                           UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD


     SPECIAL COUNSEL                                 DOCKET NUMBER
     EX REL. CARMINE A. TARANTINO,                   CB-1208-16-0027-U-1
                   Petitioner,

                  v.
                                                     DATE: September 23, 2016
     SMITHSONIAN INSTITUTION,
                  Agency.




               THIS STAY ORDER IS NONPRECEDENTIAL 1
           Julie R. Figueira, Esquire, Washington, D.C., for the petitioner.

           Amy Koontz, Esquire, Washington, D.C., for the agency.


                                           BEFORE

                              Susan Tsui Grundmann, Chairman


                               ORDER ON STAY REQUEST

¶1         Pursuant to 5 U.S.C. § 1214(b)(1)(A)(i), the Office of Special Counsel
     (OSC) has requested a 45–day stay of the agency’s change of Carmine
     Tarantino’s work schedule and duty station to allow OSC to investigate Mr.




     1
        A nonprecedential order is one that the Board has determined does not add
     significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
     but such orders have no precedential value; the Board and administrative judges are not
     required to follow or distinguish them in any future decisions. In contrast, a
     precedential decision issued as an Opinion and Order has been identified by the Board
     as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
                                                                                             2

     Tarantino’s prohibited personnel practice complaint. For the reasons set forth
     below, OSC’s request for a stay is GRANTED.

                                        BACKGROUND
¶2         In its September 20, 2016 stay request, OSC alleges that it has reasonable
     grounds to believe that the agency changed Mr. Tarantino’s work schedule and
     duty station in reprisal for protected activity under 5 U.S.C. § 2302(b)(9)(B) and
     (b)(9)(C). 2   According to OSC, Mr. Tarantino is a Utility Systems Repairer
     Operator with the Smithsonian Institution in New York City, New York, and a
     union steward for the American Federation of Government Employees (AFGE)
     Local 2463.       OSC alleges that, in November and December 2015, in
     Mr. Tarantino’s capacity as a union steward, he filed claims or complaints with
     the Department of        Labor (DOL), the Occupational Safety and                 Health
     Administration (OSHA), and the agency’s Office of Safety, Health, and
     Environmental Management (OSHEM), on behalf of a coworker, A.G., regarding
     an incident where A.G. was sent to the hospital after their second‑level
     supervisor, G.H., made him perform a painting project without protective
     equipment.     OSC further contends that on November 22, 2015, Mr. Tarantino
     filed a complaint with the agency’s Office of the Inspector General (OIG), in
     which he alleged that G.H. had retaliated against A.G. and submitted false
     statements to OSHA and OSHEM.
¶3         According to OSC, on November 24, 2015, two days after Mr. Tarantino
     filed the OIG complaint, G.H. notified Mr. Tarantino that he was changing his
     work schedule and duty station from a third shift tour of duty (Sunday through
     Thursday from 10:30 p.m. to 7:00 a.m.) at the Cooper Hewitt Smithsonian Design
     Museum, to a first shift tour of duty (Monday through Friday from 7:30 a.m. to

     2
       OSC further alleges that, in reprisal for Mr. Tarantino’s protected activity, the agency
     issued him a letter of reprimand and suspended him for 2 days. However, OSC does not
     request a stay of these actions.
                                                                                           3

     4:00 p.m.) at the National Museum of the American Indian. 3 OSC contends that
     G.H. was aware that the new work schedule would create a significant hardship
     for Mr. Tarantino due to his childcare responsibilities. OSC further contends that
     the new duty station put Mr. Tarantino in close proximity with G.H. and that the
     fear of retaliation caused Mr. Tarantino to experience debilitating anxiety and
     panic attacks, rendering him unable to work. According to OSC, Mr. Tarantino
     has been on medical leave for 8 months and has exhausted his paid leave.

                                          ANALYSIS
¶4         Under 5 U.S.C. § 1214(b)(1)(A)(i), OSC may request that any member of
     the Merit Systems Protection Board order a stay of any personnel action for
     45 days if OSC determines that there are reasonable grounds to believe that the
     personnel action was taken, or is to be taken, as a result of a prohibited personnel
     practice. 4 Such a request shall be granted unless the Board member determines
     that, under the facts and circumstances involved, such a stay would not be
     appropriate.   5 U.S.C. § 1214(b)(1)(A)(ii).     OSC’s stay request need only fall
     within the range of rationality to be granted, and the facts must be reviewed in the
     light most favorable to a finding of reasonable grounds to believe that a
     prohibited personnel practice was (or will be) committed. See Special Counsel ex
     rel. Aran v. Department of Homeland Security, 115 M.S.P.R. 6, ¶ 9 (2010).


     3
       Although not specified in the September 20, 2016 stay request, I assume that the
     agency changed Mr. Tarantino’s duty station to the National Museum of the American
     Indian in lower Manhattan, rather than the National Museum of the American Indian in
     Washington, D.C., as OSC did not allege that the agency required him to work in a
     different city.
     4
       In the September 20, 2016 stay request, OSC represents that the agency contends that
     OSC does not have jurisdiction over the Smithsonian Institution or its civil service
     employees under 5 U.S.C. § 2302. To the extent that the agency contends that OSC
     lacks authority to request a stay or that the Board lacks authority to order a stay, the
     agency is incorrect. The Board has held that the Smithsonian Institution is an “agency”
     under 5 U.S.C. § 2302(a)(2)(C). See Pessa v. Smithsonian Institution, 60 M.S.P.R. 421,
     425 (1994).
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¶5         It is a violation of 5 U.S.C. § 2302(b)(9)(B) to take a personnel action
     because of an employee “testifying for or otherwise lawfully assisting any
     individual” in the exercise of any appeal, complaint, or grievance right granted by
     any law, rule, or regulation. 5 U.S.C. § 2302(b)(9)(A), (B); Alarid v. Department
     of the Army, 122 M.S.P.R. 600, ¶ 10 (2015).          It is a violation of 5 U.S.C.
     § 2302(b)(9)(C) to take a personnel action because of an employee cooperating
     with or disclosing information to the Inspector General of an agency, among other
     things. As OSC states, to establish a prima facie violation of either 5 U.S.C.
     § 2302(b)(9)(B) or (b)(9)(C) it must show that:      (1) the employee engaged in
     protected activity; (2) the official(s) who recommended or took the personnel
     action had knowledge of the protected activity; (3) a personnel action was
     threatened or taken; and (4) the protected activity was a contributing factor in the
     challenged   personnel   action.     See   Office   of   Special   Counsel   ex   rel.
     Aran, 115 M.S.P.R. 6, ¶ 7 (describing a prima facie violation of 5 U.S.C.
     § 2302(b)(8)); see also Hooker v. Department of Veterans Affairs, 120 M.S.P.R.
     629, ¶ 9 (2014) (discussing the effects of changes in the statutory language at 5
     U.S.C. § 1221(e)(1) on the protections afforded activities addressed in 5 U.S.C.
     § 2302(b)(9)(A)(i), (B), (C), and (D)).
¶6         Performing union‑related duties, such as filing grievances and representing
     other employees in the grievance process, are protected activities under section
     2302(b)(9)(B).   Alarid, 122 M.S.P.R. 600, ¶ 10.         Based on the information
     provided by OSC, it appears that Mr. Tarantino may have engaged in protected
     activity under section 2302(B)(9)(B) in his capacity as a union steward when he
     filed claims or complaints with DOL, OSHA, and the agency’s OSHEM on A.G.’s
     behalf.   Based on the information provided by OSC, it also appears that Mr.
     Tarantino may have engaged in protected activity under section 2302(b)(9)(C)
     when he filed the OIG complaint.
¶7         Next, OSC alleges that G.H. had knowledge of Mr. Tarantino’s protected
     activities. OSC contends that Mr. Tarantino interacted with G.H. while pursuing
                                                                                      5

      the DOL, OSHA, and OSHEM claims and complaints on A.G.’s behalf. OSC
      further contends that Mr. Tarantino notified G.H. that he intended to file the OIG
      complaint.
¶8         Based on OSC’s        allegations in the    stay request, the     change in
      Mr. Tarantino’s work schedule and duty station could constitute a “personnel
      action” as defined in 5 U.S.C. § 2302(a)(2)(A).      That definition includes, in
      pertinent part, a “significant change in duties, responsibilities, or working
      conditions.” 5 U.S.C. § 2302(a)(2)(A)(xii).
¶9         Finally, the contributing factor element may be established through the
      knowledge/timing test, i.e., that the official taking the personnel action knew of
      the protected activity and the personnel action occurred within a period of time
      such that a reasonable person could conclude that the protected activity was a
      contributing factor. See Mastrullo v. Department of Labor, 123 M.S.P.R. 110,
      ¶ 18 (2015); Carney v. Department of Veterans Affairs, 121 M.S.P.R. 446, ¶ 7
      (2014).   According to OSC, G.H. learned of the OIG complaint and of Mr.
      Tarantino’s activities as A.G.’s union steward in November 2015, the same month
      that he changed Mr. Tarantino’s work schedule and duty location, which would
      satisfy the knowledge/timing test.     See Mastrullo, 123 M.S.P.R. 110, ¶ 21
      (recognizing that a personnel action taken within approximately 1 to 2 years of an
      appellant’s protected disclosures satisfies the knowledge/timing test).         In
      addition, OSC contends that attendant circumstances suggest that Mr. Tarantino’s
      protected activity was a contributing factor in G.H.’s decision to change his work
      schedule and duty station. In particular, OSC alleges that the agency did not
      include Mr. Tarantino on a list of employees proposed for shift changes that it
      gave to the union a month before G.H. notified Mr. Tarantino that his work
      schedule and duty station would be changed.
¶10        Thus, given the deference that should be afforded to OSC and the assertions
      made in its stay request, I find that there are reasonable grounds to believe that
      the agency took a personnel action against Mr. Tarantino based on his protected
                                                                                            6

      activity in violation of 5 U.S.C. § 2302(b)(9)(B) and (b)(9)(C) when it assigned
      him to a different work schedule and duty station.

                                              ORDER
¶11        Based on the foregoing, I conclude that granting OSC’s stay request is
      appropriate.      Accordingly, a      45–day stay of       the   agency’s    change   of
      Mr. Tarantino’s work schedule and duty station to a first shift tour of duty at the
      National Museum of the American Indian is GRANTED. The stay shall be in
      effect from September 23, 2016, through and including November 7, 2016. It is
      further ORDERED that:
            (1)      Mr. Tarantino shall be reinstated to his former third shift tour of duty
                     at the Cooper Hewitt Smithsonian Design Museum, with the same
                     duties and responsibilities, and at the same salary and grade level
                     that he would have held if his work schedule and duty station had not
                     been changed;
            (2)      Following Mr. Tarantino’s reinstatement to a third shift tour of duty
                     at the Cooper Hewitt Smithsonian Design Museum, the agency shall
                     not effect any change to his tour of duty or work location;
            (3)      The agency shall not effect any change in Mr. Tarantino’s duties and
                     responsibilities that is inconsistent with his salary or grade level or
                     impose upon him any requirement that is not required of other
                     employees of comparable position, salary, or grade level;
            (4)      Within 5 working days of this Order, the agency shall submit
                     evidence to the Clerk of the Board showing that it has complied with
                     this Order;
            (5)      Any request for an extension of this stay pursuant to 5 U.S.C.
                     § 1214(b)(1)(B) must be received by the Clerk of the Board and the
                     agency, together with any evidentiary support, on or before October
                     21, 2016.     See 5 C.F.R. § 1201.136(b).   Any comments on such a
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           request that the agency wants the Board to consider pursuant
           to 5 U.S.C. § 1214(b)(1)(C) must be received by the Clerk of the
           Board, together with any evidentiary support, on or before October
           28, 2016.




FOR THE BOARD:                        ______________________________
                                      Jennifer Everling
                                      Acting Clerk of the Board
Washington, D.C.
