13-1930-bk, 13-1950-bk
In re Shahara Khan


                          UNITED STATES COURT OF APPEALS
                              FOR THE SECOND CIRCUIT

                                       SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
ASUMMARY ORDER@). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.

      At a stated term of the United States Court of Appeals for the Second Circuit, held at
the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New
York, on the 27th day of May, two thousand fourteen.

PRESENT: ROBERT D. SACK,
                 REENA RAGGI,
                 DENNY CHIN,
                                 Circuit Judges.
----------------------------------------------------------------------
IN RE SHAHARA KHAN,
----------------------------------------------------------------------
DEBRA KRAMER, AS TRUSTEE OF THE ESTATE OF
SHAHARA KHAN,
                                 Plaintiff-Appellee,

                         v.                                              No. 13-1930-bk

TOZAMMEL H. MAHIA, KARAMVIR DAHIYA,
                                 Defendants-Appellants.
----------------------------------------------------------------------
DEBRA KRAMER, AS TRUSTEE OF THE ESTATE OF
SHAHARA KHAN,
                                 Plaintiff-Appellee,

                         v.                                              No. 13-1950-bk



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TOZAMMEL H. MAHIA,
                                 Defendant-Appellant.
----------------------------------------------------------------------

APPEARING FOR APPELLANTS:                        KARAMVIR DAHIYA, ESQ., New York,
                                                 New York.

APPEARING FOR APPELLEE:                          AVRUM J.            ROSEN,   ESQ.,   Huntington,
                                                 New York.

        Appeals from an order of the United States District Court for the Eastern District of

New York (Dora L. Irizarry, Judge).

        UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,

AND DECREED that these appeals from an order entered on April 15, 2013, are

DISMISSED.

        Tozammel Mahia, the defendant in a fraudulent conveyance action brought by the

Trustee for Shahara Khan’s bankruptcy estate, and Karamvir Dahiya, Mahia’s attorney in

the bankruptcy proceeding, file separate appeals from the same district court order. Mahia

challenges the denial of his motion to withdraw the reference of the conveyance action to

the United States Bankruptcy Court for the Eastern District of New York. Dahiya

challenges the denial of his motion to withdraw the reference to the same bankruptcy court

of the Trustee’s motion for sanctions against him and his law firm. We have heard these

appeals in tandem, and we assume the parties’ familiarity with the facts and record of the

underlying proceedings, which we reference only as necessary to explain our decision to

dismiss the appeals for lack of jurisdiction.


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       “Our appellate jurisdiction is generally limited to final decisions of district courts,

those that end the litigation on the merits and leave nothing for the court to do but execute

the judgment.” SEC v. Smith, 710 F.3d 87, 93 (2d Cir. 2013) (internal quotation marks

and brackets omitted).     We have an independent obligation to ensure our appellate

jurisdiction even where, as here, no party disputes it. See Germain v. Conn. Nat’l Bank,

930 F.2d 1038, 1039 (2d Cir. 1991). Our precedent holds that “a district court order

denying a motion to withdraw the reference of an adversary proceeding to the bankruptcy

court” is “not a final order so as to be appealable.” In re Chateaugay Corp., 826 F.2d

1177, 1178 (2d Cir. 1987); see also 28 U.S.C. § 158(d). Nonetheless, where “[a]n order

denying a motion to withdraw the reference of an adversary proceeding merges into a

district court’s final judgment disposing of it,” appellate jurisdiction is established. In re

Orion Pictures Corp., 4 F.3d 1095, 1100 (2d Cir. 1993); see also In re Ben Cooper, Inc.,

924 F.2d 36, 38 (2d Cir. 1991).

       Here, there was no final judgment with which to merge the order at issue. The

challenged order denied motions to withdraw references of the adversary action and the

sanctions motion, and, then, dismissed as moot Mahia’s motion seeking to stay bankruptcy

proceedings pending determination of the withdrawal motions. In short, the order went no

further in substance than to decide where the cases should proceed. Cf. In re Orion

Pictures Corp., 4 F.3d at 1100 (identifying jurisdiction where district court order in

substance dismissed declaratory judgment action); In re Ben Cooper Inc., 924 F.2d at 38


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(identifying appellate jurisdiction where district court invoked permissive abstention to

abstain from exercising jurisdiction).

       Mahia and Dahiya do not maintain that the challenged order either by itself or

through merger qualifies as a final judgment. Instead, they invoke the collateral order

exception established by Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541 (1949).

That doctrine allows review of collateral orders that “‘(1) conclusively determine the

disputed question, (2) resolve an important issue completely separate from the merits of

the action, and (3) [are] effectively unreviewable on appeal from a final judgment.’”

Liberty Synergistics Inc. v. Microflo Ltd., 718 F.3d 138, 146 (2d Cir. 2013) (quoting Will

v. Hallock, 546 U.S. 345, 349 (2006)). Defendants’ argument fails because the collateral

order exception does not apply to orders denying a motion to withdraw the reference. See

In re Chateaugay Corp., 826 F.2d at 1180 (reasoning that “[o]rders denying revocation of a

reference to the bankruptcy court do not conclusively determine any substantive issue; they

merely address where that issue will initially be decided,” and that such orders remain

subject to review on appeal).

       Mahia’s professed right to a jury trial warrants no different conclusion. See

Germain v. Conn. Nat’l Bank, 930 F.2d at 1040 (holding that “ruling as to whether or not

there will be a jury trial does not meet the third precondition to immediate appealability

under the Cohen doctrine, for such an order is entirely reviewable on appeal from the final

judgment”).


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       Further, although Chateaugay addressed the denial of a motion to withdraw the

reference of an adversary proceeding, its reasoning applies with equal force to the denial of

Dahiya’s motion to withdraw the reference of Khan’s motion for sanctions. Indeed, the

very fact that Dahiya’s subsequent appeal of the sanctions order to the district court was

decided on the merits indicates that the order is subject to effective review.

       In the absence of appellate jurisdiction, Dahiya petitions this court for a writ of

mandamus. See Linde v. Arab Bank, PLC, 706 F.3d 92, 107 (2d Cir. 2013) (“The All

Writs Act, 28 U.S.C. § 1651(a), empowers this Court to issue a writ of mandamus directing

a district court to correct an erroneous order.”). This is a “drastic” remedy reserved for

“really extraordinary cases,” where (1) the petitioning party has “no other adequate means

to attain the relief he desires,” (2) that party’s “right to issuance of the writ is clear and

indisputable,” and (3) the court, “in the exercise of its discretion,” is “satisfied that the writ

is appropriate under the circumstances.” Cheney v. U.S. Dist. Ct. for D.C., 542 U.S. 367,

380–81 (2004) (internal quotation marks omitted); accord Balintulo v. Daimler AG, 727

F.3d 174, 186–87 (2d Cir. 2013). That is not this case. Not only do we identify no

“exceptional circumstances amounting to a judicial usurpation of power or a clear abuse of

discretion,” In re City of New York, 607 F.3d 923, 932 (2d Cir. 2010) (internal quotation

marks omitted), but direct appeal offers both Mahia and Dahiya an adequate means to

pursue relief, see Linde v. Arab Bank, PLC, 706 F.3d at 107 (stating writ is not “substitute

for regular appeals process” (internal quotation marks omitted)).


                                                5
       Dahiya also appears to appeal what he considers to be disparaging remarks in the

district court order harmful to his reputation and standing as an attorney. He argues that

these remarks constitute sanctions imposed without due process. Where a court does not

impose tangible sanctions it may nevertheless “make a finding of misconduct that would

constitute a ruling adverse to the attorney and would therefore be appealable.” Keach v.

Cnty. of Schenectady, 593 F.3d 218, 223 (2d Cir. 2010). This doctrine is limited,

however, to “an express finding that a lawyer has committed specific acts of professional

misconduct,” and does not afford jurisdiction to review “routine judicial commentary or

criticism.” Id. at 226. Although the district court here referenced “misconduct before the

Bankruptcy Court,” Kramer v. Mahia, Nos. 12-MC-794 (DLI), 12-MC-832 (DLI), 2013

WL 1629254, at *7 n.7 (E.D.N.Y. Apr. 15, 2013), this alluded to the bankruptcy court’s

own finding of misconduct and imposition of sanctions. The proper avenue for review of

that finding of misconduct is appeal of the bankruptcy court’s imposition of sanctions, not

appeal of the district court’s order referencing that finding of misconduct. Insofar as the

challenged order “questions” Dahiya’s “competency” and states an expectation that

counsel will “heed the Bankruptcy Court’s thoughtful advice,” id., these comments

constitute unreviewable “routine judicial commentary” analogous to those in Keach v.

Cnty. of Schenectady, 593 F.3d at 225 (identifying no jurisdiction where district court

“questioned” attorney’s candor and found his actions “troubling”).




                                            6
      We have considered the remainder of Mahia’s and Dahiya’s arguments in support of

jurisdiction and consider them to be without merit. The appeals are DISMISSED.

                                FOR THE COURT:
                                CATHERINE O=HAGAN WOLFE, Clerk of Court




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