                                                                           FILED
                           NOT FOR PUBLICATION                              JAN 14 2016

                                                                        MOLLY C. DWYER, CLERK
                    UNITED STATES COURT OF APPEALS                       U.S. COURT OF APPEALS



                            FOR THE NINTH CIRCUIT


RANDOLPH G. BACHRACH,                            No. 13-16363

              Plaintiff - Appellant,             D.C. No. 2:10-cv-00315-ALH

 v.
                                                 MEMORANDUM*
COVENANT TRANSPORATION
INCORPORATED, a Tennessee
corporation; et al.,

              Defendants - Appellees.


                  Appeal from the United States District Court
                           for the District of Arizona
                Ancer L. Haggerty, Senior District Judge, Presiding

                      Argued and Submitted October 21, 2015
                            San Francisco, California

Before: THOMAS, Chief Judge and REINHARDT and McKEOWN, Circuit
Judges.

      This action arises out of a motor vehicle accident in which the plaintiff’s

adult son, Matthew Bachrach, died after colliding with an overturned tractor trailer

owned by Covenant Transportation. At the time of his death, Matthew was thirty-


        *
             This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
one years old, with a pregnant wife, and two young children; neither his wife nor

his children are parties to this lawsuit. Randolph Bachrach, Matthew’s father,

brought this action for wrongful death against Covenant Transportation and the

driver of the tractor trailer, Alfred Simister, in Arizona state court.1 The case was

removed to the United States District Court for the District of Arizona based on

diversity of citizenship.

      The district court granted partial summary judgment to the defendants with

respect to the plaintiff’s claim for punitive damages, and the defendants stipulated

to liability for Matthew’s wrongful death. The court then held a two-day trial to

determine the amount of compensatory damages that should be awarded to the

plaintiff for loss of consortium and pain and suffering. The jury awarded $3.718

million. The district judge, after examining verdicts in similar Arizona cases,

found that this verdict was irrationally high in light of the evidence presented at the

trail. Bachrach v. Covenant Transp., Inc., No. 2:10-CV-00315-PHK-GMK, 2012



      1
          Carrie Bachrach, Randolph Bachrach’s former spouse and Matthew’s
mother, was originally a party to the suit. She has since settled her claim with
Covenant Transportation, and accordingly, any facts relevant to her claim or
compensation are not at issue in this appeal and will not be discussed here.
Matthew and Carrie Bachrach also sued another Covenant Transportation
employee, but that defendant was subsequently dropped from the case. Because
Matthew’s wife and children are not parties to this case, we give no consideration
to their rights on this appeal.

                                           2
WL 2317768, at *1, *4 (D. Ariz. June 18, 2012). Accordingly, he granted a

remittitur to $400,000, or in the alternative, a new trial.

      Bachrach rejected the remittitur and a second trial was held. The second jury

awarded him $575,000. Bachrach appeals, arguing that: (1) the district court

abused its discretion by granting a remittitur, and (2) the district court should not

have granted summary judgment on the issue of punitive damages.

      1. Federal courts sitting in diversity must apply the law of the state to

measure whether a remittitur is appropriate. Gasperini v. Ctr. for Humanities, Inc.,

518 U.S. 415, 429–31 (1996). This court reviews a remittitur decision for an abuse

of discretion, id. at 419, which requires us to determine whether the court “based

its ruling on an erroneous view of the law or a clearly erroneous assessment of the

evidence,” Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 405 (1990); United

States v. Hinkson, 585 F.3d 1247, 1251 (9th Cir. 2009) (en banc).

      Arizona courts employ a two-step inquiry for remittitur. First, if a court

finds that the jury award was driven by “passion or prejudice,” then the court must

order a new trial without option for remittitur. Young Candy & Tobacco Co. v.

Montoya, 372 P.2d 703, 706–07 (Ariz. 1962). Second, if the court determines that

the verdict has not been influenced by passion or prejudice, it may grant remittitur

of compensatory damages if it determines that: viewed in the light most favorable


                                            3
to sustaining the verdict, there is no “substantial evidence,” “permitting reasonable

persons to reach such a result,” Hutcherson v. City of Phoenix, 961 P.2d 449, 451

(Ariz. 1998) (en banc); or that “the jury misapplied the principles governing

damages,” In re Estate of Hanscome, 254 P.3d 397, 401 (Ariz. Ct. App. 2011).2

      The district court appropriately identified and applied this two-step inquiry.

It stated that: “If passion and prejudice tainted the jury’s verdict, the court must

grant a new trial.” Bachrach, 2012 WL 2317768 at *1. Otherwise, “[r]emittitur is

appropriate if there is a ‘lack of evidence to support the damages awarded’ . . . The

evidence is viewed in the light most favorable to sustaining the verdict.” Id. at *1

(quoting Hanscome, 354 P.3d at 402). It concluded that the verdict had not been

tainted by passion or prejudice, but that, even when viewed in the light most

favorable to the plaintiffs, the verdict was “irrationally high.” Id. at *4. The

district court based its decision on undisputed evidence in the record: Matthew and

Randolph Bachrach had a complex relationship; that relationship had improved

over the years, but in the year before Matthew died, the two spoke on the phone

only occasionally and had not met in person at all—not even for the holidays. Id.



      2
         Arizona courts have also allowed remittitur of punitive damages when the
remittitur shocks the conscience. See, e.g., Haralson v. Fisher Surveying, Inc., 31
P.3d 114, 119–20 (Ariz. 2001) (en banc); Acheson v. Shafter, 490 P.2d 832, 835
(Ariz. 1971).

                                           4
at *4. Based on this undisputed testimony, the district court concluded that their

relationship could not support an award for compensatory damages that was

“several times larger” than any other Arizona case cited by the parties involving

the death of an adult child as the result of a similar type of accident. Id. at *4.3 In

short, the district court found that there was no substantial evidence supporting the

amount of the jury’s verdict. We have no basis on which to disturb that finding.

      Bachrach argues that the judge abused his discretion by comparing the

verdict in this case to verdicts in similar Arizona cases. He bases this argument on

dicta from two Arizona Court of Appeals cases, which caution that careless verdict

comparison can lead to undesirable results. See Jones v. Pak-Mor Mfg. Co., 700

P.2d 830, 839 (Ariz. Ct. App. 1984) approved in part, vacated in part, 700 P.2d

819 (Ariz. 1985); Wry v. Dial, 503 P.2d 979, 990–91 (Ariz. Ct. App. 1972). In the

intervening decades since these cases, however, the Arizona Supreme Court has

not disavowed or expressed skepticism toward verdict comparison, and Arizona

courts have in other instances compared verdicts in order to determine when

otherwise intangible damages should be remitted. See, e.g., Desert Palm Surgical



      3
         The district court also considered one Arizona case, cited by the plaintiff,
in which the adult child was murdered. As the district court noted, however, the
manner of death was “quite different” than a motor vehicle accident which “could
affect the jury’s analysis.” Bachrach, 2012 WL2317768, at *4.

                                            5
Grp., P.L.C. v. Petta, 343 P.3d 438, 454 (Ariz. Ct. App. 2015); Rincon v. Rumsey,

2010 Ariz. Super. LEXIS 1176, at 27–30 (Pima Cty. Super. Ct. May 26, 2010).

      Here, the district judge did not base his decision on the kind of careless

verdict comparison of which the Arizona Courts of Appeals warned. Instead, he

used verdicts in Arizona cases brought by one or more parents involving the death

of an adult child following an automobile accident. Sixteen of the 19 verdicts

involved awards of less than $1 million. Of these, 11 verdicts involved awards of

$200,000 or less. As to the remaining verdicts, no parent received more than $1.5

million. Bachrach, 2012 WL 2317768, at *3.4 Thus, the highest comparable

Arizona verdict was less than half of the amount awarded to Bachrach. Id. After

concluding that the $3.718 million verdict in this case was exceptionally large, the

      4
         The verdicts considered by the district court were those submitted to it by
the parties. The district court, however, rejected almost all of the plaintiffs’ cases
because they were not Arizona cases. In comparison, all of the cases cited by the
defendants were taken from the Trial Reporter, Compendium of Central and
Northern Arizona and from the Compendium of Southern Arizona for the years
1999–2009, and were verdicts in which the jury awarded one or both parents
compensatory damages for the wrongful death of their adult, male child after an
automobile accident. According to the sworn declaration of the defendant’s
attorney, the defendants cited all of the cases in the Compendia fitting this
description in their remittitur motion. In one of the three cases in which $1 million
or more was awarded, the parent received $1.5 million for the death of her 19-year-
old son. In another, each of the child’s parents received that sum after their son, a
young Air Force Academy graduate, was struck by a commercial truck while
riding his motorcycle. In the third, each parent received $500,000, making a total
of $1 million.

                                          6
judge then examined the evidence and determined that it did not support such an

objectively large verdict. Since the district judge’s selection of cases was neither

arbitrary nor unreasonable, and because he did not rely solely on verdict

comparison in granting the remittitur, but also determined that there was not

substantial evidence that justified the amount of damages, we cannot conclude that

his decision constituted an abuse of discretion. Accordingly, we affirm.

      2. Bachrach also argues that the district court improperly granted partial

summary judgment with respect to his claim for punitive damages. He requests a

reversal of this judgment and a new trial solely on this issue. We review grants of

partial summary judgment de novo. Amdahl Corp. v. Profit Freight Sys., Inc., 65

F.3d 144, 146 (9th Cir. 1995).

      In Arizona, punitive damages are only appropriate when the plaintiff can

prove that “defendant’s evil hand was guided by an evil mind.” Volz v. Coleman

Co., Inc., 748 P.2d 1191, 1194 (Ariz. 1987) (en banc) (quoting Rawlings v.

Apodaca, 726 P.2d 565, 578 (Ariz. 1986)). This standard requires “‘something

more’ than gross negligence” or “mere reckless disregard of the circumstances.”

Id. Instead, the plaintiff must show, by clear and convincing evidence, that the

defendant acted with either “1) evil actions; 2) spiteful motives; or 3) outrageous,




                                           7
oppressive, or intolerable conduct that creates substantial risk of tremendous harm

to others.” Id.

      To justify his claim for punitive damages, Bachrach argued that the accident

was the result of Simister falling asleep at the wheel. Falling asleep, however,

cannot be sufficient to show that either Simister or Covenant acted with an “evil

mind.” Bachrach failed to introduce other evidence that, coupled with the evidence

that Simister fell asleep, would have been sufficient to raise a material issue of fact

that either Simister or Covenant had the requisite mens rea to justify punitive

damages.5 Accordingly, the district court appropriately granted summary

judgment.

      AFFIRMED.




      5
        It is quite possible that, under Arizona law, someone who fell asleep at the
wheel after knowingly driving in excess of regulations limiting the number of
hours a person may operate a vehicle would have the requisite mens rea. See
Quintero v. Rogers, 212 P.3d 874, 880 (Ariz. Ct. App. 2009); Olson v. Walker, 781
P.2d 1015, 1019 (Ariz. Ct. App. 1989). Bachrach, however, did not produce any
evidence that suggests this was so. Indeed, Simister’s logbook showed that he had
been driving for less than the maximum hours of service, and the evidence
Bachrach produced to show that the logbook was falsified actually shows that
Simister had been driving for even less than the hours logged.

                                           8
                                                                             FILED
Bachrach v. Covenant Transportation, No. 13-16363                            JAN 14 2016

                                                                         MOLLY C. DWYER, CLERK
MCKEOWN, J., dissenting:                                                  U.S. COURT OF APPEALS



       I respectfully dissent; I would reverse the remittitur. Under Arizona law, a

court may grant remittitur only if: (1) The verdict is “so manifestly unfair,

unreasonable, and outrageous as to shock the conscience of the court.” Haralson v.

Fisher Surveying, Inc., 201 Ariz. 1, 6 (2001) (citations omitted); (2) there is no

“substantial evidence [] permitting reasonable persons to reach such a result.”

Hutcherson v. City of Phoenix, 192 Ariz. 51, 53 (1998); or (3) “[t]he jury

misapplied the principles governing damages.” In re Estate of Hanscome, 227

Ariz. 158, 162 (Ct. App. 2011). Although the district court correctly found that

there was no passion or prejudice in the jury award, its decision ultimately was

untethered from the applicable Arizona standards— concluding that the verdict

was “excessively high,” essentially re-weighing the evidence, and failing to give

proper deference to the jury’s determination. See Young Candy & Tobacco Co. v.

Montoya, 91 Ariz. 363, 369 (1962).
