                               RECOMMENDED FOR FULL-TEXT PUBLICATION
                                    Pursuant to Sixth Circuit Rule 206
                                            File Name: 08a0306p.06

                       UNITED STATES COURT OF APPEALS
                                        FOR THE SIXTH CIRCUIT
                                          _________________


                                                             X
                                        Plaintiff-Appellee, -
 UNITED STATES OF AMERICA,
                                                              -
                                                              -
                                                              -
                                                                  No. 07-1740
              v.
                                                              ,
                                                               >
 JOSEPH DJOUMESSI,                                            -
                                     Defendant-Appellant. -
                                                             N
                              Appeal from the United States District Court
                             for the Eastern District of Michigan at Detroit.
                            No. 05-80110—Arthur J. Tarnow, District Judge.
                                           Argued: July 23, 2008
                                  Decided and Filed: August 20, 2008
               Before: SUTTON and COOK, Circuit Judges; ROSE, District Judge.*
                                            _________________
                                                 COUNSEL
ARGUED: Bradley R. Hall, FEDERAL DEFENDER OFFICE, Detroit, Michigan, for Appellant.
Sarah E. Harrington, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C., for
Appellee. ON BRIEF: Bradley R. Hall, Andrew N. Wise, FEDERAL DEFENDER OFFICE,
Detroit, Michigan, for Appellant. Sarah E. Harrington, Jessica Dunsay Silver, UNITED STATES
DEPARTMENT OF JUSTICE, Washington, D.C., for Appellee.
                                            _________________
                                                OPINION
                                            _________________
        SUTTON, Circuit Judge. The federal government successfully prosecuted Joseph Djoumessi
for violating one (happily) obscure statute—holding someone in involuntary servitude—and for
violating another less obscure statute—harboring an alien for private financial gain. Djoumessi
claims that the charges violated his rights under the Double Jeopardy Clause and that the
government failed to support the involuntary-servitude conviction (and a related conspiracy
conviction) with sufficient evidence. We affirm.




        *
          The Honorable Thomas M. Rose, United States District Judge for the Southern District of Ohio, sitting by
designation.


                                                        1
No. 07-1740                     United States v. Djoumessi                                    Page 2


                                                  I.
        In 1996, Joseph and Evelyn Djoumessi, immigrants from Cameroon living in a Detroit
suburb, arranged for then-fourteen-year-old Pridine Fru to immigrate to the United States from
Cameroon under a false name and with a fraudulent passport. The idea behind the arrangement was
that Fru would perform housekeeping tasks for the Djoumessis and look after their two young
children, in exchange for which they would provide for her and send her to school.
        The arrangement did not work out that way during the next three years, years that Fru will
not soon forget. The Djoumessis required Fru to perform substantially all of their housework and
to provide essentially all of the care for their children. She worked every day from 6:00 a.m. to
10:00 p.m. for no compensation other than room and board, and the Djoumessis never sent her to
school. Her housing consisted of a dilapidated, dark and sometimes-flooded space in the
Djoumessis’ basement. The Djoumessis did not allow her to use any of the working showers in the
home, reducing her to collecting hot water from the basement sink in a bucket to clean herself.
When Fru started her menstrual cycle, Evelyn refused to give her sanitary pads, leaving her to use
her clothing instead. The Djoumessis also closely controlled Fru’s contact with outsiders, rarely
allowing her to leave the property except to take the Djoumessis’ children to the bus stop or to other
events, and telling her that if she ever contacted the police she would go to jail because she was in
the country illegally. When the Djoumessis were not satisfied with Fru’s work, they beat her and
threatened her. And on top of all of this, Joseph Djoumessi sexually abused Fru on three occasions.
        In February 2000, a neighbor contacted the police about Fru’s situation, after which the
police removed her from the home. Later that year, Michigan charged Joseph Djoumessi with
kidnapping, conspiracy to kidnap, first-degree criminal sexual conduct, third-degree criminal sexual
conduct and third-degree child abuse. See People v. Djoumessi, No. 238631, 2003 WL 22439688,
at *1 (Mich. Ct. App. Oct. 28, 2003). A jury convicted him of third-degree criminal sexual conduct
and third-degree child abuse and acquitted him of the other charges. See id. The court sentenced
him to 9–15 years for the sexual-conduct conviction and a concurrent 1-year prison term for the
child-abuse conviction. See id.
         In 2005, a federal grand jury indicted Joseph and Evelyn Djoumessi for holding Fru in
involuntary servitude, see 18 U.S.C. § 1584, conspiring to hold Fru in involuntary servitude, see
id. §§ 371, 1584, and harboring an alien for private financial gain, see 8 U.S.C. § 1324. After a
bench trial, the judge found Joseph guilty on all three counts, sentenced him to 204 months’
imprisonment (to run concurrently with his state sentence) and ordered him to pay $100,000 in
restitution to Fru. (A jury, who heard the same evidence at the same trial, convicted Evelyn only
of conspiracy.)
                                                 II.
       Joseph Djoumessi challenges his convictions on double-jeopardy grounds and his
involuntary-servitude convictions on sufficiency-of-the-evidence grounds.
                                                 A.
        Noting that a jury acquitted him of similar state-law charges, Djoumessi contends that the
Double Jeopardy Clause bars this separate federal prosecution. In making this argument, he
correctly acknowledges that state and federal authorities, as independent sovereigns, generally may
independently prosecute the same person for similar conduct without offending the double-jeopardy
bar. See, e.g., Heath v. Alabama, 474 U.S. 82, 88 (1985); United States v. Louisville Edible Oil
Prods., Inc., 926 F.2d 584, 587 (6th Cir. 1991). But this case is different, he says: The federal
prosecution amounted to nothing more than a second state prosecution in disguise, and Bartkus v.
No. 07-1740                      United States v. Djoumessi                                      Page 3


Illinois, 359 U.S. 121, 122–24 (1959), suggests that a State cannot sidestep the constraints of the
Double Jeopardy Clause through a “sham” prosecution by an ostensibly different sovereign.
         This argument fails for at least two reasons. To start, the Bartkus sham-prosecution
exception is a narrow one and, so far as this circuit is concerned, it is an exception that has yet to
affect the outcome of a single case. “Since Bartkus was decided in 1959, this Circuit has never ruled
that a prosecution violated double jeopardy protections under [Bartkus’] ‘sham prosecution’ theory.”
United States v. Clark, 254 F. App’x 528, 533 (6th Cir. Nov. 19, 2007). As this track record
suggests, there is some room for debate over whether the Bartkus exception is just narrow or
whether it is indeed real. See United States v. Angleton, 314 F.3d 767, 773–74 (5th Cir. 2002);
United States v. Baptista-Rodriguez, 17 F.3d 1354, 1361 (11th Cir. 1994); United States v.
Brocksmith, 991 F.2d 1363, 1366 (7th Cir. 1993).
        Be that as it may, even if we accept the existence of the exception, Djoumessi has not made
the startling showing that the Federal Government was “merely a tool” of the State of Michigan in
undertaking this prosecution, somehow ceding its sovereign authority to prosecute and acting only
because the State told it to do so. Bartkus, 359 U.S. at 123. Djoumessi at most has shown
cooperation between the two sovereigns. But that everyday development does not establish that the
Federal Government has ceded its prosecutorial discretion and other law-enforcement powers to a
State. See id. at 123–24 (explaining that, although the record “establishes . . . that federal officials
acted in cooperation with state authorities, as is the conventional practice between the two sets of
prosecutors throughout the country, . . . [i]t does not sustain a conclusion that the state prosecution
was a sham and a cover for a federal prosecution”); Louisville Edible, 926 F.2d at 588; Clark, 254
F. App’x at 533; see also, e.g., United States v. Rashed, 234 F.3d 1280, 1284 (D.C. Cir. 2000)
(“Bartkus acknowledges that extensive law enforcement and prosecutorial cooperation between two
sovereigns does not make a trial by either a sham.”); United States v. Guzman, 85 F.3d 823, 828 (1st
Cir. 1996) (“Cooperative law enforcement efforts between independent sovereigns are
commendable, and, without more, such efforts will not furnish a legally adequate basis for invoking
the Bartkus exception to the dual sovereign rule.”). Whether real or not, the sham-prosecution
exception was not established here.
                                                   B.
        Djoumessi’s evidentiary challenge to his involuntary-servitude convictions fares no better.
In reviewing a sufficiency-of-the-evidence challenge, the issue is not whether we “believe[] that the
evidence at the trial established guilt,” but instead “whether, after viewing the evidence in the light
most favorable to the prosecution, any rational trier of fact could have found the essential elements
of the crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 318–19 (1979)
(internal quotation marks omitted). Djoumessi has not made that showing.
        Section 1584 prohibits a person from “knowingly and willfully hold[ing] to involuntary
servitude . . . any other person for any term.” 18 U.S.C. § 1584. As used in this section,
        the term “involuntary servitude” necessarily means a condition of servitude in which
        the victim is forced to work for the defendant by the use or threat of physical
        restraint or physical injury, or by the use or threat of coercion through law or the
        legal process. This definition encompasses those cases in which the defendant holds
        the victim in servitude by placing the victim in fear of such physical restraint or
        injury or legal coercion.
United States v. Kozminski, 487 U.S. 931, 952 (1988). A § 1584 conviction thus requires proof that
the defendant intentionally held the victim in service against her will in one of three ways: (1) by
physical restraint or force, (2) by legal coercion or (3) by threats of physical force or legal coercion.
No. 07-1740                     United States v. Djoumessi                                     Page 4


See United States v. Alzanki, 54 F.3d 994, 1001 (1st Cir. 1995). In assessing whether these things
happened, the trier of fact may consider “the vulnerabilities of the victim” as well as “evidence of
other means of coercion or of extremely poor working conditions.” Kozminski, 487 U.S. at 952.
        In this case, a rational trier of fact could find beyond a reasonable doubt that the government
satisfied these requirements. At trial, Fru testified not only about her extremely poor working and
living conditions but also about Djoumessi’s physical abuse and threats of further abuse. Explaining
why she never objected to her assigned tasks, Fru said she had no choice because she was afraid that
the Djoumessis would hit her if she did not work. Those fears were not unfounded. Djoumessi once
beat her with a belt—severely enough to draw blood—because Fru failed to make him breakfast,
change the sheets and turn off the Christmas lights. He beat her again on two separate occasions
when she called a family friend without his permission. And he sexually abused Fru three times,
two of those times by forcing her to engage in sexual intercourse.
        Evelyn did not improve matters, as she, too, regularly abused Fru for failing to meet the
Djoumessis’ work standards. See United States v. Frost, 914 F.2d 756, 762 (6th Cir. 1990) (noting
that “each member of a conspiracy becomes responsible for acts in furtherance of the conspiracy
committed by his co-conspirators”) (internal quotation marks omitted); see also Pinkerton v. United
States, 328 U.S. 640, 646–47 (1946). On one occasion, Evelyn hit Fru with a spoon because Fru did
not prepare a meal properly. On another occasion, she repeatedly struck Fru with a belt, leaving
lines on her legs and making it difficult for her to walk, because Evelyn was not satisfied with her
work. And in a dispute over an ironing task, Evelyn attempted to strike Fru in the head with the heel
of a shoe, cutting and bruising Fru’s arm. Evelyn’s threats left no doubt that there was more to
come, see JA 81 (“[Y]ou haven’t seen anything yet.”), and she made clear that she and Djoumessi
“had [Fru’s] life in their hands and they [could] pretty much do whatever they wanted to do with it,”
JA 128.
        Djoumessi also threatened Fru with imprisonment, telling her that she would go to jail if she
contacted the police because he would tell the police that she had entered the country illegally. Cf.
Alzanki, 54 F.3d at 1004 (“[T]he evidence must establish that the victim reasonably believed she was
left with no alternative to continued servitude that was not the equivalent of imprisonment or
worse.”) (internal quotation marks omitted). In view of her illegal status and in view of Djoumessi’s
and Evelyn’s threats to send her back to Cameroon, Fru also described living and working in fear
of deportation. Cf. Kozminski, 487 U.S. at 948 (“[I]t is possible that threatening . . . an immigrant
with deportation could constitute the threat of legal coercion that induces involuntary
servitude . . . .”).
       Fru’s “special vulnerabilities,” id. at 952, complete this grim picture. Just fourteen years old
when the Djoumessis brought her to the United States, she was here illegally, she had no money or
other means of support and she had no substantial contact with anyone other than these modern-day
Thénardiers. These realities made her more susceptible to the Djoumessis’ threats of imprisonment
and deportation, even if “such a threat made to an adult citizen of normal intelligence” might be “too
implausible to produce involuntary servitude.” Id. at 948.
        Djoumessi first resists this conclusion on the ground that Fru voluntarily chose to stay. As
Djoumessi reads the record, it shows that Fru did not want to return to Cameroon, see JA 138 (“My
[greatest] threat was [that] they had the power to send me home. And everything I have done, and
being close to going to school, being close to having a life, was for nothing.”), and that she wanted
to help her family by coming to this country, see JA 137 (“I wanted to help my family . . . . So, by
me staying there, someday I will go to school and someday I will have a career and someday I will
be able to help them. So, putting up with it is not going to kill me.”). Voluntariness is of course a
defense to this charge, and Djoumessi offers one way to read the record so that it supports this
defense. But it is not the only way to read the record, and that makes all the difference. Even if Fru
No. 07-1740                     United States v. Djoumessi                                      Page 5


had independent reasons for staying in this country, a rational trier of fact could conclude that it was
the Djoumessis’ acts of physical abuse and restraint, their threats of more to come and their threats
of legal coercion, not Fru’s innocent hopes and dreams, that reasonably made her feel compelled to
serve.
        Even assuming there were moments during Fru’s stay when she had an opportunity to escape
(without risking imprisonment or worse), moreover, Djoumessi’s argument still falls short because
a rational trier of fact could conclude that Fru’s labor was involuntary for at least some portion of
her stay. And that involuntary portion would suffice to sustain the conviction. See 18 U.S.C. § 1584
(requiring the involuntary servitude to be for “any term”); see also United States v. Pipkins, 378
F.3d 1281, 1297 (11th Cir. 2004) (“Section 1584 requires that involuntary servitude be for ‘any
term,’ which suggests that the temporal duration can be slight.”), reinstated by 412 F.3d 1251 (11th
Cir. 2005).
         Djoumessi next points out that Fru’s parents placed her in his care under a Cameroonian
tradition known as “take my child,” by which a poor family entrusts its child to a wealthier one who
pledges to care for the child as its own. JA 192–93, 217. Once that tradition is accounted for,
Djoumessi argues, it is clear either that Fru became his adopted daughter as a matter of law or that
he at a minimum had the consent of Fru’s parents, both of which would permit him to require her
to perform chores around the house. In one sense, Djoumessi is right. Section 1584 does not restrict
parents’ (or guardians’) rights to require their children (or wards) to help with household chores.
See Kozminski, 487 U.S. at 944 (stating that § 1584 does not interfere with “the right of parents and
guardians to the custody of their minor children or wards”). But in at least two material ways,
Djoumessi is wrong. The record offers no evidence that Djoumessi was Fru’s legal guardian. And
even if Djoumessi had the consent of Fru’s parents to treat her the way he did (something the record
also does not support), that would not do the trick. “When parents explicitly renounce their parental
relationship—by selling a child into slavery or abandoning [her] to involuntary servitude—parental
consent cannot provide a subsequent defense for the third party.” United States v. King, 840 F.2d
1276, 1283 (6th Cir. 1988). “[A] parental consent defense is particularly inappropriate on the facts
of this case” because Fru’s parents “abdicated any semblance of parental supervision and control.”
Id. at 1282.
         Also unavailing is Djoumessi’s contention that Fru necessarily remained voluntarily at his
home because he never physically restrained her (in the sense of placing a lock on her door) and she
never attempted to escape. But opportunities for escape mean nothing if Djoumessi gave her reasons
to fear leaving the house—as indeed he did when he told this fourteen-year-old girl that she would
either go to jail or be deported because she had entered the country illegally. See Kozminski, 487
U.S. at 948, 952; see also United States v. Warren, 772 F.2d 827, 834 (11th Cir. 1985) (“That the
worker had the opportunity to escape is of no moment, if the defendant has placed him in such fear
of physical harm that he is afraid to leave.”).
        Bad as Fru’s life in the United States may have been, Djoumessi claims, it was better than
what she would have faced had she returned to Cameroon (or stayed there), proving that there was
nothing involuntary about her circumstances. Even if we grant the factual premise of Djoumessi’s
contention (we have no way of knowing), that does not help him: A slave master cannot escape the
clutches of § 1584 by contending that he subjected the servant to slightly less wretched conditions
than she would have experienced elsewhere. Involuntary servitude is a fixed prohibition, not a
relative one. It thus sweeps up all forced labor, even when the victim is freed from the bondages of
one bad relationship and placed in another.
       A final point deserves mention. “Involuntary servitude” at first blush might seem like strong
medicine for what could (charitably) be described as an au pair relationship gone awry. The first
answer is that Fru’s circumstances bear an unfortunate resemblance to the conditions that victims
No. 07-1740                     United States v. Djoumessi                                      Page 6


of the “padrone system” faced, a system outlawed by one of the two predecessors of § 1584. See
Kozminski, 487 U.S. at 945–46 (explaining that the passage of § 1584 resulted from the
consolidation “of two earlier statutes: the Slave Trade statute . . . and the Padrone statute” and that
the histories of those statutes “inform [the] construction of § 1584”). Under the padrone system,
children were taken from their families in Italy and brought to the United States to work as street
musicians or beggars in large cities. See id. at 947. Upon their arrival, the children
       were literally stranded in large, hostile cities in a foreign country. They were given
       no education or assistance toward self sufficiency. Without such assistance, without
       family, and without other sources of support, these children had no actual means of
       escaping the padrones’ service; they had no choice but to work for their masters or
       risk physical harm. The padrones took advantage of the special vulnerabilities of
       their victims, placing them in situations they were physically unable to leave.
Id. at 947–48. It is difficult to see any meaningful difference between the Italian victims of the
padrone system and the Cameroonian victim of Joseph Djoumessi.
        Another answer is that, even on its own terms, involuntary servitude is not too strong a
phrase to describe what Djoumessi and his wife did to this fourteen-year-old girl. “In the jury’s
view, [the defendant] was part of a conspiracy that substituted for a promised education and
compensation a regime of psychological cruelty and physical coercion that took some of the best
years of a young girl’s life. For that, involuntary servitude is not too strong a term.” United States
v. Undeozor, 515 F.3d 260, 272 (4th Cir. 2008).
                                                 III.
       For these reasons, we affirm.
