                             2014 IL App (2d) 121245
                                  No. 2-12-1245
                            Opinion filed July 31, 2014
______________________________________________________________________________

                                            IN THE

                             APPELLATE COURT OF ILLINOIS

                              SECOND DISTRICT
______________________________________________________________________________

In re MARRIAGE OF                      ) Appeal from the Circuit Court
ELLEN MICHELI,                         ) of Lake County.
                                       )
      Petitioner-Appellee and          )
      Cross-Appellant,                 )
                                       )
and                                    ) No. 09-D-1256
                                       )
JOHN MICHELI,                          )
                                       ) Honorable
      Respondent-Appellant and         ) David P. Brodsky,
      Cross-Appellee.                  ) Judge, Presiding.
______________________________________________________________________________

       PRESIDING JUSTICE BURKE delivered the judgment of the court, with opinion.
       Justices Zenoff and Schostok concurred in the judgment and opinion.

                                           OPINION

¶1     In a marriage dissolution judgment, the trial court ordered respondent, John Micheli, to

pay petitioner, Ellen Micheli, temporary maintenance of $3,700 per month plus 20% of John’s

future bonuses, with the order reviewable after seven years.    On appeal, John argues that the

maintenance order is an abuse of discretion because it includes an uncapped amount based on a

percentage of future bonuses, which has no relation to Ellen’s standard of living during the

marriage.   The parties also dispute the duration of the maintenance:   John argues that it should

be reduced to three years and Ellen argues that maintenance should be permanent.    We hold that
2014 IL App (2d) 121245


the uncapped maintenance based on a percentage of John’s future bonuses is an abuse of

discretion but that the duration of the maintenance is not.

¶2     The trial court also ordered that John’s vested stock options would be exercised and

divided equally, but in an order clarifying the judgment it then apparently awarded John all of his

unvested stock options and restricted stock units (RSUs).      On cross-appeal, Ellen argues that

she is entitled to one-half of the unvested stock options and RSUs. John responds that the court

awarded him the unvested stock options and RSUs in exchange for Ellen receiving a larger share

of the defined contribution retirement plans.     We agree with Ellen that the court abused its

discretion in awarding John all of the unvested stock options and RSUs, because this award is

unrelated to its distribution of the defined contribution retirement plans and potentially gives

John a windfall.

¶3     The trial court initially ordered John to contribute $10,000 to Ellen’s attorney fees, but it

later reduced the amount by $5,000 after giving John credit for a payment to Ellen for the child

representative’s fee.   On cross-appeal, Ellen argues that John should pay more for her attorney

fees or that, at a minimum, John should not receive full credit for the payment, which was made

from a marital account.      We hold that the original contribution order is not an abuse of

discretion but that the court potentially erred in crediting John $5,000 for the payment.       The

potential error should be addressed on remand.

¶4     Finally, the court found that a diamond in Ellen’s engagement ring is John’s nonmarital

property and awarded it to John.    Ellen contends on cross-appeal that she received the diamond

as a gift. We decline to address Ellen’s argument because her notice of cross-appeal does not in

any way indicate that she wished to appeal from the trial court’s disposition of the diamond.

¶5                                      I. BACKGROUND



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¶6     On June 28, 2012, the trial court entered the judgment for dissolution of marriage, which

contained the following findings. The parties were married on October 1, 1988.         At the time

of dissolution, the parties’ daughter, Kristin, was emancipated and pursuing her postsecondary

education and their son, James, was in high school. On July 27, 2011, the court entered a

custody order, which incorporated the parties’ parenting agreement.

¶7     When the parties married, they both worked at Allstate Insurance Company in New York.

Ellen reduced her hours to part-time to care for the children.      In 1997, the family moved to

Illinois, where John continued working for Allstate and Ellen stopped working outside the home.

In 2005, Ellen returned to the workforce, employed part-time as an administrative assistant for

Adlai Stevenson High School, and in August 2011 she began working full-time in that position.

At the time of dissolution, John was a senior vice president of finance at Allstate.

¶8     The trial court found that, during the marriage, the parties lived a reasonable lifestyle,

accumulating savings in the form of cash accounts, investments, retirement savings, college

savings accounts for the children, and equity in the marital residence.    Besides the mortgage on

the residence, the parties had no significant debt.

¶9     Pursuant to section 503(d) of the Illinois Marriage and Dissolution of Marriage Act

(Dissolution Act) (750 ILCS 5/503(d) (West 2012)), the court divided the parties’ assets equally,

with certain exceptions. John’s 401(k) retirement account and Ellen’s individual retirement

account were divided so Ellen received 60% and John received 40%.         The parties also received

their respective vehicles, checking accounts, and savings accounts.

¶ 10   The court ordered John to pay 20% of his net income as child support for James. John’s

income consisted of his base salary, bonuses, and certain perquisites, including a car allowance.

The court calculated child support to be $3,150 per month plus 20% of any future bonuses, until



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James emancipates. The court entered a subsequent order capping John’s annual child support

obligation at $350,000, regardless of the amount of his bonuses.

¶ 11    Pursuant to section 504(a) of the Dissolution Act, the court ordered John to pay seven

years’ maintenance of $3,700 per month, plus 20% of gross future bonuses after child support is

deducted.     The court noted that the parties were married for 24 years and both were 48 years

old.   The court emphasized that marriage is a partnership and that Ellen’s homemaking services

were as significant as John’s financial contributions.       The court found that it would be

inequitable to saddle Ellen with the burden of her reduced earning potential while allowing John

to continue in the advantageous position he reached through their joint efforts.

¶ 12    Ellen filed a petition for contribution to attorney fees and costs under sections 508 and

503(j) of the Dissolution Act. See 750 ILCS 5/508, 503(j) (West 2012).             Ellen’s attorneys

billed a total of $182,000, with an unpaid balance of about $74,000.      John’s attorneys billed a

total of $95,000, with an unpaid balance of about $36,000.      The court observed that John and

his attorneys took a less aggressive and more cost-conscious approach toward the litigation than

did Ellen and her lawyers.    The court concluded that, although Ellen was awarded maintenance,

child support, and a disproportionate share of the marital estate, John could earn more income in

the future.   After considering the entire judgment, the court found it fair and equitable to order

John to contribute $10,000 toward Ellen’s outstanding attorney fees.         The court entered a

judgment in that amount for Ellen’s attorneys.

¶ 13    The court also stated, “[t]here being no evidence presented to the contrary, [John] will be

awarded the items designated as nonmarital in Respondent’s Exhibit #56.            Likewise, [Ellen]

shall be awarded all of her nonmarital property.”        John’s exhibit identified as nonmarital




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property several items, including his grandmother’s diamond that was set in Ellen’s engagement

ring.

¶ 14    John and Ellen each filed a posttrial motion. John challenged as excessive the amount

and duration of maintenance, specifically requesting an annual cap.           He also moved for

clarification regarding his obligation to pay $10,000 for Ellen’s attorney fees.        Ellen also

challenged the maintenance award, arguing that it should be reviewable after seven years or, if it

shall terminate after seven years, it should be nonmodifiable during that time.

¶ 15    On October 9, 2012, the trial court upheld the maintenance award and declared that it was

not subject to review for seven years, but could be reviewed thereafter.   The court also clarified

its ruling on the stock options and the RSUs:    the vested options were divided equally and the

unvested stock options and RSUs were granted to John.         On November 16, 2012, the court

clarified that John’s contribution to Ellen’s attorney fees would be credited by his $5,000

payment to the child representative.

¶ 16                                     II. ANALYSIS

¶ 17                                     A. Maintenance

¶ 18    On appeal, John argues that the maintenance award is an abuse of discretion because the

duration is too long and the amount is uncapped, based on a percentage of his future bonuses.

Ellen responds that maintenance should be permanent.       Temporary maintenance is designed to

be rehabilitative and to allow a dependent spouse to become financially independent.         In re

Marriage of Smith, 2012 IL App (2d) 110522, ¶ 44.      Permanent maintenance, on the other hand,

is appropriate where it is evident that the recipient spouse is either unemployable or employable

only at an income that is substantially lower than the previous standard of living. Smith, 2012

IL App (2d) 110522, ¶ 44.



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¶ 19       In awarding temporary or permanent maintenance, the trial court considers the following

factors:     (1) the income and property of each party; (2) the respective needs of each party; (3)

the present and future earning capacity of each party; (4) any impairment to the parties’ present

or future earning capacity, resulting from domestic duties or delayed education or employment

opportunities due to the marriage; (5) the time necessary for the party seeking maintenance to

acquire the appropriate education, training, and employment and whether that party can support

himself or herself through appropriate employment, or whether, as the custodial parent, it is not

appropriate for the party to seek employment; (6) the standard of living during the marriage; (7)

the duration of the marriage; (8) the age and physical and emotional condition of both parties; (9)

the tax consequences of the property division; (10) the contributions by the party seeking

maintenance to the education and career of the other party; (11) any valid agreement of the

parties; and (12) “any other factor that the court expressly finds to be just and equitable.” 750

ILCS 5/504(a) (West 2012).

¶ 20       A trial court has wide latitude in considering what factors to use in determining

reasonable needs, and the trial court is not limited to the factors listed in the Dissolution Act.

Smith, 2012 IL App (2d) 110522, ¶ 46.            “ ‘No one factor is determinative of the issue

concerning the propriety of the maintenance award once it has been determined that an award is

appropriate.’ ” Smith, 2012 IL App (2d) 110522, ¶ 46 (quoting In re Marriage of Murphy, 359

Ill. App. 3d 289, 304 (2005)).      A maintenance award is within the court’s discretion, and the

court’s decision will not be disturbed absent an abuse of discretion, which exists only where no

reasonable person would take the view adopted by the court. Smith, 2012 IL App (2d) 110522,

¶ 46.




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¶ 21   When a party challenges a trial court’s factual findings regarding a maintenance

determination, this court will not reverse the findings unless they are against the manifest weight

of the evidence.   Findings are against the manifest weight of the evidence where the opposite

conclusion is clearly evident or where the court’s findings are unreasonable, arbitrary, and not

based on any of the evidence. Smith, 2012 IL App (2d) 110522, ¶ 46.        Here, the parties do not

dispute the court’s factual findings; rather they argue that the court abused its discretion in

setting maintenance based on those findings.    We note that the parties cite additional evidence

of bonuses John received and expenses Ellen incurred after the dissolution judgment, but the

introduction of new evidence on appeal is improper and we decline to consider any evidence that

was not presented to the trial court.

¶ 22                                    1. Future Bonuses

¶ 23   In this case, the trial court ordered John to pay seven years’ maintenance of $3,700 per

month plus 20% of any bonus he receives during that period. John does not challenge the fixed

award of $3,700 per month but argues that Ellen is not entitled to any portion of his future

bonuses.

¶ 24   For illustration, John emphasizes a fundamental difference between maintenance and

child support. John accurately points out that maintenance is designed to allow the recipient

spouse to maintain the standard of living enjoyed during the marriage.         In re Marriage of

Minear, 181 Ill. 2d 552, 561 (1998).    In contrast, a court may award child support in excess of

the children’s needs or in deviation from the statutory guidelines if necessary to enable the

children to enjoy the standard of living they would have enjoyed if the marriage had not been

dissolved.   In re Marriage of Scafuri, 203 Ill. App. 3d 385 (1990).      Instead, in this case the

trial court’s maintenance award included an uncapped amount based on a percentage of John’s



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future bonuses, while child support was capped at $350,000 annually.         John concedes that “[a]s

a matter of law, the parties[’] one (1) remaining minor child is entitled to a superior standard of

living than that which he lived before his parents’ divorce based upon John’s substantial

increases in income during the parties’ separation.” 1

¶ 25   We agree with John that the maintenance award is an abuse of discretion to the extent

that it includes an uncapped amount based on a percentage of his future bonuses.            Ordering

John to pay 20% of his bonuses as uncapped maintenance sets up a potential windfall for Ellen

and has no evidentiary relation to her present needs or the parties’ standard of living during the

marriage.    On remand, the trial court should recalculate the monthly maintenance amount or at

least cap the amount from John’s future bonuses.         If the trial court determines that $3,700 per

month is inadequate to meet Ellen’s needs and maintain her standard of living during the

marriage, it may add a capped portion of John’s future bonuses.

¶ 26   Ellen argues that the trial court appropriately used a formula combining a fixed monthly

amount and an uncapped amount as a percentage of his future bonuses.          Specifically, she argues

that, if she were denied an uncapped percentage of John’s bonuses, “in the event John received a

higher bonus than in years past, Ellen would be deprived of what would have been a more

       1
           In arguing that uncapped maintenance lacks an evidentiary basis, John has brought to our

attention the potential error of capping child support. Ellen does not argue for a reversal of the

cap on child support, but the cap appears to be a departure from the statutory guidelines. A trial

court is statutorily required to protect children’s right to support and must explain the evidentiary

basis for any departure from the guidelines. 750 ILCS 5/505(a)(2) (West 2012); In re Marriage

of Demattia, 302 Ill. App. 3d 390, 394 (1999) (a departure from the guidelines must be supported

by the record).



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equitable distribution of available cash flow.”        Though disadvantageous to Ellen, this is the

predictable result of properly setting maintenance according to the standard of living enjoyed

during the marriage. Ellen cites no authority for the proposition that maintenance should be an

equitable distribution of the supporting spouse’s income after the marriage dissolution.     A trial

court may, under the right circumstances, base maintenance on a percentage of the supporting

spouse’s income; but in this case, awarding Ellen an uncapped amount as a percentage of John’s

bonuses is an abuse of discretion because it has no evidentiary relation to her present needs or

the parties’ standard of living during the marriage.

¶ 27                                        2. Duration

¶ 28   The parties also dispute the trial court’s order making the temporary maintenance

reviewable after seven years. John argues that three years’ maintenance is adequate, and Ellen

responds that maintenance should be permanent.            Maintenance generally is intended to be

rehabilitative to allow a dependent spouse to become financially independent, but permanent

maintenance is appropriate where a spouse is unemployable or employable only at an income

substantially lower than the previous standard of living. In re Marriage of Heroy, 385 Ill. App.

3d 640, 652 (2008).

¶ 29   Seven years’ maintenance, followed by the opportunity to review, is not so excessive as

to be an abuse of discretion under the facts of this case.    The long duration of the marriage, the

parties’ decision that Ellen stop working outside the home for several years, and Ellen’s

diminished income at the time of the dissolution show that seven years’ maintenance is not so

long that no reasonable person would take the view adopted by the trial court. See Smith, 2012

IL App (2d) 110522, ¶ 46.




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¶ 30   Furthermore, the court’s decision to forgo permanent maintenance likewise was not an

abuse of discretion.    Ellen is a college graduate who previously worked in the insurance

industry.   At the time of the dissolution, she was healthy, 48 years old, and employed full-time.

Moreover, she was awarded a substantial portion of the marital estate, which is a statutory factor

tending to mitigate her need for maintenance.       By denying permanent maintenance, the trial

court implicitly determined that Ellen had not shown that, after seven years, she would be

employable only at an income substantially lower than the previous standard of living.      Based

on the evidence presented at trial, the court’s decision to deny permanent maintenance was not

inequitable such that no reasonable person would take the view adopted by the court.        Smith,

2012 IL App (2d) 110522, ¶ 46.

¶ 31                           B. Unvested Stock Options and RSUs

¶ 32   Ellen argues on cross-appeal that the trial court erred in awarding John all of his unvested

stock options and RSUs.     In the original judgment, pursuant to section 503(d) of the Dissolution

Act (750 ILCS 5/503(d) (West 2012)), the court divided the parties’ assets equally, including

John’s vested stock options. At the time of dissolution, the most recent statement of John’s

portfolio valued the investments as follows:         (1) vested stock options potentially worth

$125,505, (2) unvested stock options potentially worth $244,501, and (3) unvested RSUs

potentially worth $360,058.      The values of the unvested stock options and RSUs were not

specified in the judgment, but the judgment states that they “shall be divided equally between the

parties (50% awarded to John and 50% awarded to Ellen).”           In his motion to clarify, John

asserted that the values of the unvested stock options and RSUs must be determined.

¶ 33   On October 9, 2012, the trial court entered an order disposing of most of the issues raised

in the posttrial motions.   In paragraph 3, the court ordered that “John shall immediately exercise



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all Allstate vested stock options and vested [RSUs] held in the Fidelity account and the net value,

after taxes are paid, shall be equally divided between the parties.   The unvested stock options

and unvested [RSUs] shall remain John’s property, if hereafter acquired; and the value of the

unvested options and [RSUs].” Despite the ambiguous language, the parties agree that the court

apparently intended to modify the judgment by awarding John all of the unvested stock options

and RSUs.    Ellen argues that the court made no findings to explain why the unvested stock

options and RSUs were treated differently than their vested counterparts.

¶ 34   The trial court’s original inclusion of both vested and unvested stock options and RSUs in

the division of marital property was consistent with section 503(b)(3) of the Dissolution Act,

which provides, in relevant part, that options acquired during marriage but before a judgment of

dissolution or a declaration of invalidity of marriage are presumed to be marital property, even if

they have not vested and even if their value cannot be ascertained.   750 ILCS 5/503(b)(3) (West

2012); Hmelyar v. Phoenix Controls, 339 Ill. App. 3d 700, 705-06 (2003).         At dissolution, a

court must allocate options between the parties, even though the options’ values might be

unascertainable and the actual property division might occur at a later date.           750 ILCS

5/503(b)(3) (West 2012).

¶ 35   Section 503(b)(3) does not mention RSUs, but the trial court initially determined that

John’s RSUs were marital property subject to distribution.   Like stock options, RSUs are a form

of deferred compensation.     Upon the expiration of the restriction, an owner automatically

receives the RSUs, which become fully tradable common stock. Before they vest, the owner of

the RSUs receives taxable quarterly dividends generated by the company.

¶ 36   Despite the trial court’s original stated intent of dividing the stock options and RSUs

equally, the court apparently awarded 100% of the unvested stock options and RSUs to John.



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The court heard evidence that the marital estate was worth $868,840, excluding the marital

residence and the unvested stock options and RSUs.         John received $381,989, or 44%, and

Ellen received $486,851, or 56%, of that portion of the marital estate.     However, the estimated

value of the unvested stock options and RSUs was $604,558, which is very significant.          After

accounting for the unvested stock options and RSUs, John’s share increased to $986,547, or

67%, while Ellen’s remained at $486,850, which now amounts to only 33% of the estate.

¶ 37   The estimated values of the unvested stock options and RSUs are based on John’s April

2011 financial statement, but they illustrate the disparate impact of the court’s decision to deviate

from its original ruling that divided the stock options and RSUs equally.    The uncertainty of the

values of the unvested stock options and RSUs is not an impediment to an equitable distribution

when they become vested.      We agree with Ellen that the court’s decision to award John all of

the unvested stock options and RSUs was an abuse of discretion.

¶ 38   In asking us to affirm his award of 100% of the unvested stock options and RSUs, John

directs us to paragraph 8 of the October 9, 2012, posttrial order, for the “seminal evidence this

Honorable Court needs to uphold the trial court’s division of assets.” John interprets paragraph

8 as awarding him “his unvested [RSUs] and stock options in exchange for Ellen receiving an

additional 10% of the total defined contribution retirement plan monies held by the parties.”

(Emphasis in original.)   Paragraph 8 actually refers to Ellen’s motion to clarify that the parties’

children were not adopted, as the dissolution judgment erroneously stated.       The only reference

to unvested stock options and RSUs is in paragraph 3, which we already have found to be an

abuse of discretion.

¶ 39   In any event, we agree with Ellen that the order does not support John’s assertion that the

modification of the distribution was in exchange for Ellen receiving an additional 10% of the



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parties’ defined contribution retirement plans (benefit plans).   In paragraph 2, the trial court

stated, “[t]he value of John’s SRIP [supplemental retirement income plan] account as of 6/28/12

shall be divided 50/50 by way of an additional/greater percentage award of either John’s Allstate

pension or Allstate 401(k) distribution to [Ellen].     John shall keep the SRIP as his sole

property.”

¶ 40   Paragraph 2 was the court’s response to Ellen’s motion to clarify how the benefit plans

should be divided in light of the fact that John’s SRIP account was not subject to a qualified

domestic relations order (QDRO). Thus, the order addressed the benefit plans, i.e. the pensions

and the SRIP account.    It appears that, after awarding John his entire SRIP account, the court

intended to maintain the 50/50 division of the benefit plans by awarding Ellen a corresponding

amount from other assets, which the court can specify on remand.          Regardless, the intended

50/50 division of the benefit plans has no relation to the subsequent modification awarding John

100% of the unvested stock options and RSUs.

¶ 41   Nothing in the order suggests that the court modified the distribution of the unvested

stock options and RSUs based on a disproportionate distribution of the benefit plans.

Moreover, such a modification would have been overcompensation, as the unvested stock

options and RSUs have an estimated value of $604,558, while the 60/40 distribution of the

benefit plans results in Ellen receiving about $103,000 more than John.

¶ 42                                    C. Attorney Fees

¶ 43   Ellen also argues that the trial court erred in ordering John to pay only $5,000 toward her

attorney fees.   Originally, the court ordered John to pay $10,000, but in his motion for

clarification he pointed out that he was ordered on July 11, 2011, to pay $5,000 for payment of




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the child representative’s fee.   The court reduced the contribution award to reflect the payment

for the child representative.

¶ 44   We review for an abuse of discretion a trial court’s award of attorney fees under section

508(a) of the Dissolution Act (750 ILCS 5/508(a) (West 2012)).        See In re Marriage of Bussey,

108 Ill. 2d 286, 299 (1985). “ ‘A trial court abuses its discretion when it acts arbitrarily,

without conscientious judgment, or, in view of all of the circumstances, exceeds the bounds of

reason and ignores recognized principles of law, resulting in substantial injustice.’ ” In re

Marriage of Sobieski, 2013 IL App (2d) 111146, ¶ 37 (quoting In re Marriage of Bradley, 2011

IL App (4th) 110392, ¶ 26).

¶ 45   Although attorney fees are generally the responsibility of the party who incurred them,

section 508(a) of the Dissolution Act permits a trial court to order a party to contribute to the

other party’s reasonable attorney fees in light of the parties’ respective financial situations.   750

ILCS 5/508(a) (West 2012).        At the conclusion of any prejudgment dissolution proceeding, a

court may award contribution to attorney fees in accordance with section 503(j).           750 ILCS

5/508(a), 503(j) (West 2012). Section 503(j)(2) states that “[a]ny award of contribution to one

party from the other party shall be based on the criteria for division of marital property under this

Section 503 and, if maintenance has been awarded, on the criteria for an award of maintenance

under Section 504.” 750 ILCS 5/503(j)(2) (West 2012).

¶ 46   Here, maintenance was awarded and therefore sections 503 and 504 both apply.           Section

503(d) provides the criteria for division of marital property, which are, generally:          (1) the

contribution of each party to the acquisition, preservation, or increase or decrease in value of the

marital or nonmarital property;     (2) each party’s dissipation of the property;    (3) the value of

the property of each party;          (4) the marriage duration;        (5) the relevant economic



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circumstances of each party;      (6) any obligations from prior marriages;     (7) any antenuptial

agreements;     (8) the age, health, occupation, amount and sources of income, employability, job

skills, liabilities, and needs of each party;   (9) the custodial provisions for any children;   (10)

whether apportionment is in lieu of or in addition to maintenance;             (11) the reasonable

opportunity of each party for future earning or income;     and (12) tax consequences.      750 ILCS

5/503(d) (West 2012).

¶ 47      Section 504(a) also lists 12 factors, although some are the same as those in section

503(d).     The criteria in section 504(a) of notable difference from section 503(d) are:     (1) any

impairment of present and future earning capacity due to devoting time to domestic duties or

having forgone education, training, employment, or career opportunities due to the marriage;

(2) the time necessary to acquire appropriate education, training, or employment;             (3) the

standard of living established during the marriage;       (4) the contributions and services by the

recipient party to the education, training, career, or career potential of the other party; and (5)

“any other factor that the court expressly finds to be just and equitable.” 750 ILCS 5/504(a)

(West 2012).      Together, sections 504(a) and 503(d) provide the framework to determine

whether the relative financial situations of the parties warrant a contribution to the attorney fees

of one party.

¶ 48      The record supports the trial court’s original determination that John should contribute

$10,000 to Ellen’s outstanding attorney fees.     Ellen’s attorneys billed a total of $182,000, with

an unpaid balance of about $74,000.      John’s attorneys billed a total of $95,000, with an unpaid

balance of about $36,000.     Ellen argues that John’s attorneys caused the disparity in the parties’

legal expenses by engaging in delay and other misconduct, but Ellen did not petition for

sanctions.    Rather, the court observed that John and his attorneys took a less aggressive and



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more cost-conscious approach toward the litigation than did Ellen and her lawyers.

Nonetheless, the court concluded that, although Ellen was awarded maintenance, child support,

and a disproportionate share of the marital estate, John could earn more income in the future.

After considering the entire judgment, the court found it fair and equitable to order John to

contribute $10,000 toward Ellen’s fees, and that finding is not an abuse of discretion.         The

award is not arbitrary, without conscientious judgment, or exceeding the bounds of reason. See

Marriage of Sobieski, 2013 IL App (2d) 111146, ¶ 37.

¶ 49   However, in response to John’s posttrial motion to clarify, the trial court entered an order

on November 16, 2012, stating that John would receive a $5,000 contribution credit, based on a

payment to Joseph Poell, the child representative.     On October 23, 2009, the trial court had

appointed Poell as the child representative, ordering the parties to divide the fees equally.   On

June 6, 2011, Poell filed a petition for fees, stating that, as of May 24, 2011, John had paid

$5,826.25 and Ellen had paid $3,356.25.     The petition also stated that $5,577 remained as an

outstanding balance.

¶ 50   On July 11, 2011, the trial court entered an order resolving pending requests for interim

fees from counsel for both parties and the outstanding balance of fees owed to Poell.   The order

states, in relevant part, “[John] shall withdraw $20,000 from the Fidelity Investment account and

pay said amount to Ellen within 7 days.     Ellen shall then transfer/pay $5,000 to Joseph Poell

and $10,000 to [Ellen’s attorneys] within 7 days of her receipt thereof, with $5,000 to [John’s

attorneys].” Pursuant to the order, Ellen distributed $5,000 to Poell, $5,000 to John’s attorneys,

and $10,000 to her own attorneys.

¶ 51   It appears that the order to pay Poell, a marital obligation, required $5,000 to be paid

from a marital asset, the Fidelity investment account. Because John had already paid $5,826.25



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and Ellen had paid $3,356.25, the order granting John a $5,000 credit for the payment from a

marital account deviates from the trial court’s stated intent to divide Poell’s fees equally between

the parties.   The record lacks a transcript of the November 16, 2012, hearing, but if the trial

court did not intend to treat the $5,000 payment to Poell as a credit to John’s contribution to

Ellen’s attorney fees, the court may correct the accounting error on remand.

¶ 52                                       D. Diamond

¶ 53   Finally, John’s exhibit No. 56 identified as nonmarital property his “grandmother’s

engagement ring stone,” a diamond, which was set in Ellen’s engagement ring.             The court

awarded the diamond to John, stating “[t]here being no evidence to the contrary, [John] will be

awarded the items designated as nonmarital property in [John’s] Exhibit #56.”                   On

cross-appeal, Ellen argues that the trial court erred in finding that the diamond was John’s

nonmarital property and awarding it to him.

¶ 54   John responds that we lack jurisdiction over the issue, because Ellen’s notice of

cross-appeal states that she is appealing only “certain provisions” of the dissolution judgment,

specifically those related to maintenance, stock options, and attorney fees.   John concludes that,

because we have jurisdiction over only the parts of the judgment identified in Ellen’s notice of

cross-appeal, we lack jurisdiction to consider the diamond.      Ellen moved for leave to file an

amended notice of cross-appeal, but this court denied the motion as untimely.           Regardless,

Ellen counters that, once appellate jurisdiction attaches to any part of the dissolution judgment,

all issues arising from the judgment may be reviewed.     We agree with John.

¶ 55   Illinois Supreme Court Rule 303(b)(2) (eff. May 30, 2008) provides that a notice of

appeal shall specify the judgment or part thereof or other orders appealed from and the relief

sought from the reviewing court.    The filing of a notice of appeal is the jurisdictional step that



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initiates appellate review.   Unless there is a properly filed notice of appeal, the appellate court

lacks jurisdiction over the matter and is obliged to dismiss the appeal.       A notice of appeal

confers jurisdiction on a court of review to consider only the judgments or parts of judgments

specified in the notice of appeal.   Ill. S. Ct. R. 303(b)(2) (eff. May 30, 2008); General Motors

Corp. v. Pappas, 242 Ill. 2d 163, 176 (2011).

¶ 56   This court lacks jurisdiction over Ellen’s cross-appeal of the portion of the dissolution

judgment regarding the diamond.        Ellen filed a three-page notice of cross-appeal from the

judgment, but it does not mention the diamond.           Instead, the notice specifies that she is

appealing only: (1) paragraph 20, which governs maintenance; (2) paragraph 3, which governs

the unvested stock options and RSUs; and (3) paragraph 26 and the ruling on reconsideration,

which govern attorney fees.

¶ 57   We recognize that a notice of appeal is to be liberally construed and will confer

jurisdiction on an appellate court if the notice, when considered as a whole, fairly and adequately

sets out the judgment complained of and the relief sought so that the successful party is advised

of the nature of the appeal. In re Marriage of O’Brien, 2011 IL 109039, ¶ 22.       In this case the

notice of cross-appeal specifies the parts of the judgment that relate to maintenance, the unvested

stock options and RSUs, and attorney fees.      The notice states that, by this cross-appeal, Ellen

will ask this court to reverse those portions of the judgment and remand the cause for further

consideration by the trial court.    The notice makes no reference to any other portions of the

judgment.

¶ 58   The notice of cross-appeal concludes with the statement, “[Ellen] shall seek such other

and further relief as she may be entitled to by this appeal.” However, even liberally construing

the notice as a whole, we do not find that this general statement fairly and adequately set out the



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ruling complained of and the relief sought such that John was advised that Ellen wished to

challenge the disposition of the diamond.

¶ 59   Our supreme court has “found notices of appeal to confer jurisdiction even if the order

was not expressly mentioned in the notice of appeal, if that order was a step in the procedural

progression leading to the judgment which was specified in the notice of appeal.”           (Internal

quotation marks omitted.) Marriage of O’Brien, 2011 IL 109039, ¶ 23.          If the order specified

in the notice of appeal directly relates back to the judgment or order sought to be reviewed, then

the notice of appeal is sufficient to confer jurisdiction.   Burtell v. First Charter Service Corp.,

76 Ill. 2d 427, 434-35 (1979).   In other words, the unspecified judgment must be “a preliminary

determination necessary to the ultimate relief sought by the [appellant].” Burtell, 76 Ill. 2d at

436.

¶ 60   However, the trial court’s ruling that the diamond is John’s nonmarital property and the

disposition awarding that property to John were not preliminary determinations necessary to the

court’s judgment on the issues that Ellen specified in her notice of cross-appeal.       The issue of

the diamond’s status as nonmarital property is not “sufficiently closely related” to those issues to

confer jurisdiction over that issue.     Burtell, 76 Ill. 2d at 436.    Because the ruling is not

properly before us, we will not consider the arguments that Ellen raises regarding it.

¶ 61                                    III. CONCLUSION

¶ 62   The judgment of the circuit court of Lake County is affirmed in part and reversed in part,

and the cause is remanded for further proceedings consistent with this opinion.

¶ 63   Affirmed in part and reversed in part; cause remanded.




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