Pursuant to Ind. Appellate Rule 65(D), this
Memorandum Decision shall not be
regarded as precedent or cited before any


                                                                             FILED
court except for the purpose of establishing
the defense of res judicata, collateral
estoppel, or the law of the case.
                                                                         Mar 13 2012, 9:21 am

ATTORNEY FOR APPELLANT:
                                                                                  CLERK
                                                                                of the supreme court,
                                                                                court of appeals and
DOUGLAS R. DENMURE                                                                     tax court


Aurora, Indiana



                                 IN THE
                       COURT OF APPEALS OF INDIANA

DOUGLAS R. DENMURE, PERSONAL                               )
REPRESENTATIVE OF THE ESTATE OF                            )
EUGENE D. TRESTER, DECEASED,                               )
                                                           )
        Appellant-Plaintiff,                               )
                                                           )
                 vs.                                       )        No. 49A02-1109-ES-905
                                                           )
MICHAEL S. GRIDLEY, PERSONAL                               )
REPRESENTATIVE OF THE ESTATE OF                            )
ALICE F. GRIDLEY, DECEASED,                                )
                                                           )
        Appellee-Defendant.                                )


                       APPEAL FROM THE MARION SUPERIOR COURT
                             The Honorable Gerald S. Zore, Judge
                              Cause No. 49D08-0708-ES-38851


                                             March 13, 2012

                 MEMORANDUM DECISION - NOT FOR PUBLICATION1

KIRSCH, Judge



        1
         We note that the Appellant in this case has filed a request for publication of our opinion. Because we
employ a prima facie standard of review, we decline to publish the opinion.
        Douglas R. Denmure (“Denmure”), Personal Representative of the Estate of Eugene

D. Trester, Deceased, on behalf of Edwin A. Gridley and Eugene D. Trester (“the Residuary

Beneficiaries”), appeals from the trial court’s order approving the personal representative’s

accounting, supplemental accounting, petition for order approving distribution and closing

the Estate of Alice F. Gridley, Deceased (“the Gridley Estate”), and from the trial court’s

order denying Denmure’s request for attorney fees associated with enforcement of a mediated

settlement agreement (“the MSA”), without holding a hearing. Denmure, on behalf of the

Residuary Beneficiaries, presents the following restated and consolidated issue for our

review: Whether the trial court’s order is contrary to the MSA entered into between the

interested parties and approved by the trial court.

        We reverse and remand.

                           FACTS AND PROCEDURAL HISTORY

        On July 14, 2008, the Residuary Beneficiaries, other interested parties, and the

personal representative of the Gridley Estate, Michael S. Gridley (“Gridley”), entered into the

MSA to resolve a cause of action separate from the administration of the Gridley Estate, but

pertaining to disputes among them about the administration of the Gridley Estate. On

October 2, 2009, Gridley, by counsel, filed a motion to approve the MSA with the trial court

in the Gridley Estate cause of action. The trial court signed an order approving the MSA that

same day.2




        2
         The MSA was signed by all principal interested persons and all lesser interested persons except for
one individual. The trial court’s order approving the MSA acknowledged that fact and ordered only those who
signed the MSA to carry out its terms.

                                                     2
       The MSA identified certain specific expenses that were to be paid from the net

proceeds from the sale of real estate, the primary asset of the Gridley Estate, and the

distribution of the residual estate. In particular, the MSA included the following provisions:

       6. The Personal Representative will pay the following sums from the Net
       Proceeds:

       a. Funeral Expenses (Claim #1)……………………………..$7,926.70
       b. Denmure guardianship attorney fees (Claim #2)……….$14,624.00
       c. William Radez, Esq………………………………………..$2,000.00
       d. William Fatout, Esq………………………………………..$7,000.00
       e. Personal Representative Fee……………………………….$2,800.00
       f. Advancements refund to Personal Representative………..$2.200.00
       g. Inheritance Tax…………………………………………….TBD
       h. Mediator fees above the $500 retainer paid by each of attorneys
           Fatout and Denmure………………………………………..TBD
       j. Real Estate taxes on the Residence………………………...TBD
       k. Real Estate insurance………………………………………..TBD
       l. Ordinary and customary expenses of maintaining the residence
          prior to sale……………………………………………………TBD

       7. Aside from the attorneys’ fees to be paid from the Net Proceeds as
       identified in paragraph 6 immediately above, each party shall be individually
       responsible for the payment of any attorneys’ fees to their respective attorney.

       8. For purposes of this Agreement, the Net Proceeds and any and all other
       remaining sums held by the Estate after satisfying the amounts described in
       paragraph 6 above, shall be hereinafter referred to as the “Residual Estate”.
       The Residual Estate shall be distributed one-third (1/3) to [Gridley], c/o
       William Fatout, and two-thirds (2/3) to Plaintiffs, c/o [Denmure].

Appellant’s App. at 79. Paragraph 11 of the MSA provided that the parties would release and

discharge each other from any disputes or claims as to all matters that were asserted or could

have been asserted between the parties. Further, Paragraph 16 of the MSA provided that if

any of the parties were required to initiate legal action to enforce the terms of the MSA, the




                                              3
prevailing party or parties would be entitled to recover reasonable attorney fees from the non-

prevailing party or parties.

       On May 11, 2010, Gridley filed a verified closing statement with attachments

pertaining to the Gridley Estate with the trial court. Among the proposed distributions was a

$7,000.00 payment to Attorney William Fatout, a $2,356.00 payment to Attorney William R.

Radez, Jr., and a $14,624.00 payment to Denmure. On June 24, 2010, Gridley filed an

amended verified closing statement, containing the proposed distributions previously

mentioned, and added a proposed distribution to Gridley of $7,501.60 as a personal

representative fee.

       On August 30, 2010, Denmure, on behalf of the Residuary Beneficiaries, filed an

objection to the amended closing statement, arguing that the personal representative’s fee

should be $2,800.00 per the terms of the MSA, and not $7,501.60 as proposed in the

amended closing statement. On October 1, 2010, an attorney for the Gridley Estate filed an

amended Indiana inheritance tax return. In particular, Schedule F of that return included, in

part, the following deduction entries:

       2. Attorney William Fatout (See Mediation Order)          $7,000.00
       3. Attorney William Radez Jr. (See Invoice)               $3,356.00
       4. Michael S. Gridley-Personal Representative Fees        $3,518.00
             (See Invoice)

Id. at 174.

       On February 28, 2011, Denmure filed a request for additional attorney fees to be

assessed against Gridley and the Gridley Estate’s attorneys for failing to abide by the terms

and conditions of the MSA. Denmure later filed a supplement and amendment to the


                                              4
Residuary Beneficiaries’ objection to the amended closing statement. The trial court took the

pending matters under advisement.

       On July 6, 2011, the trial court issued its order approving Gridley’s amended closing

statement. The trial court’s order included the payment of $2,356.00 to Attorney William

Radez, Jr., and for the payment of $7,501.60 to Gridley for “Personal Representative

Fees/Real Estate Management Fees/Reimbursement of Costs & Expenses.” Id. at 14. On

July 19, 2011, the trial court denied Denmure’s request for additional attorney fees without

holding a hearing on the matter. Denmure filed a motion to correct error, which was denied

by the trial court. Denmure now appeals.

                              DISCUSSION AND DECISION

       As an initial matter, we note that Gridley has failed to file a brief in this appeal. When

the appellee has failed to submit a brief we need not undertake the burden of developing an

argument on the appellee’s behalf. Trinity Homes, LLC v. Fang, 848 N.E.2d 1065, 1068

(Ind. 2006). Instead, we will reverse the trial court’s judgment if the appellant’s brief

presents a case of prima facie error. Id. Prima facie error is defined as, at first sight, on first

appearance, or on the face of it. Id. Where an appellant has failed to meet this burden, we

will affirm. Id.

       Denmure argues that the trial court’s order erroneously contains provisions contrary to

those negotiated in the MSA. Indeed, our review of the MSA and the trial court’s order

reflect that additional payments to Gridley and an attorney of the Gridley Estate that were not

provided for in the MSA were made possible by the trial court’s approval of the amended

closing statement. “Indiana strongly favors settlement agreements.” Georgos v. Jackson,

                                                5
790 N.E.2d 448, 453 (Ind. 2003). Further, it is well-established that if a party agrees to settle

a pending action, but then refuses to abide by the settlement agreement, the opposing party

may obtain a judgment enforcing the agreement. Id. “Settlement agreements are governed

by the same general principles of contract law as any other agreement.” Id.

       Furthermore, Indiana Code section 29-1-9-1 provides in pertinent part for the

compromise of any contest or controversy as to the administration of the estate of any

decedent or of any testamentary trust. As we stated in In Re Estate of Yeley, 959 N.E.2d 888,

892 (Ind. Ct. App. 2011) (quoting In Re the Estate of McNicholas, 580 N.E.2d 978, 982 (Ind.

Ct. App. 1991), “the compromise statute is broader than the will contest statute in that it

provides for the settlement of issues that are not involved in determining the validity of the

will.” “Upon the execution in writing of an agreement by all parties interested in the will, the

parties may submit their agreement to the court for approval.” Id.

       Indiana Code section 29-1-9-3 sets out the authority of the trial court in this situation

as follows:

       Upon due notice, in the manner directed by the court, to all interested persons
       in being, or to their guardians, and to the guardians of all unborn persons who
       may take contingent interests by the compromise, and to the personal
       representative of the estate and to all trustees of testamentary trusts which
       would be affected by the compromise, the court shall, if it finds that the contest
       or controversy is in good faith and that the effect of the agreement upon the
       interests of persons represented by fiduciaries is just and reasonable, make an
       order approving the agreement and directing the fiduciaries and guardians ad
       litem to execute such agreement. Upon the making of such order and the
       execution of the agreement, all further disposition of the estate shall be in
       accordance with the terms of the agreement.

Thus, a trial court order approving a settlement agreement is not an adjudication of the issues

of the litigation, but is a means of avoiding adjudication. In Re McNicholas, 580 N.E.2d at

                                               6
982. The probate court is permitted to: (1) determine whether there is a good faith

controversy and whether the effect of the agreement is just and reasonable; (2) approve the

agreement; (3) order the fiduciaries and guardians ad litem to execute such agreement; and

(4) order the property to be distributed to the parties according to the settlement agreement.

Ind. Code § 29-1-9-3; In Re McNicholas, 580 N.E.2d at 982.

       Therefore, based upon the facts presented and our review of the pertinent statutes and

case law, we conclude that Denmure has established prima facie error. We reverse the trial

court’s order and remand this matter for further proceedings, including a consideration of

Denmure’s request for additional attorney fees pursuant to the terms of the MSA in order to

enforce the terms of the MSA on behalf of the Residuary Beneficiaries.

       Reversed and remanded.

BARNES, J., and BRADFORD, J., concur.




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