                      IN THE COURT OF APPEALS OF TENNESSEE
                                  AT NASHVILLE
                                             March 8, 2000 Session

    CONNIE HARRIS AND HUSBAND, DANNY HARRIS v. MARRIOTT
    INTERNATIONAL, INC., D/B/A RESIDENCE INN BY MARRIOTT,
         BRENTWOOD, TENNESSEE, AND FIBERCARE, INC.

                       An Appeal from the Circuit Court for Williamson County
                               No. II-98316    Russ Heldman, Judge



                           No. M1999-00096-COA-R3-CV - Filed April 17, 2001


This is a slip and fall case. The plaintiff filed her complaint barely within one year of the injury, but
did not cause process to issue until six months later. Both defendants moved to dismiss plaintiff's
case as time-barred under the one-year statute of limitations. The trial court granted the motions.
We reverse and remand, finding that under Rule 3 of the Tennessee Rules of Civil Procedure, the
plaintiff can rely on the filing of her complaint to toll the statute of limitations so long as the plaintiff
causes process to issue within one year of the filing of the complaint.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Reversed and
Remanded.

HOLLY KIRBY LILLARD, J., delivered the opinion of the court, in which W. FRANK CRAWFORD , P.J.,
W.S., and DAVID R. FARMER , J., joined.

Phillip R. Newman, Franklin, Tennessee, for the appellants, Connie Harris and Husband, Danny
Harris.

Cyrus L. Booker, Nashville, Tennessee, for the appellee, Marriott International, Inc., d/b/a Residence
Inn by Marriott, Brentwood, Tennessee.

Thomas I. Carlton, Jr., Beth C. Baggett, Nashville, Tennessee, for the appellee, Fibercare, Inc.

                                                       OPINION

        In this personal injury case, Plaintiff/Appellant Connie Harris (“Harris”) slipped and fell in
the bathroom of her hotel room in Brentwood, Tennessee, on May 17, 1997.1 As a result of the


        1
            Pla intif f's complaint filed on May 15, 1998, erroneously indicated that the incident occurred on May 17, 1998.
incident, she allegedly suffered injuries and physical pain. On May 15, 1998, she filed a complaint
for damages against Defendant/Appellees Marriott International, Inc., d/b/a Residence Inn by
Marriott, Brentwood, Tennessee ("Marriott") and Fibercare, Inc. ("Fibercare"), the company that
provided carpet cleaning services to Marriott. In her complaint, she alleged that Marriott and
Fibercare negligently left the carpet in her room in a wet condition, and that this caused her to fall
on the "wet and slick bathroom vinyl floor."

        Harris filed her complaint on May 15, 1998, but she did not file the original summonses with
the Williamson County Circuit Court Clerk until November 6, 1998. The clerk issued and served
process to both defendants on November 13, 1998. On January 15, 1999, Marriott filed a motion
to dismiss Harris's complaint pursuant to Rules 12.02 and 12.03 of the Tennessee Rules of Civil
Procedure, arguing that the complaint failed to state a claim upon which relief could be granted.
Marriott argued that Harris’s claims were time-barred under the one-year statute of limitations2
because she had not caused process to issue within thirty days of the filing of complaint as required
by Rule 3 of the Tennessee Rules of Civil Procedure. The trial court agreed and issued an order
granting the motion to dismiss on March 10, 1999. On April 8, 1999, Harris filed a notice of appeal,
while her claims against Fibercare were still pending. On April 22, 1999, Harris filed a motion to
reconsider with the trial court. On April 26, 1999, Fibercare filed a motion to dismiss, also asserting
that the complaint was time-barred under the statute of limitations. The trial court issued a final
order on June 11, 1999, denying Harris’s motion to reconsider and granting Fibercare’s motion to
dismiss. Harris filed a second notice of appeal on July 9, 1999. By order of this Court dated
September 23, 1999, Harris’s second appeal was dismissed. The order noted that upon the trial
court’s entry of its final order on June 11, Harris’s first appeal filed on April 8 became effective
against both Marriott and Fibercare.

        On appeal, Harris argues that Rule 3 of the Tennessee Rules of Civil Procedure does not
require her to cause process to issue against defendants within thirty days of the filing of her
complaint in order to toll the statute of limitations. Defendants respond that the trial court was
correct in holding that Rule 3 requires her to do so.

         In considering an appeal from a trial court’s grant of defendant’s motion to dismiss, we take
all allegations of fact in the plaintiff’s complaint as true and review the trial court’s legal conclusions
de novo with no presumption of correctness. See Stein v. Davidson Hotel Co., 945 S.W.2d 714, 716
(Tenn. 1997).

         Rule 3 of the Tennessee Rules of Civil Procedure states:

         All civil actions are commenced by filing a complaint with the clerk of the court. An
         action is commenced within the meaning of any statute of limitations upon such
         filing of a complaint, whether process be issued or not issued and whether process


         2
         A personal injury action must be co mmenced within one year after the cause of action accrues. See Tenn. Code
Ann. § 28-3-104(a)(1) (2000).

                                                         -2-
       be returned served or unserved. If process remains unissued for 30 days or is not
       served within 30 days from issuance, regardless of the reason, the plaintiff cannot
       rely upon the original commencement to toll the running of a statute of limitations
       unless the plaintiff continues the action by obtaining issuance of new process within
       one year from issuance of the previous process or, if no process is issued, within one
       year of the filing of the complaint.

Rule 3 was amended in 1997 to remove the words “and summons” after “complaint” in the first two
sentences. Prior to 1997, Rule 3 read as follows:

       All civil actions are commenced by filing a complaint and summons with the clerk
       of the court. An action is commenced within the meaning of any statute of
       limitations upon such filing of a complaint and summons, whether process be issued
       or not issued and whether process be returned served or unserved. If process remains
       unissued for 30 days or is not served or is not returned within 30 days from issuance,
       regardless of the reason, the plaintiff cannot rely upon the original commencement
       to toll the running of a statute of limitations unless the plaintiff continues the action
       by obtaining issuance of new process within one year from issuance of the previous
       process or, if no process issued, within one year of the filing of the complaint and
       summons.

Under Rule 3 as amended, the commencement of the lawsuit does not hinge on the issuance of the
summons, at least not initially. Robert Banks, Jr. & June F. Entman, Tennessee Civil Procedure,
§ 2-1(b), at 22 (1999). The 1997 Advisory Commission comments specifically on this change,
stating:

       Deletion of the requirement of filing a summons in addition to a complaint returns
       the requirement for commencement to pre-1992 status. While there appeared to be
       reasons making the additional summons filing mandatory, other reasons militate
       against it. For one thing, the recent waiver of service provisions of Rule 4.07 may
       lull a lawyer into believing no summons need be filed under that procedure. For
       another, there is a hazard that a federal diversity case in Tennessee would not be
       commenced by simply filing the complaint required by Federal Rule 3.

The 1997 Advisory Commission in 1997 notes further:

       Some clerks by local court rule may want to require lawyers to file a summons - not
       to toll the running of a statute of limitations, but rather to assist the clerks’
       workloads. Other clerks may want to handle the chore themselves. Either position
       is appropriate under revised Rule 3. “Commencement” for statute of limitations
       purposes would occur on the day the complaint is filed, regardless of the method
       chosen for preparation of a summons.



                                                 -3-
Therefore, under Rule 3 as amended, the filing of the complaint, not the issuance of the summons,
is the commencement of the action for purposes of the statute of limitations. However, the issuance
and service of process must be considered:

                Generally, under the current version of the rule, the plaintiff will have
        commenced the action within the statute of limitations when he or she has filed the
        complaint within the applicable time period provided by the statute. Rule 3
        specifically so provides. For statute of limitations purposes, however, what Rule 3
        gives in the first two sentences it takes away with the third. The third sentence
        addresses two contingencies that may prevent the plaintiff from relying upon the
        filing of the complaint as commencement. By the express provisions of Rule 3, if
        either (a) process is not issued for thirty days, or (b) process is not served within
        thirty days from its issuance, the plaintiff may be unable to claim commencement of
        the action on the basis of the original filing the complaint.

                Should either of those two events occur – either (1) no process is issued for
        thirty days, or (2) process was issued but it has not been served within thirty days of
        its issuance – the plaintiff may still gain the benefit of the original filing of the
        complaint in one of two ways. First, the plaintiff may continue the action by
        obtaining the issuance of new process within one year from the issuance of the
        previous process. Second, if no process was ever issued, the plaintiff may continue
        the action by obtaining issuance of process within one year from the filing of the
        complaint.

Banks & Entman, supra § 2-1(b) at 23. (footnotes in text omitted). Thus, the language of the third
sentence in Rule 3 indicates that if the complaint is filed within the limitations period, this will toll
the statute of limitations so long as process is issued within one year of the filing of the complaint.

        The Defendants argue that Rules 4.01 and 4.04 of the Tennessee Rules of Civil Procedure,
when read in conjunction with Rule 3, require that a plaintiff file “necessary” copies of the summons
with the clerk within thirty days of the complaint. Rule 4.01 states that “[u]pon the filing of the
complaint the clerk of the court wherein the complaint is filed shall forthwith issue the required
summons and cause it, with necessary copies of the complaint and summons, to be delivered for
service to any person authorized to serve process.” (Emphasis added.) Rule 4.04 states that “[t]he
plaintiff shall furnish the person making the service with such copies of the summons and complaint
as are necessary.” Defendants argue that since the clerk is required to “forthwith” issue the
“required” summons, then the only reasonable reading of Rule 3 is that the plaintiff must file a
summons with the clerk within thirty days of the complaint. They further contend that the language
of Rule 3 stating “[i]f process remains unissued for thirty days” is meaningless unless the plaintiff
is required to file a summons within thirty days, for the only way that process can remain unissued
for thirty days is if the clerk fails to issue process after the filing of a summons.




                                                  -4-
         The Tennessee Supreme Court has stated that the term “forthwith” as used in Rule 4 means
only that the summons must be issued “within a reasonable time” after the complaint is filed. Hine
v. Commercial Carriers, Inc., 802 S.W.2d 218, 220 (Tenn. 1990). Hine interpreted Rule 3 as it was
written prior to 1992; the first part of Rule 3 prior to 1992 is very similar to the first part of Rule 3
today.3 Id. at 219. In particular, the words “and summons” did not follow the word “complaint” in
the first sentence at that time. The Court in Hine observed that the use of the term “forthwith” in
Rule 4.01 “prevents the adoption of a blanket rule that would render ineffective the commencement
of a lawsuit simply because a summons is not issued at the moment the complaint is filed.” Id. at
220. See also Banks & Entman, supra § 2-2(b) at 26. The Hine court made it clear that Rule 3, not
Rule 4.01, governs the commencement of a lawsuit for purposes of the statute of limitations:

        Rule 3 clearly states that “[a]n action is commenced within the meaning of any
        statute of limitations upon such filing of a complaint, whether process be returned
        served or unserved.” (Emphasis added). If the drafters of the rule intended a
        complaint and summons to commence an action for statute of limitation purposes,
        the rule could have easily been drafted to so indicate. As it is, however, Rule 3
        speaks in terms of a complaint and the statute of limitations, regardless of process.
        It adds no other requirement for commencing an action. Rule 4.01, dealing with the
        issuances of a summons, says nothing about the statute of limitations.

Hine, 802 S.W.2d at 219-20 (emphasis in original). Thus, to determine whether Harris’ complaint
is barred by the statute of limitations, we must look to the plain language of Rule 3.

        The defendants rely on Gregory v. McCulley, 912 S.W.2d 175 (Tenn. Ct. App. 1995), for
the proposition that the plaintiff must obtain service of process within thirty days from issuance. The
Gregory Court stated:

        Tenn.R.Civ.P. 3 provides plaintiffs who do not obtain service of process within thirty
        days with two avenues through which they can rely on the initial filing date as a bar
        to the running of the statute of limitations. * * * Plaintiffs may obtain the issuance
        of new process within six months of the issuance of the previous process, or they
        may recommence the action within one year of the issuance of the original process.

Gregory, 912 S.W.2d at 177. Gregory, however, involves the version of Rule 3 in effect in 1995
that required the plaintiff to file a complaint and summons in order to toll the statute of limitations.
Given the significant changes in Rule 3 since Gregory was decided, we find it inapplicable in this
case.


        3
            In 1990, the first part of Rule 3 read:

        All civil actions are commenced by filing a complaint with the Court. An action is com menced within
        the meaning of any statute of limitations upon such filing of a complaint, whether process be returned
        served or unserved. . . .

                                                         -5-
        Under the language in Rule 3, if process is not issued within the thirty-day period after the
complaint is filed, the plaintiff may not rely on the filing of the complaint to toll the statute of
limitations “unless the plaintiff continues the action by obtaining issuance of new process . . . within
one year of the filing of the complaint.” In this case, Harris caused process to issue on November
13, 1998, within one year of May 15, 1998, the day she filed her complaint. Under Rule 3, then,
Harris may rely on the filing of the complaint to toll the statute of limitations. Consequently, the trial
court’s dismissal of the plaintiff’s complaint must be reversed.

        Accordingly, the decision of the trial court is reversed and the case is remanded for
proceedings consistent with this Opinion. Costs are to be taxed to Appellees Marriott International,
Inc., d/b/a Residence Inn by Marriott, Brentwood, Tennessee, and Fibercare, Inc., and their surety,
for which execution may issue if necessary.

                                                         ___________________________________
                                                         HOLLY KIRBY LILLARD, JUDGE




                                                   -6-
