                                                                                                                           Opinions of the United
2008 Decisions                                                                                                             States Court of Appeals
                                                                                                                              for the Third Circuit


11-20-2008

In Re: Frederick Sisneros
Precedential or Non-Precedential: Non-Precedential

Docket No. 08-4027




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"In Re: Frederick Sisneros " (2008). 2008 Decisions. Paper 204.
http://digitalcommons.law.villanova.edu/thirdcircuit_2008/204


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DLD-25
                                                                  NOT PRECEDENTIAL

                        UNITED STATES COURT OF APPEALS
                             FOR THE THIRD CIRCUIT

                                        ___________

                                        No. 08-4027
                                        ___________

                           IN RE: FREDERICK C. SISNEROS,
                                                  Petitioner
                                     ___________

                      On a Petition for Writ of Mandamus from the
           United States District Court for the Eastern District of Pennsylvania
                      (Related to E.D. Pa. Civ. No. 2:07-cv-04294)


                     Submitted Pursuant to Rule 21, Fed. R. App. P.
                                   October 30, 2008
                  Before: BARRY, AMBRO and SMITH, Circuit Judges

                            (Opinion filed: November 20, 2008)
                                        __________

                                          OPINION


PER CURIAM

       Petitioner Frederick M. Sisneros, a prisoner proceeding pro se, seeks a writ of

mandamus (1) compelling the District Court to vacate the order of a recused District

Court judge dismissing Petitioner’s second habeas corpus petition and (2) directing the

District Court to treat that petition as a first habeas corpus petition for purposes of 28

U.S.C. § 2244. For the reasons that follow, we will deny the petition.
                                              I.

       Sisneros first filed a petition for writ of habeas corpus pursuant to 28 U.S.C. §

2254 in November 1997. The Honorable Harvey Bartle, III, denied that petition on the

merits in March 1998. Sisneros filed a notice of appeal, and we denied his request for a

certificate of appealability. C.A. No. 98-1282.

       Sisneros filed another § 2254 petition in July 2004, raising the same claims alleged

in the earlier § 2254 petition. The petition was assigned to the Honorable Lawrence F.

Stengel, who dismissed it with prejudice in November 2004 as an unauthorized second or

successive habeas petition, pursuant to 28 U.S.C. § 2244. Unbeknownst to Judge Stengel

at that point, he had at one time participated in Sisneros’ criminal proceedings at the state

level. Specifically, in 1994, Judge Stengel had signed a show cause order in Sisneros’

case directing the Commonwealth to show cause why various charges against Sisneros

should not be dismissed. Judge Stengel did so as part of his ministerial duties as Business

Judge in the Court of Common Pleas, Lancaster County.

       In October 2007, Sisneros filed a motion pursuant to Rule 60(b) of the Federal

Rules of Civil Procedure arguing that the 2004 dismissal of his habeas petition should be

vacated because of Judge Stengel’s participation in his state court proceedings. Sisneros

relies on the supervisory rule we announced in Clemmons v. Wolfe, directing “each

federal judge in this circuit [to] recuse himself or herself from participating in a 28 U.S.C.

§ 2254 habeas corpus petition of a defendant raising any issue concerning the trial or



                                              2
conviction over which that judge presided in his or her former capacity as a state court

judge.” 377 F.3d 322, 329 (3d Cir. 2004). Sisneros later filed a motion in the District

Court pursuant to 28 U.S.C. § 455, seeking recusal of Judge Stengel from any further

proceedings, including resolution of the Rule 60(b) motion. Sisneros also filed a petition

for writ of mandamus in this Court directing Judge Stengel’s recusal, which we denied

without prejudice because the § 455 motion was pending. Judge Stengel subsequently

granted the § 455 motion. The matter was reassigned to Judge Michael M. Baylson, who

dismissed the Rule 60(b) motion because the District Court lacked jurisdiction over the

second habeas petition and because the Rule 60(b) motion amounted to an unauthorized

successive habeas petition. Sisneros has evidently appealed neither the dismissal of his

2004 petition nor the dismissal of his Rule 60(b) motion.

       Sisneros now argues that because Judge Stengel should not have participated in the

consideration of the 2004 § 2254 petition, his order denying that petition should be

vacated. He further argues that because his 1997 § 2254 petition was mixed, it should

have been dismissed without prejudice, rendering his 2004 petition his first for purposes

for § 2244.

                                            II.

       Sisneros argues that the supervisory rule articulated in Clemmons requires vacatur

of Judge Stengel’s dismissal order. However, Judge Stengel did not “preside over”

Sisneros’ “trial or conviction,” but merely issued a show cause order, as noted above.



                                             3
Moreover, because Sisneros’ 2004 petition was his second, and because we had not

granted him permission to file it, Judge Stengel had no choice but to dismiss the petition

for lack of jurisdiction. Burton v. Stewart, 549 U.S. 147 (2007). For these reasons, it is

unclear whether Clemmons applies here.

       We need not resolve that question in this case, because even if Clemmons applied

to the 2004 petition, mandamus relief is not warranted. It is true that mandamus is a

proper means of challenging a district judge’s refusal to recuse himself pursuant to § 455.

See In re Sch. Asbestos Litig., 977 F.2d 764, 774-75 (3d Cir. 1992). However, Judge

Stengel granted Sisneros’ § 455 motion and the Rule 60(b) motion was ruled on by Judge

Baylson.

       Nor does Sisneros have a “clear and indisputable” right to an order vacating the

order dismissing his 2004 petition or to an order deeming that petition his first for

purposes of § 2244. See In re Pressman-Gutman Co., 459 F.3d 383, 398-99 (3d Cir.

2006). Despite his allegations, Sisneros’ first petition was not a mixed petition and was

properly denied on the merits. As a result, no matter who the judge was, the District

Court was required to dismiss his 2004 petition for lack of jurisdiction because we had

not authorized its filing. See Burton, 549 U.S. 147. Vacating Judge Stengel’s order of

dismissal would be a futile gesture because the District Court would be required to

replace it with another order to the same effect. To the extent that Sisneros is attempting

to appeal the denial of his Rule 60(b) motion, we note that mandamus is not a substitute



                                              4
for appeal. See In re Diet Drugs Prods. Liab. Litig., 418 F.3d 372, 379 (3d Cir. 2005).

Accordingly, we will deny the petition.




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