09-1173-cv
Seales v. Panamanian Aviation Co.


                                    UNITED STATES COURT OF APPEALS
                                        FOR THE SECOND CIRCUIT

                                                  SUMMARY ORDER
RULINGS BY SUM M ARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO SUM M ARY
ORDERS FILED A FTER JANUARY 1, 2007, IS PERM ITTED AND IS GOVERNED BY THIS COURT’S
LOCAL RULE 32.1 AND FEDERAL RULE OF APPELLATE PROCEDURE 32.1. IN A BRIEF OR OTHER
PAPER IN WHICH A LITIGANT CITES A SUM M ARY ORDER, IN EACH PARAGRAPH IN WHICH A
CITATION APPEARS, AT LEAST ONE CITATION M UST EITHER BE TO THE FEDERAL APPENDIX OR
BE ACCOM PANIED BY THE NOTATION: “(SUM M ARY ORDER).” A PARTY CITING A SUM M ARY
O RDER M UST SERVE A COPY OF THAT SUM M ARY ORDER TOGETHER W ITH THE PAPER IN
W HICH THE SUM M ARY ORDER IS CITED ON ANY PARTY NOT REPRESENTED BY COUNSEL
UNLESS THE SUM M ARY ORDER IS AVAILABLE IN AN ELECTRO NIC D ATABASE W HICH IS
PUBLICLY ACCESSIBLE W ITHOUT PAYM ENT OF FEE (SUCH AS THE DATABASE AVAILABLE AT
HTTP://W W W .CA2.USCOURTS.GOV/). IF NO COPY IS SERVED BY REASON OF THE AVAILABILITY
OF THE ORDER ON SUCH A DATABA SE, TH E C ITATION M UST INCLUDE REFERENCE TO THAT
DATABASE AND THE DOCKET NUM BER OF THE CASE IN W HICH THE ORDER W AS ENTERED.


       At a stated term of the United States Court of Appeals for the Second Circuit, held
at the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, in the City of
New York, on the 11 th day of December, two thousand nine.

PRESENT:            JOHN M. WALKER, JR.,
                    REENA RAGGI,
                               Circuit Judges,
                    JED S. RAKOFF,
                               District Judge.*

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CARLOS A. SEALES,
                                                   Plaintiff-Appellant,
                               v.                                                       No. 09-1173-cv

PANAMANIAN AVIATION COMPANY LIMITED,
also known as Copa Airline,
                            Defendant-Appellee,

JANE DOE, JOHN DOE 1 through 10, inclusive, the
names of the last defendants being fictitious, the true


          *
         District Judge Jed S. Rakoff of the United States District Court for the Southern
District of New York, sitting by designation.
names of the defendants being unknown to the plaintiff,
                                 Defendants.
-------------------------------------------------------------------------------------

APPEARING FOR APPELLANT:                                      OKECHUKWU VALENTINE NNEBE, Nnebe &
                                                              Nnebe, Brooklyn, New York.

APPEARING FOR APPELLEE:                                       MARGUERITE D. PECK, Downing & Peck
                                                              P.C., New York, New York.

          Appeal from the United States District Court for the Eastern District of New York

(Charles P. Sifton, Judge).

          UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND

DECREED that the judgment entered on February 23, 2009, is AFFIRMED.

          Plaintiff Carlos Seales sued defendant Panamanian Aviation Company for injuries

arising from his arrest and detention in Jamaica for illegal importation and possession of a

firearm and ammunition. He now appeals from the dismissal of his complaint for lack of

subject matter jurisdiction and forum non conveniens. We review de novo the dismissal of

a complaint pursuant to Federal Rule of Civil Procedure 12(b)(1). See Jaghory v. N.Y. State

Dep’t of Educ., 131 F.3d 326, 329 (2d Cir. 1997). We review a forum non conveniens

dismissal “deferentially for abuse of discretion.” Norex Petroleum Ltd. v. Access Indus., 416

F.3d 146, 153 (2d Cir. 2005). We assume the parties’ familiarity with the facts and record

of prior proceedings, which we reference only as necessary to explain our decision to affirm.




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       1.     Montreal Convention

       Plaintiff first submits that the district court erred in concluding that, to the extent his

claims arose out of defendant’s delivery of his firearm and ammunition to the luggage

carousel rather than to the appropriate Jamaican authorities, they were preempted by the

Montreal Convention. See Convention for the Unification of Certain Rules for International

Carriage by Air art. 29, May 28, 1999, S. Treaty Doc. No. 106-45 (2000) (“Montreal

Convention”). We need not construe the preemptive scope of the Montreal Convention

because we think the “less burdensome course” in this case, which was dismissed only in part

on this ground, is to address the clearer forum non conveniens inquiry first. Sinochem Int’l

Co. v. Malaysia Int’l Shipping Corp., 549 U.S. 422, 436 (2007) (permitting courts to dismiss,

without first considering their jurisdiction, if “forum non conveniens considerations weigh

heavily in favor of dismissal”).

       2.     Forum Non Conveniens

       Our analysis of forum non conveniens follows the three-step test set forth in Iragorri

v. United Technologies Corp., 274 F.3d 65, 73-74 (2d Cir. 2001) (en banc). “At step one,

a court determines the degree of deference properly accorded the plaintiff’s choice of forum.

At step two, it considers whether the alternative forum proposed by the defendants is

adequate to adjudicate the parties’ dispute. Finally, at step three, a court balances the private

and public interests implicated in the choice of forum.” Norex Petroleum Ltd. v. Access




                                                3
Indus., Inc., 416 F.3d at 153 (citing Iragorri v. United Techs. Corp., 274 F.3d at 73-74)

(internal citations omitted).

              a.      Plaintiff’s Residence

       Plaintiff submits that the district court abused its discretion at step one by concluding

that he did not reside in the United States. See Iragorri v. United Techs. Corp., 274 F.3d at

73 & n.5 (noting plaintiff’s forum choice is entitled to deference when based on legitimate

reasons, including place of residence). Our review of the record reveals the following: (1)

in 2006, plaintiff spent only fifteen days in the United States and spent a majority of his time

in Jamaica; (2) plaintiff was in Jamaica when his complaint was filed in July 2007; (3) while

plaintiff did spend more time in the United States than in Jamaica in 2007, he still spent the

majority of the year outside this country; (4) plaintiff represented to Jamaican police in 2005

that he no longer lived in Brooklyn; (5) plaintiff’s attorney represented to a Jamaican court

in 2005 or 2006 that he was in the process of moving to Jamaica; (6) plaintiff’s current wife

and children live in Jamaica; and (7) plaintiff receives mail, maintains a joint bank account

with his wife, and has a treating physician in Jamaica. On this record, we identify no error,

much less clear error signaling an abuse of discretion, in the district court’s factual finding

that plaintiff did not reside in the United States and that, therefore, his choice of forum was

entitled to less deference. See id. at 72.




                                               4
              b.      Adequacy of Jamaican Forum

       Plaintiff next asserts that the district court abused its discretion at step two by

concluding that Jamaica was an adequate alternative forum. “An alternative forum is

generally adequate if: (1) the defendants are subject to service of process there; and (2) the

forum permits litigation of the subject matter of the dispute.” See Bank of Credit &

Commerce Int’l (Overseas) Ltd. v. State Bank of Pakistan, 273 F.3d 241, 246 (2d Cir. 2001)

(internal quotation marks and citation omitted). Plaintiff does not meaningfully dispute that

defendants would be subject to service of process in Jamaica;1 he argues only that the district

court erred in not making certain express findings with respect to whether a Jamaican forum

would permit litigation of his claims.

       Although plaintiff correctly notes that an alternative forum is not adequate if a statute

of limitations bars the suit, see Norex Petroleum Ltd. v. Access Indus, Inc., 416 F.3d at 159,

we identify no abuse of discretion here because plaintiff did not raise this argument before

the district court, see Bogle-Assegai v. Connecticut, 470 F.3d 498, 504 (2d Cir. 2006) (“[I]t

is a well-established general rule that an appellate court will not consider an issue raised for




       1
         Plaintiff conclusorily argues that “[n]othing in the record indicates that defendant
is willing to submit itself to jurisdiction in Jamaica.” Appellant’s Br. at 19. To the contrary,
in concluding that Jamaica was an adequate alternative forum, the district court noted that
defendant argued that it is subject to service of process in Jamaica, and plaintiff did not
contest that point. Moreover, in his reply brief, plaintiff notes that defendant “may be
amenable to service of process in Jamaica.” Appellant’s Reply Br. at 5.

                                               5
the first time on appeal.” (internal quotation marks and citation omitted)). Even now, he fails

to identify any limitations period that would preclude him from litigating in Jamaica.

       Plaintiff’s argument that the Montreal Convention renders Jamaica an inadequate

forum is similarly unavailing. As a general matter, “‘[t]he availability of an adequate

alternative forum does not depend on the existence of the identical cause of action in the

other forum,’ nor on identical remedies.” Norex Petroleum Ltd. v. Access Indus., Inc., 416

F.3d at 158 (citing PT United Can Co. v. Crown Cork & Seal Co., 138 F.3d 65, 74 (2d Cir.

1998)). Moreover, because the Montreal Convention also applies in plaintiff’s chosen United

States forum, we cannot conclude that its imposition of the same limitations in Jamaica

renders that forum inadequate.2 Accordingly, we detect no abuse of discretion in the district

court’s conclusion that Jamaica is an adequate alternative forum.




       2
         In his reply brief, plaintiff argues that Jamaica is an inadequate forum because the
Montreal Convention’s two-year statute of limitations now bars him from bringing in
Jamaica the claims that the district court dismissed in the United States for lack of
jurisdiction. Even assuming that plaintiff correctly characterizes the Montreal Convention
and our standards regarding the adequacy of alternative fora, this argument still fails to
persuade. To the extent that the Montreal Convention applies to plaintiff’s claims, it
precludes him from bringing them at all in plaintiff’s chosen forum, because the United
States is not the domicile of the carrier, the principal place of business of the carrier, the
place where the contract was made, the place of destination, or the principal and permanent
residence of the passenger. See Montreal Convention art. 33. To the extent the Montreal
Convention does not govern his claims, as plaintiff otherwise urges us to hold, its two-year
statute of limitations cannot preclude him from litigating in Jamaica.

                                              6
              c.      Balancing of Public and Private Interests

       Plaintiff also contends that the district court erred at step three in balancing public and

private interest factors. See Piper Aircraft Co. v. Reyno, 454 U.S. 235, 241 & n.6 (1981);

accord Iragorri v. United Techs. Corp., 274 F.3d at 73-74. As to the private interests,

plaintiff argues that defendant’s employees are located in Panama, not Jamaica, and that

therefore Jamaica would not be a more convenient forum than the United States. In fact, the

district court correctly noted this fact but nevertheless concluded that other key witnesses –

namely, customs and police officers, representatives of the gun court, and airport baggage

handlers – were present in Jamaica and not subject to United States jurisdiction. We identify

no abuse of discretion in the district court’s conclusion that the presence of these witnesses

in Jamaica tilted the private interest balance in favor of dismissal. See Gulf Oil Corp. v.

Gilbert, 330 U.S. 501, 508-09 (1947) (holding that private interest factors include the

“availability of compulsory process for attendance of unwilling, and the cost of obtaining

attendance of willing, witnesses”).

       As to the public interests, plaintiff argues that the district court conflated public and

private interest factors in concluding that Jamaica had a stronger interest in adjudicating this

case. To the contrary, the district court’s analysis of the public interest factors turned on the

fact that the events giving rise to this action occurred in Jamaica. Indeed, plaintiff’s case

even involves the Jamaican legal system. The district court therefore correctly determined




                                                7
that the public interests weighed in favor of a Jamaican forum. See id. at 509 (“There is a

local interest in having localized controversies decided at home.”).

               d.      Reconsideration of Forum Non Conveniens

       Finally, plaintiff submits that the district court erred in reconsidering its earlier forum

non conveniens ruling. To the extent defendant moved to dismiss the amended complaint

on forum non conveniens grounds, we construe that motion as a motion for relief from a

judgment based on newly discovered evidence. See Fed. R. Civ. P. 60(b)(2). While the

district court has discretion to reconsider its decisions, that discretion is limited to, inter alia,

“circumstances in which new evidence is available.” Stichting Ter Behartiging Van de

Belangen Van Oudaandeelhouders In Het Kapitaal Van Saybolt Int’l B.V. v. Schreiber, 407

F.3d 34, 44 (2d Cir. 2005). Here, plaintiff’s passport records, which were produced only

after the district court’s decision on defendant’s first motion to dismiss, revealed that plaintiff

was not a United States resident and therefore altered the forum non conveniens balance.

       Plaintiff appears to argue that decisions based on forum non conveniens uniquely

preclude reconsideration by the district court. We disagree. While, ordinarily, a forum non

conveniens dismissal has no preclusive effect in a different forum, where site-specific

convenience factors apply differently, “issue preclusion is appropriate if the issue actually

remains the same.” 18A Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice

and Procedure, § 4436, at 173-74 (3d ed. 2007). Here, however, the introduction of new




                                                 8
evidence altered the balance of the convenience factors and justified the district court’s

reconsideration of the issue. We therefore identify no abuse of discretion.

       We have considered plaintiff’s other arguments on appeal and conclude that they lack

merit. Accordingly, we AFFIRM the judgment of the district court.

                            FOR THE COURT:
                            CATHERINE O’HAGAN WOLFE, Clerk of Court


                            By:    ___________________________________




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