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 1        IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

 2 STATE OF NEW MEXICO,

 3          Plaintiff-Appellee,

 4 v.                                                                                   NO. 34,526

 5 LARRY GRIMES,

 6          Defendant-Appellant.

 7 APPEAL FROM THE DISTRICT COURT OF CURRY COUNTY
 8 Stephen K. Quinn, District Judge

 9 Hector H. Balderas, Attorney General
10 Laura E. Horton, Assistant Attorney General
11 Santa Fe, NM

12 for Appellee

13   Jorge A. Alvarado, Chief Public Defender
14   Sergio Viscoli, Appellate Defender
15   B. Douglas Wood III, Assistant Appellate Defender
16   Santa Fe, NM

17 for Appellant

18                                 MEMORANDUM OPINION

19 VANZI, Judge.
 1   {1}   Defendant Larry Grimes was jogging across the athletic field at a local high

 2 school when he called 911 seeking the assistance of the Clovis Police Department. By

 3 the end of the encounter with police, Defendant was arrested, charged, and later

 4 convicted of concealing his identity. Defendant raises two issues on appeal. The first

 5 issue challenges the sufficiency of the evidence to support the conviction because he

 6 requested the presence of the officers in the first place and had given them his full

 7 name. Defendant’s second issue claims that the district court abused its discretion by

 8 allowing the prosecutor in the magistrate court trial to testify on rebuttal at his trial in

 9 the district court. Although we express our concern that the attorney who prosecuted

10 Defendant in the magistrate court trial then sat through the entirety of Defendant’s de

11 novo bench trial in order to provide questionable rebuttal testimony, we need not

12 reach that issue as we reverse on the concealing identity conviction.

13 BACKGROUND

14   {2}   At about 12:50 p.m. on April 11, 2013, four officers were dispatched to Clovis

15 High School in response to a 911 call involving a “public affray.” The officers saw

16 Defendant, an African American man, standing on the street holding a stick, and they

17 stopped to talk to him. Sergeant John Howard commanded Defendant to drop the

18 stick, which Defendant did immediately. Defendant then proceeded to explain to the

19 officers that he was on his daily run and, as he often did, he cut across the Clovis High

20 School athletic field. As he was running across the school campus, a school security

                                                2
 1 guard on a four-wheeler attempted to stop Defendant. Feeling threatened by the four-

 2 wheeler coming toward him at a high rate of speed, Defendant called 911. Sergeant

 3 Howard was aware that Defendant had placed the call for assistance and that

 4 Defendant had done so because “someone had tried to run him down” as he was

 5 running through the campus.

 6   {3}   Although Sergeant Howard determined that there was no public affray, his

 7 subsequent investigation revealed that school security was trying to stop Defendant

 8 from running through the campus without first signing in. The other officers at the

 9 scene told Defendant that he could not be on school premises without signing in and

10 that signs to that effect were posted throughout the school. Defendant asked where the

11 signs were located and said that he wanted something in writing that he was not

12 allowed on school property.

13   {4}   Sergeant Howard proceeded to prepare a written notice of trespass and obtained

14 the signature of the principal who was standing nearby. Defendant had already told

15 the Sergeant that his name was Larry Grimes just as he had identified himself to the

16 911 operator earlier. In order to complete the form, however, Sergeant Howard needed

17 Defendant’s date of birth. When asked, Defendant first replied “I don’t have one” and

18 then said “I don’t have a date of birth.” The third time he was asked, Defendant

19 responded, “I don’t remember.” Defendant was arrested and charged with concealing

20 identity pursuant to NMSA 1978, Section 30-22-3 (1963).

                                              3
 1   {5}   On July 10, 2013, a jury found Defendant guilty of concealing identity in

 2 magistrate court. Shortly thereafter, Defendant filed a de novo appeal to the Ninth

 3 Judicial District Court pursuant to NMSA 1978, Section 34-8A-6(D) (1993). After

 4 denying Defendant’s motion to dismiss by written order on June 10, 2014, the case

 5 later proceeded to a bench trial. Three witnesses testified at trial: Sergeant Howard,

 6 who had previously testified at the evidentiary hearing on the motion to dismiss,

 7 Defendant, and on rebuttal, Assistant District Attorney, Laura Talbert. Ms. Talbert had

 8 prosecuted Defendant in the magistrate court proceeding and had continued to

 9 represent the State through briefing on the motion to dismiss after which time new

10 counsel appeared on behalf of the State. Ms. Talbert was present in the courtroom

11 throughout the district court trial. Notwithstanding that Rule 11-615 NMRA was

12 invoked by defense counsel at the outset of the trial, and that the district court

13 proceeding was a trial de novo, the State called her to testify as a rebuttal witness

14 concerning statements Defendant made in the magistrate court jury trial. Defense

15 counsel’s objection to Ms. Talbert’s testimony was overruled.

16   {6}   The district court found Defendant guilty of concealing identity, noting that

17 Defendant “impeded or attempted to impede the officer’s function and that was to

18 complete the form.” Defendant was sentenced to a term of 182 days, suspended,

19 placed on probation for that period of time, ordered to complete 100 hours of



                                              4
 1 community service, and was prohibited from further trespassing on the grounds of

 2 Clovis High School. This appeal followed.

 3 DISCUSSION

 4 Standard of Review

 5   {7}   Defendant challenges the sufficiency of the evidence against him for concealing

 6 identity. He argues that he “did not hinder Sergeant Howard in the execution of a law

 7 or the lawful performance of a duty” and that, therefore, his conviction for concealing

 8 identity must be overturned. “The test for sufficiency of the evidence is whether

 9 substantial evidence of either a direct or circumstantial nature exists to support a

10 verdict of guilt beyond a reasonable doubt with respect to every element essential to

11 a conviction.” State v. Duran, 2006-NMSC-035, ¶ 5, 140 N.M. 94, 140 P.3d 515

12 (internal quotation marks and citation omitted). We review the evidence “in the light

13 most favorable to the guilty verdict, indulging all reasonable inferences and resolving

14 all conflicts in the evidence in favor of the verdict.” State v. Garcia, 2011-NMSC-003,

15 ¶ 5, 149 N.M. 185, 246 P.3d 1057 (internal quotation marks and citation omitted). We

16 will not “reweigh the evidence or attempt to draw alternative inferences from the

17 evidence.” State v. Estrada, 2001-NMCA-034, ¶ 41, 130 N.M. 358, 24 P.3d 793.

18   {8}   To the extent that we must construe Section 30-22-3, it is well settled that

19         statutory construction is a matter of law we review de novo. Our primary
20         goal is to ascertain and give effect to the intent of the Legislature. In
21         doing so, we examine the plain language of the statute as well as the

                                              5
 1          context in which it was promulgated, including the history of the statute
 2          and the object and purpose the Legislature sought to accomplish. We
 3          must take care to avoid adoption of a construction that would render the
 4          statute’s application absurd or unreasonable or lead to injustice or
 5          contradiction.

 6 State v. Office of the Pub. Def. ex rel. Muqqddin, 2012-NMSC-029, ¶ 13, 285 P.3d

 7 622 (alteration, internal quotation marks, and citation omitted).

 8 The Concealing Identity Statute and Sufficiency of the Evidence

 9   {9}    The concealing identity statute, Section 30-22-3, provides:

10          Concealing identity consists of concealing one’s true name or identity,
11          or disguising oneself with intent to obstruct the due execution of the law
12          or with intent to intimidate, hinder or interrupt any public officer or any
13          other person in a legal performance of his duty or the exercise of his
14          rights under the laws of the United States or of this state.

15          Whoever commits concealing identity is guilty of a petty misdemeanor.

16   {10}   Here, Defendant truthfully provided his full name to both the 911 operator (who

17 also had his phone number) and to the four officers present at the scene. But he did not

18 disclose his birth date—or “identity”—when asked by Sergeant Howard. The question

19 therefore is whether the statute criminalizes Defendant’s failure to provide a birth date

20 to officers so that the no trespass form Defendant requested could be completed. For

21 the reasons that follow, we hold that it does not.

22   {11}   To view the statute in context, we consider our decision in State v. Andrews,

23 1997-NMCA-017, ¶ 5, 123 N.M. 95, 934 P.2d 289. In that case, we explained that

24 “name” and “identity” are not synonymous. Id. Our courts have not precisely defined

                                                6
 1 what it means to furnish “identity,” except to say that suspects must “provide police

 2 officers the minimal, essential information regarding identity so that they can perform

 3 their duties.” Id. ¶ 6. Andrews upheld the conviction of a defendant who gave his

 4 name during a traffic stop but refused to provide his driver’s license or equivalent

 5 information including his address, date of birth, and social security number. Id. ¶¶ 7,

 6 9. Noting that the Legislature requires every New Mexico driver to carry a driver’s

 7 license and exhibit it on demand, we held that, in the context of a traffic stop, the

 8 defendant was prohibited from concealing information pertaining to his “identity,”

 9 and was required to give the officers more than just a correct name. Id. ¶¶ 5, 6. The

10 Court also relied in part on testimony that “this information is necessary for officers

11 to verify a driver’s license and otherwise perform their lawful duties.” Id. ¶ 7.

12 Consequently, in at least some contexts, furnishing “identity” requires documentation

13 or the information contained therein. Nonetheless, in Andrews, we expressly declined

14 to “specify[] what identifying information might be appropriate in all situations[.]” Id.

15   {12}   In light of that limitation, we do not agree with the district court that Section 30-

16 22-3 criminalizes the failure to provide a birth date under the circumstances of this

17 case. It is unclear what type of information—if any—a person who calls police for

18 assistance and then asks for written documentation concerning his rights would need

19 to provide those officers in order to avoid being arrested. Here, the State provides no

20 case law indicating that any particular information or document was necessary for the

                                                  7
 1 officers to perform their duties. Even assuming some identifying information is

 2 necessary, we cannot conclude that someone in Defendant’s shoes was required to do

 3 more than provide his name.

 4   {13}   As we have noted, concealing identity under the statute consists of concealing

 5 one’s true name or identity. There is no dispute that Defendant provided his full and

 6 correct name to the 911 operator and again to the officers. Having provided his true

 7 name, the State makes no argument that Defendant was not who he said he was.

 8 Instead, they argue only that further “identity,” i.e. Defendant’s birth date, was

 9 necessary in order to fill out the no trespass form that Defendant had requested. The

10 form itself was not introduced at trial and is not part of the record on appeal. We are

11 therefore unable to evaluate whether Defendant’s birth date was required or even

12 necessary. And there was no testimony that Defendant’s birth date was “minimal,

13 essential information regarding identity” so that the officers could perform their

14 duties. See Andrews, 1997-NMCA-017, ¶ 6. To the contrary, Sergeant Howard

15 testified that the reason he needed Defendant’s birth date was because “it’s . . . on

16 your driver’s license, which is part of the information you’re required to give us.” This

17 is inconsistent with Andrews, which held only that, in the context of a traffic stop, a

18 failure to provide information contained in a driver’s license falls within the reach of

19 the concealing identity statute. Id. ¶ 7. This was not a traffic stop, and the State

20 provides no additional argument or case law to support its contention that Defendant

                                               8
 1 was categorically required to provide identifying information contained in his driver’s

 2 license. Accordingly, we conclude that Section 30-22-3 does not criminalize

 3 Defendant’s behavior, particularly since Defendant had already truthfully provided

 4 the officers with his full name.

 5   {14}   Moreover, under our analysis, there was not sufficient evidence at trial to

 6 support the evidence of Defendant’s guilt. The question is whether, in this case, the

 7 district court could reasonably infer Defendant intended to hinder Sergeant Howard

 8 in the discharge of his duties. The testimony at trial was that Defendant was jogging

 9 through the campus on his daily run when he felt threatened by someone on a four-

10 wheeler coming toward him. Defendant called 911 and gave the operator his full name

11 and location. The four police officers had no apparent trouble locating Defendant who

12 explained to the officers that he was trying to finish his run, he got threatened by the

13 principal, and that he had called 911. He told the officers that he didn’t understand

14 why this had happened because the principal knew Defendant’s children who had

15 attended the school, and because he had been cutting across the campus in that way

16 since 2012.

17   {15}   Sergeant Howard testified that he explained to Defendant that he could not be

18 on school property without signing in and that Defendant’s “consent to be on school

19 property has been withdrawn.” Apparently Sergeant Howard assumed that he could

20 retrospectively sanction Defendant’s conduct. He further said that he told Defendant

                                              9
 1 that there were signs posted throughout the campus that visitors had to sign in.

 2 However, on cross-examination, when asked where the signs were posted, Sergeant

 3 Howard said “I can’t give specifics. Mr. Rutledge is here. I’m sure he could probably

 4 manage some more of the specifics on where they post those signs.” Other than

 5 Sergeant Howard’s vague assertion that the signs were “posted all over the campus,”

 6 neither Mr. Rutledge nor any other witness ever testified about where those signs were

 7 actually located, leaving no evidence that Defendant would have known about the

 8 signs. In fact, the apparent lack of properly posted signs was precisely the reason that

 9 Defendant had asked for a no trespass order in writing. As we have noted, the no

10 trespass order was not admitted into evidence, and the sole testimony concerning the

11 need for Defendant’s birth date was Sergeant Howard’s statement that “on that order

12 is a date of birth.” There was no testimony that a birth date was required or how the

13 failure to provide a birth date resulted in concealing identity when the officers already

14 had Defendant’s name and phone number. In essence, the State produced no evidence

15 that Defendant attempted to give a false name or conceal his identity in order to

16 prevent Sergeant Howard from providing Defendant the notice form of information

17 he had requested. Consequently, we hold that substantial evidence showing that

18 Defendant would not give his birth date with the intent of hindering the officers in the

19 discharge of their duties was not presented to support the district court’s verdict.

20 CONCLUSION

                                              10
1   {16}   For the reasons set forth above, Defendant’s conviction is reversed.

2   {17}   IT IS SO ORDERED.


3                                          __________________________________
4                                          LINDA M. VANZI, Judge

5 WE CONCUR:



6 _________________________________
7 TIMOTHY L. GARCIA, Judge



8 _________________________________
9 M. MONICA ZAMORA, Judge




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