                                NOT FOR PUBLICATION WITHOUT THE
                               APPROVAL OF THE APPELLATE DIVISION
        This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
     internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.




                                                         SUPERIOR COURT OF NEW JERSEY
                                                         APPELLATE DIVISION
                                                         DOCKET NO. A-3774-16T3

STATE OF NEW JERSEY,

          Plaintiff-Respondent,

v.

RAYMOND A. MCNEIL,

     Defendant-Appellant.
___________________________

                    Argued April 3, 2019 – Decided July 15, 2019

                    Before Judges Accurso, Vernoia and Moynihan.

                    On appeal from the Superior Court of New Jersey, Law
                    Division, Camden County, Indictment No. 15-04-1154.

                    Margaret R. McLain, Assistant Deputy Public
                    Defender, argued the cause for appellant (Joseph E.
                    Krakora, Public Defender, attorney; Elizabeth C. Jarit,
                    Assistant Deputy Public Defender, of counsel and on
                    the brief).

                    Maura Murphy Sullivan, Assistant Prosecutor, argued
                    the cause for respondent (Mary Eva Colalillo, Camden
                    County Prosecutor, attorney; Maura Murphy Sullivan,
                    of counsel and on the brief).
PER CURIAM

      The State presented evidence to a petit jury that defendant Raymond A.

McNeil pointed a power drill wrapped in a towel at a bank teller and twice told

her, "Give me all the money bitch." When the teller did not respond, defendant

left the bank without money. He was later tracked to a nearby abandoned

building by a K-9 unit following a dispatcher's advice that the bank robber "fled

towards the Avondale neighborhood, which is directly across Sicklerville Road"

from the bank. The jury found defendant guilty, and defendant appeals from his

convictions and aggregate twenty-year sentence, subject to the No Early Release

Act, N.J.S.A. 2C:43-7.2, for first-degree robbery, N.J.S.A. 2C:15-1, third-

degree possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4(d),

and fourth-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(d). He

argues:

            POINT I

            THE ADMISSION OF HEARSAY STATEMENTS IN
            THE FORM OF THE CALL FROM DISPATCH AND
            STATEMENTS MADE BY UNNAMED, NON-
            TESTIFYING     WITNESSES      VIOLATED
            [DEFENDANT'S] CONSTITUTIONAL RIGHT TO
            CONFRONTATION.




                                                                         A-3774-16T3
                                       2
POINT II

THE CANINE HANDLER'S TESTIMONY FAR
EXCEEDED THAT PERMITTED BY A LAY
WITNESS; ADMITTING THIS TESTIMONY
WITHOUT QUALIFYING THE WITNESS AS AN
EXPERT DENIED [DEFENDANT] DUE PROCESS
AND A FAIR TRIAL.

POINT III

[DEFENDANT'S] ROBBERY CONVICTION MUST
BE REVERSED BECAUSE ATTEMPTED THEFT
WAS THE BASIS FOR ROBBERY AND THE TRIAL
COURT FAILED TO INSTRUCT THE JURY ON THE
LAW OF ATTEMPT AS AN ELEMENT OF
ROBBERY.

POINT IV

THE CUMULATIVE IMPACT OF THE ERRORS
DENIED [DEFENDANT] DUE PROCESS AND A
FAIR TRIAL.

POINT V

BECAUSE   [DEFENDANT'S]  REQUEST   TO
PROCEED PRO SE WAS BOTH KNOWING AND
VOLUNTARY, THE DENIAL OF HIS MOTION
VIOLATED HIS CONSTITUTIONAL RIGHTS TO
SELF-REPRESENTATION.

POINT VI

THE   SENTENCING    COURT'S    IMPROPER
CONSIDERATION OF [DEFENDANT'S] PRIOR
ARRESTS THAT DID NOT LEAD TO CONVICTION
AND HIS SUBSTANCE ABUSE HISTORY IN

                                           A-3774-16T3
                   3
               FINDING AGGRAVATING FACTORS, AS WELL
               AS THE FAILURE TO PROPERLY MERGE TWO OF
               THE CONVICTIONS, REQUIRES A REMAND FOR
               RESENTENCING.

               A.    Consideration of two prior arrests where the
                     charges were dismissed violates State v. K.S.

               B.    Consideration of the defendant's substance abuse
                     history in finding aggravating factor three
                     violates State v. Baylass.

               C.    The robbery and possession of a weapon for an
                     unlawful purpose convictions must merge.

We agree the trial court erred in denying defendant's request to represent himself

and reverse.

      Although represented by counsel, defendant, in the words of the trial

court, "submitted a document . . . titled, [']Re: Notice of Proceeding Pro Se.'"

Despite defendant's failure to comply with the motion-filing requirements of the

Rules of Court, the trial court "treated that as a [m]otion for [s]elf -

[r]epresentation."

      The trial court fully appreciated its duty to conduct a "searching

examination" essential "to assure that a defendant's waiver of counsel is made

'knowingly and intelligently.'" State v. King, 210 N.J. 2, 18, 20 (2012) (quoting

State v. Crisafi, 128 N.J. 499, 509 (1992)); see also State v. Reddish, 181 N.J.

553, 592 (2004) (explaining "in order for a defendant to waive the assistance of

                                                                          A-3774-16T3
                                         4
counsel in a knowing and intelligent way, he also must know in a basic fashion

the fundamental legal rights and issues that will be affected by his decision").

The court, obviously familiar with our Supreme Court's requirements, explored

in its colloquy with defendant:

            (1) the nature of the charges, statutory defenses, and
            possible range of punishment;

            (2) the technical problems associated with self-
            representation and the risks if the defense is
            unsuccessful;

            (3) the necessity that defendant comply with the rules
            of criminal procedure and the rules of evidence;

            (4) the fact that the lack of knowledge of the law may
            impair defendant's ability to defend himself or herself;

            (5) the impact that the dual role of counsel and
            defendant may have;

            (6) the reality that it would be unwise not to accept the
            assistance of counsel;

            (7) the need for an open-ended discussion so that the
            defendant may express an understanding in his or her
            own words;

            (8) the fact that, if defendant proceeds pro se, he or she
            will be unable to assert an ineffective assistance of
            counsel claim; and

            (9) the ramifications that self-representation will have
            on the right to remain silent and the privilege against
            self-incrimination.

                                                                         A-3774-16T3
                                        5
             [State v. DuBois, 189 N.J. 454, 468-69 (2007).]

The trial court made defendant "aware of the dangers and disadvantages of self-

representation, so that the record will establish that 'he knows what he is doing

and his choice is made with eyes open.'" Faretta v. California, 422 U.S. 806,

835 (1975) (quoting Adams v. United States ex rel. McCann, 317 U.S. 269, 279

(1942)).

      The colloquy revealed defendant was an inexperienced self-advocate who

was unfamiliar with many of the legal tenets and complexities related to his trial .

But when asked by the court, "In light of the penalty that you might suffer if

you're found guilty and in light of all the difficulties of representing yourself, is

it still your desire to represent yourself and give up your right to be represented

by a lawyer?" defendant replied, "What I want to do is defend myself." When

asked if he wanted to think about his decision over the weekend, defendant

initially replied, "I'm certain today." When asked again, defendant said he

would think about it over the weekend but was "almost certain" his decision

would not change. The next Monday, defendant reiterated his desire to proceed

pro se, whereupon the court delivered its oral decision denying the motion.

      From the colloquy with defendant, the court found he "had no prior

experience, which certainly would not preclude him from representing himself."


                                                                             A-3774-16T3
                                         6
But the court also found defendant had no or an incomplete understanding of the

indicted charges, statutory defenses, range of punishment he faced, Rules of

Evidence, Rules of Court, how to separate his role as defendant and counsel and

protect his right against self-incrimination. The court cited to motions and other

documents defendant had filed on his own behalf advancing arguments and

requests based on the Uniform Commercial Code, and concluded:

            The defendant's filings, his statements to the [c]ourt
            throughout this case reflect to me that [he] simply, at
            this point, doesn't have a sufficient understanding of the
            case, does not have a sufficient understanding of the
            defenses, does not have a sufficient understanding of
            the proofs or how to establish information in this case,
            does not have a sufficient comprehension of what this
            case involves and how it can be defended in order to
            make an appropriate, knowing waiver. . . . I'm not
            satisfied that he fully understands the nature and
            consequences of his request and I do find that were I to
            grant his request for self-representation, it would
            seriously jeopardize . . . the State's . . . strong interest
            in ensuring the fairness of judicial proceedings. And,
            given the conduct and statements which have been
            made by [defendant] . . . based on what I have observed,
            were I to grant that request, [it] would create a
            substantial risk of conviction, regardless of whether . .
            . defendant was proved to be guilty beyond a reasonable
            doubt.

The court reiterated its concern about defendant's reliance on the Uniform

Commercial Code in a criminal case and stated, "without his understanding of

. . . these issues, among others, I don't find that he fully understands the nature

                                                                           A-3774-16T3
                                         7
and consequences of his request and I find his lack of knowledge in these areas

precludes an intelligent waiver of his right to counsel."

      We recognize the trial court is "in the best position to evaluate defendant's

understanding of what it meant to represent himself and whether defendan t's

decision to proceed pro se was knowing and intelligent," and review the trial

court's determination of whether a defendant "knowingly and intelligently

waived his right to counsel" for an abuse of discretion. DuBois, 189 N.J. at 475.

      Our Supreme Court, citing to Faretta, 422 U.S. at 814, held, "The corollary

to the right of a criminal defendant to be represented by an attorney is the

defendant's right to represent himself." King, 210 N.J. at 16. Although the right

of self-representation is "not absolute" and "cannot be used to jeopardize the

State's equally strong interest in ensuring the fairness of judicial proceedings

and the integrity of trial verdicts," id. at 18, the risks associated with defending

oneself do not provide a "basis to deny a defendant the right to make that

choice," id. at 17. After a trial court engages in the obligatory colloquy with a

defendant, "its goal is not to explore a defendant's familiarity with '"technical

legal knowledge[,]"' for that is not required.      Rather, 'the trial court must

question defendant to ascertain whether he actually understands the nature and

consequences of his waiver.'" King, 210 N.J. at 19 (alteration in original)


                                                                            A-3774-16T3
                                         8
(citation omitted) (quoting Reddish, 181 N.J. at 594, 595). A court should not

focus on "whether a pro se defendant will fare well or badly," but it must "ensure

that he knows and understands that, by his choice, he may not do well." Reddish,

181 N.J. at 592. Questions on "technical legal knowledge" are "essentially

immaterial," and the pertinent determination is whether the defendant

"comprehended the risks and consequences of acting as his own attorney." King,

210 N.J. at 20-21.

      Defendant's lack of "technical legal knowledge" is similar to that of the

defendant in King who was unable to express familiarity with statutory law,

penalties he faced, Rules of Evidence, defenses or other legal tenets.

Nonetheless, that defendant expressed full understanding of what was "going

on," id. at 11, and expressed his desire to represent himself even though that

choice "could cause [him] some problem[s]," id. at 14. The trial court's denial

here, based on substantially the same reasons as the trial court's denial in King,

see id. at 14, deprived defendant of his right of self-representation requiring

reversal. "The right [of self-representation] is either respected or denied; its

deprivation cannot be harmless." Id. at 22 (alteration in original) (quoting

McKaskle v. Wiggins, 465 U.S. 168, 177 n.8 (1984)).




                                                                          A-3774-16T3
                                        9
      We fully understand the trial court's concern about defendant's

unfamiliarity with the law and the risk that he would insert anomalous legal

theories into the trial and jeopardize his right to a fair trial and proper verdict.

But defendant fully understood his inadequacies. His choice to proceed pro se,

despite the pitfalls, was knowing and intelligent. See DuBois, 189 N.J. at 475.

Further, the record did not demonstrate that defendant would disregard the

court's instruction or be disruptive; and if he acted inappropriately, the court

could have taken steps to rectify such behavior.

      The denial of defendant's application to proceed pro se requires reversal;

as such, we need not fully address defendant's remaining arguments.                If

defendant is retried, however, we note several issues that may lead to error if

not properly warded.

      Defendant raised the admission of two hearsay statements during the trial

he avers resulted in error. A detective who accompanied the K-9 unit to the

abandoned building where defendant was found testified that while en route to

the bank, he received

            further radio transmissions . . . stating that the person
            had fled towards the Avondale neighborhood, which is
            directly across Sicklerville Road, from the . . . [b]ank.
            So there was no reason to respond to the bank when
            there'[re] officers already there. So I responded
            towards the neighborhood, obviously, because that's –

                                                                            A-3774-16T3
                                        10
            makes more sense, in reality. . . . Hewitt Lane is where
            we were told as an update to go and dispatch to Hewitt
            Lane.

In the second hearsay statement, during a recorded statement defendant gave to

the police that was twice played to the jury, an unidentified officer summarizing

the evidence amassed against him told defendant, "The guy runs out of the bank,

runs across Sicklerville Road . . . goes into Avondale. People see him running,

they see him run around the corner . . . ."

      It is highly prejudicial "to admit an out-of-court declaration by an

anonymous witness implicating defendant in the crime for which he stands trial

which is not subjected to cross-examination . . . ." State v. Alston, 312 N.J.

Super. 102, 114 (App. Div. 1998). Generally, police officers may not testify

about information supplied to them by non-testifying witnesses. "When the

logical implication to be drawn from the testimony leads the jury to believe that

a non-testifying witness has given the police evidence of the accused's guilt, the

testimony should be disallowed as hearsay." State v. Bankston, 63 N.J. 263, 271

(1973). As the Court later stated in State v. Branch, 182 N.J. 338, 352 (2005),

the phrase "'based on information received' may be used by police officers to

explain their actions, but only if necessary to rebut a suggestion that they acted




                                                                          A-3774-16T3
                                       11
arbitrarily and only if the . . . phrase does not create an inference that the

defendant has been implicated in a crime by some unknown person."

      Although presented in different modes, the hearsay statements presented

by the State traced what the State contended was defendant's path of travel after

he left the bank. No evidence other than the detective's recount of the dispatch

he received placed the perpetrator crossing Sicklerville Road and entering

Avondale, running around the corner. The hearsay evidence linked testimony

from one of the State's trial witnesses that he saw a man run across an area where

the K-9 unit began to track defendant to the bank robber's route – and eventually

to the building where defendant was found.

      If admissible under the holdings of Bankston and Branch, hearsay

"testimony should be limited in a manner that allows the witnesses to provide

appropriate context but not secondhand details about the crime of the

defendants." State v. Luna, 193 N.J. 202, 217 (2007). Thus, a witness may

testify to taking investigative steps based "upon information received,"

Bankston, 63 N.J. at 268-69, but "cannot repeat specific details about a crime

relayed to [him] by a radio transmission or another person without running afoul

of the hearsay rule," Luna, 193 N.J. at 217.




                                                                          A-3774-16T3
                                       12
      Although defendant highlighted only those two instances, we note at least

one other. The officer who encountered the State's witness who saw the man

running across the area testified that, although he was dispatched to the bank,

he changed direction because he was given "the description of the suspect

fleeing the area going towards [an address on] Sicklerville Road." The trial

court should be vigilant in guarding against improper admission of hearsay

statements in violation of the principles of Bankston and Branch.

      We also observe that the K-9 officer testified at trial – without being

qualified as an expert – about his training and expertise, explained the

techniques used to track suspects using dogs, and explained his dog's behavior

while tracking defendant.

      In State v. Parton, 251 N.J. Super. 230 (App. Div. 1991), adopting Judge

Menza's "comprehensive analysis and conclusions on the subject" from State v.

Wanczyk,1 we established the

            universally accepted prerequisites to the admission of
            testimony regarding dog tracking:

            1. The dog's handler must have sufficient knowledge,
            skill, training or experience to evaluate the dog's
            actions.


1
  196 N.J. Super. 397 (Law Div. 1984), rev’d on other grounds, 201 N.J. Super.
258 (App. Div. 1985).
                                                                       A-3774-16T3
                                     13
            2. Once qualified as an expert, the handler must give
            testimony about the particular dog used and that the dog

                  a. is of a stock characterized by acute scent and
                  power of discrimination and that this particular
                  dog possessed those qualities;

                  b. was trained and tested and proved to be reliable
                  in the tracking of human beings;

                  c. was laid on a trail where circumstances tended
                  to show that the suspect has been, or a track
                  which circumstances indicated was made by the
                  suspect; and

                  d. followed the scent or track to or towards the
                  suspect's location and that the dog was properly
                  handled during tracking.

            3. After this foundation has been laid, the handler may
            testify as to what the dog did during the tracking and
            give his interpretation and opinion of the dog's actions.

            [Parton, 251 N.J. Super. at 233-34 (emphasis added).]

      Before admitting the K-9 officer's testimony, the trial court must adhere

to Parton's analysis and ascertain if the officer's testimony qualifies for

admission as expert testimony.      If admitted, the jury should be properly

instructed as to the use to which it may put that expert testimony. See Model

Jury Charge (Criminal), "Expert Testimony" (rev. Nov. 10, 2003).

      The State never contended defendant took money from the bank thus

completing a theft. In charging the jury on robbery, the trial court included that

                                                                          A-3774-16T3
                                       14
portion of the instruction explaining that an element of robbery – "in the course

of committing a theft" – includes "an attempt to commit the theft." See N.J.S.A.

2C:15-1(a). Despite the Model Jury Charge instruction requiring it to do so,2

the court never defined "attempt."3 See State v. Belliard, 415 N.J. Super. 51, 72

(App. Div. 2010). It did not tell the jury that the State was required to prove

defendant's conduct during the attempt was purposeful, N.J.S.A. 2C:5-1(a)(3),

or that the conduct constitutes a "substantial step" if "it is strongly corroborative

of the actor's criminal purpose," N.J.S.A. 2C:5-1(b).

      A trial court's "failure to charge the jury on an element of an offense is

presumed to be prejudicial error, even in the absence of a request by defense

counsel," requiring reversal. State v. Federico, 103 N.J. 169, 176 (1986). "To

provide the jury with an accurate 'road map,' the judge was required to

specifically charge in accord with the Model Criminal Charge defining attempt."

State v. Gonzalez, 318 N.J. Super. 527, 535 (App. Div. 1999).             Following



2
  Model Jury Charge (Criminal), "Robbery in the First Degree (N.J.S.A. 2C:15-
1)" (rev. Sep. 10, 2012).
3
   A defendant may be found guilty of "attempt" to commit a crime if he
"[p]urposely does or omits to do anything which, under the circumstances as a
reasonable person would believe them to be, is an act or omission constituting a
substantial step in a course of conduct planned to culminate in his commission
of the crime." N.J.S.A. 2C:5-1(a)(3).
                                                                             A-3774-16T3
                                        15
Gonzalez, we held the failure to define attempt – "a critical element of robbery"

– in connection with the jury instruction for the crime was plain error. State v.

Dehart, 430 N.J. Super. 108, 120 (App. Div. 2013). In order to avoid a similar

result, the trial court should define attempt in its jury charge.

      Lastly, we note the trial court did not merge defendant's conviction for

possession of a weapon for an unlawful purpose with robbery. "When the only

unlawful purpose in possessing the [weapon] is to use it to commit the

substantive offense, merger is required." State v. Diaz, 144 N.J. 628, 636

(1996). In charging the jury on possession of a weapon for an unlawful purpose,

the court instructed the jury "the State contends that the defendant's unlawful

purpose in possessing the weapon was to intimidate the victim . . . during the

course of attempting to commit a theft." In that the only purpose alleged was to

commit an element of robbery, possession of a weapon for an unlawful purpose

should have merged into that crime.

      Reversed and remanded for proceedings consistent with this opinion. We

do not retain jurisdiction.




                                                                         A-3774-16T3
                                        16
