                                  STATE OF VERMONT

                              ENVIRONMENTAL COURT

                                          }
In re: White Major Subdivision            }             Docket No. 237-11-07 Vtec
       Application                        }
                                          }

         Decision and Order on Cross-Motions for Partial Summary Judgment

       Appellants Richard and Linda White appealed from a decision of the Development

Review Board (DRB) of the Town of Norwich, denying Appellants’ application for a major

subdivision. Appellants are represented by Paul S. Gillies, Esq.; the Town of Norwich is

represented by Frank H. Olmstead, Esq. The Town of Norwich has since adopted the

procedures for on-the-record review of the decisions of its DRB; this application, however,

predates that change, so that the appeal of this decision remains de novo.

       The parties have each moved for summary judgment on Question 1: whether

Appellants “should qualify for” a waiver of § 3.3(D)(2) of the Subdivision Regulations

(Regulations) for the proposed access road to Lots 4 and 5 of the subdivision, pursuant to §

2.1(D) of the Regulations. The following facts are undisputed unless otherwise noted.

       Appellants applied for a five-lot subdivision. Neither party has provided a copy of

the proposed site plan, so that the following descriptions are taken from the statements of

undisputed facts. Appellants now propose to access Lots 4 and 5 by a shared driveway or

access road on an existing old logging road. The old logging road crosses a hill that has a

slope exceeding 25%. The construction of the driveway would involve cutting some trees,

and some earth moving (both cutting and filling) to create the roadway and shoulders, and

the associated ditching and culverts.

       When construing municipal regulations, the Court applies the ordinary rules of

statutory construction. In re Casella Waste Mgmt., Inc., 2003 VT 49, ¶ 6, 175 Vt. 335, 337.

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The Court must first determine if the plain meaning of a regulation can resolve the

interpretative conflicts without doing violence to the municipal regulatory scheme, “always

bearing in mind that the paramount function of the court is to give effect to the legislative

intent.” Id. (quoting Lubinsky v. Fair Haven Zoning Bd., 148 Vt. 47, 49 (1986)) (internal

quotation marks omitted). If the plain meaning is in doubt, the Court must determine that

legislative intent through consideration of the entire regulatory scheme. Murdoch v. Town

of Shelburne, 2007 VT 93, ¶ 5. The Court seeks to create a harmonious whole, and to avoid

construing any part of the regulation as ineffective or superfluous. Id. (citing Ran-Mar, Inc.

v. Town of Berlin, 2006 VT 117, ¶ 5, 181 Vt. 26, 29 and In re L.A., 2006 VT 118, ¶ 11, 181 Vt.

34, 39).

       Section 2.1(D) of the Regulations gives the DRB1, and hence this Court in this de

novo appeal, the authority to waive the following two categories of subdivision

requirements: either (i) the subdivision application requirements and the preliminary plat

review and associated public hearing requirements, or (ii) the Article 3 development review

standards. Section 2.1(D) sets out different considerations for each of these two categories

of waiver. For waiver of any of the Article 3 standards, the applicant is required to

establish:

       that due to the special circumstances of a particular site, the requirements of
       the development review standards for which waiver is sought will create an
       unreasonable hardship or adversely affect significant natural resources, rural
       character, or aesthetics[,] and that granting the waiver will be consistent with
       the purposes of [the subdivision] regulations.
Regulations § 2.1(D). Section 2.1(D) goes on to require the DRB (and hence this Court in

this de novo appeal), before granting a waiver of any of the Article 3 standards, to make



1 The Subdivision Regulations still contain references to the Planning Commission rather
than to the DRB, which has taken over the Planning Commission’s permit-issuing functions
since the adoption of the Regulations. This decision will refer to the DRB throughout.

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affirmative findings on all four of the following requirements, including the rationale for

each finding:

          •     [t]hat the development review standards for which the waiver is
                sought will create an unreasonable hardship or adversely affect
                significant natural resources, rural character, or aesthetics[;] and
          •     [t]hat granting the waiver will be consistent with the purposes of
                [the subdivision] regulations[;] and
          •     [t]hat, in consultation with the fire and police chiefs, granting the
                waiver will not adversely affect public safety[;] and
          •     [t]hat granting the waiver will not adversely affect the character of
                the neighborhood.
Id.

       Article 3 of the Regulations sets out the “Planning and Design Standards” applicable

to subdivisions. The standards in § 3.3 deal with the suitability of land for subdivision and

the protection of fragile features and natural and cultural resources. Section 3.3(D)of the

Regulations provides that “[s]ubdivision boundaries, lot layout and [d]evelopment

[e]nvelopes shall be located and configured to minimize adverse impacts to slopes greater

than 15%, to avoid disturbance to slopes in excess of 25%, and to avoid the placement of

structures on prominent knolls and ridgelines” and provides “[m]ethods for avoiding such

impacts,” including but not limited to seven methods that may be referred to as §§ 3.3(D)(1)

through (7).

       The method described in § 3.3(D)(2) is that “[e]xcavation, filling[,] and development

on slopes in excess of 25% shall be avoided.” The method described in § 3.3(D)(6) is that

“[a]ccess roads, including the conversion of logging roads to private roads or driveways,

and utility corridors, shall use or share existing accesses and rights-of-way where feasible;

follow existing contours to achieve angled ascents, and avoid areas of steep slope.”



Whether a waiver is required

       At the outset, Appellants question whether the phrase “shall be avoided” in

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Regulations § 3.3(D)(2) is an outright prohibition on development on slopes in excess of

25%. If it is not, Appellants assert there is no need for a waiver.

       As the “methods” provided in §§ 3.3(D)(1) through (D)(7) are by their terms a non-

exclusive list of methods to achieve the protection established in § 3.3(D), the proper

inquiry is instead whether the paragraph at the beginning of § 3.3(D) contains an outright

prohibition on development on slopes in excess of 25%.

       With regard to slopes,2 that paragraph distinguishes between slopes greater than

15% (but less than or equal to 25%), on the one hand, and slopes in excess of 25%, on the

other. Section 3.3(D) requires that subdivision boundaries, lot layout, and development

envelopes “shall be located and configured to minimize adverse impacts” to slopes greater

than 15% (but less than or equal to 25%). (Emphasis added.) Section 3.3(D) requires that

subdivision boundaries, lot layout, and development envelopes “shall be located and

configured . . . to avoid disturbance“ to slopes in excess of 25%. (Emphasis added.) Thus,

with regard to slopes greater than 15% (but less than or equal to 25%), the plain language of

§ 3.3(D) only requires impacts to be minimized, while with regard to slopes greater than

25%, the plain language of § 3.3(D) requires disturbance to be avoided. The plain language

of Section § 3.3(D) prohibits disturbance of slopes that exceed 25%; as proposed,

Appellants’ subdivision plan therefore requires a waiver of (or variance from) this

provision.

       A comparison of the language used in the non-exclusive list of methods in §

3.3(D)(1) through (D)(7) supports this result. Section 3.3(D)(1) allows development on

slopes greater than 15% if necessary to achieve the most desirable subdivision design for a

site, with limiting conditions and erosion controls, while the prohibition in § 3.3(D)(2) does


2 It also requires avoidance of the placement of structures on prominent knolls and
ridgelines, not at issue in the present case.


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not provide for mitigating conditions.

       Accordingly summary judgment must be granted in favor of the Town that

Appellants’ proposal requires a waiver of (or variance from) the requirements of § 3.3(D)

relating to construction or site work on slopes greater than 25%.



Whether the proposal is eligible for consideration of a waiver

       The Town contends that Appellants’ proposal is not eligible to apply for a waiver of

the § 3.3(D) provisions relating to development on slopes greater than 25% slope, due to

the language of § 3.1(B). Section 3.1(B) states in full that:

       [i]n accordance with Section 2.1(D), the [DRB] may waive or modify one or
       more of the standards in Article 3 in situations involving subdivisions not
       resulting in the creation of more than 2 lots and, based upon the [DRB’s]
       review under Sections 3.2 and 3.3, a determination that the subdivision
       clearly meets the intent of these regulations.
       Five other subsections of the Article 3 Planning and Design Standards contain

specific waiver provisions. Section 3.2(C), entitled “Waiver for Non-Development Lots,”

allows the DRB to waive the allowable density requirements of § 3.2 in situations involving

the subdivision of land for non-development purposes. Section 3.2(C) contemplates that all

created parcels are either larger than twenty acres in area or are reserved as open space or

common land; it contains no limitation on the number of created lots.

       Section 3.3(B) allows the DRB to waive the requirement of a designated development

envelope in the case of small lots which would result in the dedication of significant tracts

of open space. Section 3.3(B) contains no limitation on the number of created lots.

       Section 3.3(J), entitled “Modifications for Norwich Village and cluster development,”

allows the DRB to “waive or modify” any of the § 3.3 standards within the Village

Residential or Business zoning districts, or within a PRD or PUD, if the modification would

result in a “more desirable settlement pattern” and if the impacts can be mitigated either on


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or off site. Section 3.3(J) contains no limitation on the number of created lots.

       Section 3.6(B), dealing with fire protection and emergency access, allows the DRB to

waive the listed requirements if it adds a requirement for the installation of an automatic

sprinkler system as a condition of subdivision approval. Section 3.6(B) contains no

limitation on the number of created lots.

       Section 3.8(F), entitled “Waivers,” allows the DRB to waive the provisions of the

regulations relating to water supply and wastewater disposal for lots whose intended use

will not require water or wastewater disposal systems. Section 3.8(F) contains no limitation

on the number of created lots.

       The Town argues that § 3.1(B) limits the DRB’s authority to waive any of the Article

3 standards to those subdivisions that create no more than two lots. This interpretation

would make surplusage not only of § 2.1(D), but also of §§ 3.2(C), 3.3(B), 3.3(J), 3.6(B) and

3.8(F). Rather, both a close reading of the plain language of § 3.1(B) and its interpretation in

the context of the other waiver provisions in Article 3 can harmonize all the cited sections

of the Regulations.

       The plain language of § 3.1(B) makes it clear that it is only applicable to two-lot

subdivisions (or boundary adjustments), just as the language in the other cited sections

makes it clear that they are only applicable to specific situations in which water or

wastewater systems are not needed (§ 3.8(F)); to specific situations in which fire hydrants

are not needed (§ 3.6(B)); to specific situations in order to achieve a more beneficial

settlement pattern in specific districts or types of development (§ 3.3(J)); to specific

situations of small lots which would result in the dedication of significant tracts of open

space (§ 3.3(B)) and to specific situations in which specific density requirements are not

needed (§ 3.2(C)). Section 3.1(B) does not by its terms restrict the DRB to waiver of the

Article 3 provisions “only” in situations involving two-lot subdivisions. The regulations

could easily have been written to so restrict the DRB, simply by adding the word “only.”

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The Court will not read in the word “only” where it does not appear, and especially

without any evidence that the drafters intended to preclude § 2.1(D) from applying to all

major subdivisions and to many minor subdivisions.

          Moreover, none of the six specific waiver provisions found in §§ 3.1(B), 3.2(C), 3.3(B),

3.3(J), 3.6(B) and 3.8(F) in any way limits the clear language of § 2.1(D)(ii), which allows the

waiver of any of the Article 3 standards upon the more stringent showing required by §

2.1(D).

          Therefore, Appellants’ proposal is entitled to consideration of a waiver of the

requirement of § 3.3(D) that subdivision boundaries, lot layout, and development

envelopes shall be located and configured “to avoid disturbance to slopes in excess of

25%.” The merits of that waiver application remain for trial, as does Question 2 of the

Statement of Questions.



          Accordingly, based on the foregoing, it is hereby ORDERED and ADJUDGED that

both parties’ Motions for Summary Judgment on Question 1 are GRANTED in Part and

DENIED in Part, in that Appellants’ proposal requires a waiver of (or variance from) the

requirements of § 3.3(D), but that Appellants are entitled to have that waiver request

considered on its merits. A telephone conference has been scheduled (see enclosed notice)

to discuss whether mediation of the remaining issues is now appropriate and to discuss

scheduling a trial date on the merits of the waiver application and on Question 2 of the

Statement of Questions.


          Done at Berlin, Vermont, this 29th day of July, 2008.



                               _________________________________________________
                                     Merideth Wright
                                     Environmental Judge

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