
NO. 07-03-0437-CR



IN THE COURT OF APPEALS



FOR THE SEVENTH DISTRICT OF TEXAS



AT AMARILLO



PANEL D



AUGUST 29, 2005



______________________________





DAVID CAFFERY, APPELLANT



V.



THE STATE OF TEXAS, APPELLEE





_________________________________



FROM THE 359
TH
 DISTRICT COURT OF MONTGOMERY COUNTY;



NO. 98-05-00463-CR; HONORABLE KATHLEEN A. HAMILTON, JUDGE



_______________________________



Before QUINN and REAVIS and CAMPBELL, JJ.

MEMORANDUM OPINION

ON  REMAND FROM COURT OF CRIMINAL APPEALS

By our opinion of September 30, 2004, we affirmed appellant’s conviction and sentence upon his guilty plea to two counts of aggravated sexual assault of a child.  In that opinion, we agreed with the State that the grounds presented by appellant’s third issue were not preserved for review and held that appellant’s failure to file a motion for the recusal of the trial judge amounted to a waiver of the error.  Citing Rule 47.1 of the Rules of Appellate Procedure, we found appellant’s additional arguments not necessary to our final disposition and affirmed the judgment of the trial court.  On appellant’s petition for discretionary review, the Court of Criminal Appeals held that pursuant to Rule 47.1, our prior opinion did not adequately address appellant’s argument that the trial court’s actions violated rights that could not be waived by the failure to object, vacated our judgment, and remanded the case to this Court for reconsideration of appellant’s issue. Now, upon remand, we again consider appellant’s third issue.
(footnote: 1)  

By issue three, appellant contends the trial court reversibly erred by  interviewing the complaining witness and two of the State’s other witnesses 
in camera 
without notice to or the presence of appellant or his attorney prior to deciding to reject a proposed plea bargain and prior to a determination of guilt or innocence.
  Although conceding 
error,  by its response, the State contends (1) the error was not preserved for review or, alternatively, (2) by proceeding to the jury on punishment, appellant restarted the proceedings on punishment and no error is shown.  Restated here, the discrete questions which we must determine are whether the 
in camera 
interview of the victim and two witnesses by the trial court in chambers, without notice to appellant or his attorney, constituted a denial of appellant’s constitutional guarantee of a trial by due course of law per Article I, Section 19 of the Texas Constitution and, if so, whether the error was subject to waiver by appellant’s failure to object.  Based on the following rationale, we sustain appellant’s third issue and reverse and remand the cause to the trial court for a new trial.

Denial of Constitutional Guarantee  

In addition to appellant’s right to a public trial under Article I, Section 10 of the Texas Constitution
, Article I, Section 19 guarantees appellant a trial by “due course of the law.”  Due process has been described as “the basic and essential term in the social compact which defines the rights of the individual and delimits the powers which the state may exercise.”  In re Gault, 387 U.S. 1, 87 S.Ct. 1428
, 18 L.Ed.2d 527 (1967).  In In re Taylor, 567 F.2d 1183, 1187-88 (2d
 Cir. 1977), 
the Court observed that
 in camera
 proceedings are “extraordinary events in the constitutional framework because they deprive the [affected  party] of the root requirements of due process . . . .”  
See also
 Carroll v. President and Comm’rs of Princess Anne, 393 U.S. 175, 89 S.Ct. 347, 21 L.Ed.2d 325 (1968) (expressing disapproval of 
ex parte 
proceedings). 

Citing 
In re Taylor 
and 
Carroll, 
in 
State ex rel. Bryan v. McDonald, 662 S.W.2d 5, 7 (Tex.Cr.App. 1983), the Court held that the inspection of a presentence report before a determination of guilt violated due process.  It reasoned that a court could not maintain its status as a neutral arbiter when it considered evidence theoretically inadmissible in a court of law and concluded that the 
practice
 
of the trial judge “of reviewing prior to a determination of guilt unsworn testimony not subject to the rigors of cross-examination, a review that does not take place before opposing parties in a court of law, is for all practical purposes an 
in camera
 proceeding.”
  Considering that the State concedes error and does not contend that the ex parte
 in camera
 interview was authorized under article 26.13(e) of the Code of Criminal Procedure, we need not address the application of the statute.  
See 
Tex. Code Crim. Proc. Ann. art. 26.13(e) (Vernon Supp. 2004-05). 

Appellant’s Failure to Object



Fundamental error may be presented for the first time on appeal.  For example, the question of former jeopardy is fundamental and may be raised at any time.  See Muncy v. State, 505 S.W.2d 925, 925 (Tex.Cr.App. 1974).  Similarly, an issue  concerning the disqualification of a judge may not be waived by the parties but may be presented on appeal even in the absence of an objection in the trial court.  Gamez v. State, 737 S.W.2d 315, 318 (Tex.Cr.App. 1987).  Because 
in camera
 proceedings are extraordinary events in the constitutional framework and 
ex parte 
proceedings are also condemned, we conclude that a denial of due process by the 
ex parte 
in camera 
interview of the victim and witnesses under the circumstances presented here violated the absolute systemic requirement of  process and that the error may be presented for the first time on appeal.  
See
 Mendez v. State, 138 S.W.3d 334 (Tex.Cr.App. 2004).

By its alternative response, the State contends appellant restarted the trial procedures on punishment by going to the jury for punishment and that no error is asserted in the restarted proceeding.  Then, the State concludes that by proceeding to a jury on punishment, appellant waived any error in the proceedings that led to the trial court’s refusal of the plea bargain.  However, the State cites no authority for its argument and we have found none.  Moreover, the State does not argue and the record does not show that  appellant relinquished any rights.  
See
 Muniz v. State, 138 S.W.3d 334
 (Tex.Cr.App. 1993).  Indulging every reasonable presumption against a waiver of fundamental constitutional rights, we reject the State’s suggestion that, after the trial court conducted its 
ex parte
  
in camera
 interview prohibited by 
McDonald
, appellant made any waiver of the error by proceeding to a trial by an impartial jury.  
See McDonald
,  662 S.W.2d at 7; 
Lyles v. State, 582 S.W.2d 138, 141 (Tex.Cr.App. 1979)
.  Appellant’s third issue is sustained.

Accordingly, the judgment is reversed and the cause is remanded to the trial court for a new trial.

Don H. Reavis

    Justice

Do not publish.
            
       

FOOTNOTES
1:For factual restatement, see our prior opinion of September 30, 2004.


