.2 specifically
listed sexual abuse of a minor as a per se crime of violence.
We distinguished between sexual abuse of a minor, which
does not require the use of force, and “forcible sex offenses,”
which do. Pereira-Salmeron, 337 F.3d at 1152 (“If the Sen-
tencing Commission intended [the crime of violence defini-
tion] to apply to ‘sexual abuse of a minor’ only when that
crime involved the use of physical force, it would have been
surplusage to include it in a parenthetical, because such a
crime would have already have been covered by the term
‘forcible sex offenses.’ ”); see also United States v. Granbois,
376 F.3d 993, 996 (9th Cir. 2004) (“[T]he phrase ‘sexual
abuse of a minor’ . . . was intended to include abuse that does
not include the use of force: ‘Thus, an offense constituting
“sexual abuse of a minor,” whether it includes — or even
explicitly excludes — “force” as an element, is deemed to be
a “forcible sex offense” and thus a “crime of violence” for the
purposes of this Guideline.’ ”) (citation omitted).

   Pereira-Salmeron and its progeny thus stand for the propo-
sition that the commission of sexual abuse of a minor consti-
tutes a crime of violence even if the statute of conviction does
                 UNITED STATES v. LOPEZ-MONTANEZ                     11689
not require the use of force. Neither our case law nor the stat-
ute, however, supports the proposition that the commission of
a “forcible sex offense[ ]” against an individual who is not a
minor constitutes a crime of violence if the statute of convic-
tion does not require the use of force. We therefore reject the
government’s invitation to read out “forcible” from “forcible
sex offenses.”

   We note that in Lisbey v. Gonzales, 04-70557, 2005 WL
2000975 (9th Cir. 2005), we held that sexual battery was a
crime of violence under 18 U.S.C. § 16(b) and therefore an
aggravated felony as that term is defined in 8 U.S.C.
§ 1101(a)(43)(F). Lisbey does not conflict with our reading of
the Sentencing Guideline section at issue here, however. In
Lisbey we were applying the definition of aggravated felony
under a provision of the Immigration and Nationality Act, 8
U.S.C. § 1227(A)(2)(A)(iii). For purposes of that Act, aggra-
vated felony includes “a crime of violence” and crime of vio-
lence is, in turn, defined in 18 U.S.C. § 16. Section 16 has two
parts: the first, § 16(a), traces, almost entirely, the language of
§ 2L1.2(b)(1)(A)’s definition of crime of violence, whereas
the second, § 16(b),4 provides an additional definition not
contained in §2L1.2(b)(1)(A). Lisbey held that sexual battery
was a crime of violence under the terms of § 16(b); but con-
sistent with our reasoning here, it also held that “[Cal. Penal
Code § 243.4(a)] has no requirement of actual or threatened
physical force and is therefore not a ‘crime of violence’
within the meaning of § 16(a).” 2005 WL 2000975 at *2
(emphasis added). Because an individual could be convicted
under § 243.4(a) by using his or her authority to restrain
another — without the use or threatened use of physical force
— the statute also does not constitute a categorical crime of
violence within the meaning of U.S.S.G. § 2L1.2(b)(1)(A).
  4
   “(b) any other offense that is a felony and that, by its nature, involves
a substantial risk that physical force against the person or property of
another may be used in the course of committing the offense.” 18 U.S.C.
§ 16(b).
11690            UNITED STATES v. LOPEZ-MONTANEZ
   [6] When the statute of conviction is overly inclusive, we
may “look a little further” and “consider whether other docu-
mentation and judicially noticeable facts demonstrate that the
offense was, indeed, within the Guidelines’ definition.”
United States v. Shumate, 329 F.3d 1026, 1029 (9th Cir.
2003), as amended by 341 F.3d 852 (9th Cir. 2003). The pur-
pose of this “modified categorical approach is to determine if
the record unequivocally establishes that the defendant was
convicted of the generically defined crime, even if the statute
defining the crime is overly inclusive.” Corona-Sanchez, 291
F.3d at 1211.

   We may appropriately consider certain kinds of documen-
tation and judicially noticeable facts when determining
whether a conviction is a predicate conviction for enhance-
ment purposes, “such as the indictment, the judgment of con-
viction, jury instructions, a signed guilty plea, or the transcript
from the plea proceedings.” United States v. Rivera-Sanchez,
247 F.3d 905, 908 (9th Cir. 2001) (en banc) (quoting United
States v. Casarez-Bravo, 181 F.3d 1074, 1077 (9th Cir.
1999)).

   [7] The government contends that the judicially noticeable
documents before the district court demonstrate that Lopez-
Montanez’s conviction constituted a crime of violence. The
government cites to: (1) the charging document for the 1993
sexual battery; (2) the application for probation, judgment and
sentencing and the order of probation; and (3) the transcript
of the plea colloquy. None of these documents, however, suf-
ficiently demonstrates that Lopez-Montanez committed the
offense by use of physical force. Count II of the charging doc-
ument, to which Lopez-Montanez pled no contest, simply
restates the language of the statute.5 The judgment, sentencing
   5
     The charging document recites: “David Lopez Montonez [sic] . . . did
willfully and unlawfully touch an intimate part of [the victim] while said
person was unlawfully restrained by said defendant . . . against the will of
said person and for the purpose of sexual arousal, sexual gratification, and
sexual abuse, in violation of Section 243.4(a) of the Penal Code, a felony.”
               UNITED STATES v. LOPEZ-MONTANEZ             11691
document and the order of probation merely state that Lopez-
Montanez pled no contest to § 243.4(a). The plea colloquy
also fails to demonstrate that Lopez-Montanez committed the
offense through the use of force. His lawyer stated that
Lopez-Montanez contended “all along that [the sexual bat-
tery] was actually consensual, but since the woman didn’t feel
that she had given her consent, he felt, and he expressed . . .
shame.”

   [8] The government further argues that the probation report
and recommendation demonstrate that Lopez-Montanez’s par-
ticular crime was a crime of violence. However, “a presen-
tence report reciting the facts of the crime is insufficient
evidence to establish . . . the elements of the generic definition
of a crime when the statute of conviction is broader than the
generic definition.” Corona-Sanchez, 291 F.3d at 1212; see
also United States v. Shepard, 125 S. Ct. 1254, 1257 (2005)
(“We hold that . . . a [sentencing court] determining the char-
acter of an admitted [crime under the modified categorical
approach] is generally limited to examining the statutory defi-
nition, charging document, written plea agreement, transcript
of plea colloquy, and any explicit factual finding by the trial
judge to which the defendant assented.”) (emphasis added).

   [9] The government asserts that the probation report may
be used in this case because the trial judge expressly consid-
ered and adopted it at the sentencing hearing, and Lopez-
Montanez never objected to its accuracy. The transcript of the
plea colloquy hearing, however, does not comport with the
government’s characterization. The court simply stated that it
read and considered the probation officer’s report and recom-
mendation, but it did not make any explicit factual findings
based on the report. Moreover, the probation report consists
of a summary of the Sheriff’s Department’s report, the kind
of report the Supreme Court recently concluded was not a
judicially noticeable document under the modified categorical
approach. See Shepard, 125 S.Ct. at 1257 (holding that a sen-
tencing court cannot look to police reports or complaint appli-
11692         UNITED STATES v. LOPEZ-MONTANEZ
cations to determine whether an earlier guilty plea necessarily
admitted, and supported a conviction for, the generic crime).
Based on the judicially noticeable documents before the dis-
trict court, without other admissible clarifying evidence, the
government did not sufficiently establish that Lopez-
Montanez’s prior conviction qualified as a crime of violence.

                             III.

   [10] Absent evidence proving that Lopez-Montanez’s
actual conviction under California’s over-inclusive statute
encompassed the requisite use of force to constitute a crime
of violence, the district court erred when it applied the 16-
level sentencing enhancement. Accordingly, we REVERSE
the district court’s imposition of the enhancement, VACATE
the sentence and REMAND for resentencing in light of this
opinion and the memorandum disposition filed concurrently
with this opinion.
