


McMath v. Katholi                                                   







April 15, 1999



NO. 4-98-0404



IN THE APPELLATE COURT



OF ILLINOIS



FOURTH DISTRICT







CAROLYN McMATH, Executor of the Estate of KENNETH McMATH, Deceased,

Plaintiff-Appellant,

v.

RICHARD E. KATHOLI, M.D.,

Defendant-Appellee.



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Appeal from

Circuit Court of 

Sangamon County

No. 94L126



Honorable

Sue E. Myerscough,

Judge Presiding.





______________________________________________________________________

JUSTICE STEIGMANN delivered the opinion of the court:

In February 1994, plaintiff, Carolyn McMath, sued defendant, Dr. Richard E. Katholi, for the wrongful death of her husband, Kenneth McMath.  Carolyn alleged that in February 1992, Katholi committed medical malpractice by failing to discover a cardiac emergency that later caused Kenneth's death.  In December 1997, the trial court conducted a three-day jury trial, and the jury returned a verdict in Katholi's favor.

Carolyn appeals, claiming that (1) members of the jury improperly discussed the case before the close of evidence, and those discussions led to an improper verdict; (2) the verdict was contrary to the medical testimony; and (3) the trial court abused its discre­tion by allowing Katholi to testify as an opinion witness although he did not disclose himself in accordance with Supreme Court Rule 213 (166 Ill. 2d R. 213).  We reject Carolyn's first two contentions, but we reverse and remand because we agree with her third contention.

I. BACKGROUND

The evidence presented at trial showed the following.  On February 25, 1992, Kenneth began experiencing some chest discomfort.  The next day, he visited his friend and primary-care physician, Dr. Edward Ulrich, who wrote a prescription for some indigestion Kenneth was experiencing.  Ulrich also recommended that Kenneth see a cardiol­ogist and referred him to Katholi.  

The following day, February 27, 1992, Kenneth and Carolyn went from their home in Lincoln, Illinois, to Katholi's office at Prairie Cardiovascular Center (Prairie Cardiovascular), which was located in Springfield, Illinois, in the same building as St. John's Hospital (St. John's), an inpatient hospital that had an emergency room.  Katholi was performing an invasive surgical procedure on another patient when Kenneth and Carolyn arrived, but his assistant, Marcey Knowles, contacted him by phone. 

Knowles told Katholi that Kenneth had suffered a heart attack in 1984 and had been treated at Prairie Cardiovascular.  She relayed the materials in Kenneth's old medical records to Katholi and told him that Kenneth had experienced chest discomfort and indigestion (a symptom of possible heart problems) over the past couple days and that these symptoms had awakened him at night.  However, Kenneth was not experiencing symptoms at the time of the visit. 

Katholi could have referred Kenneth to an on-call cardiolo­gist for immediate evaluation or sent him to the emergency room at St. John's if Katholi determined that Kenneth needed immediate attention.  Instead, Katholi told Knowles to set up an appointment the next morning for a cardiac catheterization, which is a diagnostic surgical procedure used to determine the degree of blockage in arteries around the heart.  Knowles followed these instructions, and the McMaths left to go home.

Approximately 40 minutes later, in their car during the trip home, Kenneth looked down and told Carolyn, "It got dark."  He then looked up, and said, "I see a light," and started breathing heavily.  Carolyn used the car phone to call for help.  An ambulance arrived and took Kenneth back to St. John's emergency room, where he was pro­nounced dead.  The emergency room records indicated that Kenneth had a condition called electromechanical dissociation, which occurs when the heart receives a normal electrical signal but nevertheless fails to pump.

In February 1994, Carolyn sued Katholi, alleging that Katholi committed malpractice by failing to conduct an examination of Kenneth or refer Kenneth to another, available doctor prior to sending him home and that this omission resulted in Kenneth's death.  In May 1996, in response to the trial court's discovery order, Katholi disclosed Dr. Aldred Heckman, Jr., as his only opinion witness.  Katholi never updated this disclosure.  

A jury trial proceeded from December 15, 1997, to December 17, 1997.  On the first day of trial, Carolyn presented Dr. Ronald Riner, who opined that Katholi had violated the standard of care for a cardiac specialist by failing to have Kenneth evaluated by a colleague or to refer him to the emergency room.  Riner also opined that Kenneth had unstable angina, which is a condition whereby the heart muscle is deprived of its blood supply, and that Kenneth's angina caused him to suffer a heart attack during the trip home from Katholi's office.

As part of this testimony, Riner discussed the possible causes of Kenneth's electromechanical dissociation.  Riner explained that the death of the heart muscle itself could lead to electromechanical dissociation and that Kenneth's angina could have caused the heart muscle to die.

On the second day of trial, Heckman testified that Katholi did not breach the standard of care for a cardiac specialist.  Heckman also discussed the possible causes of electromechanical dissociation.  One possible cause was a myocardial infarction, which is the occlusion of one of the arteries providing blood to the heart muscle.  Another possible cause was sudden internal bleeding, which occurs when an aneurysm ruptures.  Heckman stated that based on the medical records, he could not conclude what caused Kenneth's death.

On the third day of trial, Carolyn filed a motion captioned "Plaintiff's Third Motion 
In
 
Limine
," in which she sought to bar Katholi from testifying on his own behalf regarding the cause of Kenneth's death because Katholi had not disclosed himself as an opinion witness.  The trial court denied the motion. 

Katholi testified that the electromechanical dissociation noted in the emergency room records was inconsistent with Kenneth's having a heart attack.  Accordingly, Katholi opined that Kenneth died from "a complication of his gastroesophageal reflux," which is a gastric condition that commonly causes heartburn.  Katholi explained that he believed acid from Kenneth's stomach ate through the junction connecting the esophagus and the stomach, which is located near a major artery.  According to Katholi, the acid then ate through this artery, caused massive internal bleeding, and led to Kenneth's electromechanical dissociation and his death. 

After the jury returned a general verdict in Katholi's favor, Carolyn filed a posttrial motion, alleging the same errors she raises in this appeal.  Attached to her motion was the affidavit of a juror, stating that some jurors had discussed the case and had decided in favor of Katholi before any medical testimony had been presented.  The trial court allowed the affidavit into evidence over Katholi's objection but nevertheless denied Carolyn's motion.

This appeal followed.

II. ANALYSIS

On appeal, Carolyn argues that (1) members of the jury improperly discussed the case before the close of evidence, and those discussions led to an improper verdict; (2) the verdict was contrary to the medical testimony; and (3) the trial court abused its discre­tion by allowing Katholi to testify as an opinion witness although he did not disclose himself in accordance with Supreme Court Rule 213.  We agree only with Carolyn's third argument.

A. The Juror Affidavit

Relying on a juror affidavit, Carolyn first contends that the verdict resulted from improper jury discussions prior to the close of evidence.  The central question is whether Carolyn may impeach the verdict with a juror affidavit.  We conclude that she cannot.

As a general rule, testimony of jurors is inadmissible to impeach the jury's verdict.  
DiMarco v. City of Chicago
, 278 Ill. App. 3d 318, 326, 662 N.E.2d 525, 531 (1996).  In 
People v. Holmes
, 69 Ill. 2d 507, 516, 372 N.E.2d 656, 660 (1978), the Supreme Court of Illinois adopted Rule 606(b) of the Federal Rules of Evidence, which contains the only exception to the general prohibition of juror testimony.  Rule 606(b) states, in relevant part, as follows:

"Inquiry into validity of verdict ***.  Upon an inquiry into the validity of a verdict ***, a juror may not testify as to any matter or state­ment occurring during the course of the jury's deliberations or to the effect of anything upon that or any other juror's mind or emotions as influencing the juror to assent to or dissent from the verdict *** or concerning the juror's mental processes in connection therewith, except that a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jury's attention or whether any outside influence was improperly brought to bear upon any juror.  Nor may a juror's affidavit or evidence of any statement by the juror concerning a matter about which the juror would be precluded from testifying be received for these purposes."  28 U.S.C. app. Fed. R. Evid. 606(b) (1994).

(The above-quoted language of Rule 606(b) is slightly different than it was at the time the 
Holmes
 court adopted it.  However, the change of language is nonsubstantive and not relevant to this appeal.)

Under this rule, jurors may testify about their exposure to extraneous information, meaning facts not in evidence and not within the knowledge and observation of the jurors in the affairs of life.  However, they may not attempt to explain the effect of that informa­tion on the deliberative process.  
People v. Hobley
, 182 Ill. 2d 404, 462, 696 N.E.2d 313, 341 (1998); 
Waller v. Bagga
, 219 Ill. App. 3d 542, 546, 579 N.E.2d 1073, 1074 (1991), citing 
Holmes
, 69 Ill. 2d at 511-12, 372 N.E.2d at 658.

The affidavit presented to the trial court in this case did not come within the exception described in 
Holmes
.  Instead, it contained information pertaining solely to the conduct of jurors and their discussions in the jury room.  Irregularities taking place during deliberations do not constitute the type of extraneous influ­ence contemplated by the 
Holmes
 court.  In fact, that court discussed this very issue and wrote the following:

"[T]here appears to be `substantial authority' which, while allowing the testimony of a juror as to irregularities occurring outside the jury room, refuses to allow a juror to disclose irreg­ularities which occur in the jury room."  
Holmes
, 69 Ill. 2d at 515, 372 N.E.2d at 660.

In 
Hobley
, a criminal defendant sought to use juror affida­vits to establish that the jury foreperson was a police officer who had shown the other jurors his gun on the first day of the trial and had intimidated the other jurors into reaching a guilty verdict.  
Hobley
, 182 Ill. 2d at 463, 696 N.E.2d at 341.  Although the defendant sought to characterize the foreperson's conduct as improper extraneous influence, the supreme court concluded that the juror affidavits pertained only to the deliberative process by which the verdict was reached.  
Hobley
, 182 Ill. 2d at 463, 696 N.E.2d at 342.

Our conclusion follows directly from these authorities; the affidavit describing premature jury discussions pertained only to the deliberative process.  Although the trial court erred by allowing the juror affidavit into evidence, the court nonetheless correctly reject­ed Carolyn's contention regarding improper jury discussions.

B. The Medical Testimony

The material in this section is not to be published pursuant to Supreme Court Rule 23.  166 Ill. 2d R. 23.

Material omitted pursuant to Supreme Court Rule 23.

C. Katholi's Undisclosed Opinion Testimony

Finally, Carolyn argues that the trial court abused its discretion by allowing Katholi to opine regarding the cause of Kenneth's death even though Katholi did not disclose himself as an opinion witness in accordance with Supreme Court Rule 213(g).  166 Ill. 2d R. 213(g).

Katholi responds that (1) Carolyn forfeited her claim of error by failing to object at the time Katholi offered his opinion into evidence; and (2) Rule 213 did not require disclosure because Katholi was a party and Carolyn already knew what his opinion would be.  We agree with Carolyn.

1. Motions 
in
 
limine
, Contrasted With

Motions To Bar

Katholi first contends that Carolyn forfeited this claim of error because after the trial court denied Carolyn's motion 
in
 
limine
, she failed to object at trial.  We disagree.

Rulings on motions 
in
 
limine
 are considered interlocutory in nature, and they remain subject to reconsideration at trial.  
Chubb/Home Insurance Cos. v. Outboard Marine Corp.
, 238 Ill. App. 3d 558, 567-68, 606 N.E.2d 423, 429 (1992).  In fact, trial courts have broad discretion to deny motions 
in
 
limine
 and choose instead to consider the evidentiary issues raised in such motions only after the contested evidence is offered in the normal course of the trial.  
People v. Owen
, 299 Ill. App. 3d 818, 823, 701 N.E.2d 1174, 1178 (1998).  Accordingly, the failure to object when the contested evi­dence is offered generally constitutes forfeiture of the issue, and a pretrial motion 
in
 
limine
 will not preserve the question for review.  
Illinois State Toll Highway Authority v. Heritage Standard Bank & Trust Co.
, 163 Ill. 2d 498, 502, 645 N.E.2d 896, 898 (1994); 
Cunningham v. Millers General Insurance Co.
, 227 Ill. App. 3d 201, 204-05, 591 N.E.2d 80, 82-83 (1992).  

In 
Owen
, 299 Ill. App. 3d at 823, 701 N.E.2d at 1178, 
we discussed the interlocutory setting in which motions 
in
 
limine
 arise as follows:

"One difficulty common to all motions 
in
 
limine
 is that they occur--by definition--out of the normal trial context, and resolving such a motion requires the trial court to determine what that context will be.  Thus, the court must re­ceive offers of proof consisting either of live testimony or counsel's representations that the court finds sufficiently credible and reliable.  Because a motion 
in
 
limine
 typically asks the court to bar certain evidence, the supreme court has deemed such motions 'powerful weapons' and has urged caution in their use.  
Reidelberger v. Highland Body Shop, Inc.
, 83 Ill. 2d 545, 550, 416 N.E.2d 268, 271 (1981)."

Accordingly, we concluded that the trial court's refusal in that case to address the merits of the pretrial motion 
in
 
limine
 did not pre­serve for review the issues raised in the motion. 

Although 
Owen
 arose in the context of a criminal prosecu­tion, our discussion in that case of motions 
in
 
limine
 fully applies to civil suits such as the one before us.  In 
Owen
, we explained that pretrial motions 
in
 
limine
 are treated as interlocutory because the trial court is asked to address an evidentiary issue outside its normal trial context.  
Owen
, 299 Ill. App. 3d at 822-23, 701 N.E.2d at 1177-78.  However, in the present case, we are not really dealing with a motion 
in
 
limine
, even though that is what Carolyn called her motion.

Carolyn filed her motion on the last day of trial, just before Katholi was expected to testify.  Carolyn had completed her case in chief and Katholi was the only remaining witness in the defense case in chief.  A motion filed under those circumstances simply does not constitute a motion 
in
 
limine
, which is by definition a 
pretrial
 motion.  
Owen
, 299 Ill. App. 3d at 821-22, 701 N.E.2d at 1177-78; Black's Law Dictionary 1013 (6th ed. 1990).  Thus, Carolyn's motion should more properly be called a motion to bar, and the mere fact that she labeled it a motion 
in
 
limine
 does not change its essential nature or subject Carolyn to rules of procedure that apply only to pretrial motions.

We recognize that occasionally litigants will file a motion to bar evidence after the deadline for pretrial motions but before that stage of the trial when the evidentiary context for the motion has fully developed.  In such situations, the trial court may decide to address the motion on its merits if the court concludes (in its discretion) that doing so would be appropriate.  However, we doubt that courts will often so conclude because such motions will have all the disadvantages of a motion 
in
 
limine
 that we discussed in 
Owen
 (namely, the trial court will be asked to address an evidentiary issue outside of its normal context) without the advantages that a pretrial motion 
in
 
limine
 offers--namely, savings of time and judicial effi­ciency.  
Owen
, 299 Ill. App. 3d at 824, 701 N.E.2d at 1179. 

Eventually, however, the full context of the evidentiary issue will develop at trial, and a motion calling the issue to the trial court's attention at that time no longer presents the risk of an erroneous ruling that a pretrial motion 
in
 
limine
 presents.  Accord­ingly, any ruling on the merits of such a motion (which should proper­ly be designated a motion to bar) is 
not
 interlocutory in nature, and the unsuccessful movant need not object to preserve the issue for review.  When, as here, the evidence at issue is presented within minutes of the trial court's ruling, requiring another objection to preserve the issue would make no sense.

Carolyn filed her motion to bar after she had already completed her case in chief and Katholi was the only remaining witness for the defense.  The trial court ruled upon the merits of the motion, and then the parties discussed a few minor matters outside the jury's presence.  When the jury returned, Katholi called one of his previous witnesses to briefly explain a notation contained in one of the exhibits.  Immediately afterward, Katholi took the stand.

Carolyn moved to bar Katholi's opinion testimony after the evidentiary context had fully developed.  The trial court denied the motion on its merits, thereby preserving the issue for review.  Accordingly, we now turn to the merits of the motion.

2. Katholi's Failure To Disclose 

Pursuant to Rule 213

Prior to 1996, Supreme Court Rule 220 governed the disclo­sure of expert witnesses (134 Ill. 2d R. 220, repealed by order of June 1, 1995 (see Official Reports Advance Sheet No. 20 (September 27, 1995))).  The purpos­es behind that rule were similar to the purposes behind Rules 213(g) and (i)--namely, elimina­tion of surprise, expedit­ing trial prepara­tion
, 
and improving discov­ery procedures.  However, Rule 220 became mired in exceptions, which provided fertile ground for parties and their attorneys to engage in exactly the sort of gamesman­ship that the rule was intended to elimi­nate.  As a conse­quence, an unnecessari­ly complex body of case law developed concerning Rule 220.  See generally 
Yamnitz v. William J. Diestelhorst Co.
, 251 Ill. App. 3d 244, 255-56, 621 N.E.2d 1046, 1053-54 (1993) (Steigmann, P.J., concur­ring) (suggesting the repeal of Rule 220).  

Eventually, Rule 220 collapsed of its own weight, and in 1995 the supreme court repealed it and amended Rules 213 (dealing with written interrogatories) and 218 (dealing with pretrial conferences and orders) to address opinion witnesses.  166 Ill. 2d Rs. 213(g), (i), 218.  The supreme court's order repealing Rule 220 provided that the new discov­ery rules were to apply to all cases pending on January 1, 1996.  Further, the order required trial courts to hold a case management conference, pursuant to the amended Rule 218, before July 1, 1996.  166 Ill. 2d R. 218(a), eff. January 1, 1996.  In this case, the trial court entered a case manage­ment order in June 1996 and noted in that order that Katholi had completed his disclosure of all opinion testi­mony pursuant to Rule 213.  Heckman was Katholi's only disclosed opinion witness.

By the time of the December 1997 trial in this case, Rule 213 was in its current form and stated, in relevant part, as follows:

"(g) Opinion Witness.  An opinion witness is a person who will offer 
any
 
opinion
 
testimony
.  Upon written interrogatory, the party 
must
 state:

(i) the subject matter on which the opinion witness is expected to testify;

(ii) the conclusions and opinions of the opinion witness and the bases therefor; and

(iii) the qualifications of the opinion witness; and provide all reports of the opinion witness.

***

(i) Duty to Supplement.  A party has a duty to seasonably supplement or amend any prior an­swer or response whenever new or additional in­formation subsequently becomes known to that party.

If a deposition of an opinion witness is taken, the witness' testimony at trial will be limited to the opinion expressed therein ***."  (Emphasis added.)  177 Ill. 2d R. 213.

In 
Department of Transportation v. Crull
, 294 Ill. App. 3d 531, 538-39, 690 N.E.2d 143, 148 (1998), this court noted that Rule 213 "establishes more exacting standards regarding disclosure than did [Rule 220]."  Accordingly, we admonished trial courts to "be more reluctant under Rule 213 than they were under former Rule 220(1) to permit the parties to deviate from the strict disclosure requirements, or (2) not to impose severe sanctions when such deviations occur."  
Crull
, 294 Ill. App. 3d at 539, 690 N.E.2d at 148; see also 
Adami v. Belmonte
, 302 Ill. App. 3d 17, 24, 704 N.E.2d 708, 713 (1998) (fol­lowing 
Crull
).

The trial court allowed Katholi's opinion testimony after citing and reading from a provision in Rule 220 that excepted from disclosure any party whose professional malpractice formed the subject matter of the litigation.  134 Ill. 2d R. 220(c)(4), repealed by order of June 1, 1995 (see Official Reports Advance Sheet No. 20 (Septem­ber 27, 1995)).  Howev­er, the whole point of replac­ing Rule 220 with the amend­ments to Rule 213 and Rule 218 was to rid Illinois law of the myriad of excep­tions under the old rule.  Rule 213's 
mandatory
 disclo­sure requirement encompasses 
all
 
opinion
 
testi­mony
, including that of a party to the litigation.  We therefore conclude that the court abused its discre­tion by applying an exception to Rule 220 in a case governed by Rule 213.

In so concluding, we note that a surprise opinion presented for the first time at trial (as here) becomes no less a surprise because the witness rendering the opinion happens to be a party.  Perhaps this reasoning led the supreme court to reject the "party exception" previously contained in Rule 220(c)(4) when the court promulgated Rule 213.  Last, we note that pretrial difficulties typically associated with the disclosure of an opinion witness, such as scheduling and the like, are minimized when the witness to be disclosed is the party himself.    

We also reject Katholi's reliance upon the fifth district's opinion in 
Renshaw v. Black
, 299 Ill. App. 3d 412, 417, 701 N.E.2d 553, 557 (1998).  
Renshaw
 involved a legal malpractice suit where the plaintiffs did not disclose any opinion witnesses under Rule 213(g) but instead sought to rely upon the defendant's own 
admissions
 con­tained in her discovery deposition.  
Renshaw
, 299 Ill. App. 3d at 416, 701 N.E.2d at 556.  The 
Renshaw
 court concluded, "With a defen­dant professional, the identity and qualifications should not be at issue.  A defendant professional should not be heard to argue surprise when confronted by his or her own previously expressed opinions."  
Renshaw
, 299 Ill. App. 3d at 417, 701 N.E.2d at 557.  
Renshaw
's holding governs only those situations where a party is confronted with his 
own
 previ­ously expressed opinion which the other side is offering as an admis­sion by a party opponent.  That situation is entirely different than a case in which, as here, a party presents his own undisclosed opinion testimony at trial.

We also reject Katholi's additional contention that he somehow complied with Rule 213(g)'s disclosure requirement because his deposition testimony included a discussion of the possible causes of Kenneth's death.  The relevant portions of Katholi's discovery deposi­tion follow: 

"Q. [Carolyn's attorney:] Can you make a knowledgeable assumption as to whether [Kenneth's] death was related to his long-stand­ing coronary artery disease?

A. [Katholi:] That certainly would be one, coronary artery disease or heart disease certain­ly would have been one of the things that could have caused him to pass away suddenly on that day.

Q. At least initially it would be logical to assume that, but you don't know for sure since an autopsy wasn't done?

A. Right ***.

* * *

Q. [I]s [electromechanical dissociation] inconsistent with sudden death or just something that indicates to you that there may be some other cause of death?

A. It suggests, it wouldn't be totally inconsistent but it suggests a number of other explanations that would be more likely to cause that presentation than a sudden electrical ar­rest.

Q. What would some of those other more likely possibilities be?

A. Okay, rapid exsanguination such as from like a bleeding peptic ulcer or a ruptured aortic aneurysm, acute pulmonary embolism, a massive cerebral hemorrhage, pericardial tamponade, acute asthmatic attack or an aspiration into the vocal cords.

* * *

Q. Is there any other evidence in the re­cords that you can see that would lead you to believe that one of these other possibilities is more likely than another?

A. It would be just speculation."

At trial, Katholi testified as follows:

"Q. [Katholi's attorney:] Dr. Katholi, based upon the records that you reviewed *** after [Kenneth]'s death, *** do you have an opin­ion on the cause of *** death? 

A. After careful review of all the records and testimony I've *** heard here today, one cannot be completely sure because an autopsy was not done, but the portion of the evidence best fits that this gentleman had a catastrophic death due to a complication of his gastroesophageal reflux.

Q. And what's the basis of that, Dr. Katholi?

A. ***.

[I]n reviewing [Kenneth]'s rhythm strips in the emergency room ***, there were no acute changes on the EKG to suggest that he had *** just had a heart attack; and there was no abnormal heart rhythms like people have with cardiac sudden death where the heart goes into a chaotic irregu­lar rhythm."

Thus, in his deposition, Katholi stated that heart disease could be a cause of death; at trial, he said that the rhythm strips were incon­sistent with cardiac sudden death.  In his deposition, he gave a list of possible causes of death but specifically declined to conclude that one of those possibilities was more likely than any of the others.  At trial, he concluded that complications from Kenneth's apparent gastroesophageal reflux caused his death, with only the caveat that without an autopsy, "one cannot be completely sure."

Katholi seems to think that because his deposition testimony covered the same basic subject matter as the opinion he gave at trial, he somehow adequately complied with Rule 213.  However, Rule 213(i) specifically limits the opinion given at trial to the opinions dis­closed in discovery.  In other words, the proper inquiry asks not what questions were posed during the discovery deposition but instead asks what answers the deponent gave to those questions.  Here, Katholi gave different answers at trial than he did during his discovery deposi­tion.  He nevertheless would like to squeeze his trial testimony within the ambit of his discovery deposition testimony.  Carolyn, not surprisingly, contends that Katholi's trial testimony was completely new.

This particular disagreement between the parties seems to be exactly the sort of thing that a proper Rule 213 disclosure would have avoided.  Admittedly, the rule does allow a party to skip providing the actual opinion of someone who is disclosed as an opinion witness if those opinions were provided in a discovery deposition.  However, a party wishing to proceed along this route does so at his own risk: 

"The opinions expressed in a deposition need not be later specifically identified in Rule 213(g) answers but, upon objection at trial, 
the burden is on the proponent of the witness to prove the opinions were provided in deposition
 or Rule 213(g) interrogatory."  (Emphasis added.) 177 Ill. 2d R. 213.  

It follows that any disagreement as to whether the opinions expressed in a deposition and the opinions given at trial are the same must be construed against the proponent of the evidence.  

Applying that standard, we have no difficulty concluding that Katholi's testimony at trial was substantially different than his deposition testimony.  Katholi therefore cannot rely upon his discov­ery deposition as a substitute for the requirement of Rule 213(g)(ii), which requires the disclosure of his opinion.  166 Ill. 2d R. 213(g)(ii).  In addition, Rule 213(i) does not relieve a party of his obligation to identify which witnesses he intends to call at trial to give opinion testimony.  For this reason, even if Katholi had limited his testimony at trial to the opinions he provided during his deposi­tion, he would have nevertheless violated Rule 213(g)(i).  166 Ill. 2d R. 213(g)(i).

Accordingly, we conclude that the trial court abused its discretion by allowing Katholi's opinion testimony even though he did not disclose himself as an opinion witness.  Because of the difference in opinion testimony at trial regarding Kenneth's cause of death, we view this improperly admitted testimony as significantly prejudicing Carolyn's case, requiring reversal and remand for a new trial.

III. CONCLUSION

For the reasons stated, we reverse the trial court's judg­ment and remand for further proceedings consistent with the views expressed herein.

Reversed and remanded.

KNECHT, P.J., concurs.

COOK, J., dissents.

JUSTICE COOK, dissenting:

Former Supreme Court Rule 220(c)(4), effective until January 1, 1996, specifically provided that defendants such as the defendant in this case did not have to disclose themselves as expert witnesses.  Does Rule 213(g) change the "party exception" of former Rule 220(c)(4)?  Rule 213(g) does not say that it does so.  The majority concludes that Rule 213(g) changes the party exception because "the whole point of replacing Rule 220 with the amendments to Rule 213 and Rule 218 was to rid Illi­nois law of the myriad of excep­tions under the old rule."  Slip op. at 17.  It is an unusual rule of con­struc­tion that a new rule, which is silent on an issue, should be read one way because the old rule provided the other way.  The majori­ty reads Rule 213(g) not as it is written but as the majority would have written it.  Rule 213(g) is not a comprehen­sive solu­tion de­signed to replace Rule 220 and to answer every ques­tion that might arise regarding opinion wit­nesses.  Instead, the supreme court simply deleted Rule 220, with the option to make future adjust­ments as the law develops.  The more important rule is Rule 218, provid­ing for case management confer­ences, which gives the circuit court discre­tion to discuss the disclo­sure of expert witnesses with the parties, and to enter orders control­ling the subsequent course of the action.  166 Ill. 2d R. 218.  		

Rule 213(g) first defines "opinion witness" as "a person who will offer any opinion testimony."  166 Ill. 2d R. 213(g).  Rule 213(g) then provides that upon written interrogato­ry the party must give the opinion witness' (1) subject matter, (2) conclu­sions and opin­ions, (3) bases therefor, (4) qualifi­ca­tions, and (5) re­ports.  166 Ill. 2d R. 213(g).  It is clear that Rule 213(g) does away with the former distinc­tion between re­tained and nonretained experts.  It appears that Rule 213(g) does away with any dis­tinction between lay opinions and expert opin­ions ("con­clu­sions and opinions").  It is not clear that Rule 213(g) ex­presses a desire to treat a party the same as any other opinion witness.  Rule 213(g) does not say that an opinion witness is "any" person who will offer opinion testi­mony.

There are problems with applying the opinion witness rules to parties.  When defen­dant calls plain­tiff as an adverse witness at trial (735 ILCS 5/2-1102 (West 1996)), plain­tiff may now object that the ques­tioning asks for opinion testi­mony (
e.g.
, "how fast was your car going?," "were you intoxicated?") and that defen­dant did not dis­close what plaintiff's conclusions and opinions would be, or what plaintiff based them on.  The same is true when plain­tiff calls defendant as an adverse witness.  There are special problems in malpractice cases.  A defen­dant may be pre­vent­ed from testi­fying in his own medical malprac­tice case unless he has voluntari­ly, without any specific ques­tioning by plain­tiff, told plain­tiff every­thing plain­tiff later decides might be useful.  Under the majority's rule, the doctor in the present case is prohibited from testify­ing on the central issues of this case.  The doctor may not testify that he acted proper­ly or that he was not negli­gent.  Should we now strike the doctor's answer to the complaint, in which he made those same deni­als?  		The majority has adopted an absolute rule for compli­ance with Rule 213(g), which admits of no excep­tions and allows no discre­tion to the trial court.  See 
Crull
, 294 Ill. App. 3d at 539, 690 N.E.2d at 148 ("Trial courts should be more reluctant under Rule 213 than they were under former Rule 220 (1) to permit the parties to deviate from the strict disclosure requirements, or (2) not to impose severe sanctions when such deviations occur").  The majority's zero-tolerance policy is unrealistic.  The purpose of discovery sanctions is not to punish but, rather, to insure a fair discovery and a trial on the merits.  Each case presents a unique factual situation that is to be considered in determining whether a sanction is to be imposed.  
Sobczak v. Flaska
, No. 1-97-0599, slip op. at 12 (December 28, 1998), ___ Ill. App. 3d ___, ___, ___ N.E.2d ___, ___; see also 
Shimanovsky v. General Motors Corp.
,
 181 Ill. 2d 112, 123, 692 N.E.2d 286, 291 (1998).  Trial courts should be encouraged to think about these complicat­ed matters, not penalized when they depart from what the majority sees as an absolute rule.  		

There is a problem with enforc­ing strict compli­ance in this case.  Plain­tiff did not file Rule 213(g) interroga­to­ries.  Plain­tiff would respond that he did not have to, that there was a case manage­ment conference at which the disclo­sure of opinion witness­es was discussed, and the answers were filed in response to the order entered at that case manage­ment conference.  I agree with that argument, but the argu­ment is inconsistent with the majority's strict compli­ance approach.  Plaintiff's inter­rog­a­to­ries may be ex­cused, but so may be defendant's an­swers, when that informa­tion is otherwise made available to plaintiff.  The circuit court should have discre­tion in these cases how disclo­sure may be accom­plished and what disclo­sure is sufficient.

There are dangers with a rule that permits no devia­tion from what are held to be strict disclosure require­ments and requires severe sanctions when such deviations occur.  It is dangerous to always rule against the party making discov­ery.  When the court takes such a one-sided posi­tion, some liti­gants will be more interested in imposing sanctions on their opponent than in obtaining disclo­sure from him.  Plain­tiff here knew in advance what defendant's testi­mony would be, but waited until the last possi­ble moment to bring the issue to the atten­tion of the trial court.  Why didn't plaintiff raise this issue at the case manage­ment conference?  Plaintiff knew at that time that defen­dant would be offering opinion testimony.  
The answer is that plain­tiff did not want more infor­mation about defendant's opinion testimo­ny.  Plaintiff wanted to keep defen­dant from giving any opinion testimony.         		

A litigant will have no knowledge of the identi­ty of, or the opinions of, an opposing retained expert witness, but a litigant will know who the oppos­ing party is and can and should take the opposing party's deposi­tion.  The infor­mation listed in Rule 213(g) is designed to allow the opponent to take a thorough deposition of an opinion witness.  The deposi­tion, where the opinion witness is subjected to cross-examina­tion, is the great legal engine of truth.  What sense does it make, when the oppo­nent has acquired the informa­tion covered by Rule 213(g), and has been able to take the deposi­tion of the opinion witness, to prevent the opinion witness from testify­ing because Rule 213(g) answers to inter­rog­a­tories were not filed?  Why, when we have subjected the opinion to deposition cross-examination, should we go back­ward and then require the listing of the opinion in an answer to a Rule 213(g) interrog­atory?  Rule 213(i) indicates that we do not have to go backward:  

"If a deposition of an opinion witness 

is taken, the witness' testimony at trial 

will be limited to the opinion expressed 

there­in, in addition to those opin­ions identi-

­fied in answers to Rule 213(g) interrogato­ries.  

The opinions expressed in a deposition 

need not be later specifically identified in 

Rule 213(g) answers but, upon objection at 

trial, the burden is on the proponent of the 

witness to prove the opin­ions were provided 

in deposi­tion or Rule 213(g) inter­rogatory."  

177 Ill. 2d R. 213(i).

The majority states that, even if the testimony at trial was limited to the opinion expressed in the deposition, a viola­tion of Rule 213(g) nevertheless occurred, and the testimony was improp­erly admitted.  The majority indicates this is somehow true because of Rule 213(f), which requires an answer disclosing the witnesses who will testify at trial and the subject of their testimony.  I assume Rule 213(f) was complied with for Dr. Katholi.  It is unusual to take the deposition of an opinion witness who has not been identified in Rule 213(g) answers, but if such a deposition is taken, Rule 213(i) indi­cates there is no duty to amend the answers to state the opin­ions given.     	

Plain­tiff argues that such an inter­preta­tion of Rule 213(i) will "put the plaintiff's attorney in the impossi­ble posi­tion of having to decide whether relevant ques­tions to be asked during a discovery deposition should not be asked because they may allow the depo­nent to give opinions at trial even though he or she was not previously identified as an opinion witness."  Plaintiff's argument reflects a fundamental misunderstanding of the discovery process.  The discovery process is designed to give a litigant the opportunity to discover whatever information may be relevant to his case.  The discovery process is not designed to give litigants technical argu­ments by which they can keep evi­dence from being admitted at trial, when they were in fact afforded a fair oppor­tu­nity to discover that evi­dence.  

There is more to the waiver argument in this case than whether plaintiff's motion is labeled a motion 
in
 
limine
 or a motion in bar.  During the argument on plaintiff's motion, the trial court asked plaintiff's attorney, "Which statute [(rule)] are we under?" and plaintiff's attorney respond­ed, "I want to say 220 but I'm not sure."  The trial court then read Rule 220(c) to the par­ties, and the lan­guage that the opinion of a party could be the subject of disclo­sure by deposi­tion only.  Plaintiff's attorney did not object that some other analysis should be applied.  The court asked whether the doctor's deposi­tion had been taken and whether he had testi­fied to his opinions in his deposi­tion.  (The deposi­tion had been taken under Rule 220, which required plain­tiff to inquire at the deposition regarding defendant's opin­ions.)  Defendant's attor­ney re­spond­ed in the affir­ma­tive.  The court inquired further:  "And you're telling me, Mr. Velde, that paragraphs 2 and 4, opinions regard­ing the cause of Mr. McMath's death and the possible causes of chest pain on February 27th, have been inquired into in the deposition, isn't that correct?"  Defendant's attor­ney again responded in the affirma­tive.  Plaintiff's attorney then responded:  "Your honor, I will--I think we'll stipulate he was asked ques­tions about those two issues."  The trial court immedi­ately ruled that the doctor could testify to those issues.

Plaintiff waived the issue on which the majority now revers­es first by encouraging the trial court to rule under Rule 220, and then by stipulating that the opinions were provided in deposition, which would make them admissible under Rule 213(i) as well.  The majority states, "we have no difficulty conclud­ing that Katholi's testimony at trial was substantially different than his deposition testimony."  Slip op. at 22.  That deci­sion, however is for the trial court, not for us.  (Plain­tiff also never objected in the trial court that Katholi's testimony at trial was substantially different from his deposi­tion testimo­ny.)  Plain­tiff waived this issue in the trial court, and in any event the trial court's decision that the opinions were provided in deposition was not an abuse of discretion, unless you accept the majority's argument that the trial court had no discretion.  		I would affirm the decision of the trial court.

