                                                                           FILED
                                                                       Jan 30 2020, 8:40 am

                                                                           CLERK
                                                                       Indiana Supreme Court
                                                                          Court of Appeals
                                                                            and Tax Court




ATTORNEY FOR APPELLANT                                     ATTORNEYS FOR APPELLEE
Kurt A. Young                                              Curtis T. Hill, Jr.
Nashville, Indiana                                         Attorney General of Indiana
                                                           Courtney Staton
                                                           Deputy Attorney General
                                                           Indianapolis, Indiana



                                            IN THE
    COURT OF APPEALS OF INDIANA

Joseph K. Smith,                                           January 30, 2020
Appellant-Defendant,                                       Court of Appeals Case No.
                                                           19A-CR-1515
        v.                                                 Appeal from the Marion Superior
                                                           Court
State of Indiana,                                          The Honorable Sheila A. Carlisle,
                                                           Judge
Appellee-Plaintiff.
                                                           The Honorable Stanley Kroh,
                                                           Magistrate
                                                           Trial Court Cause No.
                                                           49G03-1808-F1-25558



Riley, Judge.




Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020                           Page 1 of 22
                                 STATEMENT OF THE CASE
[1]   Appellant-Defendant, Joseph Smith (Smith), appeals following his conviction

      for rape, a Level 1 felony, Ind. Code § 35-42-4-1(a)(1); criminal confinement, a

      Level 5 felony, I.C. § 35-42-3-3(a); strangulation, a Level 6 felony, I.C. § 35-42-

      2-9(c); and domestic battery, a Class A misdemeanor, I.C. § 35-42-2-1.3(a)(1).


[2]   We affirm.


                                                    ISSUES
[3]   Smith presents two issues on appeal, which we restate as the following:


              (1) Whether the trial court abused its discretion when it excluded
                 certain evidence, preventing Smith from exercising his right to
                 present a full defense; and


              (2) Whether the trial court abused its discretion when it denied
                 Smith’s motion for mistrial.


                       FACTS AND PROCEDURAL HISTORY
[4]   Smith and J.R. were romantically involved from 2013 to 2017 and have two

      children together. In the summer of 2018, Smith contacted J.R. on social

      media, and the two began exchanging messages. J.R. was dating Aaron Perry

      (Perry) at the time. On July 31 and August 1, 2018, J.R. and Smith continued

      to message each other, and J.R. spent time with Smith at the homes of mutual

      friends.




      Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020       Page 2 of 22
[5]   On August 2, 2018, Smith texted J.R. asking for a ride from a home in the 600

      block of North Linwood Avenue in Indianapolis, Indiana. J.R. had been

      wearing pants but assented to Smith’s request that she wear a dress when she

      picked him up. When J.R. arrived at the home on Linwood, Smith approached

      from an alley and got into J.R.’s vehicle. Smith had a red book bag with him.

      Smith directed J.R. to pull around the back of the home into the alley. When

      J.R. asked why, Smith retrieved a knife-like letter opener from his book bag,

      showed it to J.R., and told her she “was either going to give him what he

      wanted, or he was going to take it from [her].” (Transcript Vol. III, p. 25). J.R.

      believed that Smith would stab her if she did not comply, so she pulled her

      vehicle into the alley, parked, and turned off the motor as Smith instructed.


[6]   Smith replaced the letter opener in his book bag and took out a small clamp, an

      eyeglasses lanyard, and Velcro handcuffs. Smith repeatedly told J.R. that, if she

      did not give him what he wanted, he would take it. J.R. told Smith that she did

      not want to have any sexual contact with him, which made Smith angry. Smith

      pulled down the top of J.R.’s dress, exposing her right breast. Smith placed the

      small clamp on J.R.’s nipple, removed the clamp, and placed his mouth on

      J.R.’s breast. Smith pushed aside J.R.’s underwear and placed his fingers

      within her vagina. After discovering there was not adequate room in the back

      seat for them, Smith exited the vehicle, opened the driver’s side door, and

      placed the eyeglasses lanyard around J.R.’s neck. Smith tightened the lanyard

      to the extent that J.R. could not breathe and began to lose consciousness.

      While strangling J.R., Smith used his free hand to digitally penetrate J.R.’s


      Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020     Page 3 of 22
      vagina. J.R. tried to push him away, and Smith eventually released the

      lanyard. Smith next had J.R. position herself on her hands and knees in the

      front seat and placed his mouth on her vagina. J.R. succeeded in pushing

      Smith away. J.R. cried and asked Smith why he was doing these things. Smith

      replied that J.R. “deserved everything [she] got.” (Tr. Vol. III, p. 33). J.R. did

      not desire to engage in any of this physical contact with Smith and told him

      repeatedly to stop.


[7]   By this time J.R. was hyperventilating, and Smith began to cry as well. Smith

      got back into the passenger side seat and replaced all his belongings, apart from

      the lanyard, in his book bag. Because she was scared and did not know how

      else to get Smith out of her car, J.R. complied with Smith’s request that she take

      him to purchase a beverage and leave him at a nearby plasma donation center.

      Before going into the donation center, Smith informed J.R. that he would tell

      Perry about their contact and took a photograph of J.R. in her car as proof.

      J.R. immediately deleted from her phone all the messages she and Smith had

      exchanged.


[8]   Around 2:00 p.m., J.R. messaged her friend Emily Nixon (Nixon), asking

      Nixon to call her and providing her new telephone number. Nixon

      immediately telephoned, and J.R. reported that she had met with Smith and

      had been hurt. J.R. seemed panicked, was emotional, and had labored

      breathing. J.R. was by herself when she spoke with Nixon. Nixon told J.R. to

      contact the police, but J.R. declined. After Nixon hung up with J.R., she

      telephoned Perry, thinking that he might arrive more quickly at J.R.’s home

      Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020      Page 4 of 22
       than Nixon herself could. Nixon reached Perry at his place of business, and he

       left work immediately after she called. Nixon also left work and proceeded to

       J.R.’s home, calling 9-1-1 on the way.


[9]    When Nixon arrived at J.R.’s home approximately fifteen minutes later, J.R.

       was still alone and upset. Shortly thereafter, Perry arrived. Perry remained at

       the door of J.R.’s home as he was told what had happened. Perry became upset

       and left before the police arrived. Nixon and J.R. both gave statements to the

       police. At 4:56 p.m. J.R. messaged Smith attempting to determine whether he

       was still at the plasma donation center. During the course of their messaging,

       J.R. told Smith she needed to speak with him “[‘c]ause what you did was

       fucked up,” to which Smith replied, “What I’m about to do is even worse[.]”

       (Exh. 8, Exh. Vol. I, p. 16). The police remained at J.R.’s home until Nixon

       drove J.R. to the hospital around 6:00 p.m. for a forensic examination.


[10]   Nurse Nakia Bowens (Nurse Bowens) performed a sexual assault examination

       on J.R. which revealed vein engorgement in the whites of J.R.’s eyes, redness

       on the tops of her ears and behind her left ear, and a linear red mark on the left

       side of her neck, all of which were consistent with strangulation by ligature.

       J.R. also had some redness in her vaginal area where the vestibule and labia

       majora met, which was consistent with vaginal digital penetration. The Post-

       Assault Sexual History portion of the medical records generated as a result of

       J.R.’s examination indicated as follows: “Patient states she engaged in the

       consensual sexual acts: Positive for Sexual Contact, anal sex, vaginal sex and



       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020      Page 5 of 22
       oral sex post-assault with ejaculation” with Perry. (Def.’s Hrg. Exh. A, Exh.

       Vol. I, p. 118).


[11]   Shortly after he messaged with J.R. after the offenses, investigators found

       Smith, who was still at the plasma donation center. Smith gave investigators a

       statement. Smith acknowledged being with J.R. that afternoon but denied

       touching J.R. in any manner. Smith also reported that he had retrieved a pair

       of scissors for J.R. while he and J.R. were together that day in a house.


[12]   On August 6, 2018, the State filed an Information, charging Smith with two

       Counts of rape as Level 1 felonies for the two instances of digital penetration

       while armed with a deadly weapon, one Count of criminal confinement

       elevated to a Level 3 felony for Smith’s use of a deadly weapon, one Count of

       criminal confinement as a Level 5 felony for confining J.R. in her vehicle,

       strangulation, battery resulting in bodily injury, domestic battery, possession of

       marijuana, and possession of paraphernalia. 1 On May 2, 2019, Smith filed a

       motion seeking a preliminary ruling on the admissibility of the Post-Assault

       Sexual History portion of J.R.’s medical records. Smith argued that this

       evidence was admissible under Indiana Evidence Rule 412 to show that J.R.’s

       injuries were caused by someone else and that its admission was necessary for

       his constitutionally-protected right to present a defense.




       1
         The trial court granted the State’s pre-trial motion to dismiss the possession of marijuana and paraphernalia
       charges.

       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020                              Page 6 of 22
[13]   On May 21, 2019, the trial court held a hearing on Smith’s motion. Prior to the

       commencement of the hearing, the State represented to the trial court that,

       because it could not be determined when J.R.’s vaginal injury occurred, it did

       not intend to admit evidence of that injury or J.R.’s medical records at trial.

       Smith argued that, if the State presented any evidence of injury to J.R., the

       Post-Assault Sexual History evidence was relevant and admissible. Nixon

       testified about the timeline of her contact with J.R. and Perry on August 2,

       2018. Nixon specified that J.R. and Perry were never alone when Perry was

       briefly at J.R.’s home that day, she was with J.R. the entire time apart from

       when they gave their statements to the police, and Perry never returned to the

       home. J.R. recounted her version of events. J.R. denied that she had post-

       assault sexual contact with Perry, and she denied reporting that she had to

       Nurse Bowen. J.R. testified that she had not had sex with Perry for four-to-five

       days before the offenses, they did not engage in any rough sex or strangulation,

       and that the injuries she had on August 2, 2018, were not the result of any

       sexual contact she had with Perry.


[14]   Nurse Bowens testified at the hearing that it was impossible to determine when

       a particular vaginal injury had occurred. Nurse Bowens doubted the accuracy

       of J.R.’s Post-Assault Sexual History as it appeared in the printout of J.R.’s

       medical records. Nurse Bowen explained that, at the time of J.R.’s

       examination, the hospital had recently converted to electronic charting. After

       the switch, it was discovered that, at times, printouts of medical records did not

       match the data that had been input on the electronic chart. One problem that


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020      Page 7 of 22
       had been discovered was that sections of data were not printed. It had also

       been discovered that data sometimes appeared in the wrong location in the

       printout. As to J.R.’s medical records, a Pre-Assault Sexual History section

       should have appeared in J.R.’s medical records, but it did not. At the very

       least, the medical records should have shown ‘none’ under a Pre-Assault Sexual

       History. According to Nurse Bowen, it was very possible that the information

       appearing in J.R.’s Post-Assault Sexual History in her medical records was her

       reported Pre-Assault Sexual History. However, Nurse Bowen had no

       independent recollection of J.R.’s examination, and she did not know what J.R.

       had actually reported.


[15]   The trial court found that, although the medical records were an exception to

       the hearsay rule, in light of Nurse Bowen’s testimony, it could not deem the

       records at issue to be reliable. The trial court also found that, given the

       timelines provided by J.R. and Nixon, there was no opportunity for any post-

       assault sexual activity between J.R. and Perry. The trial court denied Smith’s

       motion, finding the evidence to be inadmissible under Indiana Evidence Rules

       412 and 403.


[16]   On May 30, 2019, the trial court convened Smith’s two-day jury trial. Smith

       moved the trial court for an order in limine prohibiting the State from admitting

       J.R.’s medical records or evidence that J.R. had previously procured a

       protective order against him. The prosecutor declared her intention not to seek

       admission of the medical records and stated that she did not intend to bring up



       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020          Page 8 of 22
       the subject of the protective order. The trial court granted Smith’s motion in

       limine.


[17]   Nixon testified and was cross-examined about the fact that J.R. did not say

       Smith had raped her when she initially spoke with Nixon on the telephone and

       J.R. did not wish her to contact the police or Perry. J.R. testified about the

       offenses. As the prosecutor questioned J.R. about why she had changed into a

       dress that day before meeting Smith, J.R. responded:


                 Because in the messages that we were sending back and forth,
                 that’s one thing that he told me I had to do was put a dress on to
                 come see him or he was going to let my boyfriend know that me
                 and him had been in communication, which was against the
                 protective order that I had filed against him.


       (Tr. Vol. III, p. 28). Smith immediately moved for a mistrial because J.R. had

       violated the order in limine prohibiting the State from mentioning the protective

       order. The trial court denied Smith’s mistrial motion, finding that J.R.’s

       reference to the protective order was not precipitated intentionally by the State

       and that the single brief reference did not place Smith in a position of grave

       peril. The trial court offered Smith the option to strike J.R.’s testimony or to

       have a curative instruction given to the jury to ignore J.R.’s testimony. Smith

       declined those options because he felt that, since the instant offenses were

       crimes of violence, he could no longer receive a fair trial. The prosecutor

       represented to the trial court that she had instructed J.R. not to mention the

       protective order, and the trial court requested that J.R. be re-instructed. No

       other evidence of the protective order was admitted at trial. J.R. testified that

       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020           Page 9 of 22
       after the offenses, she had injuries to her neck which were photographed at the

       hospital.


[18]   Smith’s counsel cross-examined J.R. about the fact that Perry was her boyfriend

       at the time, J.R. did not inform Perry that she had been in contact with Smith,

       J.R. was worried about Perry finding out about her contact with Smith, and

       J.R. believed that Perry would discontinue their relationship if he found out

       about her contact with Smith. J.R. also testified on cross-examination that, at

       the plasma donation center, Smith threatened to tell Perry about his contact

       with J.R., she did not want Smith to send the photograph he took of her to

       Perry, and that she had deleted the messages between her and Smith. In

       response to Smith’s questions, J.R. confirmed that she had told Nixon not to

       call Perry or the police, that Perry was indeed upset after he came to J.R.’s

       home on the day of the offenses, and that, after talking to Perry, J.R. was

       concerned that Perry would leave her.


[19]   Smith testified that J.R. had agreed to have sex with him on August 2, 2018,

       and that they met for that purpose. Smith denied removing the letter opener

       from his book bag but stated that he had a pair of scissors that he took out of his

       book bag while they were in the car in order to open a package of aspirin.

       Smith testified that he had removed J.R.’s right breast from her dress, placed

       the clamp and his mouth on J.R.’s nipple, touched the outside of her

       underwear, and gently touched her vagina with his hand while he touched his

       own genitals. According to Smith, the encounter was cut short when J.R.

       decided to remain faithful to Perry. The prosecutor questioned Smith about the

       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020    Page 10 of 22
       discrepancies between his initial statement to police that he had not touched

       J.R. that day and that he had retrieved the scissors for her in the house.


[20]   During closing statements, Smith argued that J.R. reported the offenses because

       she was ashamed that she had sex with Smith and feared that Smith would

       inform Perry about it. Smith argued his theory that the contact that day was

       consensual based on evidence the two had been communicating, J.R. changed

       into a dress before meeting him, the claimed contact would have been difficult

       to achieve without consent, J.R. had opportunity to leave or fight back but did

       not, she drove Smith to purchase tea and then to the plasma donation center,

       tried to cover up what had happened by deleting her messages with Smith, and

       that she had told Nixon not to contact Perry or the police. Smith also pointed

       out to the jury that the State had not presented any evidence of injury to J.R.’s

       vagina from the alleged rape.


[21]   The jury found Smith guilty on all charges. On June 11, 2019, the trial court

       vacated one of Smith’s rape convictions, his Level 5 felony criminal

       confinement conviction, and his domestic battery conviction due to double

       jeopardy concerns. The trial court also entered judgment on the remaining

       criminal confinement conviction as a Level 5 felony because the rape offense

       entailed the use of the same deadly weapon to elevate it to a Level 1 felony.

       The trial court sentenced Smith to an aggregate sentence of thirty years, with

       eight years suspended to probation.


[22]   Smith now appeals. Additional facts will be provided as necessary.


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020     Page 11 of 22
                                DISCUSSION AND DECISION
                                              I. Exclusion of Evidence

[23]   Smith contends that the trial court erred when it excluded J.R.’s Post-Assault

       Sexual History from the evidence. Our standard of review of a trial court’s

       exclusion of evidence is well-settled: We review it only for an abuse of

       discretion. Griffith v. State, 31 N.E.3d 965, 969 (Ind. 2015). An abuse of

       discretion occurs when the trial court’s ruling is clearly against the logic and

       effect of the facts and circumstances before it. Blount v. State, 22 N.E.3d 559,

       564 (Ind. 2014).


                                           A. Indiana Evidence Rule 412

[24]   Smith sought to have J.R.’s Post-Assault Sexual History admitted pursuant to

       Indiana Evidence Rule 412, commonly referred to as the Rape Shield Rule.

       Hall v. State, 36 N.E.3d 459, 463 (Ind. 2015). Rule 412 prohibits the admission

       of any evidence offered to prove that a victim engaged in other sexual behavior

       or to prove a victim’s sexual predisposition in a criminal proceeding involving

       alleged sexual misconduct. Ind. Evidence Rule 412(a)(1)-(2). The purpose of

       the Rule is to prevent the victim of a sexual assault from being placed on trial

       and to remove impediments to reporting sex crimes. Conrad v. State, 938

       N.E.2d 852, 855 (Ind. Ct. App. 2010). The Rule embodies Indiana’s Rape

       Shield Statute, codified at Indiana Code section 35-37-4-4, which recognizes

       that “inquiry into a victim’s [other] sexual activity is sufficiently problematic

       that it should not be permitted to become the focus of the defense.” Williams v.

       State, 681 N.E.2d 195, 200 (Ind. 1997).

       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020      Page 12 of 22
[25]   However, Rule 412’s prohibition on evidence of the victim’s other sexual

       behavior or predisposition is not absolute. The Rule provides exceptions in

       relevant part as follows:


               (1) Criminal Cases. The court may admit the following evidence
                   in a criminal case:


                    (A) evidence of specific instances of a victim’s or witness’s
                       sexual behavior, if offered to prove that someone other
                       than the defendant was the source of semen, injury, or
                       other physical evidence; [and]

                        ****

                    (C) evidence whose exclusion would violate the defendant’s
                       constitutional rights.


       Evid. R. 412(b)(1)(A), (C). In addition, even when evidence falls within one of

       these exceptions and is admissible, it must still be relevant and admissible under

       Evidence Rules 401 and 403. Williams, 681 N.E.2d at 200-01. Smith argues

       that the evidence was admissible to foreclose “the possibility of him being the

       cause of J.R.’s vaginal injury,” its exclusion deprived him of his constitutional

       right to present a full defense, and that any irregularities present in J.R.’s

       medical records went to its weight, not its admissibility. (Appellant’s Br. p. 20).

       We address each of these arguments in turn.


                       B. Admission to Prove Vaginal Injury Caused by Someone Else

[26]   Smith argues that the evidence was admissible to prove that J.R.’s slight vaginal

       injury, as documented in her medical records, was caused by someone else.


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020         Page 13 of 22
       This court examined a similar claim in the case of Pribie v. State, 46 N.E.3d

       1241 (Ind. Ct. App. 2015), trans. denied. In Pribie, victim C.G. attended a house

       party at Pribie’s home. Id. at 1244. C.G. became intoxicated, threw up, and

       eventually fell asleep. Id. Pribie woke up C.G. seeking sex, but she refused. Id.

       Pribie forced C.G. into his bedroom, penetrated her, but stopped when he heard

       a voice coming from the living room. Id. at 1244-45. Another friend found

       C.G. in Pribie’s bed and offered to call the police. Id. at 1245. C.G. declined

       because she was on probation. Id. C.G. procured some clothing and got into

       the bed of Pribie’s housemate, whom she had previously dated. Id. C.G. and

       the housemate had sex. Id. at 1246.


[27]   C.G. decided to press charges against Pribie and underwent a forensic sexual

       assault examination at a hospital. Id. at 1245. Pribie’s DNA was not found,

       but that of an unknown male was. Id. Pribie was charged with Class B felony

       rape and at trial sought to introduce the evidence from the sexual assault

       examination of the unknown male’s DNA. Id. at 1245-46. The trial court

       found that the evidence was barred by Rule 412, but the jury was allowed to

       hear that the sexual assault examination had not revealed the presence of

       Pribie’s DNA. Id. The State relied only on C.G.’s testimony to convict Pribie.

       Id. at 1248. It did not introduce any evidence of injury, DNA, or other physical

       evidence that it claimed belonged to or was caused by Pribie. Id.


[28]   On appeal, Pribie argued that the DNA evidence was admissible to show

       someone other than he was the source of the male DNA. Id. In affirming the

       trial court’s evidentiary ruling, this court disagreed, holding that
       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020    Page 14 of 22
                [t]he rule contemplates that if the State had presented the
                unknown male DNA to the jury, Pribie then would have been
                allowed to present evidence showing that the DNA came from
                someone else. The same is true if the State had presented
                evidence of injuries to C.G. to any other physical evidence of the
                rape; the exception ensures a defendant’s ability to rebut any
                inference that he was connected to such evidence.


       Id. (emphasis in original). The court found that the exception allowing a

       defendant to rebut physical evidence presupposes the admission of that

       evidence and that the fact that the State did not rely on physical evidence to

       convict Pribie meant that the exception did not apply. Id.


[29]   The same is true here. Smith urges that the J.R.’s Post-Assault Sexual History

       was relevant to prove that someone other than he caused the injury to J.R.’s

       vagina. 2 However, the State did not introduce evidence of the injury to J.R.’s

       vagina at trial, and, therefore, there was nothing for Smith to rebut with the

       Post-Assault Sexual History evidence. Thus, the exception did not apply. Id.


                                          C. Constitutional Right to a Defense

[30]   Smith also argues that the evidence was admissible under the Rule’s exception

       that provides for the admission of “evidence whose exclusion would violate the

       defendant’s constitutional rights.” Evid. Rule 412(b)(1)(C). He further




       2
         Smith does not argue on appeal that the evidence was relevant to show that someone else caused the
       injuries to J.R.’s head and neck, evidence of which was used by the State to convict him. Regardless, we
       note that there was no evidence presented at the Rule 412 hearing or at trial linking the sexual acts listed in
       J.R.’s Post-Assault Sexual History with injuries to the neck and head.

       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020                                Page 15 of 22
       contends that the State’s failure to present evidence of J.R.’s vaginal injury

       “concealed significant evidence from the jury” and infringed upon his

       constitutionally-protected right to present a full defense. (Appellant’s Br. p. 14).


[31]   Whether it is rooted directly in the Due Process Clause of the Fourteenth

       Amendment or the Compulsory Process or Confrontation clauses of the Sixth

       Amendment, the Constitution guarantees criminal defendants a meaningful

       opportunity to present a complete defense. Crane v. Kentucky, 476 U.S. 683, 690

       (1986). The admission of evidence showing that a victim had engaged in other

       sexual behavior “may . . . be required when the trial court restricts a defendant

       from giving his own account of the events at issue.” Williams, 681 N.E.2d at

       201. However, although the right to present a defense is fundamental and of

       the utmost importance, it is not absolute. Marley v. State, 747 N.E.2d 1123,

       1132 (Ind. 2001). “‘[T]he accused, as is required by the State, must comply

       with established rules of procedure and evidence designed to assure both

       fairness and reliability in the ascertainment of guilt and innocence.’” Id.

       (quoting Chambers v. Mississippi, 410 U.S. 284, 302 (1973)).


[32]   Here, Smith’s theory at trial was that J.R. fabricated her rape claim because she

       was ashamed she had consensual sex with Smith and was afraid that Perry

       would find out what she had done. Smith developed this theory through a full

       and extensive cross-examination of Nixon and J.R. about J.R.’s voluntary

       contact with Smith prior to the offenses, her acquiescence to changing into a

       dress before meeting him, her deletion of her text messages, her desire not to

       alert the authorities or Perry after the offenses, and her fear that Smith would

       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020     Page 16 of 22
       tell Perry and Perry would leave her. Smith also testified at trial and provided

       his version of events that were the basis of the charges against him. Smith was

       also allowed to argue to the jury that the State had not presented any evidence

       of injury to J.R.’s vagina. Therefore, Smith had every opportunity to develop

       his own account of the events at issue. Smith was simply prevented from

       presenting the jury with evidence of J.R.’s other sexual behavior which

       allegedly occurred after the offenses and had nothing to do with the events

       which formed the bases for the charges against him. Therefore, we conclude

       that the evidence does not fall within the exception carved out by Rule

       412(b)(1)(C).


[33]   Nevertheless, Smith argues that the evidence was probative of his defense

       theory because J.R. could have had sexual contact with Perry after the offenses

       in order to prevent him from leaving her. However, the trial court found that

       the evidence was inadmissible under Evidence Rule 403, which provides that

       even relevant evidence may be excluded if its probative value is substantially

       outweighed by a danger of unfair prejudice, confusing the issues, or misleading

       the jury. We agree with the trial court. Even if the evidence was probative of

       Smith’s defense, its probative value was greatly outweighed by the increased

       chance that J.R.’s sexuality would be put on trial and become the focus of the

       defense, which is precisely what Rule 412 is meant to prohibit. See Conrad, 938

       N.E.2d at 855; see also Williams, 681 N.E.2d at 200 (affirming exclusion of

       evidence that would have shifted jury’s attention away from the defendant’s

       actions to those of the victim). Because Smith’s constitutional right to present a


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020    Page 17 of 22
       defense was still required to comport with the Rules of Evidence and the

       evidence was inadmissible under Rule 403, we conclude that his right to present

       a defense was not unfairly curtailed. Marley, 747 N.E.2d at 1132.


                                      D. Irregularities in the Medical Records

[34]   Smith does not address the trial court’s ruling on the admissibility of the

       evidence under Rule 403, but he argues that the trial court erred when it

       determined that, in light of the Nurse Bowen’s testimony about the mistakes

       found in the hospital’s medical records after it changed to electronic charting,

       the medical record evidence was so unreliable as to be inadmissible. Smith

       contends that any irregularities in the medical records went to the weight they

       could be afforded by the jury, not to their admissibility.


[35]   We will not reverse a trial court’s evidentiary ruling if it is sustainable on any

       ground. Crawford v. State, 770 N.E.2d 775, 780 (Ind. 2002). Assuming, without

       deciding, that Smith is correct, we affirm the trial court’s exclusion of the

       evidence on the additional ground, which Smith does not challenge on appeal,

       that it was inadmissible under Rule 403. See Pribie, 46 N.E. at 1250 (concluding

       that the Rule 412 evidence at issue was excludable under Rule 403 alone).

       Finding no abuse of the trial court’s discretion in excluding J.R.’s Post-Assault

       Sexual History, we affirm the trial court’s evidentiary ruling.


                                                     II. Mistrial

[36]   Smith next argues that the trial court abused its discretion when it denied his

       motion for mistrial after J.R. testified in violation of the order in limine that she


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020       Page 18 of 22
       had previously obtained a protective order against him. “A mistrial is an

       extreme remedy invoked only when no other curative measure can rectify the

       situation.” Hollowell v. State, 707 N.E.2d 1014, 1024 (Ind. Ct. App. 1999). We

       review a trial court’s denial of a motion for mistrial only for an abuse of

       discretion, and its decision is afforded great deference on appeal because the

       trial court is in the best position to assess all of the circumstances and their

       impact on the jury. Mickens v. State, 742 N.E.2d 927, 929 (Ind. 2001). A

       mistrial is appropriate only where the questioned conduct is so prejudicial and

       inflammatory that the defendant was placed in a position of grave peril to

       which he should not have been subjected. Pittman v. State, 885 N.E.2d 1246,

       1255 (Ind. 2008). The gravity of the peril to the defendant is measured by the

       conduct’s probable persuasive effect on the jury. Id.


                                                       A. Waiver

[37]   As a threshold issue, we address the State’s argument that Smith waived his

       claim when he declined the trial court’s offer to strike or to give an

       admonishment to the jury to ignore J.R.’s reference to the protective order.

       Citing Randolph v. State, 755 N.E.2d 572, 575 (Ind. 2001), and Boyd v. State, 430

       N.E.2d 1146, 1149 (Ind. 1982), the State argues that refusing a trial court’s offer

       of an admonishment to the jury results in waiver of a mistrial claim. Our

       supreme court has more recently clarified, however, that waiver of a mistrial

       claim “occurs where there was neither a request for admonishment nor a

       motion for mistrial.” Isom v. State, 31 N.E.3d 469, 482 (Ind. 2015). Where a

       defendant has moved for a mistrial, the claim is not waived. See id. (finding no


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020       Page 19 of 22
       waiver where Isom moved for a mistrial and proceeding to the merits of Isom’s

       mistrial claim).


[38]   Immediately after J.R. referred to the protective order, Smith moved for a

       mistrial. Although Smith declined the trial court’s offer to strike or admonish,

       following Isom, he did not waive his mistrial claim. Id. Therefore, we shall

       address the merits of Smith’s claim. Id.


                                                     B. Grave Peril

[39]   Smith argues that he was placed in a position of grave peril by J.R.’s reference

       to the protective order. Smith contends that this was essentially a credibility

       case and the reference painted him as “either a violent person or a stalker.”

       (Appellant’s Br. p. 25). He also argues that J.R.’s statement was made early in

       a relatively short trial, giving it great impact with the jury.


[40]   Prior to the commencement of trial, the State had instructed J.R., who was a

       civilian witness, not to mention the protective order. There was no indication

       in the record that this reference was anything other than a mistake on J.R.’s

       part. There was no other evidence of the protective order introduced at trial,

       and the State did not mention it in its closing argument to the jury. These

       circumstances indicate that a mistrial was not warranted. See Lucio v. State, 907

       N.E.2d 1008, 1011 (Ind. 2009) (upholding trial court’s denial of a mistrial

       motion despite witness’s reference to Lucio being jailed in the past, in part

       because the reference was a mistake by a civilian witness, no other witness

       testified to it, and the State did not argue it at the close of trial).


       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020      Page 20 of 22
[41]   In addition, J.R. gave a detailed account of the offenses, and her testimony

       regarding the strangulation, which Smith did not admit he had engaged in, was

       corroborated by physical evidence of the injuries J.R. sustained and the lanyard

       found in J.R.’s car. The State presented the messages between J.R. and Smith

       after the offenses which included an implicit admission on Smith’s part that he

       had harmed her. The State also impeached Smith about the fact that he initially

       denied touching J.R. at all and about his shifting accounts regarding the scissors

       he had with him that day. Given that this was an isolated reference which took

       place during a two-day trial, the other evidence of Smith’s guilt, some of which

       was corroborated by physical evidence, and the State’s effective cross-

       examination of Smith, we conclude that J.R.’s reference to the protective order

       probably had very little persuasive effect on the jury. This is particularly true

       given that the reference was made in the context of J.R.’s testimony that she

       had engaged in voluntary contact with Smith several times in the days prior to

       August 2, 2018, which indicated to the jury that she was not afraid of Smith in

       spite of the protective order. Accordingly, we find no abuse of discretion on the

       part of the trial court in denying Smith’s motion for mistrial. See Mickens, 742

       N.E.2d at 929.


                                              CONCLUSION
[42]   Based on the foregoing, we conclude that the trial court did not abuse its

       discretion when it excluded evidence of J.R.’s Post-Assault Sexual History or

       when it denied Smith’s motion for mistrial.


[43]   Affirmed.
       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020      Page 21 of 22
[44]   Baker, J. and Brown, J. concur




       Court of Appeals of Indiana | Opinion 19A-CR-1515 | January 30, 2020   Page 22 of 22
