J-S69014-15


NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

IN THE MATTER OF: MARTIN LORBER,           :     IN THE SUPERIOR COURT OF
AN ALLEGED INCAPACITATED PERSON            :          PENNSYLVANIA
                                           :
                                           :
APPEAL OF: EDWARD D.                       :
PLOTZKER, M.D. PC                          :         No. 1081 EDA 2015

                    Appeal from the Order March 12, 2015
              In the Court of Common Pleas of Delaware County
                     Orphans’ Court at No(s): 224 of 2014

BEFORE: GANTMAN, P.J., FORD ELLIOTT, P.J.E., and OLSON, J.

MEMORANDUM BY GANTMAN, P.J.:                    FILED NOVEMBER 25, 2015

      Appellant, Edward D. Plotzker, M.D. PC, purports to appeal from the

order entered in the Delaware County Court of Common Pleas, Orphans’

Court, which struck his collection of pro se motions titled: “Motion to Halt all

Proceedings, Motion to Recover and Escrow Funds, Motion Seeking Recusal

of [the Trial Judge], and Motion Removing [the Court-Appointed Successor

Plenary Guardian] for Dereliction of [Decedent].” We quash the appeal.

      The relevant facts and procedural history of this case are as follows.

On October 24, 2011, Martin Lorber (“Decedent”) was admitted to the

personal care unit of Martins Run, an assisted living/nursing home facility in

Media, Pennsylvania. Decedent was transferred to the nursing home facility

on April 25, 2013, where he remained until his death.        Judith Plotzker is

Appellant’s wife and Decedent’s daughter and only child. Decedent named

Ms. Plotzker as his agent pursuant to a durable power of attorney (“POA”)
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dated May 12, 2011.

      On April 1, 2014, Martins Run filed a petition for adjudication of

Decedent’s incapacitation and appointment of a guardian. At the time of the

petition, Decedent was ninety-five years old. Martins Run alleged, inter alia,

Ms. Plotzker had failed to pay for nursing home services rendered for

Decedent and failed or delayed to respond to calls regarding Decedent’s care

and the status of his account.       Martins Run also expressed concerns

regarding Ms. Plotzker’s access to and control of Decedent’s income and

financial resources.    Martins Run highlighted that Ms. Plotzker had

transferred title of Decedent’s residence to herself and Decedent as joint

tenants with the right of survivorship in April 2012. The court held a hearing

on May 12, 2014, after which the court appointed a guardian ad litem over

Decedent’s person and a temporary emergency guardian over Decedent’s

estate, due to Ms. Plotzker’s alleged financial impropriety. The court held a

subsequent review hearing on June 16, 2014, at which time the court-

appointed guardians represented that Ms. Plotzker had depleted Decedent’s

account with Merrill Lynch and had written herself checks in the amount of

$144,937.00, as well as checks totaling $55,604.90 to others.

      Following   the   hearing,   the   court   adjudicated    Decedent   as

incapacitated, suspended Ms. Plotzker’s POA, directed Ms. Plotzker to

provide an accounting of the disputed checks, and appointed the temporary

emergency guardian of Decedent’s estate as plenary guardian of Decedent’s


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person and Decedent’s estate.1 On July 2, 2014, Martins Run filed a petition

to declare as void the transfer of real property from Decedent to Decedent

and Ms. Plotzker as joint tenants with the right of survivorship. On August

6, 2014, Ms. Plotzker filed a “letter motion” requesting reversal of all court

orders in the case and dismissal of Martins Run’s action.      On August 13,

2014, Appellant filed an “amicus curiae” response in the matter. The court

held a hearing on August 20, 2014. Ms. Plotzker did not attend. After the

hearing, the court declared as void the April 20, 2012 transfer of real

property.   The court denied Ms. Plotzker’s “letter motion” on August 27,

2014; the court did not address Appellant’s “amicus curiae” response.

Appellant filed another “amicus curiae” document on September 16, 2014,

which the court did not address.        On November 10, 2014, the court

appointed   a   successor   plenary   guardian   of   Decedent’s   person   and

Decedent’s estate. Decedent died on January 19, 2015.

      On March 9, 2015, Appellant filed the current collection of pro se

motions titled: “Motion to Halt all Proceedings, Motion to Recover and

Escrow Funds, Motion Seeking Recusal of [the Trial Judge], and Motion

Removing [the Court-Appointed Successor Plenary Guardian] for Dereliction

of [Decedent].”   Appellant claimed, inter alia, Martins Run failed to return

Decedent’s personal effects to Ms. Plotzker; the trial court lacked authority

to void the transfer of real property; Decedent’s stay at Martins Run “was

1
 Nothing in the certified record indicates that Ms. Plotzker complied with the
court’s order directing her to supply an accounting.
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enticed by illegal acts” by Martins Run, the trial court, and others, which

resulted in the “de facto incarceration of [Decedent]”; Decedent’s contract

with Martins Run is void; the trial court, Martins Run, and the court-

appointed plenary guardians engaged in elder abuse; and the trial court

must recuse itself. Appellant cited no legal authority whatsoever to support

the allegations set forth in his motions.   The court struck the motions on

March 12, 2015, based on Appellant’s unauthorized practice of law.

Appellant filed a motion for reconsideration2 and a notice of appeal on April

9, 2015. On April 14, 2015, by separate orders, the court denied Appellant’s

motion for reconsideration and struck Appellant’s notice of appeal, due to

Appellant’s continued unauthorized practice of law.3

      Martins Run filed an application in this Court on August 3, 2015, to

quash the appeal, claiming Appellant lacks standing to appeal because he is

not an interested party in the underlying proceedings. Appellant responded

on August 20, 2015, claiming, inter alia, he is a “whistleblower” concerning

events which took place at Martins Run; counsel for Martins Run is a “co-

conspirator”; the trial court is “impaired”; and suggesting he can practice


2
  In his motion for reconsideration, Appellant alleged, inter alia, the trial
court is “impaired,” where it improperly deemed Appellant unauthorized to
practice law. Appellant insisted he is permitted to act as “amicus curiae.”
Appellant also claimed he is a “whistleblower.” Appellant cited no legal
authority to support these assertions.
3
  Based on the court’s disposition, it did not order Appellant to file a concise
statement of errors complained of on appeal pursuant to Pa.R.A.P. 1925(b),
and Appellant filed none.
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law because Abraham Lincoln practiced law without attending law school.4

        Preliminary, Pennsylvania Rule of Appellate Procedure 501 provides:

           Rule 501. Any Aggrieved Party May Appeal

           Except where the right of appeal is enlarged by statute,
           any party who is aggrieved by an appealable order, or a
           fiduciary whose estate or trust is so aggrieved, may appeal
           therefrom.

Pa.R.A.P. 501.     “Whether…a party is aggrieved by the action below is a

substantive question determined by the effect of the action on the party,

etc.”   Pa.R.A.P. 501, Note.    “The Appellate Rules do not define the term

‘party.’   However, the note following the definitional rule, Pa.R.A.P. 102,

states that [the] rule is based on 42 Pa.C.S. § 102, which defines ‘party’ as

‘a person who commences or against whom relief is sought in a matter.’”

Matter of Brown, 507 A.2d 418, 420 (Pa.Super. 1986) (quoting Newberg

by Newberg v. Board of Public Education, 478 A.2d 1352, 1354

(Pa.Super. 1984)).      “[A]n appeal by one who was not a party to a

proceeding in the trial court must be quashed.”       Brown, supra (quoting

Newberg, supra).

        In the context of incapacity and guardianship proceedings, Section

4
   Appellant did not include a statement of questions presented in his
appellate brief. See Pa.R.A.P. 2116(a) (explaining statement of questions
involved must state concisely issues to be resolved, expressed in terms and
circumstances of case but without unnecessary detail; no question will be
considered unless it is stated in statement of questions involved or is fairly
suggested thereby); Smathers v. Smathers, 670 A.2d 1159 (Pa.Super.
1996) (explaining omission of statement of questions presented is
particularly grievous because statement of questions defines specific issues
appellate Court is asked to review).
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5511 of the Decedents, Estates and Fiduciaries Code provides, in relevant

part:

        § 5511.        Petition    and    hearing;    independent
        evaluation

            (a) Resident.—The court, upon petition and hearing
        and upon the presentation of clear and convincing
        evidence, may find a person domiciled in the
        Commonwealth to be incapacitated and appoint a guardian
        or guardians of his person or estate. The petitioner may
        be any person interested in the alleged incapacitated
        person’s welfare. The court may dismiss a proceeding
        where it determines that the proceeding has not been
        instituted to aid or benefit the alleged incapacitated person
        or that the petition is incomplete or fails to provide
        sufficient facts to proceed. Written notice of the petition
        and hearing shall be given in large type and in simple
        language to the alleged incapacitated person. The notice
        shall indicate the purpose and seriousness of the
        proceeding and the rights that can be lost as a result of
        the proceeding. It shall include the date, time and place of
        the hearing and an explanation of all rights, including the
        right to request the appointment of counsel and to have
        counsel appointed if the court deems it appropriate and
        the right to have such counsel paid for if it cannot be
        afforded. The Supreme Court shall establish a uniform
        citation for this purpose. A copy of the petition shall be
        attached. Personal service shall be made on the alleged
        incapacitated person, and the contents and terms of the
        petition shall be explained to the maximum extent possible
        in language and terms the individual is most likely to
        understand. Service shall be no less than 20 days in
        advance of the hearing. In addition, notice of the
        petition and hearing shall be given in such manner
        as the court shall direct to all persons residing
        within the Commonwealth who are sui juris and
        would be entitled to share in the estate of the
        alleged incapacitated person if he died intestate at
        that time, to the person or institution providing
        residential services to the alleged incapacitated
        person and to such other parties as the court may
        direct, including other service providers. …

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20 Pa.C.S.A. § 5511(a) (emphasis added). Thus, under Section 5511(a):

         [O]nly those persons who are sui juris and would be
         entitled to share in the alleged [incapacitated person’s]
         estate are required to be notified of impending
         [incapacitation] proceedings. It follows that the class
         of individuals entitled to challenge the adjudication
         should be limited to these same intestate heirs and
         the alleged [incapacitated person] himself.

Brown, supra at 419 (emphasis added) (quashing appeal from order

adjudicating former     client as incapacitated      under    Section 5511        and

appointing guardian of estate; appellant was non-relative who possessed no

interest as intestate heir and was not even entitled to notification of

incapacitation proceedings; appellant had no protectable interest before trial

court; appellant’s former position as attorney-in-fact for incapacitated

person did not confer standing to object to adjudication of incapacitation on

appeal, where appellant had no standing to object to proceedings before trial

court; thus, appellant had no special statutory right to appeal under Section

5511(a);   further,   appellant’s   participation   as   witness   at   hearing   on

incapacitation did not make her party to action or otherwise establish

general right to review under Pa.R.A.P. 501).

      Instantly, Martins Run, the institution providing nursing care and

residential services to Decedent, commenced the incapacitation proceedings

pursuant to Section 5511(a). Significantly, Appellant is related to Decedent

only through marriage to Decedent’s daughter.            He would not have been

entitled to share in Decedent’s estate if Decedent died intestate at the time

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Martins Run commenced the proceedings.           See 20 Pa.C.S.A. § 2103

(providing order of intestate succession to others than surviving spouse).5

Additionally, the record shows Appellant resides in New York.           Thus,

Appellant did not possess a protectable interest in the proceedings

concerning Decedent’s incapacitation and has no statutory right to appeal.

See 20 Pa.C.S.A. § 5511(a); Brown, supra.

        Additionally, Appellant did not commence the underlying incapacitation

proceedings and Martins Run did not initiate those proceedings against

Appellant, as is necessary to deem Appellant a “party” to the action for

purposes of Rule 501.     See Pa.R.A.P. 501; Brown, supra.      The fact that

Appellant might have attended one or more of the hearings before the trial

court or filed motions in those proceedings as self-designated “amicus

curiae” likewise does not entitle Appellant to a general right to review. See

id.     See also Newberg, supra (quashing appellants’ appeal, where

appellants participated in proceedings before trial court solely as amicus

curiae; consequently, appellants had no standing to appeal trial court’s final

decree); In re Petition for Referendum to Amend Home Rule Charter

of City of Pittsburgh, 450 A.2d 802 (Pa.Cmwlth. 1982) (quashing

appellant’s appeal, where appellant appeared solely before trial court

proceedings as amicus curiae; “amicus curiae” literally means “a friend of

the court;” term applies to someone who interposes in judicial proceeding to


5
    Decedent’s wife predeceased him.
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J-S69014-15


assist court or who gives information on some legal matter before court;

amicus curiae is not party to underlying action and has no standing to

appeal).

      Further, in striking Appellant’s current motions, the trial court

explained:

            Nothing in the record before this [c]ourt indicates that
            [Appellant] ever attended and/or graduated from an
            accredited law school, satisfactorily completed the
            Pennsylvania    bar   examination,    or     provided   the
            Pennsylvania Board of Law Examiners with evidence of no
            prior conduct which would indicate a character that is
            incompatible with the standards expected of members of
            the Pennsylvania Bar. In fact, [Appellant] represented
            himself to this [c]ourt as a Medical Doctor, not as an
            attorney.    [Therefore,]…[Appellant] engaged in the
            unauthorized practice of law when he filed the Motions.

            In the Motions, [Appellant] echoed the arguments made by
            [Ms.] Plotzker in her Letter Motion and made many
            scathing allegations against Martins Run, [the successor
            plenary guardian], and [the trial court]. The theme of
            [Appellant’s] filing was that the entire proceeding before
            this [c]ourt was illegal and improper. While it is important
            to note that all of [Appellant’s] allegations and arguments
            are completely without merit, it is unnecessary for this
            [c]ourt to address the merits of those allegations and
            arguments because [Appellant] is not a party in interest in
            this matter and engaged in the unauthorized practice of
            law on behalf of his wife, [Ms.] Plotzker, when he filed
            those motions.

(Trial Court Opinion, filed June 24, 2015, at 5).        We accept the court’s

analysis.     Appellant has no special statutory right to appeal pursuant to

Section 5511; no general right to review under Pa.R.A.P. 501; and is not on

appeal as an attorney-of-record in this case.        Accordingly, to the extent


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Appellant’s appeal remains active on this Court’s docket, following the trial

court’s April 14, 2015 order striking Appellant’s notice of appeal, we quash

the appeal. See Brown, supra.

       Appeal quashed.

Judgment Entered.




Joseph D. Seletyn, Esq.
Prothonotary

Date: 11/25/2015




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