                           UNITED STATES DISTRICT COURT
                           FOR THE DISTRICT OF COLUMBIA

___________________________________
                                    )
CHRISTOPHER LEWIS,                  )
                                    )
               Plaintiff,           )
                                    )
            v.                      ) Civ. Action No. 09-0178 (ESH)
                                    )
U.S. DEPARTMENT OF JUSTICE,         )
                                    )
               Defendant.           )
___________________________________ )


                                 MEMORANDUM OPINION

       In this pro se action under the Freedom of Information Act (“FOIA”), 5 U.S.C.

§ 552, plaintiff challenges the response of the Department of Justice’s Executive Office for

United States Attorneys (“EOUSA”) to his request for records concerning a third-party

individual. Defendant moves to dismiss pursuant to Rule 12(b)(1) and (b)(6) of the Federal

Rules of Civil Procedure or for summary judgment pursuant to Rule 56 [Dkt. No. 8]. Upon

consideration of the parties’ submissions and the entire record, the Court will grant defendant’s

motion for summary judgment.1




       1
          In opposing defendant’s motion, plaintiff states that he needs a continuance pursuant to
Rule 56(f) to obtain discovery, but he has failed to present sufficient facts “to justify [his]
opposition.” Fed. R. Civ. P. 56(f). Discovery in FOIA cases is rare and “is usually limited to the
adequacy of the agency's search and similar matters.” Voinche v. F.B.I., 412 F. Supp.2d 60, 71
(D.D.C. 2006) (citations omitted). Because the parties’ positions on the merits of the claim are
adequately presented, no basis exists for continuing the proceedings pursuant to Rule 56(f). See
Schrecker v. U.S. Dept. of Justice, 217 F. Supp.2d 29, 35 (D.D.C. 2002) (A discovery motion
“should be denied where an agency's declarations are reasonably detailed, submitted in good
faith and the court is satisfied that no factual dispute remains.”) (citation omitted).
                                        I. BACKGROUND

       By letters of April 26, 2007 and June 8, 2007, plaintiff requested records concerning his

criminal prosecution in the Superior Court of the District of Columbia “from October 22, 2003 to

present,” records pertaining to “any investigation performed concerning Sarah Blair’s

employment with Orchid Cellmark,” and “all communications between Sarah Blair and any

individual assisting in [plaintiff’s criminal case].” (Def.’s Mot., Declaration of Dione Jackson

Sterns ¶ 4 & Ex. B.) By letter of August 23, 2007, EOUSA, in acknowledging the request,

informed plaintiff that it had assigned Request Number 07-2766 to his request for records about

Ms. Blair, but that it could not process the request without a privacy waiver from Ms. Blair or

proof of her death. (Id. ¶ 7 & Ex. C.) EOUSA categorically denied plaintiff’s request for the

third-party records under FOIA exemptions 6 and 7(C), see 5 U.S.C. § 552(b), and the Privacy

Act, 5 U.S.C. § 552a(b). (Id.) Plaintiff appealed the denial to DOJ’s Office of Information and

Privacy (“OIP”), which affirmed EOUSA’s decision. (Id. ¶ 12 & Ex. H.)

       Plaintiff filed this civil action on January 30, 2009, claiming that defendant violated the

FOIA “by not providing evidence of its effort or result from search of agency records pertaining

to FOIA Request No. 07-2766 (Appeal No. 07-2452).”2 Compl. at 1.



       2
          In his opposition papers, see infra note 4, plaintiff claims for the first time that he has
not received records pertaining to himself (Request Number 05-618). Plaintiff has not filed, or
sought leave to file, an amended complaint to add this claim, perhaps because he has not
exhausted his administrative remedies with respect to that request by obtaining an adverse
decision and appealing it to the OIP. Defendant notes that plaintiff’s request for his own records
is “pending.” (Def.’s Statement of Material Facts Not in Genuine Dispute ¶ 5, n.1.) Given these
circumstances, the Court finds that any claim based on Request Number 05-618 is beyond the
scope of this litigation. See Hidalgo v. FBI, 344 F.3d 1256, 1258-59 (D.C. Cir. 2003) (“[A]s a
jurisprudential doctrine, failure to exhaust precludes judicial review” if a merits determination
would undermine the purpose of permitting an agency to review its determinations in the first
instance.).

                                                  2
                                        II. DISCUSSION

       Defendant invokes Rule 12(b)(1) but has not presented an argument to support dismissal

for lack of subject matter jurisdiction. Plaintiff’s allegation that defendant improperly denied

records requested under the FOIA is sufficient to confer “federal question” jurisdiction upon this

Court to review the lawfulness of defendant’s actions. 28 U.S.C. § 1331; see 5 U.S.C. § 552(a)

(4)(B); McGehee v. CIA, 697 F.2d 1095, 1105 (D.C. Cir. 1983) (“Judicial authority to devise

remedies and enjoin agencies can only be invoked, under the jurisdictional grant conferred by

§ 552, if the agency has [improperly withheld agency records].”) (quoting Kissinger v. Reporters

Comm. for Freedom of the Press, 445 U.S. 136, 150 (1980)). The Court therefore denies

defendant’s Rule 12(b)(1) motion to dismiss for lack of subject matter jurisdiction.

       Summary judgment should be granted to the movant if it has shown, when the facts are

viewed in the light most favorable to the nonmovant, that there are no genuine issues of material

fact and that the movant is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c); see

generally Celotex Corp. v. Catrett, 477 U.S. 317 (1986). In a FOIA action, the Court may award

summary judgment to the agency solely on the basis of information provided in affidavits or

declarations that describe “the documents and the justifications for nondisclosure with reasonably

specific detail, demonstrate that the information withheld logically falls within the claimed

exemption, and are not controverted by either contrary evidence in the record nor by evidence of

agency bad faith.” Military Audit Project v. Casey, 656 F.2d 724, 738 (D.C. Cir. 1981); accord

Campbell v. Dep’t of Justice, 164 F.3d 20, 30 (D.C. Cir. 1998) (quoting King v. Dep’t of Justice,

830 F.2d 210, 217 (D.C. Cir. 1987)); Vaughn v. Rosen, 484 F.2d 820, 826 (D.C. Cir. 1973), cert.

denied, 415 U.S. 977 (1974).


                                                 3
       Defendant asserts that plaintiff failed to exhaust his administrative remedies by providing

a third-party privacy waiver or proof of the third party’s death. But even defendant

acknowledges that the applicable regulation states only that “either a written authorization

signed by that individual permitting disclosure of those records to you or proof that that

individual is deceased (for example, a copy of a death certificate or an obituary) will help the

processing of your request.” 28 C.F.R. § 16.3(a) (emphasis added). In other words, providing

such information is "help[ful]" but not required. Given that an agency’s disclosure obligation is

triggered by a request that “(i) reasonably describes [] records and (ii) is made in accordance with

published rules,” 5 U.S.C. § 552 (a)(3)(A), the Court declines defendant’s invitation to read more

into the regulation than what is stated. See Def.’s Mem. of P. & A. at 9-10. That said, defendant

properly invoked the FOIA’s personal privacy provisions--exemptions 6 and 7(C)--to justify its

categorical denial of the request for third-party records.

       Exemption 6 protects information about individuals in “personnel and medical files and

similar files the disclosure of which would constitute a clearly unwarranted invasion of personal

privacy.” 5 U.S.C. § 552(b)(6). All information that “applies to a particular individual” qualifies

for consideration under this exemption. U.S. Dep’t of State v. Washington Post Co., 456 U.S.

595, 602 (1982); see also New York Times Co. v. NASA, 920 F.2d 1002, 1005 (D.C. Cir. 1990)

(en banc); Chang v. Dep’t of Navy, 314 F. Supp.2d 35, 42-43 (D.D.C. 2004). Because the

requested information pertains to a criminal investigation, the Court will address the propriety of

EOUSA’s denial under the “somewhat broader” protection of exemption 7(C). Beck v. Dep’t of

Justice, 997 F.2d 1489, 1491 (D.C. Cir. 1993) (citation omitted).3

       3
           Both exemptions 6 and 7(C) require the balancing of the strong privacy interests in the
                                                                                     (continued...)

                                                  4
       Exemption 7(C) protects from disclosure records compiled for law enforcement purposes

to the extent that their disclosure “could reasonably be expected to constitute an unwarranted

invasion of personal privacy.” 5 U.S.C. § 552(b)(7)(C). The D.C. Circuit has consistently held

that exemption 7(C) protects the privacy interests of all persons mentioned in law enforcement

records, including investigators, suspects, witnesses and informants, see Schrecker v. U.S. Dep't

of Justice, 349 F.3d 657, 661 (D.C. Cir. 2003) (citing cases), and has determined that such third-

party information is “categorically exempt” from disclosure under exemption 7(C), in the

absence of an overriding public interest in its disclosure. Nation Magazine, Washington Bureau

v. United States Customs Service, 71 F.3d 885, 896 (D.C. Cir. 1995); accord Fischer v. U.S.

Dep’t of Justice, 596 F. Supp.2d 34, 46 (D.D.C. 2009).

       In order to demonstrate an overriding public interest in disclosure, plaintiff must show

that the withheld information is necessary to “shed any light on the [unlawful] conduct of any

Government agency or official.” United States Dep’t of Justice v. Reporters Committee for

Freedom of the Press, 489 U.S. 749, 772-73 (1989); accord SafeCard Services, Inc., v. SEC, 926

F.2d 1197, 1206 (D.C. Cir. 1991). “Where the privacy concerns addressed by Exemption 7(C)

are present, . . . [the requester] must show that the public interest sought to be advanced is a

significant one, an interest more specific than having the information for its own sake [and that] .

. . the information is likely to advance that interest.” National Archives and Records

Administration v. Favish, 541 U.S. 157, 172 (2004). In making such a showing, plaintiff must

       3
         (...continued)
nondisclosure of third-party records against any asserted public interests in their disclosure. The
analysis is the same under both exemptions. Compare Chang v. Dep’t of Navy, 314 F. Supp.2d
at 43 (exemption 6) with Blanton v. U.S. Dep’t of Justice, 63 F. Supp.2d 35, 45 (D.D.C. 1999)
(exemption 7(C)); see also Beck, 997 F.2d at 1491 (although the “protection available under
these exemptions is not the same, . . . [t]he same [balancing] standard” applies).

                                                  5
assert “more than a bare suspicion” of official misconduct. Id. at 174. He “must produce

evidence that would warrant a belief by a reasonable person that the alleged Government

impropriety might have occurred.” Id. Otherwise, the balancing requirement does not come into

play. See id. at 175; Boyd v. Criminal Div. of U.S. Dep’t of Justice, 475 F.3d 381, 388 (D.C. Cir.

2007) (“Unsubstantiated assertions of government wrongdoing-- e.g., regarding the seizure of

Boyd's jailhouse phone conversations, lies by the prosecutor, and alleged perjury by a U.S.

Marshal--do not establish ‘a meaningful evidentiary showing.’”) (quoting Favish, 541 U.S. at

175).

        Plaintiff seeks the information about Blair allegedly to prove her “misconduct,” and/or

that of an assistant United States attorney, during his criminal prosecution. (Pl.’s Affidavit in

Support of Continuance at 2)4; see Pl.’s Mem. of P. & A. at 2 (“Plaintiff’s claim to agency

records stems from post trial discovery of misconduct by [the AUSA], for Brady v. Maryland,

373 U.S. 83, 10 L.Ed.2d 215, 83 S.Ct. 1194 (1963) violation.”). It is established, however, that

the public interest in disclosure "does not include helping an individual obtain information for his

personal use" to overturn a conviction. Oguaju v. U.S., 288 F.3d 448, 450 (D.C. Cir. 2002),

vacated and remanded on other grounds, 124 S.Ct. 1903 (2004), reinstated, 378 F.3d 1115 (D.C.

Cir. 2004) (citation omitted). Plaintiff’s allegation of misconduct “reveals little or nothing about

an agency’s own conduct.” Fischer, 596 F. Supp. 2d at 47 (quoting Willis v. U.S. Dep't of



        4
           In the affidavit supporting the motion for continuance, plaintiff refers to “Plaintiff’s
Affidavit in Support of Plaintiff’s Opposition to Defendant’s Motion for Dismissal and Motion
for Summary Judgment,” but no such document appears on the docket. In addition to the three-
page affidavit in support of a continuance, plaintiff’s opposition papers filed as one document
[Dkt. No. 11] consist of “Plaintiff’s Statement of Genuine Issues Setting Forth All Material Facts
for Litigation” (4 pages) and the “Memorandum of Points & Authorities in Support of Plaintiff’s
Opposition to Defendant’s Motion for Dismissal & Summary Judgment” [“Mem. of P. & A.”] (5
pages).

                                                 6
Justice, 581 F. Supp. 2d 57, 76 (D.D.C. 2008)) (other quoted citation omitted). Nor does it

“show a pattern of government wrongdoing as could overcome the significant privacy interest at

stake.” Boyd, 475 F.3d at 389. He therefore has not demonstrated the public’s entitlement to the

otherwise exempt third-party information. Thus, whether defendant actually searched for

records, see Compl. at 1, “is immaterial . . . because that refusal deprived [plaintiff] of nothing to

which he is entitled.” Edwards v. Dep’t of Justice, No. 04-5044, 2004 WL 2905342, at *1 (D.C.

Cir. Dec. 14, 2004).

       Plaintiff also argues that defendant has waived its right to invoke FOIA exemptions

because of disclosures made to him during his criminal proceedings. (Mem. of P.& A. at 3.)

Under the “public-domain doctrine, materials normally immunized from disclosure under FOIA

lose their protective cloak once disclosed and preserved in a permanent public record.” Cottone

v. Reno, 193 F.3d 550, 554 (D.C. Cir. 1999) (citations omitted). Plaintiff, however, has the

initial burden of showing prior disclosure by “point[ing] to ‘specific’ [publicly disclosed]

information identical to that being withheld.” Davis v. United States Dep't of Justice, 968 F.2d

1276, 1279 (D.C. Cir. 1992) (quoting Afshar v. Dep't of Justice, 702 F.2d 1125, 1130 (D.C. Cir.

1983)); see Cottone, 193 F.3d at 556 (affirming the withholding of audio tapes produced during

pretrial proceedings but not played in open court or otherwise placed in the public record).

Plaintiff has not come close to satisfying his burden; in any event, “a constitutionally compelled

disclosure to a single party simply does not enter the public domain.” Cottone, 193 F.3d at 556.

                                        III. CONCLUSION

       For the foregoing reasons, the Court finds no genuine issue presented on defendant’s

satisfactory response to plaintiff’s FOIA request for third-party records and concludes that




                                                  7
defendant is entitled to judgment as a matter of law. A separate Order accompanies this

Memorandum Opinion.



                                                               /s/
                                                   ELLEN SEGAL HUVELLE
                                                   United States District Judge

Date: April 22, 2009




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