Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before
any court except for the purpose of
establishing the defense of res judicata,                                 Aug 20 2014, 9:28 am
collateral estoppel, or the law of the
case.

ATTORNEY FOR APPELLANTS:                        ATTORNEYS FOR APPELLEES:

DALE W. ARNETT                                  GREGORY F. ZOELLER
Winchester, Indiana                             Attorney General of Indiana

                                                FRANCES BARROW
                                                Deputy Attorney General
                                                Indianapolis, Indiana


                              IN THE
                    COURT OF APPEALS OF INDIANA

DAVID JOHNSON and IEVA S. JOHNSON               )
and EVA G. SANDERS and JOSEPH K. and            )
MICHELLE YEARY,                                 )
                                                )
       Appellants-Petitioners,                  )
                                                )
              vs.                               )       No. 06A05-1310-PL-506
                                                )
INDIANA DEPARTMENT OF                           )
ENVIRONMENTAL MANAGEMENT and                    )
TOWN OF WHITESTOWN,                             )
                                                )
       Appellees-Respondents.                   )


                    APPEAL FROM THE BOONE CIRCUIT COURT
                        The Honorable J. Jeffrey Edens, Judge
                           Cause No. 06C01-1302-PL-148


                                      August 20, 2014
               MEMORANDUM DECISION - NOT FOR PUBLICATION


ROBB, Judge



                                 Case Summary and Issue

          David Johnson, Ieva S. Johnson, Eva G. Sanders, Joseph K. Yeary, and Michelle

Yeary (collectively, “the Appellants”) appeal the trial court’s dismissal of their Verified

Petition for Judicial Review. The Appellants raise one issue: did the trial court err in

granting Indiana Department of Environmental Management’s (“IDEM”) motion to

dismiss? Concluding the trial court did not err in dismissing the Appellant’s petition, we

affirm.

                               Facts and Procedural History

          In January 2012, the Town of Whitestown (“Whitestown”) applied to IDEM for a

permit to construct a sewer system. IDEM approved Whitestown’s application and issued

a permit on April 30, 2012. On May 1 and 10, 2012, the Appellants timely filed petitions

for administrative review and stays of effectiveness of the permit with the Indiana Office

of Environmental Adjudication, alleging Whitestown withheld information from IDEM in

seeking the permit. An environmental law judge held a hearing on September 13, 2012 to

address the Appellants’ complaint. Both IDEM and Whitestown were parties in the

administrative proceedings and were represented by separate counsel at the hearing. The

environmental law judge issued a Final Order that upheld IDEM’s approval of the permit

in January 2013.


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       The Appellants sought judicial review of the decision but only named IDEM as the

respondent in the caption and certificate of service. Whitestown was not named as a party

anywhere in the pleading, nor was it issued a summons. The Appellants paid the clerk a

filing fee of $139, which was sufficient to issue summons to one party, but not sufficient

for two (an additional $10 per summons was required). Appellants’ Appendix at 17-18.

IDEM then filed a motion to dismiss, arguing the Appellants (1) failed to file the agency

record and (2) failed to serve all the parties to the administrative action as required by the

Administrative Orders and Procedures Act (“AOPA”). The trial court heard arguments on

the motion to dismiss and concluded that the Boone County Clerk or Circuit Court staff

had received the administrative record within the deadline but failed to make an entry of

the filing in the Chronological Case Summary, which was not to be held against the

Appellants; the court also concluded that the Appellants failed to serve Whitestown, a party

to the agency proceeding, as required by AOPA. Thus, the court dismissed the petition.

The Appellants then filed a motion to correct errors, which was denied. The Appellants

now appeal.

                                  Discussion and Decision

                                   I. Standard of Review

       The issue is whether the trial court erred in granting IDEM’s motion to dismiss the

Appellants’ petition for judicial review after the Appellants failed to comply with AOPA.

“The standard of appellate review of rulings on motions to dismiss on the grounds

presented here ‘depends on whether the trial court resolved disputed facts, and if so,

whether the trial court conducted an evidentiary hearing or ruled on a paper record.’”

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Graber v. Allen Cnty., Indiana Bldg. Dep't, 988 N.E.2d 798, 802 (Ind. Ct. App. 2013)

(quoting Wayne Cnty. Prop. Tax Assessment Bd. of Appeals v. United Ancient Order of

Druids–Grove No. 29, 847 N.E.2d 924, 926 (Ind. 2006)), trans. denied. When the facts are

in dispute, as here, our standard of review focuses on whether the trial court engaged in its

fact-finding function and held an evidentiary hearing. GKN Co. v. Magness, 744 N.E.2d

397, 401 (Ind. 2001). When the facts are in dispute but the trial court rules on a paper

record without an evidentiary hearing, we afford the trial court no deference. Id. We

therefore employ a de novo review. Anderson v. Wayne Post 64, Am. Legion Corp., 4

N.E.3d 1200, 1206 (Ind. Ct. App. 2014), trans. denied. “We may affirm the trial court’s

judgment on any legal theory supported by the trial court’s factual findings, even if this

theory is one different from that selected by the trial court.” Lawyers Title Ins. Corp. v.

Pokraka, 595 N.E.2d 244, 249 (Ind. 1992).

                           II. Effect of Not Serving Whitestown

       AOPA is the “exclusive means for judicial review of an agency action.” Ind. Code

§ 4-21.5-5-1. AOPA proscribes how service must be made when seeking judicial review:

       (a) A petitioner for judicial review shall serve a copy of the petition upon:
              (1) the ultimate authority issuing the order;
              (2) the ultimate authority for each other agency exercising
                   administrative review of the order;
              (3) the attorney general; and
              (4) each party to the proceeding before an agency;
       in the manner provided by the rules of procedure governing civil actions in
       the courts. If the ultimate authority consists of more than one (1) individual,
       service on the ultimate authority must be made to the secretary or chairperson
       of the ultimate authority.




                                             4
       (b) The petitioner shall use means provided by the rules of procedure
       governing civil actions in the courts to give notice of the petition for review
       to all other parties in any proceedings that led to the agency action.

Ind. Code § 4-21.5-5-8. “[G]enerally speaking, ineffective service of process prohibits a

trial court from having personal jurisdiction over a defendant.” Guy v. Comm’r, Indiana

Bureau of Motor Vehicles, 937 N.E.2d 822, 825 (Ind. Ct. App. 2010). This court addressed

a similar issue in Guy. There, Guy was seeking judicial review of the Bureau of Motor

Vehicles’ decision to revoke his driver’s license. Guy listed only “Commissioner, Indiana

Bureau of Motor Vehicles” as the Respondent, and a summons was sent to the

Commissioner in Indianapolis. The trial court dismissed his complaint for lack of personal

jurisdiction because Guy had failed to serve the Attorney General, as required by AOPA.

This court affirmed, reasoning the language in Indiana Code section 4-21.5-5-8 expressly

requires service upon the parties listed in the statute, and without it, the court is without

personal jurisdiction to enter an order. Id. at 826.

       The Appellants attempt to distinguish Guy by pointing us to the fact they properly

served IDEM and the court has the ability to enter orders that pertain to IDEM, even if

there is not personal jurisdiction over Whitestown. However, it was the Appellants’

procedural failure in not complying with the requirements of AOPA (by not serving each

party to the agency proceeding and not securing jurisdiction over each) that served as the

basis for the dismissal. See Graber, 988 N.E.2d at 801-804 (noting that the issue presented

was not one of subject matter jurisdiction or personal jurisdiction; rather, it was a question

of whether the complaint satisfied the statutory requirements in filing a petition for judicial

review). It is also clear none of the Appellants’ actions in seeking the petition for review

                                              5
would have been reasonably calculated to inform Whitestown of the action. Cf. Evans,

908 N.E.2d at 1259.

       The Appellants also urge they should be permitted to fix the error because the lack

of service could have been a clerical error and it might not have been their fault. Indeed,

the trial court considered this possibility in its findings:

       46) The Court acknowledges that it is possible that the Boone County Clerk
           could have failed to mail the summons and a copy of the complaint to
           the Town of Whitestown.

       47) This possibility is made even greater given that the Clerk (or perhaps the
           Court) failed to enter the filing of the administrative record into the
           Chronological Case Summary of the matter.

       48) However, in determining this matter, the Court gives the greatest weight
           to the following:
               a. The Town of Whitestown was not included in the caption of this
                  case when it was filed or in a subsequent motions [sic];
               b. Summons was served on IDEM through the Indiana Attorney
                  General.
               c. Summons was not served on counsel for the Town of Whitestown.
               d. The Town of Whitestown, through its counsel, was not served with
                  a copy of Plaintiff’s Motion for Extension of Time to File Record.
               e. The filing fee paid, $139.00 was insufficient for summons to have
                  been issued to both IDEM and the Town of Whitestown.

       49) The greatest weight of the evidence supports a conclusion that the Town
           of Whitestown was a party in the Agency Proceeding and was not served
           a copy of the Petition for Judicial Review as required by [AOPA].

Appellants’ App. at 21. The evidence supports these findings. To the extent the Appellants

instead insist the evidence actually points to a clerical error, this amounts to a request to

reweigh the evidence, which we will not do. Based on the evidence, the findings, and the

judgment, the trial court’s dismissal of the Appellants’ Petition for Judicial Review was

not error.

                                                6
                                  Conclusion

      Concluding the trial court did not err in dismissing the Appellant’s Petition for

Judicial Review, we affirm.

      Affirmed.

RILEY, J., and BRADFORD, J., concur.




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