[Cite as State v. M.D., 2015-Ohio-4003.]


STATE OF OHIO                     )                  IN THE COURT OF APPEALS
                                  )ss:               NINTH JUDICIAL DISTRICT
COUNTY OF LORAIN                  )

STATE OF OHIO                                        C.A. No.       14CA010657

        Appellee

        v.                                           APPEAL FROM JUDGMENT
                                                     ENTERED IN THE
M.D.                                                 COURT OF COMMON PLEAS
                                                     COUNTY OF LORAIN, OHIO
        Appellant                                    CASE No.   87CR035046

                                 DECISION AND JOURNAL ENTRY

Dated: September 30, 2015



        SCHAFER, Judge.

        {¶1}     Appellant, M.D., appeals the judgment of the Lorain County Court of Common

Pleas denying her request for expungement. For the reasons that follow, we reverse the trial

court’s judgment.

                                                I.

        {¶2}     In 1987, M.D. was convicted on one count of grand theft in violation of R.C.

2913.02, a felony of the third degree, with the physical harm specification outlined in former

R.C. 2941.143. The conviction arose from an incident in which M.D. and another person stole a

bottle of hair color from a store. After the theft, they went to their nearby car. The other person

took her position as the driver and M.D. sat in the front passenger’s seat. The store’s security

guard followed them. When the guard confronted M.D. and the other person about the theft, the

other person started to drive away and the car hit the guard. After accepting M.D.’s guilty plea,
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the trial court imposed a 90-day jail sentence along with a probation term of three years. M.D.

was discharged from probation in 1991.

          {¶3}   On August 26, 2013, M.D. filed an application to expunge her conviction and she

subsequently filed a brief in support of her request. In the brief in support of her application,

M.D. conceded that she was statutorily ineligible for expungement. Rather than basing her

request on the statutory grounds for an expungement, M.D. predicated her application on the trial

court’s inherent authority to seal records. After receiving oral argument from the parties and

M.D.’s statement, the trial court issued a judgment denying her application for expungement. It

specifically found that the application should be denied because the conviction was for a crime

of violence and M.D. was thus statutorily ineligible for expungement. However, the trial court

never addressed whether it had the inherent authority to expunge the conviction.

          {¶4}   M.D. filed this timely appeal, presenting a single assignment of error for our

review.

                                                 II.

                                    ASSIGNMENT OF ERROR

          THE U.S. CONSTITUTION, VIA THE FOURTEENTH AMENDMENT,
          GUARANTEES A RIGHT OF PRIVACY TO AMERICANS. DID THE TRIAL
          COURT DENY APPELLANT’S RIGHT TO PRIVACY WHEN IT DENIED
          HER MOTION TO SEAL RECORD/EXPUNGEMENT AS THIS CASE
          PRESENTS UNUSUAL AND SPECIAL CIRCUMSTANCES THAT
          ENTITLED HER TO HAVE HER CONVICTION RECORD SEALED AND
          THE STATE ARTICULATED NO REASON WHATSOEVER FOR ITS NEED
          TO KEEP THE RECORD PUBLIC?

          {¶5}   In her sole assignment of error, M.D. asserts that the trial court erred by denying

her application for the expungement of her conviction. We agree insofar as the trial court erred

in denying her application without addressing whether it had the inherent authority to expunge

M.D.’s conviction.
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        {¶6}    “[T]rial courts have authority to order expungement where such unusual and

exceptional circumstances make it appropriate to exercise jurisdiction over the matter.” Pepper

Pike v. Doe, 66 Ohio St.2d 374 (1981), paragraph two of the syllabus. The Supreme Court of

Ohio recently revisited this holding in State v. Radcliff, 142 Ohio St.3d 78, 2015-Ohio-235,

where the Court declared that trial courts’ inherent authority to expunge criminal convictions “‘is

limited to cases where the accused has been acquitted or exonerated in some way and protection

of the accused’s privacy interest is paramount to prevent injustice.’” Id. at ¶ 27, quoting State v.

Chiaverini, 6th Dist. Lucas No. L-00-1306, 2001 WL 256104, * 2 (Mar. 16, 2001). The Court

also described the holding of Pepper Pike as “‘simply inapposite’ to cases involving convicted

offenders, even if they have been pardoned.” Id. at ¶ 28. Finally, the Court offered the

following guidance regarding expungement applications seeking to invoke the trial courts’

inherent authority: “Notwithstanding the fact that courts have both statutory and extrastatutory

authority to seal criminal records, the judicial branch should restrain its power to act in this

area.” Id. at ¶ 33.

        {¶7}    M.D. has conceded that she is statutorily ineligible for an expungement of her

conviction. But, her application was not based on statutory grounds for an expungement; it

sought to invoke the trial court’s inherent authority for an expungement. Nevertheless, the trial

court only addressed M.D.’s statutory eligibility and it never analyzed whether it had the inherent

authority to expunge the conviction. Since we are a reviewing court, we cannot make that

determination in the first instance. See Guappone v. Enviro-Cote, Inc., 9th Dist. Summit No.

24718, 2009-Ohio-5540, ¶ 13 (“Because the trial court failed to make a summary judgment

determination in compliance with the mandates of Civ.R. 56, there is no determination for this

Court to review.”). Rather, we remand this matter for the trial court to address whether it has the
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inherent authority under Radcliff to expunge M.D.’s conviction. See McGlumphy v. Richard T.

Kiko Agency, Inc., 9th Dist. Summit No. 27043, 2014-Ohio-3479, ¶ 15 (remanding matter for

trial court to consider and address all of the plaintiff’s arguments). In remanding this matter, we

do not express any opinion as to the merits of M.D.’s contentions or as to whether an

expungement is appropriate under the trial court’s inherent authority.

       {¶8}    Accordingly, we sustain M.D.’s sole assignment of error in part.

                                                III.

       {¶9}    Having sustained M.D.’s assignment of error in part, we reverse the judgment of

the Lorain County Court of Common Pleas and remand this matter for further proceedings

consistent with this opinion.

                                                                              Judgment reversed,
                                                                             and cause remanded.




       There were reasonable grounds for this appeal.

       We order that a special mandate issue out of this Court, directing the Court of Common

Pleas, County of Lorain, State of Ohio, to carry this judgment into execution. A certified copy of

this journal entry shall constitute the mandate, pursuant to App.R. 27.

       Immediately upon the filing hereof, this document shall constitute the journal entry of

judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the

period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is
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instructed to mail a notice of entry of this judgment to the parties and to make a notation of the

mailing in the docket, pursuant to App.R. 30.

       Costs taxed to Appellee.




                                                    JULIE A. SCHAFER
                                                    FOR THE COURT



CARR, P. J.
MOORE, J.
CONCUR.


APPEARANCES:

LANENE M. MESLAT, Attorney at Law, for Appellant.

DENNIS P. WILL, Prosecuting Attorney, and MARY R. SLANCZKA, Assistant Prosecuting
Attorney, for Appellee.
