                                                                                         02/27/2020
    IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
                     AT NASHVILLE
                           December 10, 2019 Session

           MATTHEW B. FOLEY v. STATE OF TENNESSEE

            Appeal from the Circuit Court for Rutherford County
                     No. F-52128 David M. Bragg, Judge
                 ___________________________________

                        No. M2018-01963-CCA-R3-PC
                    ___________________________________

ROBERT L. HOLLOWAY, JR., J., concurring.

        I concur fully with the majority opinion. Although I realize that the issue in
this appeal concerns the denial of post-conviction relief, I write separately to
express my opinion that, in light of the numerous amendments to the Tennessee
Sexual Offender and Violent Sexual Offender Registration, Verification and
Tracking Act of 2004 (the TSORA) and specifically the numerous amendments to
the residential and work restrictions in Tennessee Code Annotated section 40-39-
211, it is an appropriate time for the supreme court to revisit its holding in Ward
“that the registration requirements imposed [by the TSORA] are nonpunitive and
that they are therefore a collateral consequence of a guilty plea[.]” Ward v. State,
315 S.W.3d 461, 469 (Tenn. 2010). As the Ward court stated, “Obviously,
nothing in this opinion precludes the possibility that an amendment to the
registration act imposing further restrictions may be subject to review on the
grounds that the additional requirements render the effect of the act punitive.” Id.
at 472.

                             Brief History of the Case

        In 2002, two years before the enactment of the TSORA, the sixteen-year-
old Petitioner pled guilty to facilitation of especially aggravated kidnapping
pursuant to a negotiated plea. The State noted during the plea submission hearing
that it was of “major benefit” to Petitioner to plead to this offense because he
would not be required to register as a sex offender under the Sexual Offender
Registration and Monitoring Act, Tennessee Code Annotated section 40-39-101
through 111 (repealed 2004) (the 1994 Act).
    History of Sexual Offender Registration and Monitoring in Tennessee

                                   The 1994 Act

       The 1994 Act required “sexual offenders” convicted of certain sexual
offenses to complete and deliver to the Tennessee Bureau of Investigation (TBI),
within ten days of release “a TBI sexual offender registration/monitoring form”
disclosing specified personal information concerning the offender. Tenn. Code
Ann. § 40-39-103 (1994). The primary purpose of 1994 Act was the creation a
centralized record system of the information reported by sexual offenders on the
TBI form. This information would then be available to law enforcement agencies
where an offender lived and worked so that the offender could be monitored.
Tenn. Code Ann. § 40-39-106 (1994).

                      The 1997 Amendment of the 1994 Act

       In 1997, the legislature amended the 1994 Act three times. Public Chapter
461 made the information reported by sexual offenders and maintained by the TBI
available to the public and added for the first time the findings and declarations of
the legislature, including two paragraphs declaring that public release of the
information was not intended to be punitive:

              (6) To protect the safety and general welfare of the people of
       this State, it is necessary to provide for continued registration of
       sexual offenders and for the public release of specified information
       regarding sexual offenders. This policy of authorizing the release of
       necessary and relevant information about sexual offenders to
       members of the general public is a means of assuring public
       protection and shall not be construed as punitive; and

              (7) The General Assembly also declares, however, that in
       making information available about certain sexual offenders to the
       public, it does not intend that the information be used to inflict
       retribution or additional punishment on any such sexual offender.

1997 Tennessee Laws Pub. Ch. 461 (H.B. 798) (emphasis added).

                                   The TSORA

      The TSORA, which became effective August 1, 2004, repealed the 1994
Act. What began in 1994 as a law creating a reporting and monitoring database
making information concerning sexual offenders available to law enforcement
agencies, and expanded in 1997 so that the information would be available to the
public, changed significantly with the enactment of the TSORA which established
restrictions on where an offender could live or work. Even though the scope of the
TSORA was expanded to include more than reporting and dissemination of
information, the general assembly chose only to incorporate, almost verbatim, the
language of subsections 40-39-101(b)(6) and (7) thereby repeating its 1997
declaration that the “release of information” . . . “shall not be construed as
punitive” or “be used to inflict retribution or additional punishment.” See Tenn.
Code Ann. § 40-39-201(b)(6), (b)(8). The general assembly made no findings or
declarations concerning residential or work restrictions. Tenn. Code Ann. § 40-
39-201.

       Since 2004, the residential and work restrictions of the TSORA have, by
my count, been amended eleven times. The residential and work restrictions now
severely limit almost every aspect of an offender’s life, including where an
offender can live, work, stand, or sit idly.

                                  Ward v. State

        A decade ago our supreme court, like the “overwhelming majority of
courts,” “concluded that a sex offender registration requirement does not impose
additional punishment on the offender.” Ward 315 S.W.3d at 471. The court
reasoned that “an examination of the clearly-expressed legislative intent of the
registration act supports the conclusion that the registration requirements imposed
by the sex offender registration act are nonpunitive and that they are therefore a
collateral consequence of a guilty plea[.]” Id. at 469.

                            Post-Ward Development

        As previously stated, the residential and work restrictions in the TSORA
have become much more onerous during the ten years that have elapsed since the
issuance of Ward. Additionally, numerous decisions issued by other state and
federal courts have applied an “intent-effect test” to declare that retroactive
application of statutes similar to the TSORA violate the ex post facto clause of
their state constitutions or the federal constitution.

       In Does #1-5 v. Snyder, the Sixth Circuit Court of Appeals concluded that
the Michigan Sex Offender Registration Act (MSORA) “imposes punishment”
and held that retroactive application of two amendments to the MSORA violated
the ex post facto clause, U.S. Const. art. I § 10, cl. 1, and was unconstitutional.
834 F.3d 696, 705-06 (6th Cir. 2016). The Does #1-5 court noted that the
MSORA which “began in 1994 as a non-public registry maintained for law
enforcement . . . has grown into a byzantine code governing in minute detail the
lives of the state’s sex offenders.” Id. at 697 (emphasis added). The Does #1-5
court stated:

        [W[hile many (certainly not all) sex offenses involve abominable,
        almost unspeakable, conduct that deserves severe legal penalties,
        punishment may never be retroactively imposed or increased.
        Indeed, the fact that sex offenders are so widely feared and disdained
        by the general public implicates the core counter-majoritarian
        principle embodied in the Ex Post Facto clause. As the founders
        rightly perceived, as dangerous as it may be not to punish someone,
        it is far more dangerous to permit the government under guise of
        civil regulation to punish people without prior notice. Such
        lawmaking has “been, in all ages, [a] favorite and most formidable
        instrument[ ] of tyranny.”

Id. (quoting The Federalist No. 84 (Alexander Hamilton)).

       Like the MSORA, the 1994 Act began as a non-public registry maintained
for law enforcement and expanded in 1997 so that the information would be
available to the public. Also like the MSORA, the TSORA has now evolved into
“a byzantine code governing in minute detail the lives of the state’s sex
offenders.” Does #1-5, 834 F.3d at 697.1

        In my opinion, now is an appropriate time for our supreme court to revisit
the issue of whether the TSORA, generally, and the residential and work
restrictions in Tennessee Code Annotated section 40-39-211, specifically, are
punitive.

                                                  _________________________________
                                                  ROBERT L. HOLLOWAY, JR., JUDGE



        1
           In addition to the federal opinion concerning the MSORA, opinions from Alaska,
Maine, Kentucky, Indiana, Ohio, Oklahoma, New Jersey, New Hampshire, and Pennsylvania
have held that retroactive application of their sex offender registration laws, or certain provisions
of their laws, violated the federal ex post facto clause or their state ex post facto clause, or both.
See, e.g., Doe v. State, 189 P.3d 999, 1019 (Alaska 2008); State v. Letalien, 985 A.2d 4, 26 (Me.
2009); Commonwealth v. Baker, 295 S.W.3d 437 (Ky. 2009); Wallace v. State, 905 N.E.2d 371,
384 (Ind. 2009); State v. Williams, 952 N.E.2d 1108 (Ohio 2011); Starkey v. Oklahoma Dep’t of
Corr., 305 P.3d 1004 (Okla. 2013); Riley v. New Jersey State Parole Bd., 98 A.3d 544 (N. J.
2014); Doe v. State, 111 A.3d 1077 (N. H. 2015); Commonwealth v. Muniz, 164 A.3d 1189, 1194
(Pa. 2017); and Commonwealth v. Moore, 2019 PA Super 320, 222 A.3d 16 (2019), reargument
denied (Jan. 6, 2020).
