In The Supreme Court of Georgia


                                     Decided: June 1, 2015

                   S15A0463. BALLARD v. THE STATE.
                     S15A0464. SOUN v. THE STATE.

      MELTON, Justice.

      Following a joint jury trial, Chaz Ballard and Singlee Soun were found

guilty of felony murder and several other offenses in connection with the

shooting death of James Johnson.1 In these consolidated appeals, Ballard asserts,

      1
         On February 13, 2013, Soun and Ballard were each indicted for four
counts of felony murder, three counts of aggravated assault, one count of
possession of a firearm by a convicted felon, and four counts of possession of
a firearm during the commission of a felony. Following a February 25-March
1, 2013, joint trial, the jury found Ballard guilty of two counts of felony murder
(predicated on aggravated assault with a handgun and aggravated assault with
intent to rob), two counts of aggravated assault (with a handgun and with intent
to rob), possession of a firearm by a convicted felon, and two counts of
possession of a firearm during a felony; and the jury found Soun guilty of three
counts of felony murder (predicated on aggravated assault with a rifle,
aggravated assault with intent to rob, and possession of a firearm by a convicted
felon), two counts of aggravated assault (with a rifle and with intent to rob),
possession of a firearm by a convicted felon, and two counts of possession of a
firearm during a felony. The defendants were acquitted on the remaining
charges. The trial court sentenced Ballard to life imprisonment without the
possibility of parole for felony murder based on aggravated assault with a
handgun, twenty consecutive years for aggravated assault with intent to rob, five
consecutive years for possession of a firearm by a convicted felon, and five
consecutive years for possession of a firearm during the commission of a
felony. The remaining aggravated assault count was merged with the felony
among other things, that the evidence presented at trial was insufficient to

support his verdict and that his trial counsel was ineffective (Case No.

S15A40463). Soun contends, primarily, that the trial court erred in its jury

instructions (Case No. S15A0464). For the reasons that follow, we affirm in

both cases.

                              Case No. S15A0463

      1. The evidence, viewed in the light most favorable to the jury’s verdict,

shows that, on the night of February 23, 2011, Soun and Ballard met Johnson

in room 220 of an Econo Lodge hotel to sell Johnson fake methamphetamine.


murder conviction for sentencing purposes, and the trial court vacated the
remaining felony murder count for sentencing purposes. The trial court
sentenced Soun to life without parole for felony murder based on aggravated
assault with a rifle, twenty consecutive years for aggravated assault with intent
to rob, five consecutive years for possession of a firearm by a convicted felon,
and five consecutive years for possession of a firearm during a felony. The trial
court merged the remaining aggravated assault count with the felony murder
conviction for sentencing purposes, and vacated the remaining felony murder
counts and the remaining possession of a firearm during a crime count. Soun
filed a motion for new trial on April 12, 2013, which he amended on January 14,
2014 and January 23, 2014. Ballard filed his own motion on April 8, 2013,
which he amended on January 17, 2014, February 28, 2014, and April 22, 2014.
The trial court denied both motions on May 29, 2014. Soun’s notice of appeal
was filed on June 18, 2014 and Ballard’s on June 13, 2014. Both cases were
docketed to the January 2015 Term of this Court and submitted for decision on
the briefs.
                                       2
The day before this meeting, Johnson had pulled approximately $10,000 out of

his front pocket to pay Ballard $2,000 to purchase marijuana. At the time of the

Econo Lodge meeting, Soun had a rifle with him and Ballard brought a pistol.

When Johnson discovered that the methamphetamine that Soun and Ballard

were going to sell to him was fake, Soun and Ballard shot Johnson several times

with each of their guns, killing him.

      The front desk clerk at the hotel received reports of shots being fired on

the second floor of the hotel, and the clerk then observed, via surveillance

camera, Soun and Ballard exit room 220 where they had shot Johnson. Soun

exited holding a rifle in one hand, and Ballard exited while putting the pistol in

his waist band. Ballard also tried to cover his face with his shirt to hide from the

surveillance camera. The two then fled in Ballard’s truck. After the shooting,

only $2,438 was found in Johnson’s duffle bag. The remaining sum of over

$5,000 that ostensibly should have remained (based on the $10,000 that Johnson

had displayed the day before and the $2,000 that he had previously paid to

Ballard for marijuana) was never recovered. On the night of the shooting,

Ballard admitted to a friend that he had gone to the hotel to “hit a lick,” or

commit a robbery. Investigators found shell casings in the room from the

                                         3
automatic rifle and the pistol used to kill Johnson. A water bottle was also found

in room 220 with Soun’s DNA on it.

      The evidence presented at trial was sufficient to enable a rational trier of

fact to find Ballard guilty of all of the crimes of which he was convicted beyond

a reasonable doubt. Jackson v. Virginia, 443 U.S. 307 (99 SCt 2781, 61 LE2d

560) (1979).

      2. Ballard contends that the trial court erred by denying his motion to

sever his trial from Soun’s. However, the record reveals that Ballard never

moved to have his trial severed from Soun’s. Only Soun moved to have his trial

severed from Ballard’s, and Ballard never joined in this motion. Accordingly,

Ballard “will not be heard to complain of the trial court's denial of a

co-defendant's motion to sever” in which he did not join. Way v. State, 239 Ga.

316, 317 (2) (236 SE2d 655) (1977).

      In any event, however, even if Ballard had joined in Soun’s motion, the

trial court’s denial of the motion still would have been proper, as explained

more fully in Division 8, infra.

      3. Ballard argues that the trial court erred in its instructions to the jury.

Specifically, he claims that the trial court improperly commented on the

                                        4
evidence through its instruction that a person is not justified in using force for

self-defense if that person is “fleeing after the commission or attempted

commission of a felony of aggravated assault or criminal attempted sale of a

non-controlled substance as a controlled substance;” and further erred by failing

to give a complete charge on justification that included, among other things, the

idea that Ballard had no duty to retreat. However, a review of the charge in its

proper context shows that the trial court gave the jury a proper statement of the

law advising them that if they found that Ballard was fleeing after committing

a felony, justification would not be an available defense for Ballard. See OCGA

§ 16-3-21 (b) (2) (Self-defense is inapplicable where the accused is “attempting

to commit, committing, or fleeing after the commission or attempted

commission of a felony”). See also Woodard v. State, – Ga. – (3) (b) (Case No.

S14A1532; decided March 27, 2015), overruling Heard v. State, 261 Ga. 262

(403 SE2d 438) (1991). This was not a comment on the evidence, and the trial

court was not implying in any way that an actual drug sale had taken place.

Indeed, the trial court made clear that its instruction was only given in order to

allow the jury to determine if self-defense was applicable in light of the specific

facts and circumstances surrounding Johnson’s shooting. Furthermore, the trial

                                         5
court’s instruction thoroughly covered the law of justification and self-defense

such that all of Ballard’s defenses could be properly considered, and any lack

of additional specific instructions by the trial court on the duty to retreat were

unnecessary. DeLeon v. State, 289 Ga. 782, 783–784 (4) (716 SE2d 173)

(2011) (where jury “instructed on the law of justification and self-defense, any

failure to instruct the jury on the lack of a duty to retreat does not require

reversal”) (citation omitted). There was no error.

      4. Ballard’s argument that the trial on his felon-in-possession-of-a-weapon

charge should have been bifurcated from his felony murder charge is meritless.

Here, Ballard’s felon-in-possession charge was directly related to one of his

felony murder charges, as it served as the predicate felony for that felony murder

charge. A motion to bifurcate “should be denied where the count charging

possession of a firearm by a convicted felon might serve as the underlying

felony supporting a felony murder conviction.” (Citations omitted.) Poole v.

State, 291 Ga. 848, 850 (2) (734 SE2d 1) (2012).

      5. Ballard argues that the State failed to provide him with the criminal

history of its witnesses and Johnson in violation of Brady v. Maryland, 373

U.S. 83, 87 (83 SCt 1194, 10 LE2d 215) (1963) (“[T]he suppression by the

                                        6
prosecution of evidence favorable to an accused upon request violates due

process where the evidence is material either to guilt or to punishment,

irrespective of the good faith or bad faith of the prosecution”). However, there

is no evidence that the State possessed any exculpatory evidence that it

suppressed from Ballard. In this regard,

      [t]here is a distinction between suppression of exculpatory evidence
      and a failure to disclose such evidence. . . [and] “[w]e have
      indicated that the holding of the United States Supreme Court in
      Brady does not extend so far as to require the prosecution to turn
      over to the defense criminal records of state's witnesses. [Cit.]"
      Carter v. State, 252 Ga. 502, 506 (6) (315 SE2d 646) (1984). . . .
      The record contains no indication that [Ballard] was unable to
      ascertain the details of [Johnson’s and the state’s witnesses’]
      criminal histor[ies]. . . [and] Brady "'does not impose an affirmative
      obligation on the prosecution to seek out information for the
      defense, even if such information is more accessible to the
      prosecution than to the defense.'" Sears v. State, 268 Ga. 759, 762
      (3) (493 SE2d 180) (1997).

Adams v. State, 271 Ga. 485, 487-488 (3) (521 SE2d 575) (1999). Ballard’s

contention therefore fails.

      6. Finally, Ballard argues that his trial counsel was ineffective for: (a)

failing to stipulate to Ballard’s convicted felon status, (b) failing to obtain a

court order regarding Ballard’s convicted felon status, (c) failing to redact the

indictment to exclude Ballard’s previous charges, (d) failing to redact

                                        7
documents admitted into evidence that contained information on Ballard’s

previous first offender status, (e) failing to seek a limiting instruction, (f) failing

to introduce evidence of the victim’s criminal background, (g) failing to request

the criminal records of the State’s witnesses, (h) failing to object to testimony

based on photo and video evidence, and (i) failing to object to testimony

establishing that the victim was unarmed.

      In order to succeed on his claim of ineffective assistance, [Ballard]
      must prove both that his trial counsel’s performance was deficient
      and that there is a reasonable probability that the trial result would
      have been different if not for the deficient performance. Strickland
      v. Washington, 466 U. S. 668 (104 SCt 2052, 80 LE2d 674) (1984).
      If an appellant fails to meet his or her burden of proving either
      prong of the Strickland test, the reviewing court does not have to
      examine the other prong. Id. at 697 (IV); Fuller v. State, 277 Ga.
      505 (3) (591 SE2d 782) (2004). In reviewing the trial court's
      decision, “‘[w]e accept the trial court's factual findings and
      credibility determinations unless clearly erroneous, but we
      independently apply the legal principles to the facts.’ [Cit.]”
      Robinson v. State, 277 Ga. 75, 76 (586 SE2d 313) (2003).

Wright v. State, 291 Ga. 869, 870 (2) (734 SE2d 876) (2012).

      (a) Pretermitting the question whether trial counsel’s decision not to

stipulate to Ballard’s prior convicted felon status amounted to deficient

performance, Ballard cannot show prejudice. Indeed, while it is true that a trial

court may abuse its discretion when it fails to allow a defendant to stipulate to

                                          8
his or her convicted felon status, such abuse of discretion only occurs where “(1)

a defendant's prior conviction is of the nature likely to inflame the passions of

the jury and raise the risk of a conviction based on improper considerations, and

(2) the purpose of the evidence is solely to prove the defendant's status as a

convicted felon.” Ross v. State, 279 Ga. 365, 368 (2) (614 SE2d 31) (2005).

Here, Ballard’s prior convictions for aggravated assault and burglary with the

intent to commit aggravated assault were “not of the nature likely to inflame the

passions of the jury.” See Hill v. State, 290 Ga. 493, 498 (6) (722 SE2d 708)

(2012) (a prior aggravated assault conviction used to establish a defendant’s

status as a convicted felon is “not of the nature likely to 'inflame the passions of

the jury,” even where the crimes for which the defendant was being tried

involved felony murder and aggravated assault). Furthermore, any error

resulting from Ballard’s failure to stipulate to his convicted felon status did not

result in prejudice to him in light of the overwhelming evidence of his guilt. See

id. at 498 (6).

      (b) Ballard’s argument regarding counsel’s failure to obtain a stipulation

regarding his convicted felon status fails for the same reasons as those set forth

in Division 6 (a), supra.

                                         9
      (c) Trial counsel’s failure to redact the indictment to eliminate references

to Ballard’s prior convictions also could not amount to ineffective assistance,

as “[p]roof of [Ballard’s] previous conviction was a necessary element of the

state’s proof” that Ballard was a convicted felon in possession of a firearm. See

Prather v. State, 247 Ga. 789, 790 (2) (279 SE2d 697) (1981). The trial court

instructed the jury that the indictment was not evidence, and, as stated

previously, trial counsel’s failure to stipulate to Ballard’s convicted felon status,

which forced the State to have to prove Ballard’s convicted felon status, did not

amount to ineffective assistance in this case.

      (d) Similarly, the fact that trial counsel did not redact an order that

referenced Ballard’s first offender status being revoked did not amount to

ineffective assistance. Here, in order for the State to show that Ballard was a

convicted felon, the State needed to present evidence that Ballard’s first offender

status had been revoked with respect to the counts of the former indictment to

which he had pled guilty. See Davis v. State, 269 Ga. 276, 277 (2) (496 SE2d

699) (1998) (“A first offender’s guilty plea does not constitute a conviction”).

Trial counsel’s choice to force the State to meet its burden of showing that

Ballard was a convicted felon did not amount to ineffective assistance under the

                                         10
facts of this case.

      (e) Here, “the trial court gave instructions concerning the limited use of

[Ballard’s] prior felony conviction. Thus, trial counsel's failure to request a

limiting instruction had no effect on the outcome of the trial.” Lee v. State, 280

Ga. 521, 522 (2) (b) (630 SE2d 380) (2006).

      (f) Even if we assume without deciding that Ballard’s counsel performed

deficiently by failing to obtain Johnson’s criminal history, Ballard has failed to

show prejudice. Ballard claims that his counsel could have discovered the

existence of a prior incident of domestic violence in Alabama that would have

shown Johnson’s propensity for violence had she conducted an effective

investigation. However, as an initial matter, it is not clear that any such specific

incident of violence would have been admissible at Ballard’s trial, as his case

was tried after the enactment of Georgia’s new Evidence Code. See OCGA §§

24-4-404 and 24-4-405. Moreover, at the motion for new trial hearing, Ballard

did not present any witnesses to authenticate the Alabama domestic violence

police report. See Hill v. State, 272 Ga. 805, 806 (3) (537 SE2d 75) (2000)

(“[H]earsay testimony [is] not competent to establish evidence of [the victim’s]

prior violent acts”). Accordingly, he cannot carry his burden of showing

                                        11
prejudice:

        The failure of trial counsel to employ evidence cannot be deemed
        to be "prejudicial" in the absence of a showing that such evidence
        would have been relevant and favorable to the defendant. Because
        [Ballard] failed to make any proffer of the uncalled witnesses'
        testimony, it is impossible for [him] to show there is a reasonable
        probability the results of the [trial] proceedings would have been
        different. It cannot possibly be said that the additional witnesses
        would have testified favorably to [Ballard].

(Citations and punctuation omitted.) Goodwin v. Cruz-Padillo, 265 Ga. 614,

615 (458 SE2d 623) (1995). This claim of ineffective assistance therefore must

fail.

        (g) Ballard presented no evidence at the motion for new trial hearing of

any criminal history of any of the State’s witnesses. He therefore cannot show

prejudice from his trial counsel’s failure to obtain such information. Goodwin,

supra.

        (h) Trial counsel testified at the motion for new trial hearing that she did

not object to testimony describing the video surveillance footage, because she

did not want to “draw extra attention to it.” “Reasonable decisions as to whether

to raise a specific objection are ordinarily matters of trial strategy and provide

no ground for reversal.” (Citation omitted.) Anderson v. State, 285 Ga. 496,


                                         12
499 (3) (a) (678 SE2d 84) (2009). Trial counsel’s strategic decision was

reasonable here, especially in light of the fact that (1) other testimony placed

Ballard at the crime scene; (2) Ballard himself claimed that he was at the crime

scene acting in self-defense; and (3) drawing extra attention to the video

showing Ballard entering or leaving the hotel room where the crime took place

could have drawn attention away from the theory that Ballard was only acting

in self-defense while he was inside the hotel room.

      (i) Ballard claims that his trial counsel was ineffective for failing to object

on “character evidence” grounds to a witness’ testimony that he had “[n]ever

see[n] [the victim] with a gun” and had not “ever known him to have a gun.”

However, the testimony in question has nothing to do with the victim’s

character, as the physical observation of a person having or not having a gun

says nothing about the character of person who has or does not have that gun.

Indeed, the testimony here only speaks to this particular witness’ observations

about whether he had ever seen the victim with a gun, and nothing more.

Because an objection on character evidence grounds would have been

misplaced, it cannot be said that trial counsel was ineffective for failing to make

such an objection. Hayes v. State, 262 Ga. 881, 884 (3) (c) (426 SE2d 886)

                                         13
(1993) (“Failure to make a meritless objection cannot be evidence of ineffective

assistance”).

                              Case No. S14A0464

      7. The evidence outlined in Division 1, supra, was sufficient to enable a

rational trier of fact to find Soun guilty of all of the crimes of which he was

convicted beyond a reasonable doubt. Jackson v. Virginia, supra.

      8. Soun contends that the trial court erred in denying his motion to sever

his trial from Ballard’s. We disagree. A trial court has the discretion to grant or

deny a severance in a joint trial. See Greene v. State, 274 Ga. 686 (2) (558 SE2d

707) (2002). In exercising this discretion, the trial court looks to three factors:

      (1) whether the number of defendants will confuse the jury as to
      the evidence and the law applicable to each defendant; (2) whether,
      despite cautionary instructions from the court, there is a danger that
      evidence admissible against one defendant will be improperly
      considered against another defendant; and (3) whether the defenses
      of the defendants are antagonistic to each other or to each other's
      rights of due process.

(Footnote omitted.) Id. at 687-688 (2). Furthermore, “[i]t is incumbent upon the

defendant who seeks a severance to show clearly that he will be prejudiced by

a joint trial, and in the absence of such a showing, the trial court’s denial of a

severance motion will not be disturbed.” (Citations omitted.) Rhodes v. State,

                                        14
279 Ga. 587, 589 (3) (619 SE2d 659) (2005).

      Here, Soun cannot show prejudice. Indeed, Soun was only tried with one

co-defendant, and “[w]ith only two defendants there was virtually no likelihood

that the jury would confuse the evidence or the law, or that the evidence against

one defendant would be considered against the other.” Callendar v. State, 275

Ga. 115, 116 (2) (561 SE2d 113) (2002); see also Linares v. State, 266 Ga. 812,

815 (471 SE2d 208) (1996) (finding no issue of juror confusion when two

co-defendants were tried together and presented antagonistic defenses). In this

regard, the trial court gave a limiting instruction to the jury to make clear that,

“[s]ometimes evidence is admitted for a limited purpose or against some parties

and not others . . . [and that this] evidence may be considered by the jury for the

sole issue or purpose against those parties to which the evidence is limited and

not for any other purpose.” The jury is presumed to have heeded this instruction.

See Moss v. State, 275 Ga. 96 (9) (561 SE2d 382) (2002). The fact that Soun

and Ballard had antagonistic defenses did not, by itself, warrant the grant of a

separate trial for Soun. See Linares, supra, 266 Ga. at 815. We find no error.

      9. For the same reasons stated in Division 4, supra, the trial court did not

err in refusing to bifurcate Soun’s felon-in-possession-of-a-weapon charge from

                                        15
his felony murder charge.

      10. Soun argues for the first time on appeal that the trial court committed

plain error by failing to give its own sua sponte charge to the jury that Soun was

justified in possessing a rifle because he reasonably believed that taking the rifle

from Ballard was “the only way to prevent his [own] imminent death or bodily

injury.” See OCGA § 16-3-26. However, the trial court gave Soun’s specifically

requested charge on justification that covered this particular defense that he

presented at trial. Indeed, the trial court gave the following charge that Soun

requested:

      If you find that [Mr. Soun] grabbed the rifle . . . when and how he says he
      did, and you find that the conduct was justified, this is a defense to
      prosecution for any crime based on that conduct, as long as you the jury
      find that the conduct stands upon the footing of reason and justice.

(Emphasis supplied.) Soun’s defense was based on the idea that he was justified

in taking the rifle from Ballard, not because Soun had anything to do with

shooting Johnson, but because he needed it to possibly protect himself from

Ballard after Ballard had shot Johnson. Accordingly, Soun’s specific defense

was covered by the very charge that he requested and that was given by the trial

court, and any alleged error by the trial court from its failure to include language


                                        16
on this same defense beyond the language provided by Soun was induced by

Soun himself. Under such circumstances, this alleged error cannot provide a

basis for reversal, even under a plain error standard. See Shaw v. State, 292 Ga.

871, 873 n.3 (742 SE2d 707) (2013) (“[E]ven where plain error appears,

reversal is not warranted if the error was invited by the appellant. Shank v. State,

290 Ga. 844, 845 (2) (725 SE2d 246) (2012)”).

      To the extent that Soun argues, like Ballard, that the trial court improperly

commented on the evidence through its jury charge on justification, that

argument fails for the same reasons stated in Division 3, supra.

      Judgments affirmed. All the Justices concur.




                                        17
