           IN THE COURT OF CRIMINAL APPEALS
                       OF TEXAS

                                     NO. PD-0865-13


                           ROBERT WHITFIELD, Appellant

                                            v.

                               THE STATE OF TEXAS

        ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
                FROM THE FIRST COURT OF APPEALS
                        FREESTONE COUNTY

       A LCALA, J., filed a concurring opinion in which J OHNSON and C OCHRAN, JJ.,
joined.

                               CONCURRING OPINION

       I respectfully concur in the Court’s judgment reversing the court of appeals’s

dismissal of the appeal filed by Robert Whitfield, appellant, and remanding the case for

consideration on the merits of whether the evidence supports the convicting court’s finding

that DNA results are unfavorable to him. See Whitfield v. State, 409 S.W.3d 11, 11 (Tex.

App.—Houston [1st Dist.] 2013). Like the majority opinion, I conclude that the court of
                                                                                  Whitfield - 2

appeals has statutory jurisdiction to address appellant’s complaint under Chapter 64 of the

Texas Code of Criminal Procedure, which provides that an “appeal under this chapter is to

a court of appeals in the same manner as an appeal of any other criminal matter.” See T EX.

C ODE C RIM. P ROC. A NN. art. 64.05 (West 2011). This conclusion, however, does not fully

resolve the issue before us in this case because the court of appeals did not dismiss

appellant’s complaint based on a perceived lack of statutory jurisdiction. Rather, relying on

this Court’s opinion in State v. Holloway, it held that it lacked jurisdiction on the basis that

any opinion reviewing the trial court’s finding under Chapter 64 would be advisory only. See

Whitfield, 409 S.W.3d at 11 (citing State v. Holloway, 360 S.W.3d 480 (Tex. Crim. App.

2012)). The majority opinion does not directly address this key aspect of the lower court’s

holding, nor does it otherwise address, in any detail, the issue of whether appellate review

of a convicting court’s Chapter 64 finding would result in an impermissible advisory opinion.

Instead, it summarily overrules Holloway, in which this Court held that a court of appeals

would err to address a State’s appeal of fact findings favorable to a convicted person because

any opinion on the merits of the DNA finding would result in an advisory-only opinion.

Holloway, 360 S.W.3d at 490. The majority opinion reasons that Holloway should be

overruled in light of the legislative intent to grant the courts of appeals the authority to

review a trial court’s findings under the DNA statute. Although I agree with the majority

opinion’s conclusion that Holloway was mistaken in its holding, I do not find that the

existence of a legislative intent to permit an appeal is necessarily dispositive of the question
                                                                                     Whitfield - 3

whether an opinion by an appellate court reviewing such a finding would nevertheless be

advisory. See id.

       Because I determine that the majority opinion’s analysis leaves unanswered several

key questions with respect to the issue of advisory opinions under Chapter 64, I conduct an

independent analysis of that matter below. I conclude that, regardless of whether the

appellant is the convicted person or the State, an opinion by a court of appeals reviewing a

trial court’s finding that DNA results are either favorable or unfavorable to a convicted

person does not constitute an impermissible advisory opinion because (1) appellate review

of the trial court’s Chapter 64 finding in no way infringes upon this Court’s exclusive

habeas-corpus jurisdiction, and (2) any resulting opinion from a court of appeals is not

advisory-only in that it is final and binding on the parties. After conducting a comprehensive

extra-textual analysis of the statute in Part I, I consider the matter of advisory opinions in Part

II.

 I. Legislature Intended to Give Parties Right to Appeal Finding Under Chapter 64

       I agree with the majority opinion’s determination that the Chapter 64 provision

providing for a right of appeal is ambiguous with respect to what matters are appealable

under the statute, and I further agree with its ultimate conclusion that the Legislature

intended to make a trial court’s finding under the statute appealable. But I do not join the

majority opinion’s statutory analysis because it reaches its conclusion after considering only

one sentence in the statute’s legislative history, rather than after considering all of the
                                                                                      Whitfield - 4

applicable extra-textual factors. After considering all of the pertinent extra-textual factors,

I conclude, consistent with the majority opinion’s holding, that the Legislature intended to

grant the parties the right to appeal a convicting court’s finding made under Chapter 64.

       A. Analysis of Extra-Textual Factors

       As the majority opinion observes, the language of the Chapter 64 provision that grants

a right of appeal is ambiguous in that it fails to expressly identify which matters may be

appealed under that statute. See T EX. C ODE C RIM. P ROC. art. 64.05. When reviewing

ambiguous statutory language, this Court properly resorts to an analysis of extra-textual

factors to discern what the Legislature would have intended in drafting that language. See

Johnson v. State, 423 S.W.3d 385, 394-95 (Tex. Crim. App. 2014); see also Boykin v. State,

818 S.W.2d 782, 785 (Tex. Crim. App. 1991); Ex parte Valdez, 401 S.W.3d 651, 655 (Tex.

Crim. App. 2013). In conducting an extra-textual inquiry, this Court may consider, among

other matters, (1) the object sought to be attained, (2) the title, (3) former statutory

provisions, including laws on the same or similar subjects, (4) the circumstances under which

the statute was enacted, (5) legislative history, and (6) the consequences of a particular

construction. See T EX. G OV’T C ODE § 311.023; see also Druery v. State, 412 S.W.3d 523,

533-34 (Tex. Crim. App. 2013).1 I address each of the relevant factors below.

       (1) Object Sought to Be Attained and (2) Title



1
        Although it is also appropriate to consider a seventh matter, any administrative construction
of the statute, I exclude that extra-textual factor from my analysis because it is not relevant to
resolving the dispute before us. See TEX . GOV ’T CODE § 311.023.
                                                                                 Whitfield - 5

       By examining the various provisions contained within Chapter 64, I conclude that the

statutory scheme advances primary and secondary objectives. Furthermore, I conclude that

those objectives are consistent with a legislative intent to make all matters under the DNA

statute appealable, including the trial court’s finding that DNA test results are favorable or

unfavorable to a convicted person. See T EX. C ODE C RIM. P ROC. arts. 64.04, 64.05.

       As the State argues in its brief on discretionary review, the primary object sought to

be attained by Chapter 64 is the establishment of a procedure by which a convicted person

may obtain DNA testing for the purpose of challenging the validity of his conviction.

Specifically, Chapter 64 grants the convicting court the authority to order post-conviction

DNA testing where the identity of the culprit was or is an issue in the case. See State v.

Patrick, 86 S.W.3d 592, 596 (Tex. Crim. App. 2002) (observing that, “prior to the enactment

of Chapter 64, [] trial court[s] would not have had jurisdiction to enter any order relating to

post-conviction DNA testing”). In response to a motion for DNA testing, Chapter 64, which

is titled “Motion for Forensic DNA Testing,” clearly sets forth the criteria for the convicting

court to consider before ordering the testing. See T EX. C ODE C RIM. P ROC. art. 64.03(a). A

convicting court should order DNA testing if (1) the evidence still exists; (2) it is in a

condition making DNA testing possible; (3) it was subjected to a chain of custody sufficient

to establish that it has not been substituted, tampered with, replaced, or altered in any

material respect; (4) identity was or is an issue in the case; (5) the convicted person

establishes by a preponderance of the evidence that he would not have been convicted if
                                                                                     Whitfield - 6

exculpatory results had been obtained through DNA testing; and (6) the request for the

proposed DNA testing is not made to unreasonably delay the execution of the sentence or

administration of justice. Id. This Court has described the type of situation that would

require DNA testing under Chapter 64 as one in which the identity of the attacker could be

established by testing his DNA left on the victim, as follows:

       Appellant’s 2005 motion for DNA testing has fairly alleged, and shown by a
       preponderance of the evidence, that the victim’s lone attacker is the donor of
       the material for which appellant seeks DNA testing. Thus, on this record,
       exculpatory DNA test results, excluding appellant as the donor of this material,
       would establish appellant’s innocence. The legislative history of Chapter 64
       of the Texas Code of Criminal Procedure very clearly shows that this is
       precisely the situation in which the Legislature intended to provide post-
       conviction DNA testing.

Blacklock v. State, 235 S.W.3d 231, 232-33 (Tex. Crim. App. 2007). The primary objective

of permitting DNA testing is further served by the requirement that the convicting court must

appoint counsel under certain circumstances to assist an indigent convicted person in his

pursuit of DNA testing. See T EX. C ODE C RIM. P ROC. art. 64.01(c) (court must appoint

counsel “if the person informs the court that the person wishes to submit a motion under this

chapter, the court finds reasonable grounds for a motion to be filed, and the court determines

that the person is indigent”).

       Although it does not appear to be its primary objective, Chapter 64 clearly has a

secondary objective in that it directs the convicting court to evaluate the results of the testing.
                                                                                      Whitfield - 7

First, the trial court must hold a hearing on the test results. See id. art. 64.04.2 After the

hearing, the statute requires the trial court to make a finding as to whether the results are

favorable or unfavorable to the convicted person. Id. Article 64.04 states,

       Finding. After examining the results of testing under Article 64.03 and any
       comparison of a DNA profile under Article 64.035, the convicting court shall
       hold a hearing and make a finding as to whether, had the results been available
       during the trial of the offense, it is reasonably probable that the person would
       not have been convicted.

Id.3

       Although Chapter 64 has both primary and secondary objectives, the State argues that

the right of appeal should be limited only to the statute’s primary objective, that is, whether

the trial court grants or denies a request for DNA testing. But there is nothing in the

language of the statute that suggests it should be narrowly construed to apply only to the

primary objective of providing for DNA testing. See id. art. 64.05 (providing for right of

“appeal under this chapter,” and stating that such an appeal is “to a court of appeals in the

same manner as an appeal of any other criminal matter”). Rather, in light of the absence of

any language that would limit the right of appeal to any particular objective or subpart of

Chapter 64, the statutory objectives appear to indicate that the Legislature intended to grant




2
       See also Rivera v. State, 89 S.W.3d 55, 58-59 (Tex. Crim. App. 2002) (stating that
Legislature provided for Article 64.04 hearing for purpose of “giv[ing] the parties a forum to submit
evidentiary matters relating to the [DNA] test results”).
3
         The statute further provides that if the DNA results show an unidentified DNA profile, the
trial court shall order that it be compared with certain governmental databases if an analyzed sample
meets applicable state or federal requirements. See TEX . CODE CRIM . PROC. art. 64.035.
                                                                                 Whitfield - 8

a broad right of appeal that encompasses all the matters discussed in the statute.

       (3) Former Statutory Provisions and Laws on Same or Similar Subjects

       I conclude that the Legislature’s amendment of the former statutory provision to

expressly remove any reference to the appealability of a “finding” indicates that the

Legislature intended to broaden the scope of what would constitute an appealable matter

under the statute. I further conclude that the Legislature amended the appeals provision in

direct response to this Court’s holding that the statutory language was ambiguous in Kutzner

v. State, 75 S.W.3d 427, 429 (Tex. Crim. App. 2002). Both of these factors lead me to

conclude that the Legislature intended to create a broad right of appeal under Chapter 64 that

would encompass all the matters described in Chapter 64.

              a. Analysis of Former Statutory Language

       As initially enacted in 2001, Article 64.05, which established a right of appeal under

Chapter 64, stated, “An appeal of a finding under Article 64.03 or 64.04 is to a court of

appeals, except that if the convicted person was convicted in a capital case, the appeal of the

finding is a direct appeal to the court of criminal appeals.” See Act of Apr. 3, 2001, 77th

Leg., R.S., ch. 2, § 2, 2001 Tex. Gen. Laws 2, 4 (amended 2003) (current version at T EX.

C ODE C RIM. P ROC. A NN. art. 64.05 (West 2011)). In Kutzner, this Court determined that this

statutory language was ambiguous and considered extra-textual factors to determine what the

Legislature intended by this language. See Kutzner, 75 S.W.3d at 433. Although the former

appeals statute had narrowly referred to “a finding” under Article 64.03 or 64.04 as being
                                                                                   Whitfield - 9

appealable, this Court nevertheless held that it had jurisdiction on direct appeal to address

all of the “determinations” made by the trial court under those specific articles. Id. at 433-35;

see also Neveu v. Culver, 105 S.W.3d 641, 643 (Tex. Crim. App. 2003) (stating that prior

version of Article 64.05 provided for appealing a finding under Articles 64.03 or 64.04). This

Court explained in Kutzner, “Our review of the legislative history of Chapter 64 actually

supports deciding that the Legislature intended to authorize appellate review of all of the

convicting court’s Article 64.03 determinations [appeals of orders for tests].” Kutzner, 75

S.W.3d at 434.

              b. Analysis of Current Statute

       Following this Court’s decision in Kutzner, the Legislature amended the provision

governing the right of appeal under Chapter 64 by enacting the current version that became

effective on September 1, 2003.4 See T EX. C ODE C RIM. P ROC. art. 64.05. The current

version now states,

       APPEALS. An appeal under this chapter is to a court of appeals in the same
       manner as an appeal of any other criminal matter, except that if the convicted
       person was convicted in a capital case and was sentenced to death, the appeal
       is a direct appeal to the court of criminal appeals.

Id. The current version omits the former version’s reference to a “finding under Article

64.03 or 64.04” and replaces that language with the phrases “under this chapter” and “in the

same manner as an appeal of any other criminal matter.” Id. Subsequent to the Legislature’s

amendment, this Court in Wolfe v. State analyzed the meaning of the changes from the


4
       See Act of Apr. 25, 2003, 78th Leg., R.S., Ch. 13, § 1 (Tex. H.B. 1011).
                                                                                        Whitfield - 10

former to the current version of the statute. See Wolfe v. State, 120 S.W.3d 368, 372 n.5 (Tex.

Crim. App. 2003) (holding that appellate court lacked jurisdiction under Chapter 64 to review

Wolfe’s complaint that he was not appointed an independent expert to review DNA results).

This Court concluded that, by deleting the reference to the appealability of a “finding” and

replacing it with a generic reference to an appeal “under this Chapter,” the Legislature had

effectively “broaden[ed] the scope of Chapter 64 to include appeals not previously

permitted.” Id. The amended statute, it reasoned, appeared to extend the scope of appeals

to “include issues pertaining to all Articles of Chapter 64.” Id. Other courts have echoed this

interpretation of the legislative amendment. See Reger v. State, 222 S.W.3d 510, 513 (Tex.

App.—Fort Worth 2007, pet. ref’d); James v. State, 196 S.W.3d 847, 849                            (Tex.

App.—Texarkana 2006, no pet.).

        This Court in Wolfe, however, failed to discuss what the Legislature may have

intended by adding the phrase “in the same manner as an appeal of any other criminal matter”

into the current version. See T EX. C ODE C RIM. P ROC. art. 64.05. The use of the word

“criminal” signifies that the appeal is to be treated as a criminal matter rather than as a civil

matter. Furthermore, the phrase “in the same manner” suggests that the appeal is intended

to conform to the Texas Rules of Appellate Procedure for criminal cases and the

requirements in the Texas Code of Criminal Procedure.5 Addressing this aspect of the


5
       See TEX . CODE CRIM . PROC. art. 44.01(a)(6) (permitting State’s appeal of order issued under
Chapter 64); see also Swearingen v. State, 189 S.W.3d 779, 780 (Tex. Crim. App. 2006) (observing
that “Chapter 64 contains its own appellate provision” that “by its plain language . . . directs that all
                                                                                        (continued...)
                                                                                     Whitfield - 11

statutory language in its brief on discretionary review, the State argues that this “in the same

manner” language could potentially be interpreted to grant a convicted person a right of

appeal not afforded to the State. It observes that the Code of Criminal Procedure limits the

State’s right of appeal under Chapter 64 to an “order” issued under that Chapter. See id. art.

44.01(a)(6) (“State is entitled to appeal an order of a court in a criminal case if the order: .

. . is issued under Chapter 64.” ). Although the State argues that it would be inequitable to

permit a convicted person the right to appeal a trial court’s finding under the DNA statute if

such an appeal is not permitted when brought by the State, I conclude that the State’s

concerns in this regard are unjustified. The record before us indicates that the convicting

court’s finding that DNA results were unfavorable to appellant was included within a

document entitled “Order On Findings of Fact and Conclusions of Law After 64.04

Hearing.” But regardless of how these particular findings of fact were labeled, this Court has

often said that we apply the law by focusing on substance over form so that we treat a matter

based on what it is rather than how it is named. Furthermore, the word “order” is undefined

in Chapter 64 and Article 44.01. See id. arts. 44.01(a)(6), 64.01-64.05. At a minimum, this

Court has held that, for purposes of a State’s appeal, an order must be in writing and signed

by the judge. State v. Sanavongxay, 407 S.W.3d 252, 258 (Tex. Crim. App. 2012). Beyond

these requirements, there are few limitations on what may be considered an order of the


5
 (...continued)
appeals follow the usual procedures designated for appeals to the courts of appeals,” and noting that
movants under the DNA statute must “meet applicable filing and time requirements found in the
Rules of Appellate Procedure”).
                                                                                  Whitfield - 12

court, as long as the information conveyed in the writing directs someone to do something

or not to do something, or legally establishes something. Here, the trial court’s order legally

established its finding that the DNA results were unfavorable to appellant. I, therefore, am

persuaded that the trial court’s findings of fact and conclusions of law in this case are

properly characterized as an order issued under Chapter 64. See T EX. C ODE C RIM. P ROC. art.

44.01(a)(6). Under the related provisions in the Code, therefore, both the appellant and the

State appear to have a right of appeal as to the convicting court’s fact findings on DNA

results.

       I conclude that the amendment to the former version of the Chapter 64 appeals

provision indicates a legislative intent to more broadly permit an appeal “under this chapter”

as long as the appeal conforms to pertinent appellate rules and the criminal Code. See id.

arts. 44.01, 64.05.

       (4) The Circumstances Under Which the Former Statute Was Enacted

       The circumstances under which Article 64.05 was originally enacted in 2001 show

that the Legislature intended at that time to give the parties the right to appeal both (1) the

convicting court’s ruling granting or denying DNA testing and, (2) if testing was conducted,

its finding on the results of the testing. See id. arts. 64.03-64.05. Referring to a bill analysis

from the House Research Organization, this Court in Kutzner explained that Chapter 64, as

originally introduced, had not provided for any right of appeal, but the bill was later amended

to authorize “[a]ppeals of orders for tests [under Article 64.03] or of findings about test
                                                                                 Whitfield - 13

results [under Article 64.04].” Kutzner, 75 S.W.3d at 434; see Senate Research Center, Bill

Analysis, Tex. S.B. 3, at 4, 77th Leg., R.S. (Jan. 25, 2001) (bill on DNA law initially failed

to provide for any appeal when it was introduced); Senate Research Center, Bill Analysis,

Tex. C.S.S.B. 3, at 5, 77th Leg., R.S. (Feb. 13, 2001) (right to appeal introduced in Senate

Bill 3 that related “to the appeal of findings under proposed Article 64.04, Code of Criminal

Procedure”). I conclude that the circumstances under which Chapter 64’s appeals provision

was originally enacted show that the Legislature intended to permit the type of appeal at issue

in this case, namely, an appeal challenging the sufficiency of the evidence to support the trial

court’s finding that DNA testing is unfavorable to the convicted person.

       (5) The Legislative History

       Appellant contends that the change in the language from the former version to the

current version of the Chapter 64 appeals provision shows that the Legislature intended to

expand rather than restrict the scope of appealable matters under that statute. Agreeing with

appellant’s representation of the legislative history, this Court’s majority opinion states,

       The bill analysis provided by the House Committee on Criminal Jurisprudence
       at the time of the 2003 amendments said, “[This bill] makes it clear that both
       the request for a test (based on legal or factual determinations) and the findings
       by the trial court are appealable.”

Although I agree with both appellant and this Court’s majority opinion as to that ultimate

assessment about the legislative history, I consider the entire legislative history to reach my

conclusion rather than focus on a single sentence in the bill analysis.

       The current version of the statute describing the right of appeal under Chapter 64 was
                                                                                Whitfield - 14

introduced in 2003 through an amendment as House Bill 1011 in the Texas House of

Representatives. According to the bill’s author, Representative Hochberg, who described the

bill at the hearing before the House Criminal Jurisprudence Committee, the bill supporting

the current version of the law was attempting to clarify what had been originally enacted

rather than to expand the law. Hochberg said that the bill was “strictly cleanup” and “doesn’t

attempt to add anything, [but] attempts to clarify what was intended in the first place,” which

was necessary because various court rulings had departed from what had been the original

intent of the legislators who enacted the law. See Hearing on Tex. H.B. 1011 Before the

House Criminal Jurisprudence Committee, 78th Leg., R.S. (Mar. 11, 2003) (digital files

available from http://www.house.state.tx.us/video-audio/committee-broadcasts/78/). With

respect to the current version’s deletion of the phrase “a finding under Article 64.03 or

64.04” and addition of the phrase “under this chapter,” Representative Hochberg asserted that

the change was necessary to clarify that an appeal was not limited to a finding by the trial

court. Id. He related that appeals could be presented as to determinations of law in addition

to factual findings. Id. Furthermore, with respect to the current version’s addition of the

phrase “in the same manner as an appeal of any other criminal matter,” Representative

Hochberg explained that the language was intended to clarify that the case was to be handled

similarly to the appeal of a criminal pre-trial motion rather than as a civil appeal. Id. He

stated,

          [T]here was actually a question raised in the Kutzner case as to whether this
          was a civil appeal, as to whether this motion was a civil matter or whether it
                                                                                  Whitfield - 15

       was a criminal matter and exactly who had the right to appeal and when. This
       clarifies that as well.

Id. (discussing Kutzner, 75 S.W.3d at 429).

       In its bill analysis, the House Committee clarified that, in light of “some confusion in

Kutzner as to what sections under the law could be appealed,” the amendment from the

former version to the current version was intended to clarify that the right of appeal would

extend to all aspects of orders granting or denying DNA testing, as well as to the trial court’s

finding under Article 64.04 regarding whether DNA test results were favorable or

unfavorable. See House Comm. on Criminal Jurisprudence, Bill Analysis, Tex. H.B. 1011,

at 2, 78th Leg., R.S. (2003); see Kutzner, 75 S.W.3d at 433-35. The Committee noted that

the amendment “makes it clear that both the request for a test . . . and the findings by the trial

court are appealable.” Id. Additionally, the Committee observed that the bill “giv[es] the

prosecution the right to appeal.” Id. A subsequent bill analysis noted that the bill “would

eliminate the language limiting to ‘findings’ what can be appealed under Chapter 64.” House

Research Organization, Bill Analysis, Tex. H.B. 1011, at 2, 78th Leg., R.S. (2003).

       A companion bill identical to House Bill 1011, Senate Bill 543, was introduced in the

Texas Senate by Senator Duncan, who was the original author of Senate Bill 3 in 2001,

which passed Chapter 64 into law. See Senate Research Center, Bill Analysis, S.B. 543, 78th

Leg., R.S., at 1 (Mar. 19, 2003). In a hearing before the Senate Committee on Criminal

Justice, Senator Duncan testified that Chapter 64 was intended to be “a post-trial procedure

. . . different from habeas corpus.” Hearing on Tex. S.B. 543 Before the Senate Criminal
                                                                                       Whitfield - 16

Justice Committee, 78th Leg., R.S. (Mar. 19, 2003) (digital files available from Senate Staff

Services Office). Senator Duncan explained the changes in the former version of the bill to

the current version similarly to the explanation provided by Representative Hochberg. The

House later adopted several amendments to the bill unrelated to the right of appeal, and the

amended bill was passed without further change by the House and Senate.

       Although it may be questioned whether the Legislature intended to grant a right of

appeal as to interim orders issued under Chapter 64, such as whether to appoint counsel for

an indigent person, the legislative history clearly shows that the Legislature always intended

to permit an appeal of the trial court’s order making a finding as to whether DNA test results

are favorable or unfavorable to a convicted person.6 Furthermore, the legislative history

definitively reflects an intent to grant the State the right of appeal as to a convicting court’s

orders under Chapter 64.7

       (6) The Consequences of a Particular Construction



6
        See Gutierrez v. State, 307 S.W.3d 318, 323 (Tex. Crim. App. 2010) (holding that trial
court’s order denying appointment of counsel under Chapter 64 did not constitute an immediately
appealable order, but permitting eventual review of that matter on direct appeal following denial of
testing under Article 64.05); see also id. at 322 (observing that appeals statute as originally enacted
provided for right of appeal only as to availability of DNA testing and finding after testing).
7
        Examining the legislative history and text of Chapter 64, Professors Dix and Schmolesky
have similarly concluded that, under the current statutory scheme, “[c]ertainly, the State can appeal
from an order making a finding that if the results of conducted testing had been available during trial,
the defendant would not have been convicted.” GEORGE E. DIX AND JOHN M. SCHMOLESKY , 43B
TEX . PRACTICE SERIES, CRIMINAL PRACTICE AND PROCEDURE , § 60:28 (3d ed.) (2013). Professors
Dix and Schmolesky further observe that the current statutory language “provides no obvious limit
on state appeals except that the order have been issued under Chapter 64.” Id. (discussing scope of
State’s appeal under TEX . CODE CRIM . PROC. art. 44.01(a)(6)).
                                                                                    Whitfield - 17

         Consistent with the legislative history described above, the Court today holds that a

court of appeals is authorized to review a convicted person’s complaint that the evidence is

insufficient to support the trial court’s finding that DNA results are unfavorable to him.

Although the facts of this case involve an unfavorable finding, the Court’s holding would

also apparently authorize an appellate court to review a trial court’s finding that DNA test

results are favorable to a convicted person. By permitting a direct appeal of favorable or

unfavorable findings, the practical consequence will likely be a delay in any ultimate post-

conviction relief that a convicted person may seek through a writ of habeas corpus in this

Court. If this Court decides to delay consideration of an application for a writ of habeas

corpus based on a trial court’s favorable finding under the DNA statute until after the

exhaustion of direct appeals under Chapter 64, then the following seven steps will likely

occur:

         1. A convicted person files a motion for DNA testing and, if appropriate, the
         trial court grants the DNA testing.

         2. After receiving DNA results, the convicting court holds a hearing to
         determine whether the results of the DNA tests would make it reasonably
         probable that the person would not have been convicted had the results been
         available during the trial of the offense.

         3. The convicting court will make a finding that is favorable or unfavorable
         to the convicted person.

         4. If the finding is favorable to the convicted person, the State files a notice of
         appeal to challenge the finding, but if the finding is unfavorable, the convicted
         person files a notice of appeal to challenge the finding.

         5. On appeal, the court of appeals reviews the sufficiency of the evidence
                                                                                     Whitfield - 18

       supporting the convicting court’s finding under the statute and (a) affirms the
       finding, (b) reverses and renders the finding, or (c) reverses and remands for
       further findings by the convicting court.

       6. The losing party at the court of appeals may file a petition for discretionary
       review with this Court and this Court would either reject or accept it and
       resolve the direct appeal on its merits.

       7. After the direct appeals are exhausted, the convicted person could file an
       application for a writ of habeas corpus asserting either that (a) his favorable
       findings in the convicting court warrant a grant of post-conviction relief, or (b)
       his unfavorable findings are unsupported by the evidence and that this Court,
       as the ultimate fact finder on a writ of habeas corpus, is not bound by the
       convicting court’s decision and should grant him relief from his conviction.

Because of steps four, five, and six that become applicable when a party proceeds with a

direct appeal from the trial court’s findings under the DNA statute, resolution of the direct

appeal would result in some delay that could last months and possibly years before a

wrongfully convicted person could obtain post-conviction relief through an application for

a writ of habeas corpus. If the appeals process were to cause great delay, then it would likely

violate the Texas Constitution’s decree stating, “The writ of habeas corpus is a writ of right,

and shall never be suspended. The Legislature shall enact laws to render the remedy speedy

and effectual.” T EX. C ONST. art. I, § 12. Nonetheless, as long as the court of appeals and this

Court expedite any appeals of a trial court’s findings under Chapter 64, then any delay from

a direct appeal could be minimized so as not to conflict with the Texas Constitution’s

guarantee of a speedy and effectual writ process. See id.8


8
       Although there may be some delay in an applicant obtaining post-conviction relief from his
conviction, it may be that a direct appeal under the DNA statute has the indirect benefit of providing
                                                                                       (continued...)
                                                                                      Whitfield - 19

       Although there is nothing in Chapter 64 or the Habeas Corpus statute that requires this

Court to delay consideration of an application for a writ of habeas corpus until after the

exhaustion of direct appeals under Chapter 64, that is the only reasonable option that would

make the entire statutory scheme effective.9 By waiting until the direct-appeals process has

concluded before considering any application for a writ of habeas corpus that purports to rely

on exculpatory DNA results, this Court can ensure that litigants are not deprived of their

statutorily authorized right to pursue a direct appeal under Chapter 64.

       B. Consideration of All the Pertinent Extra-Textual Factors

        Having conducted a de novo review of all of the relevant extra-textual factors, I

conclude that the Legislature intended for a convicted person and the State to each have the


8
 (...continued)
for his release from confinement more quickly than without the direct appeal because the State may
be more willing to agree to habeas findings after the culmination of a direct appeal under Chapter
64. Article 11.65 states,

       On making proposed findings of fact and conclusion of law jointly stipulated to by
       the applicant and the state, or on approving proposed findings of fact and conclusions
       of law made by an attorney or magistrate appointed by the court to perform that duty
       and jointly stipulated to by the applicant and the state, the convicting court may order
       the release of the applicant on bond, subject to conditions imposed by the convicting
       court, until the applicant is denied relief, remanded to custody, or ordered released.

TEX . CODE CRIM . PROC. art. 11.65(b). Permitting a direct appeal, therefore, may have the indirect
benefit of resulting in the release of a wrongfully convicted person on bail more quickly, even if the
ultimate relief from his conviction is delayed because of the direct-appeal process.
9
        See Mahaffey v. State, 364 S.W.3d 908, 913 (Tex. Crim. App. 2012) (in interpreting statutes,
we presume that the Legislature intended for the entire statutory scheme to be effective); Skinner v.
State, 293 S.W.3d 196, 201-02 (Tex. Crim. App. 2009) (interpreting Chapter 64 provisions in
conjunction and observing that, in interpreting statutes, we presume that the entire statute is
“intended to be effective”) (citations omitted).
                                                                               Whitfield - 20

right to appeal the trial court’s findings and conclusions issued under Chapter 64. See Harris

v. State, 359 S.W.3d 626, 629 (Tex. Crim. App. 2011) (statutory analysis requires de novo

review). Although the legislative history indicates that the primary objective of Chapter 64

was to provide a vehicle by which a convicted person could obtain post-conviction DNA

testing, the Legislature included a secondary objective in that chapter by requiring the

convicting court to assess the meaning of the results and make a finding as to whether the

DNA test results would be favorable or unfavorable to a convicted person. This Court’s

interpretation of the former and current versions of Chapter 64’s appeals provision has

consistently determined that the Legislature intended to permit an appeal of the trial court’s

finding on the results of DNA testing. Furthermore, by amending Code of Criminal

Procedure Article 44.01 to expressly grant the State a right of appeal as to orders issued by

the convicting court under Chapter 64, the Legislature has expressly indicated its intent to

permit the State to appeal the trial court’s findings under the DNA statute in the same manner

as a convicted person would be permitted to appeal. I would hold that the court of appeals

has statutory jurisdiction under Chapter 64 to address the appellant’s complaint challenging

the sufficiency of the evidence to support the convicting court’s finding that the DNA results

are unfavorable to him. Id.

           II. Appeal Authorized Under Chapter 64 is Not Advisory Only

       The majority opinion appears to hold that, because the appellate court had statutory

authority over the direct appeal pursuant to the provisions of Chapter 64, any resulting
                                                                                Whitfield - 21

opinion by the appellate court would necessarily not have been advisory. I do not entirely

agree with that assessment because the matter of whether an appellate court’s review of an

issue would result in an impermissible advisory opinion is a separate question from the

matter of whether the Legislature has statutorily authorized that court to consider an appeal.

In light of this distinction, I examine the matter of advisory opinions and consider whether

a court of appeals’s opinion reviewing a convicting court’s findings under the DNA statute

would constitute a prohibited advisory opinion. I ultimately answer this question in the

negative and, like the majority opinion, conclude that this Court’s opinion in Holloway was

mistaken in reaching the opposite result. See Holloway, 360 S.W.3d at 490. Contrary to the

Court’s reasoning in Holloway, I conclude that a court of appeals’s opinion affirming or

reversing a trial court’s finding under the DNA statute would neither impermissibly infringe

upon this Court’s habeas jurisdiction, nor would it constitute a prohibited advisory-only

opinion. I, therefore, agree with the conclusion reached by the majority opinion that the court

of appeals improperly dismissed appellant’s appeal for want of jurisdiction.

       A. This Court Has Exclusive Power to Issue Writs of Habeas Corpus

       A review of the Texas constitutional and statutory law applicable to writs of habeas

corpus reveals that this Court has the exclusive authority to grant relief through a post-

conviction writ of habeas corpus, although the Legislature retains the power to regulate it.

The Texas Constitution states,

       Subject to such regulations as may be prescribed by law, the Court of Criminal
       Appeals and the Judges thereof shall have the power to issue the writ of habeas
                                                                                Whitfield - 22

       corpus . . . . The Court and the Judges thereof shall have the power to issue
       such other writs as may be necessary to protect its jurisdiction or enforce its
       judgments. The court shall have the power upon affidavit or otherwise to
       ascertain such matters of fact as may be necessary to the exercise of its
       jurisdiction.

T EX. C ONST. art. V, § 5.

       Pursuant to its constitutionally granted authority to enact laws regulating the writ

remedy, the Legislature enacted a “Habeas Corpus” statute in chapter eleven of the Texas

Code of Criminal Procedure describing court procedures that govern the availability and

scope of this Court’s habeas review. See T EX. C ODE C RIM. P ROC. arts. 11.01, et. seq. With

respect to the procedures for felony convictions other than those in which the death penalty

was imposed, Article 11.07 requires the convicting court, upon receiving an application for

post-conviction relief, to decide whether there are controverted, previously unresolved facts

material to the legality of the applicant’s confinement, and, if so, to enter an order

designating the issues of fact to be resolved. Id. art. 11.07, §§ 3(c), (d). To resolve those

issues, the convicting court may order affidavits, depositions, interrogatories, additional

forensic testing, and hearings, as well as using personal recollection. Id. art. 11.07, § 3(d).

But “additional forensic testing” under the habeas-corpus statute does not include forensic

DNA testing as provided for in Chapter 64. Id. art. 11.07, § 3(e); compare id. art. 64.03.

After an evidentiary hearing, the convicting court, as the original fact finder, resolves the

controverted facts by making findings of fact and then sends the writ application and the

entire record to this Court so that this Court may decide the merits of an applicant’s claims
                                                                                 Whitfield - 23

as the ultimate fact finder. Id. art. 11.07, § 3; see Ex parte Weinstein, 421 S.W.3d 656, 664

(Tex. Crim. App. 2014) (“On post-conviction review of habeas corpus applications, the

convicting court is the ‘original factfinder,’ and this Court is the ultimate factfinder.”). The

Habeas Corpus statute describes this Court as having the exclusive authority to deny or grant

writs of habeas corpus after final felony conviction. T EX. C ODE C RIM. P ROC. art. 11.07, § 5;

see also Holloway, 360 S.W.3d at 490 (explaining that Legislature vested “exclusive”

jurisdiction in this Court to grant habeas relief on claim of actual innocence). Section five

in Article 11.07 states,

       The Court of Criminal Appeals may deny relief upon the findings and
       conclusions of the hearing judge without docketing the cause, or may direct
       that the cause be docketed and heard as though originally presented to said
       court or as an appeal. Upon reviewing the record the court shall enter its
       judgment remanding the applicant to custody or ordering his release, as the law
       and facts may justify. The mandate of the court shall issue to the court issuing
       the writ, as in other criminal cases. After conviction the procedure outlined in
       this Act shall be exclusive and any other proceeding shall be void and of no
       force and effect in discharging the prisoner.

T EX. C ODE C RIM. P ROC. art. 11.07, § 5 (emphasis added). This Court has always assiduously

guarded its exclusive jurisdiction to grant post-conviction habeas corpus relief in felony

cases. Holloway, 360 S.W.3d at 490. The question, then, is whether permitting an appeal

under Chapter 64 would interfere with this Court’s exclusive jurisdiction to grant habeas

relief or would otherwise be prohibited by the Texas Constitution as an advisory-only

opinion.

       B. Appeal of Finding Under Chapter 64 Would Not Result in Advisory Opinion
                                                                                    Whitfield - 24

       Having determined that a convicted person may obtain post-conviction DNA testing

under Chapter 64 without regard to whether he has or will file an application for a writ of

habeas corpus, I conclude that the Legislature created the right of appeal under Chapter 64

for the purpose of subjecting a convicting court’s actions to appellate scrutiny to ensure and

preserve the integrity of the provisions in the statute. See T EX . C ODE C RIM. P ROC. arts.

64.03, 64.04. As such, any opinion from the court of appeals addressing whether the trial

court made a proper finding under Article 64.04 does not constitute a prohibited advisory

opinion.

       “It is well-established that this Court is without constitutional or statutory authority

to . . . render advisory opinions.” Ex parte Ruiz, 750 S.W.2d 217, 218 (Tex. Crim. App.

1988); see also Armstrong v. State, 805 S.W.2d 791, 794 (Tex. Crim. App. 1991) (“This

Court and the Court of Appeals are without authority to render advisory opinions.”). 10

“‘Judicial power’ is the power of a court to decide and pronounce a judgment and carry it

into effect between persons and parties who bring a case before it for a decision.” Garrett

v. State, 749 S.W.2d 784, 803 (Tex. Crim. App. 1986) (opinion on reh’g) (citing Morrow v.

Corbin, 122 Tex. 553, 558, 62 S.W.2d 641, 644 (Tex. 1933)). An advisory opinion is one

which “adjudicates nothing and is binding on no one.” Douglas Oil Co. v. State, 81 S.W.2d

1064, 1077 (Tex. Civ. App.—Austin 1935). Stated differently, an “advisory opinion results


10
        See also Correa v. First Court of Appeals, 795 S.W.2d 704, 705 (Tex. 1990) (observing that
“judicial power does not embrace the giving of advisory opinions,” and stating that it is “axiomatic
that appellate courts do not decide cases in which no controversy exists between the parties”)
(citations omitted).
                                                                                Whitfield - 25

when a court attempts to decide an issue that does not arise from an actual controversy

capable of final adjudication[.]” Garrett, 749 S.W.2d at 803. Given an appellate court’s lack

of constitutional authority to render advisory opinions, it follows that the Legislature is

powerless to grant that power to the courts by statute. See Public Utility Com’n of Texas v.

J.M. Huber Corp., 650 S.W.2d 951, 954 (Tex. App.—Austin 1983) (reasoning that, because

issuing advisory opinion is “beyond the constitutional power” of a court, the “Legislature is

powerless to authorize” court to render advisory opinion pursuant to statutory grant of

jurisdiction); see also Morrow, 62 S.W.2d at 644-45 (Legislature cannot statutorily authorize

appellate court to render advisory opinions).

       Although it is true that a trial court cannot grant post-conviction relief under Chapter

64, it does not necessarily follow that any opinion by a court of appeals reviewing a trial

court’s finding under Article 64.04 would be advisory only. I conclude that there are three

reasons why, without the appellate review provided for in Chapter 64, a trial court’s

determinations under the DNA statute might never be reviewed for accuracy by an appellate

court even if the convicted person were to file an application for a writ of habeas corpus.

       First, as detailed above, the Legislature intended for the parties to have a right to

appeal the convicting court’s findings under Chapter 64 and, specifically, to permit the

convicted person or the State to challenge the sufficiency of the evidence to support the trial

court’s findings under a reasonable-probability standard. In addressing the former version

of the Chapter 64 provision providing a right of appeal, this Court explained that the
                                                                               Whitfield - 26

Legislature intended to “‘give convicted people full access to the courts’ and to ‘provide a

check on individual courts’ decisions.’” Kutzner, 75 S.W.3d at 433-35. In reviewing the

convicting court’s decision, the appellate court’s opinion and judgment, whether by affirming

or reversing the findings that had been found favorable or unfavorable by the convicting

court, would be binding on the convicting court and the parties and would not, therefore, be

advisory only.

       As this Court has observed, the standard of proof that applies to an actual-innocence

claim raised in a writ application is significantly higher than the standard that applies in a

Chapter 64 proceeding. Whereas an applicant seeking relief on the basis of actual innocence

must show by clear and convincing evidence that no reasonable juror would have convicted

him in light of new evidence of innocence,11 a trial court’s finding under Chapter 64 is

subject only to a preponderance-of-the-evidence standard, that is, that there is a reasonable

probability of a different outcome had the DNA test results been available at the time of

trial.12 For this reason, it is possible that this Court would deny a convicted person habeas

relief due to his failure to establish actual innocence under a clear-and-convincing standard,

despite the convicting court’s finding that DNA results were favorable to him under a

reasonable-probability standard. See Routier v. State, 273 S.W.3d 241, 259 n.76 (Tex. Crim.

App. 2008) (“Even if the DNA testing to which [Routier] is entitled under the statute does



11
       See Ex parte Elizondo, 947 S.W.2d 202, 208-09 (Tex. Crim. App. 1996).
12
       See TEX . CODE CRIM . PROC. art. 64.04.
                                                                                     Whitfield - 27

in fact provide evidence to corroborate her story . . . she may not be entitled to relief by way

of habeas corpus because she may well fall short of meeting the onerous standard for proving

actual innocence.”); see also Holloway, 360 S.W.3d at 490 (observing that “[n]ot every

favorable finding under Article 64.04 will necessarily lead to post-conviction habeas corpus

relief”). Because this Court reviews actual-innocence claims raised on habeas corpus under

the clear-and-convincing standard, it is likely that, absent the availability of direct appeal

under the DNA statute, there would be no check on the convicting court’s finding as to

whether the test results are favorable or unfavorable under the statute’s lower reasonable-

probability standard. Compare T EX. C ODE C RIM. P ROC. art. 11.07, § 3(c), (d), with id. art.

64.04. The Legislature’s intent to provide convicted individuals with a full and fair

opportunity to litigate the matter of DNA testing is evident in the Chapter’s requirement that

counsel be appointed before the filing of any Chapter 64 motion for testing if the court finds

there are “reasonable grounds” for the filing of such a motion.13 By contrast, applicants for

post-conviction writs of habeas corpus in non-capital proceedings may be appointed counsel

only after the filing of an application and upon a subsequent determination by the court that




13
       Texas Code of Criminal Procedure Article 64.01 provides,
       A convicted person is entitled to counsel during a proceeding under this chapter. The
       convicting court shall appoint counsel for the convicted person if the person informs
       the court that the person wishes to submit a motion under this chapter, the court finds
       reasonable grounds for a motion to be filed, and the court determines that the person
       is indigent.
TEX . CODE CRIM . PROC. art. 64.01(c).
                                                                                Whitfield - 28

there are controverted issues that require resolution through a hearing.14

       Second, because Chapter 64 provides the sole avenue for obtaining post-conviction

DNA testing, proceedings under that Chapter are independent of any application for a writ

of habeas corpus that may or may not ever be filed. When the convicting court orders

forensic testing under the Habeas Corpus statute, it may not order DNA testing. See id. arts.

11.07, § 3(e); 64.03. To obtain post-conviction DNA testing, therefore, it is unnecessary for

a convicted person to meet the criteria for obtaining evidence under the Habeas Corpus

statute that requires the habeas court to determine whether the underlying facts are

controverted, unresolved, and material. See id. art. 11.07. Instead, Chapter 64 permits a

convicting court to order DNA testing if, among other requirements, identity was or is an

issue in the case and the convicted person would not have been convicted if exculpatory

results had been obtained through DNA testing. See id. art. 64.03 (a). It cannot be rationally

said that an appeal under Chapter 64 would infringe upon this Court’s exclusive authority to

grant relief under the Habeas Corpus statute where there exists no proceeding under the

Habeas Corpus statute at the time of a proceeding under Chapter 64. And, given that Chapter

64 is the exclusive vehicle for accessing post-conviction DNA testing, it can hardly be said

that the appellate court’s review of a finding under the statute is advisory in the sense that

it provides no final judgment whatsoever. Because the results of any DNA testing and the

trial court’s finding under the statute may form the basis for this Court’s later consideration



14
       See TEX . CODE CRIM . PROC. art. 11.07, § 3(d).
                                                                                 Whitfield - 29

of a post-conviction claim, the appellate court’s review of the trial court’s finding is a final

judgment with significant consequences for the parties. See Ex parte Gutierrez, 337 S.W.3d

883, 890 (Tex. Crim. App. 2011) (observing that, although “[e]xculpatory DNA testing

results do not, by themselves, result in relief from a conviction or sentence,” Chapter 64 is

nevertheless a “procedural vehicle for obtaining certain evidence ‘which might then be used

in a state or federal habeas proceeding’”) (quoting Thacker v. State, 177 S.W.3d 926, 927

(Tex. Crim. App. 2005)).

       Third, even though in deciding whether to grant habeas relief this Court is the ultimate

fact finder, that does not mean that a direct appeal of the convicting court’s findings of fact

would result in an advisory-only opinion. It is true that habeas relief may only be obtained

through the Habeas Corpus statute and not through any Chapter 64 proceeding. See Ex parte

Tuley, 109 S.W.3d 388, 391 (Tex. Crim. App. 2002) (“Chapter 64 provides for forensic DNA

testing but does not provide a vehicle for obtaining relief if testing reveals affirmative

evidence of innocence. The vehicle for relief after obtaining test results that constitute

affirmative evidence of innocence is” filing an application for post-conviction habeas

corpus); Thacker, 177 S.W.3d at 927. And it is also true that the “evident legislative purpose

behind Chapter 64, [] was to provide a convicted person who is eligible under its terms with

an avenue for obtaining post-conviction forensic DNA testing.” Holloway, 360 S.W.3d at

490; see also Ex parte Baker, 185 S.W.3d 895, 896 (Tex. Crim. App. 2006).

       Although the appellate court’s opinion upholding or reversing the trial court’s
                                                                                   Whitfield - 30

favorable or unfavorable finding would not directly result in any immediate relief from a

conviction, the appellate court’s judgment would bind the trial court and the parties to those

findings and cannot, therefore, be fairly characterized as binding no one or adjudicating

nothing.15   Under these circumstances, there is nothing “speculative, hypothetical, or

contingent” about the dispute between the parties. See Patterson v. Planned Parenthood of

Houston & Se. Tex., Inc., 971 S.W.2d 439, 443 (Tex. 1988) (describing prohibited advisory

opinion as giving advice on “speculative, hypothetical, or contingent situations”). Nor can

the relationship between the parties fairly be described as one that is lacking in a live

controversy. See City of Alamo v. Montes, 934 S.W.2d 85, 85 (Tex. 1996) (holding that,

because “no live controversy” existed between the parties in wrongful-termination suit

following plaintiff’s resignation from her position, any opinion Court might issue would be

“strictly advisory”). On habeas review following a direct appeal, this Court would be

reviewing the trial court’s fact findings as those findings appear after the appellate court’s

judgment affirming or reversing the findings. The appellate court’s judgment, therefore,

would bind the convicting court and parties as to those findings that, as explained below, are

ordinarily deferred to by this Court.

       On habeas, this Court, as the ultimate fact finder, may exercise its authority to make


15
        See Heckman v. Williamson Cty, 369 S.W.3d 137, 147 (Tex. 2012) (describing inquiry into
whether Court’s exercise of jurisdiction would result in advisory opinion as being “whether there
exists a live, non-abstract question of law that, if decided, would have a binding effect on the
parties”); Tex. Ass’n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440, 444-46 (Tex. 1993) (advisory
opinion is one that, rather than remedying an actual or imminent harm, decides abstract questions
of law without binding the parties).
                                                                                     Whitfield - 31

contrary or alternative findings and conclusions and is not obligated to adopt the trial court’s

fact findings. See Weinstein, 421 S.W.3d at 664 (“When our independent review of the

record reveals that the trial judge’s findings and conclusions are not supported by the record,

we may exercise our authority to make contrary or alternative findings and conclusions.”);

Ex parte Reed, 271 S.W.3d 698, 727 (Tex. Crim. App. 2008). As a practical matter,

however, this Court ordinarily affords great deference to the trial court’s findings and

conclusions in a habeas proceeding. Ex parte Flores, 387 S.W.3d 626, 634–35 (Tex. Crim.

App. 2012).16 The practical impact of the direct appeal of the DNA results would be that this

Court would ordinarily defer to the convicting court’s findings interpreting those results, at

least to the extent that the findings would show the test results as being either favorable or

unfavorable by a preponderance of the evidence.



16
        As this Court noted in Ex parte Gutierrez, when reviewing a convicting court’s Chapter 64
rulings on direct appeal, an appellate court usually gives “almost total deference to the [] court’s
determination of historical fact issues and application-of-law-to-fact issues that turn on credibility
or demeanor.” Ex parte Gutierrez, 337 S.W.3d 883, 895 n.34 (Tex. Crim. App. 2011). But an
appellate court reviews de novo all other application-of-law-to-fact questions. Id.; see also Johnson
v. State, 183 S.W.3d 515, 519 (Tex. App.—Houston [14th Dist.] 2006). This Court has observed
that the trial court’s ultimate finding as to whether DNA test results are favorable or unfavorable is
a legal determination that calls for de novo appellate review. See Johnson, 183 S.W.3d at 520
(“Although there may exist subsidiary fact issues that are reviewed deferentially, the ultimate
question of whether a reasonable probability exists that exculpatory DNA tests would prove
innocence is an application-of-law-to-fact question that does not turn on credibility and demeanor
and therefore is reviewed de novo.”); see also Rivera v. State, 89 S.W.3d 55, 59 (Tex. Crim. App.
2002). Because the ultimate question of whether there is a reasonable probability that exculpatory
DNA tests would be favorable to a convicted person would likely be reviewed de novo on direct
appeal, as a practical matter, even though the legal standard on habeas is different from the one on
direct appeal, there would likely be no difference in this Court’s analysis on habeas review as
compared to direct-appeal review with respect to the determination that the DNA results are not
favorable to the convicted person or are favorable by a preponderance of the evidence.
                                                                                Whitfield - 32

       Despite the three reasons why an appellate court’s judgment would not be advisory

in this case, in Holloway, this Court held that the court of appeals “erred to address the

State’s challenge to the trial court’s Article 64.04 finding.” Holloway, 360 S.W.3d at 490.

It explained that,

       Because Article 64.04 does not itself provide [Holloway] with any remedy, the
       court of appeals’s opinion with respect to the sufficiency of the evidence to
       support the trial court’s favorable Article 64.04 finding was advisory in nature.
       Resolution of such a question should await such time as an applicant may seek
       post-conviction habeas corpus relief.

Id. Because this Court in Holloway failed to fully consider the relationship between Chapter

64 and the Habeas Corpus statute, this Court mistakenly determined that an appellate court’s

judgment would be advisory. See id. I, therefore, agree with the majority opinion’s

overruling of that aspect of Holloway.

       I further agree with the opinion by the court of appeals below that Holloway is not

distinguishable merely because that decision was based on a review of a State’s appeal of a

finding favorable to a convicted person as compared to this appeal by the convicted person

who is challenging a finding unfavorable to him. It would be illogical to carve out that type

of distinction between an appeal of a favorable finding as compared to an appeal of an

unfavorable finding. Both parties may have justifiable reasons for wishing to appeal the trial

court’s findings under the statute, and the statute does not yield absurd results in permitting

both parties to appeal. Moreover, the statutory language draws no distinction between

favorable or unfavorable findings, nor does it carve out different rules of appealability
                                                                                Whitfield - 33

depending on whether the appealing party is the State or the convicted person. In the absence

of any statutory indication or an extra-textual source to suggest that the Legislature would

have intended to create these kinds of distinctions, this Court should treat all findings under

the statute in the same manner, that is, as being appealable.

       Although a convicting court may not grant habeas relief under it, Chapter 64 provides

an independent post-conviction proceeding with different requirements from the Habeas

Corpus statute. Appellate review of a trial court’s finding under Chapter 64 constitutes a

final adjudication of a live controversy between the parties with respect to the issue of DNA

testing and the meaning of any test results under a preponderance-of-the-evidence standard.

As such, the Legislature’s decision to permit parties a right of appeal under Chapter 64 to

ensure its integrity cannot be characterized as resulting in a prohibited advisory opinion.

                                       III. Conclusion

       I respectfully concur in the majority opinion’s judgment reversing the court of

appeals’s dismissal of appellant’s complaint and remanding the case for consideration of

appellant’s complaint under the DNA statute on the merits.

Filed: May 7, 2014

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