                    United States Court of Appeals
                            FOR THE EIGHTH CIRCUIT
                                   ___________

                                   No. 03-2279
                                   ___________

United States of America,                *
                                         *
             Appellant,                  *
                                         *   Appeal from the United States
      v.                                 *   District Court for the Western
                                         *   District of Missouri.
Deandre J. Scroggins,                    *
                                         *
             Appellee.                   *

                                   ___________

                             Submitted: November 19, 2003

                                  Filed: March 24, 2004
                                   ___________

Before LOKEN, Chief Judge, McMILLIAN and BEAM, Circuit Judges.
                             ___________

BEAM, Circuit Judge.

       This appeal involves a no-knock warrant, a joint state-federal task force
conducting a no-knock search pursuant to that warrant, and the district court's
decision to suppress the fruits of that search. While we express no opinion about the
constitutionality of the search, we reverse because the law-enforcement agents relied
in good faith upon the warrant's authorization to enter without knocking.
I.    BACKGROUND

       Detective James Svoboda was a Kansas City, Missouri, police officer who
served on the FBI Criminal Enterprise Narcotics Task Force, which was a joint anti-
drug task force comprised of both federal and state law-enforcement agents. In late
2001, as part of this task force, Svoboda began investigating a large-scale drug-
trafficking ring. During this inquiry, several sources told Svoboda that Deandre
Scroggins was a drug trafficker who dealt in kilo amounts of cocaine.

       Svoboda and the task force began investigating Scroggins. A records check
revealed that Scroggins's criminal history included a past arrest for narcotics and
weapons violations. While observing the residence, agents randomly checked
visitors' license plates and determined that known drug dealers repeatedly visited.
Another detective, acting as an undercover garbage collector, picked up trash bags
from outside Scroggins's residence. The trash bags contained marijuana residue,
plastic baggies with the corners cut off, and a live round of ammunition from an
assault rifle (likely an AK-47).

      Based on this information, Svoboda prepared an affidavit and application for
a warrant to search the residence. A Missouri state judge determined that probable
cause existed and that "entry into the residence may be made without knocking [and
announcing] their purpose due to safety concerns enumerated in the affidavit."

       Before executing the warrant, the sergeant and point man on the tactical-
response team read the affidavit accompanying the warrant. On June 4, 2002, officers
executed the warrant, and according to its terms, did not knock and announce their
presence. During the search, the agents seized a large amount of crack cocaine, a
small amount of marijuana, a loaded AK-47 assault rifle, a spare magazine and
ammunition for the assault rifle, a .357-caliber pistol, drug paraphernalia, and about
$4,500 in cash.

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       A federal grand jury indicted Scroggins on drug and weapons charges.
Scroggins moved to suppress the evidence on several grounds, including lack of
probable cause. The district court denied that motion. Scroggins then filed a second
motion to suppress, asserting that the search was invalid because the circumstances
did not justify a no-knock entry. The magistrate judge agreed with Scroggins and
recommended that the district court exclude all evidence seized during the search.
After the district court adopted the magistrate judge's report and recommendation, the
government filed this interlocutory appeal. We have jurisdiction under 18 U.S.C. §
3731, and we reverse.

II.   DISCUSSION

       When reviewing the district court's ruling on a motion to suppress, we review
its fact-finding for clear error and its ultimate application of the law to the facts de
novo. United States v. Tyler, 238 F.3d 1036, 1038 (8th Cir. 2001).

      The government argues two grounds for reversal. First, it argues that the
search was proper because, at the time they entered, the agents had a reasonable
suspicion that a no-knock entry was necessary to ensure officer safety. Alternatively,
under United States v. Leon, 468 U.S. 897 (1984), it argues that, even if the search
was improper, the trial court should have denied the motion to suppress because the
searching agents relied in good faith upon the warrant's no-knock authorization. We
address only the Leon issue.

       To decide this appeal, we must answer three questions. First, what law
governs this appeal? Second, under that law, when can officers search without
knocking and announcing their presence? And third, assuming that the officers
cannot meet that standard, does the Leon good-faith exception save the evidence from
the exclusionary rule? We must answer all of these questions because under Leon,
we must know what standard applies before we can evaluate the officers' good faith.

                                          -3-
      A.     What law applies?

       When law-enforcement officers have searched a residence without knocking
and announcing their presence, and when federal agents played some role in that
search, we have typically begun our inquiry by asking what law applies. Generally,
our inquiry has focused on whether the search implicates the federal "no-knock
statute," 18 U.S.C. § 3109. While section 3109 does not apply to searches conducted
entirely by state officers pursuant to a state warrant, section 3109 does apply when
"'federal officers are a significant part of a search.'" United States v. Tavares, 223
F.3d 911, 914 (8th Cir. 2000) (quoting United States v. Murphy, 69 F.3d 237, 242
(8th Cir. 1995)). Recent Supreme Court precedent convinces us that this significant-
part-of-the-search question is now irrelevant in most situations.

       Before 1995, determining whether section 3109 applied was often important
to determine whether any law protected residents from no-knock searches. If section
3109 did not apply, and if the state in which the officers searched did not regulate no-
knock searches, some courts held that no law required the officers to knock and
announce their presence. See Wilson v. Arkansas, 878 S.W.2d 755 (Ark. 1994). But
in Wilson, the Supreme Court rejected this idea and held that the "common-law knock
and announce principle forms a part of the Fourth Amendment reasonableness
inquiry." Wilson v. Arkansas, 514 U.S. 929, 930 (1995). So after Wilson, even if a
state chooses not to regulate in the area, it is clear that the Fourth Amendment
requires an inquiry into the reasonableness of a no-knock search even if there is no
federal involvement triggering section 3109.

      Next, after Wilson, it was unclear whether section 3109's scope was broader
than the Fourth Amendment's. Wilson taught that a no-knock search always
implicated the Fourth Amendment's reasonableness requirement. But if section 3109
provided a broader protection against no-knock searches, courts still had to ask
whether the search triggered section 3109 to determine the appropriate standard. E.g.,

                                          -4-
United States v. Mack, 117 F. Supp. 2d 935, 941 (W.D. Mo. 2000) ("[M]ust that
evidence be excluded if the no-knock entry violated § 3109, a federal statute that is
more restrictive than the Fourth Amendment?") (quotation omitted). This inquiry is
no longer material because the Court soon clarified that both section 3109 and the
Fourth Amendment codified the same common-law knock-and-announce principle,
and that both are subject to the same exceptions. United States v. Ramirez, 523 U.S.
65, 72-73 (1998); see United States v. Banks, 124 S. Ct. 521, 528-29 (2003)
("Ramirez held that the result should be the same under the Fourth Amendment and
§ 3109.").

        After these cases, we know that a defendant need not show "federal
involvement" to invoke protections against unreasonable no-knock searches. See
Wilson, 514 U.S. at 933 . And we know that showing "federal involvement" does not
entitle a defendant to greater protections than does the Fourth Amendment. See
Ramirez, 523 U.S. at 72-73; see also Banks, 124 S. Ct. at 528-29. The only situation
left is when state law provides broader knock-and-announce protection than does
section 3109 and the Constitution. That situation raises different questions, is not
before us, and we leave its discussion for another day.

      Defendant argued below, and the district court agreed, that section 3109
applied because the federal involvement was significant. Because section 3109 and
the Fourth Amendment are coextensive, this inquiry is immaterial, and we will
evaluate Scroggins's argument as a claim under the Fourth Amendment.

      B.     The Fourth Amendment's Knock-And-Announce Rule

      Although we do not decide whether this search satisfied the Fourth
Amendment, we still must examine the standards governing no-knock searches and
no-knock warrants before we can evaluate whether the searching officers acted in
"good faith" when they relied upon the warrant's no-knock authorization.

                                        -5-
             1.   No-knock Searches

       The Fourth Amendment to the Constitution protects "[t]he right of the people
to be secure in their persons, houses, papers, and effects, against unreasonable
searches and seizures." The reasonableness of a search may depend, in part, on
whether law-enforcement officers knocked and announced their presence before
entering:

      [W]e have little doubt that the Framers of the Fourth Amendment
      thought that the method of an officer's entry into a dwelling was among
      the factors to be considered in assessing the reasonableness of a search
      or seizure. . . . [W]e hold that in some circumstances an officer's
      unannounced entry into a home might be unreasonable under the Fourth
      Amendment.

Wilson, 514 U.S. at 934.

       The Fourth Amendment does not forbid no-knock searches. Rather, it requires
that searching officers justify dispensing with the knock-and-announce requirement.
See Richards v. Wisconsin, 520 U.S. 385, 391 (1997). Police officers can justify a
no-knock entry if they show they had a reasonable suspicion that knocking and
announcing their presence under the particular circumstances would threaten officer
safety, be futile, or inhibit the investigation of the crime. Id. at 394. This showing
is "not high," but is one that the police must still make when the defendant challenges
the reasonableness of a no-knock search. Id. at 394-95.

       Although drug investigations frequently pose unique threats to officer safety
and the effective preservation of evidence, the Fourth Amendment forbids a blanket
exception to the knock-and-announce requirement in drug cases. Id. at 394; United
States v. Moore, 956 F.2d 843, 850 (8th Cir. 1992). The government must still meet
its not-high burden of showing that it had a reasonable suspicion that knocking and

                                         -6-
announcing would be "'dangerous or futile, or . . . would inhibit the effective
investigation of the crime.'" Banks, 124 S. Ct. at 525 (quoting Richards, 520 U.S. at
394) (alteration in original).

       The reasonable suspicion standard, of course, is lower than the probable cause
standard. When determining whether reasonable suspicion exists, courts must
evaluate the totality of the circumstances to determine whether the police officers had
a particularized and objective basis for their conclusion. United States v. Arvizu, 534
U.S. 266, 273 (2002). "This process allows officers to draw on their own experience
and specialized training to make inferences from and deductions about the cumulative
information available to them." Id.

             2.   No-Knock Warrants

       Knock-and-announce challenges arise in several situations, depending on when
the exigencies arise, and when the searching officers first ask a court to approve of
their no-knock entry.

      The first situation involves a regular (not a no-knock) warrant. When the
police have obtained a regular warrant, they have convinced a judge that probable
cause exists, but have not obtained pre-search approval for a no-knock entry. If the
police execute the warrant without knocking, at the hearing on the motion to
suppress, the police must show that their conduct met the standards the Court detailed
in Richards, Wilson, and progeny, and there will not be a no-knock warrant provision
upon which the officers can rely in good faith under Leon.

       The second situation (and the one present in this case) involves a no-knock
warrant. When the police obtain a no-knock warrant, they have anticipated exigent
circumstances before searching, and have asked for pre-search judicial approval to
enter without knocking. Of course, exigencies often do not appear before the officers

                                         -7-
arrive at the doorstep. But when the officers know, before searching, of
circumstances that they believe justify a no-knock entry, it seems more consistent
with the Fourth Amendment to ask a neutral judge for approval before intruding upon
a citizen's privacy. For this reason, "the practice of allowing magistrates to issue no-
knock warrants seems entirely reasonable when sufficient cause to do so can be
demonstrated ahead of time." Richards, 520 U.S. at 396 n.7.1

      The showing the police must make to obtain a no-knock warrant is the same
showing they must make to justify their own decision to dispense with the knock-and-
announce requirement. Only the timing differs. "When a warrant applicant gives
reasonable grounds to expect futility or to suspect that one or another such exigency
already exists or will arise instantly upon knocking, a magistrate judge is acting
within the Constitution to authorize a 'no-knock' entry." Banks, 124 S. Ct. at 525.
Although the standards are the same regardless of whether the police visit a judge
before or after they search, if they do so beforehand, and the judge is wrong, the
police can rely upon the Leon good-faith exception. United States v. Tisdale, 195
F.3d 70, 72 (2d Cir. 1999) ("[T]he issuance of a warrant with a no-knock provision
potentially insulates the police against a subsequent finding that exigent
circumstances, as defined by Richards, did not exist.").




      1
        Both this court and the Supreme Court have noted that state laws differ
regarding a judicial officer's authority to issue a no-knock warrant. Banks, 124 S. Ct.
at 525 n.2; Richards, 520 U.S. at 396 n.7; see United States v. Baker, 16 F.3d 854,
856 n.1 (8th Cir. 1994). Although Missouri law does not expressly provide authority
for judicial officers to issue no-knock warrants, the existing caselaw suggests that
they do posses that authority. See Mack, 117 F. Supp. 2d at 942; see also United
States v. Workcuff, 250 F. Supp. 2d 1160, 1177-78 (W.D. Mo. 2003). Scroggins
does not expressly challenge the Missouri judge's authority to issue a no-knock
warrant. Regardless, the question is close enough that the officers could invoke Leon
to justify their reliance upon the judge's authority to issue the no-knock warrant.

                                          -8-
        Here, the Missouri judge issued a no-knock warrant based upon Svoboda's
application and affidavit. The judge concluded that "entry into the residence may be
made without knocking [and announcing] the presence of law enforcement and their
purpose due to safety concerns enumerated" in Svoboda's affidavit. Svoboda's
affidavit alleged that Scroggins sold drugs from his residence, that he was involved
in a large-scale drug-trafficking organization, that informants observed kilo amounts
of cocaine in the residence, that Scroggins had a past arrest for narcotics and weapons
violations, that drug traffickers repeatedly visited the residence, that Svoboda was
familiar with the drug trade and the tendency of drug traffickers to keep firearms to
protect themselves, and that a trash search had uncovered drug residue, possible
paraphernalia, and a live round from an assault rifle.

       Under Richards and its progeny, this case would present a close call if the
question were whether the judge correctly determined that Svoboda's application and
affidavit alleged sufficient exigent circumstances to justify dispensing with the
knock-and-announce requirement. Compare Tyler, 238 F.3d at 1040 (holding
affidavit sufficient when police "attested that Mr. Tyler possessed weapons and was
likely to destroy evidence of his drug crimes") with Tavares, 223 F.3d at 917 ("The
only statement [the officer] could offer as to the dangerousness of the search was his
bare conclusion in the warrant application that unidentified suspects might be
involved in violent crimes."). But that is not the question we consider. Instead, we
ask whether, assuming the judge resolved this close call incorrectly in issuing the
warrant, the police relied in good faith upon the warrant's no-knock authorization.
Thus, we turn to a discussion of Leon.

      C.     The Leon Good-Faith Exception

      Assuming that the no-knock search violated the Fourth Amendment, we turn
to the separate question of whether the exclusionary rule applies to the seized
evidence. See Arizona v. Evans, 514 U.S. 1, 11 (1995). The exclusionary rule is a

                                         -9-
judicially created remedy designed to deter future Fourth Amendment violations. Id.;
Leon, 468 U.S. at 906. "As with any remedial device, the rule's application has been
restricted to those instances where its remedial objectives are thought most
efficaciously served." Evans, 514 U.S. at 11. If applying the rule would not
appreciably deter future violations, the rule does not apply. Id.

       In Leon, the Court developed the "good-faith" exception to the exclusionary
rule. The Court determined whether the exclusionary rule should apply when police
officers search in objectively reasonable reliance on a search warrant, issued by a
neutral judicial officer, that is later determined invalid. Evans, 514 U.S. at 11
(discussing Leon, 468 U.S. at 905). First, the Court determined that the rule applied
to deter police–not judicial–misconduct. Id. Then the Court examined "whether
application of the exclusionary rule could be expected to alter the behavior of the law
enforcement officers" who relied upon a warrant issued by a judicial officer. Id.

       The Court concluded that suppressing evidence would not serve a sufficiently
deterring function when the police officers acted in "good faith" reliance upon a
judge's warrant. An officer's good faith is judged by whether the officer's reliance
was "objectively reasonable." Leon, 468 U.S. at 919-20. Stated another way, the
inquiry is whether a "'reasonably well-trained officer would have known that the
search was illegal despite the magistrate's authorization.'" Malley v. Briggs, 475 U.S.
335, 345 (1986) (quoting Leon, 468 U.S. at 922 n.23). The Court explained:

      In most such cases, there is no police illegality and thus nothing to deter.
      It is the magistrate's responsibility to determine whether the officer's
      allegations establish probable cause and, if so, to issue a warrant
      comporting in form with the requirements of the Fourth Amendment.
      In the ordinary case, an officer cannot be expected to question the
      magistrate's probable-cause determination . . . . Penalizing the officer
      for the magistrate's error, rather than his own, cannot logically
      contribute to the deterrence of Fourth Amendment violations.


                                         -10-
Leon, 468 U.S. at 920-21.

       The good-faith exception does not, however, create a blanket exemption
against suppression whenever police officers search pursuant to a warrant. Leon, 468
U.S. at 923; United States v. Weeks, 160 F.3d 1210, 1212 (8th Cir. 1998). In several
situations, the exclusionary rule would still serve its deterrent purpose when officers
search pursuant to a warrant's terms. First, the affiant may knowingly or recklessly
mislead the warrant-issuing judge. Leon, 468 U.S. at 923. Second, the judicial
officer may wholly abandon his judicial role, essentially becoming a police officer in
a robe. Id. Third, the affidavit supporting the warrant may be so deficient "as to
render official belief in its existence entirely unreasonable." Id. (quotation omitted).
And fourth, the warrant may be so facially deficient that no reasonable executing
officer could presume it to be valid. Id.

        Here, the police officers obtained a warrant based upon Svoboda's affidavit.
The judge concluded that the affidavit established a reasonable suspicion that a no-
knock entry was necessary to ensure officer safety. After examining Svoboda's
affidavit in light of the standards governing no-knock entries, we hold that the
officer's reliance upon the no-knock provision was objectively reasonable, and that
this is the "ordinary case [where] a law enforcement officer cannot be expected to
question the magistrate's . . . determination." United States v. Spry, 190 F.3d 829,
834 (7th Cir. 1999) (quotation omitted).

       Scroggins relies heavily upon Tavares. There, the court concluded that there
"clearly" were no exigent circumstances presented in the affidavit. "The only
statement [the officer] could offer as to the dangerousness of the search was his bare
conclusion in the warrant application that unidentified suspects might be involved in
violent crimes." Tavares, 223 F.3d at 917 (emphasis added). Although the Tavares
court did not clarify its reasoning, it appears the court held that the barebones

                                         -11-
affidavit supporting the warrant was so deficient "as to render official belief in its
existence entirely unreasonable." See Leon, 468 U.S. at 923.

       Svoboda's affidavit alleged more than the possibility that unidentified suspects
might be involved in violent crimes. It alleged (among other things) that the
defendant was part of a large-scale drug-trafficking organization, that he had a prior
arrest for narcotics and weapons, that known drug dealers repeatedly visited the
premises, and that the officers had found a round from an assault rifle in his trash.
The showing required of his affidavit was "not high." Tyler, 238 F.3d at 1040
(quoting Richards, 520 U.S. at 394). And we cannot agree that Svoboda's affidavit
was so lacking that it rendered official belief in the existence of this not-high standard
entirely unreasonable.

      The good-faith exception is perfectly suited for cases like this, when the judge's
decision was borderline. See United States v. Ricciardelli, 998 F.2d 8, 15 (1st Cir.
1993) (If "the warrant's defectiveness results from . . . borderline calls about the
existence of probable cause [or reasonable suspicion], then the evidence may be used,
despite the warrant's defectiveness."). The exclusionary rule's purpose is deterrence.
That purpose would not be served by excluding evidence when, as here, the police
take a close call to a judge before searching, even if a reviewing court ultimately
concludes that the judge got it wrong.

III.   CONCLUSION

     We reverse the district court's ruling granting Scroggins's motion to suppress,
and we remand for proceedings consistent with this opinion.
                     ______________________________




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