[Cite as Brust v. Kravitz, 2016-Ohio-7871.]

                              IN THE COURT OF APPEALS OF OHIO

                                   TENTH APPELLATE DISTRICT

Shawn K. Brust,                                  :

                 Plaintiff-Appellant,            :
                                                               No. 16AP-201
v.                                               :          (C.P.C. No. 15CVH-1926)

Janet E. Kravitz et al.,                         :        (REGULAR CALENDAR)

                 Defendants-Appellees.           :



                                          D E C I S I O N

                                   Rendered on November 22, 2016


                 On brief: Shawn K. Brust, pro se.

                 On brief: Janik L.L.P., Steven G. Janik, and Audrey K.
                 Bentz, for appellee Janet E. Kravitz.

                 On brief: Law Office of Gary S. Shroyer, and Gary S.
                 Shroyer, for appellee H. Tim Merkle.

                 On brief: Kegler Brown Hill + Ritter Co., LPA, Jonathan E.
                 Coughlan, and Jason H. Beehler, for appellees Danny W.
                 Bank and Lorie L. McCaughan.

                   APPEAL from the Franklin County Court of Common Pleas
SADLER, J.
        {¶ 1} Plaintiff-appellant, Shawn K. Brust, appeals from a judgment of the
Franklin County Court of Common Pleas in favor of defendants-appellants Janet E.
Kravitz, the Estate of Max Kravitz, H. Tim Merkle, Danny W. Banks, and Lorie L.
McCaughan. For the reasons that follow, we affirm.
I. FACTS AND PROCEDURAL HISTORY
        {¶ 2} On August 19, 1997, appellant was arrested for murder. Appellant hired
Merkle and attorney Max Kravitz to represent him in his criminal case. There was no
No. 16AP-201                                                                              2


written fee agreement. On August 28, 1997, a Franklin County Grand Jury indicted
appellant for aggravated murder in case No. 97CR-4790, with a specification that
appellant had discharged a firearm from a motor vehicle ("drive-by specification"). The
State of Ohio also brought a civil action against appellant seeking forfeiture of his 1986
Subaru Trooper automobile allegedly used in the commission of the crime (case No.
14CVH-13459). Appellant alleges that Max Kravitz also agreed to represent him in the
forfeiture case for "the sum of $10,000.oo; from the funds paid into the defendants [sic]
account." (Emphasis sic.) (Compl. at 3.) There was no written fee agreement.
       {¶ 3} On December 24, 1997, Merkle filed an answer on appellant's behalf in the
forfeiture case. Bank and McCaughan of the Capital University Legal Clinic subsequently
agreed to perform certain discovery-related work in the forfeiture case.
       {¶ 4} On October 1, 1998, a Franklin County jury found appellant guilty of murder
but not guilty of the drive-by specification. On December 5, 1998, the trial court convicted
appellant of murder and imposed a prison term of 15 years to life, with an additional 3
years for a gun specification. Appellant appealed to this court from his conviction and
sentence. On April 27, 1999, the trial court granted the parties' joint motion to stay the
forfeiture case pending appellant's appeal of his conviction. The stay order permitted the
parties to conduct discovery.
       {¶ 5} Appellant's complaint alleges that his state court appeal from his conviction
and sentence concluded on August 2, 2000. Max Kravitz died in 2007, survived by his
wife and former law partner, Janet E. Kravitz ("Kravitz").
       {¶ 6} On March 10, 2014, approximately seven years after the death of Max
Kravitz, the state moved the court to lift the stay in the forfeiture case due to the
conclusion of the criminal case. The court lifted the stay on March 11, 2014. On March
20, 2014, Bank and McCaughan moved the court for leave to withdraw as counsel for
appellant in the forfeiture case. According to appellant's complaint, he was unaware that
the forfeiture case had been stayed until he received correspondence from Bank informing
him that Bank and McCaughan had recently moved the court for leave to withdraw.
Appellant also claims that he did not know Bank and McCaughan had undertaken his
representation in the forfeiture case until he received Bank's correspondence.
No. 16AP-201                                                                              3


        {¶ 7} Appellant filed a pro se motion for summary judgment in the forfeiture case
on May 20, 2014. On June 27, 2014, the state dismissed the action by filing a notice of
voluntary dismissal pursuant to Civ.R. 41(A)(1)(a). Appellant filed a motion for the
release of his property on August 13, 2014, which the trial court granted on October 1,
2014.
        {¶ 8} Appellant filed the instant action against appellees on March 4, 2015
alleging legal malpractice, breach of contract, and promissory estoppel. On April 10,
2015, Merkle filed a motion to dismiss the complaint pursuant to Civ.R. 12(B)(6).
Appellant filed a memorandum in opposition on April 28, 2015. On May 4, 2015, Kravitz
filed a motion to dismiss, pursuant to Civ.R. 12(B)(6), both individually and on behalf of
the estate of Max Kravitz, deceased ("Estate"). Appellant filed a memorandum in
opposition on May 19, 2015.      On December 9, 2015, Bank and McCaughan ("clinic
defendants") filed a motion for summary judgment, pursuant to Civ.R. 56(B), arguing that
they were entitled to judgment as a matter of law due to appellant's failure to produce
expert testimony in support of his claim of legal malpractice. Kravitz and the Estate also
filed a motion for summary judgment on December 9, 2015, even though their prior
motion to dismiss was still pending.
        {¶ 9} On January 20, 2016, appellant filed a motion for leave to file a motion for
summary judgment instanter pursuant to Civ.R. 56(A). While his motion to dismiss was
pending, Merkle also filed a motion for leave to file a motion for summary judgment
instanter on January 21, 2016. Merkle's proposed motion and memorandum in support
"incorporates the Motions for Summary Judgment and Reply Memorandums in Support
of Summary Judgment filed by his co-defendants." (Jan. 21, 2016 Mot. at 2.) Merkle's
proposed motion also incorporates his own affidavit, previously filed by Kravitz, wherein
Merkle opines that both he and Max Kravitz met the applicable standard of care in their
representation of appellant in the forfeiture case. On February 10, 2016, Merkle filed his
second affidavit in support of summary judgment.
        {¶ 10} On February 22, 2016, the trial court issued two separate decisions on the
pending motions. In the first decision, the trial court dismissed appellant's claims against
Kravitz and the Estate as untimely filed but denied Merkle's motion to dismiss. In the
second decision, the trial court granted Merkle's motion for leave to file a motion for
No. 16AP-201                                                                                     4


summary judgment instanter and then granted both Merkle's motion for summary
judgment and the motion for summary judgment filed by the clinic defendants. The trial
court "DISMISSED AS MOOT any and all other motions."1 (Emphasis sic.) (Feb. 22,
2016 Decision at 16.)
           {¶ 11} Appellant has appealed to this court from the judgment of the trial court.
II. ASSIGNMENTS OF ERROR
           {¶ 12} Appellant appeals and assigns the following as error:
                   [1.] The Trial Court Erred In Its Misconstruction Of The Law
                   Based On Erroneous Findings Of Fact To The Prejudice Of
                   The Appellant In Granting Appellee Janet E. Kravitz's Motion
                   To Dismiss Appellant's Compliant [sic] For Legal Malpractice
                   Against The Estate Of Max Kravitz As Time-Barred Under
                   R.C. § 2305.11(A).

                   [2.] The Trial Court Erred In Its Misconstruction Of The Law
                   Based On Erroneous Findings Of Fact To The Prejudice Of
                   The Appellant By Finding That Dismissal Was Warranted
                   Because Appellant Failed To Present His Claims Against The
                   Estate Of Max Kravitz Within Six Months As Required By R.C.
                   § 2117.06.

                   [3.] The Trial Court Erred To The Prejudice Of The Appellant
                   In Granting Appellee Merkle's Motion For Summary
                   Judgment Prematurely Where Appellant Filed Several
                   Motion's [sic] To Strike Appellee's Motion For Summary
                   Judgment And The Affidavit's [sic] Filed In Support Of The
                   Motion For Summary Judgment Which Failed To Comply
                   With The Mandates Set Forth In Civil Rule 56(C), Civ. R.
                   56(E) And Franklin Co. Local Rules 57.02 and 21.01, Which
                   Constitutes Reversible Error By The Trial Court By Failing To
                   Thoroughly Examine All Appropriate Materials Filed By
                   Appellant Before Ruling On The Motion For Summary
                   Judgment.

                   [4.] The Trial Court Erred To The Prejudice Of The Appellant
                   By Granting Capital University Law Clinic Defendants' Motion
                   For Summary Judgment Where The Appellees' Breach Of
                   Contract And The Damages Flowing Therefrom Was So
                   Apparent As To Obviate The Need For Expert Testimony. In
                   This Specific Case, It Could Be Determined As A Matter Of

1   On February 24, 2016, appellant moved the trial court to strike Merkle's second affidavit.
No. 16AP-201                                                                                                  5


                 Law Under The Four Corners Of The Oral Contract That
                 Expert Testimony Is Not Required To Establish Appellant's
                 Claim That Appellees' Failed to Fulfill Their Contractual
                 Obligations.

III. LEGAL ANALYSIS
        A. First Assignment of Error
        {¶ 13} In appellant's first assignment of error, appellant argues that the trial court
erred when it determined that the one-year limitation period in R.C. 2305.11(A) barred
his claim of legal malpractice against both Kravitz and the Estate.2 We disagree.
        {¶ 14} "A Civ.R. 12(B)(6) motion to dismiss for failure to state a claim upon which
relief can be granted 'is procedural and tests the sufficiency of the complaint.' " McBroom
v. Safford, 10th Dist. No. 11AP-885, 2012-Ohio-1919, ¶ 7, quoting State ex rel. Hanson v.
Guernsey Cty. Bd. of Commrs., 65 Ohio St.3d 545, 548 (1992), citing Assn. for the
Defense of the Washington Local School Dist. v. Kiger, 42 Ohio St.3d 116, 117 (1989). "In
order for a trial court to grant a motion to dismiss for failure to state a claim upon which
relief can be granted, it must appear 'beyond doubt from the complaint that the plaintiff
can prove no set of facts entitling her to relief.' " McBroom at ¶ 7, quoting Grey v.
Walgreen Co., 197 Ohio App.3d 418, 2011-Ohio-6167, ¶ 3 (8th Dist.), citing LeRoy v.
Allen, Yurasek & Merklin, 114 Ohio St.3d 323, 2007-Ohio-3608, ¶ 14.
        {¶ 15} "An appellate court employs 'a de novo standard of review for motions to
dismiss filed pursuant to Civ.R. 12(B)(6).' " McBroom at ¶ 9, quoting Grey at ¶ 3, citing
Greeley v. Miami Valley Maintenance Contrs., Inc., 49 Ohio St.3d 228 (1990). "Under de
novo analysis, we are required to 'accept all factual allegations of the complaint as true
and draw all reasonable inferences in favor of the nonmoving party.' " McBroom at ¶ 9,
quoting Grey at ¶ 3, citing Byrd v. Faber, 57 Ohio St.3d 56 (1991).
        {¶ 16} "Although a party may not generally raise an affirmative defense in a Civ.R.
12(B)(6) motion, there is an exception where the existence of the affirmative defense is
obvious from the face of the complaint." Morrow v. Reminger & Reminger Co. L.P.A.,
183 Ohio App.3d 40, 2009-Ohio-2665 (10th Dist.), ¶ 19, fn. 2; Reasoner v. Columbus,

2 We note that appellant's assignments of error do not expressly challenge the trial court's dismissal of
appellant's claim against Kravitz individually. Nevertheless, appellant raised that issue in his merit brief and
Kravitz has responded in kind. Accordingly, we will address the dismissal of Kravitz in this decision.
No. 16AP-201                                                                              6


10th Dist. No. 02AP-831, 2003-Ohio-670, ¶ 12, citing Mankins v. Paxton, 142 Ohio
App.3d 1, 9 (10th Dist.2001). For example, "[a] court may dismiss a complaint under
Civ.R. 12(B)(6) for failing to comply with the applicable statute of limitations when the
face of the complaint conclusively shows that the action is time barred." Pearson v.
Columbus, 10th Dist. 14AP-313, 2014-Ohio-5563, ¶ 8, citing Ohio Bur. of Workers' Comp.
v. McKinley, 130 Ohio St.3d 156, 2011-Ohio-4432, ¶ 13.
               1. The Claim Against the Estate
       {¶ 17} Courts determine the applicable statute of limitations for a claim from the
gist of the complaint and not from the label that a party may assign to a set of facts.
Rumley v. Buckingham, Doolittle & Burroughs, 129 Ohio App.3d 638, 641 (10th
Dist.1998). See also Dottore v. Vorys, Sater, Seymour & Pease, L.L.P., 8th Dist. No.
98861, 2014-Ohio-25, ¶ 35, citing Hibbett v. Cincinnati, 4 Ohio App.3d 128, 131 (1st
Dist.1982). When the gist of a complaint sounds in malpractice, the other duplicative
claims, even those labeled as breach of contract and promissory estoppel, are subsumed
within the legal malpractice claim. Id.
       {¶ 18} The one-year statute of limitations contained in R.C. 2305.11(A) is
applicable to all claims sounding in legal malpractice. Kravitz, Brown & Dortch, LLC v.
Klein, 10th Dist. No. 16AP-200, 2016-Ohio-5594, ¶ 12, citing Illinois Natl. Ins. Co. v.
Wiles, Boyle, Burkholder & Bringardner Co., L.P.A., 10th Dist. No. 10AP-290, 2010-
Ohio-5872, ¶ 15. "[U]nder R.C. 2305.11(A), an action for legal malpractice accrues and
the statute of limitations begins to run when there is a cognizable event whereby the client
discovers or should have discovered that his injury was related to his attorney's act or
non-act and the client is put on notice of a need to pursue his possible remedies against
the attorney or when the attorney-client relationship for that particular transaction or
undertaking terminates, whichever occurs later." (Emphasis added.) Zimmie v. Calfee,
Halter & Griswold, 43 Ohio St.3d 54, 58 (1989), citing Omni-Food & Fashion, Inc. v.
Smith, 38 Ohio St.3d 385 (1988).
       {¶ 19} The trial court concluded that the allegations in appellant's complaint
conclusively established that the one-year limitations period in R.C. 2305.11(A) barred
appellant's legal malpractice claims against the Estate. We agree.
No. 16AP-201                                                                               7


       {¶ 20} The trial court first found that a cognizable event occurred on August 20,
2002, when, according to appellant's complaint, the appeals in his criminal case reached a
conclusion. The trial court reasoned that because appellant acknowledged that the legal
basis for the state's forfeiture case was the drive-by specification in the indictment and
because appellant was aware that the jury found him not guilty of specification, a
reasonable person in appellant's position would have begun to make inquiries regarding
the release of his 1986 Isuzu Trooper, at the latest, when his criminal appeals concluded.
Appellant has not alleged that he contacted counsel regarding the return of his 1986 Isuzu
Trooper at any time after August 20, 2002 and before the death of Max Kravitz in 2007.
       {¶ 21} Though the trial court found that the cognizable event occurred on
August 20, 2002, the trial court did not conclude that appellant's cause of action accrued
on that date nor did the trial court rule that appellant's malpractice claim against the
Estate lapsed on August 20, 2003, one year after the cognizable event. Rather, the trial
court recognized that the stay order in the forfeiture case had the affect of extending or
tolling the limitations period for his legal malpractice claim against the Estate because the
attorney-client relationship between appellant and Max Kravitz had not terminated.
Along with the discovery rule, the termination rule creates an exception to the general
principle that a claim accrues when the wrongful act occurs. Omni-Food. See also
Clemens v. Nelson Fin. Group, Inc., 10th Dist. No. 14AP-537, 2015-Ohio-1232, ¶ 48. In
determining the accrual date of claims for legal malpractice, courts apply the discovery
rule in combination with the termination rule. Id. Under the termination rule, accrual
occurs when the attorney-client relationship for a particular transaction or undertaking
terminates. Id., citing Omni-Food at paragraph one of the syllabus.
       {¶ 22} There is no dispute that Max Kravitz died in 2007. " 'Death is a tyrant that
disregards all the relations between attorney and client; his stroke dissolves them.' "
England v. Barstow, 30 Ohio App.2d 42, 44 (4th Dist.1972), quoting Cisna's Admr. v.
Beach, 15 Ohio 300, 301 (1846). Because the attorney-client relationship is a personal
one, the death of either the client or the attorney terminates the attorney-client
relationship. Id. See also Liberty Mut. Ins. Co. v. Paris, 8th Dist. No. 74064 (May 20,
1999). "[A] lawyer's actual authority to represent a client ends when * * * the lawyer dies."
Restatement of the Law 3d, The Law Governing Lawyers, Section 31(2)(d) (2000).
No. 16AP-201                                                                               8


       {¶ 23} Because the attorney-client relationship between appellant and Max Kravitz
terminated on the death of Max Kravitz in 2007, appellant's cause of action against the
Estate for legal malpractice accrued in 2007, regardless whether the forfeiture case was
still pending. Appellant did not file his complaint against the Estate until 2015, well
beyond the one-year statute of limitations applicable to legal malpractice claims. Because
the allegations of the complaint conclusively establish that appellant's cause of action for
legal malpractice against the Estate lapsed in 2008, the trial court did not err when it
dismissed appellant's complaint against the Estate, pursuant to Civ.R. 12(B)(6), for failure
to state a claim on which relief can be granted.
               2. The Claim Against Kravitz Individually
       {¶ 24} Appellant does not allege that Kravitz represented him in the forfeiture case
or that she performed any legal work in that case. Accordingly, appellant's claim of legal
malpractice against Kravitz is vicarious in nature. Under Ohio law, "a law firm may be
vicariously liable for legal malpractice only when one or more of its principals or
associates are liable for legal malpractice." Natl. Union Fire Ins. Co. v. Wuerth, 122 Ohio
St.3d 594, 2009-Ohio-3601, ¶ 26. "The vicarious liability of a law firm and its principals
* * * presupposes that a firm principal or employee is liable on one or more claims * * *
and considers when the firm itself and each of its principals share in that liability."
(Emphasis sic.) Id. at ¶ 25, quoting Restatement of the Law 3d, The Law Governing
Lawyers, Section 58, Comment a (2000).
       {¶ 25} As we have affirmed the trial court's determination that R.C. 2305.11(A)
barred appellant's legal malpractice claim against the Estate, Kravitz cannot be vicariously
liable to appellant in her capacity as a partner in Kravitz & Kravitz. Accordingly, even if
Ohio law permitted vicarious liability among partners in a law firm under the
circumstances in this case, Kravitz cannot be vicariously liable to appellant because the
applicable statute of limitations bars appellant's claim against the Estate.
       {¶ 26} For the foregoing reasons, appellant's first assignment of error is overruled.
       B. Second Assignment of Error
       {¶ 27} In appellant's second assignment of error, appellant takes exception to the
trial court's alternative holding that R.C. 2117.06 barred appellant's claim against the
Estate. R.C. 2117.06(A) and (B), pertaining to claims against a decedent's estate, provides
No. 16AP-201                                                                               9


that "[a]ll creditors having claims against an estate, including claims arising out of * * *
tort * * * shall be presented within six months after the death of the decedent." Pursuant
to R.C. 2117.06(C), claims not presented within six months after the death of the decedent
are "forever barred."
       {¶ 28} The Estate argues that R.C. 2117.06(C) barred appellant's legal malpractice
claim against the Estate due to appellant's failure to assert his claim within six months of
the death of decedent. Appellant counters that he is not seeking recovery from the assets
of the Estate but from the proceeds of any insurance policy owned by Max Kravitz during
his lifetime that may have provided coverage for appellant's malpractice claim.
Accordingly, appellant contends that his claim is exempted from R.C. 2117.06(C) by
operation of R.C. 2117.06(G).
       {¶ 29} R.C. 2117.06(G) provides as follows:
               Nothing in this section or in section 2117.07 of the Revised
               Code shall be construed to reduce the periods of limitation or
               periods prior to repose in section 2125.02 or Chapter 2305.
               of the Revised Code, provided that no portion of any
               recovery on a claim brought pursuant to that section or any
               section in that chapter shall come from the assets of an estate
               unless the claim has been presented against the estate in
               accordance with Chapter 2117. of the Revised Code.

       {¶ 30} In overruling appellant's first assignment of error, we held that the trial
court did not err when it determined that R.C. 2305.11(A) barred appellant's legal
malpractice claim against the Estate because appellant did not file his complaint within
one year of the death of Max Kravitz.        Consequently, even if we accept appellant's
contention that he is seeking recovery exclusively out of insurance proceeds and not from
the assets of the estate, any trial court error with respect to its alternative holding under
R.C. 2117.06 is harmless error. Appellant's legal malpractice claim against the Estate is
time-barred regardless of whether appellant seeks recovery against the assets of the Estate
or from a policy of insurance.
       {¶ 31} Accordingly, appellant's second assignment of error is overruled.
       C. Third Assignment of Error
       {¶ 32} In appellant's third assignment of error, appellant contends that the trial
court erred when it granted summary judgment in favor of Merkle. We disagree.
No. 16AP-201                                                                               10


       {¶ 33} Pursuant to Civ.R. 56(C), summary judgment is appropriate only under the
following circumstances: (1) no genuine issue of material fact remains to be litigated,
(2) the moving party is entitled to judgment as a matter of law, and (3) viewing the
evidence most strongly in favor of the nonmoving party, reasonable minds can come to
but one conclusion, that conclusion being adverse to the nonmoving party. Harless v.
Willis Day Warehousing Co., 54 Ohio St.2d 64, 66 (1978). "When seeking summary
judgment on grounds that the non-moving party cannot prove its case, the moving party
bears the initial burden of informing the trial court of the basis for the motion and
identifying those portions of the record that demonstrate the absence of a genuine issue of
material fact on an essential element of the non-moving party's claims." Lundeen v.
Graff, 10th Dist. No. 15AP-32, 2015-Ohio-4462, ¶ 11, citing Dresher v. Burt, 75 Ohio St.3d
280, 293 (1996). Once the moving party meets its initial burden, the nonmovant must set
forth specific facts demonstrating a genuine issue for trial. Dresher at 293.
       {¶ 34} Appellate review of summary judgments is de novo. Gabriel v. Ohio State
Univ. Med. Ctr., 10th Dist. No. 14AP-870, 2015-Ohio-2661, ¶ 12, citing Byrd v. Arbors E.
Subacute & Rehab. Ctr., 10th Dist. No. 14AP-232, 2014-Ohio-3935. "When an appellate
court reviews a trial court's disposition of a summary judgment motion, it applies the
same standard as the trial court and conducts an independent review, without deference
to the trial court's determination." Id., citing Maust v. Bank One Columbus, N.A., 83
Ohio App.3d 103, 107 (10th Dist.1992). "We must affirm the trial court's judgment if any
of the grounds raised by the movant in the trial court are found to support it, even if the
trial court failed to consider those grounds." Id., citing Helfrich v. Allstate Ins. Co., 10th
Dist. No. 12AP-559, 2013-Ohio-4335, ¶ 7, citing Coventry Twp. v. Ecker, 101 Ohio App.3d
38, 41-42 (9th Dist.1995).
       {¶ 35} "To establish a cause of action for legal malpractice based on negligent
representation, a plaintiff must show (1) that the attorney owed a duty or obligation to the
plaintiff, (2) that there was a breach of that duty or obligation and that the attorney failed
to conform to the standard required by law, and (3) that there is a causal connection
between the conduct complained of and the resulting damage or loss." Vahila v. Hall, 77
Ohio St.3d 421 (1997), syllabus. " 'If the party moving for summary judgment in a
negligence action can point to evidence illustrating that the nonmoving party will be
No. 16AP-201                                                                                11


unable to prove any one of these elements, then the movant is entitled to judgment as a
matter of law.' " Chilton-Clark v. Fishel, 10th Dist. No. 16AP-76, 2016-Ohio-7135, ¶ 11,
quoting Second Natl. Bank of Warren v. Demshar, 124 Ohio App.3d 645, 648 (11th
Dist.1997).
       {¶ 36} In McInnis v. Hyatt Legal Clinics, 10 Ohio St.3d 112 (1984), the Supreme
Court of Ohio held that in a legal malpractice case, expert testimony is generally required
in order to prove breach of the duty that the attorney owed to the plaintiff, unless the
claimed breach of professional duty is "well within the common understanding of * * *
laymen." Id. at 113. " 'Expert testimony is required so that the trier of fact does not have
to speculate on the standard of care, particularly in a complex case involving [matters]
which are normally not within the realm of understanding of the layman.' " Lundeen at
¶ 17, quoting Northwestern Life Ins. Co. v. Rogers, 61 Ohio App.3d 506, 512 (10th
Dist.1989). Accordingly, " '[i]n all but a few cases, expert testimony is required to support
allegations of professional malpractice.' " Lundeen at ¶ 17, quoting Party Dock, Inc. v.
Nasrallah, 10th Dist. No. 99AP-1345 (Oct. 5, 2000), citing Bruni v. Tatsumi, 46 Ohio
St.2d 127, 130 (1976).
       {¶ 37} " 'The duty of an attorney to his client is to "* * * exercise the knowledge,
skill, and ability ordinarily possessed and exercised by members of the legal profession
similarly situated, and to be ordinarily and reasonably diligent, careful, and prudent in
discharging the duties he has assumed." ' " Yates v. Brown, 185 Ohio App.3d 742, 2010-
Ohio-35, ¶ 17 (9th Dist.), quoting Palmer v. Westmeyer, 48 Ohio App.3d 296, 298 (6th
Dist.1988), quoting 67 Ohio Jurisprudence 3d, Malpractice, Section 9, at 16 (1986). Here
appellant alleges that his attorneys, including Merkle, breached a duty of care owed to
him by failing to enter written fee agreements, failing to properly allocate fees between his
criminal case and forfeiture case, failing to move the court for the return of his vehicle on
the completion of his criminal case on October 30, 1998, improperly seeking a stay in the
forfeiture case, and failing to request the stay be lifted on August 2, 2000. Appellant also
alleges that the liability of each attorney who represented him in his forfeiture case is joint
and several.
       {¶ 38} In his motion for summary judgment, Merkle relied on his own affidavit in
support of his motion for summary judgment. Merkle's co-defendant, Kravitz, submitted
No. 16AP-201                                                                               12


Merkle's first affidavit on January 15, 2016, as an exhibit to a reply brief in support of the
motion for summary judgment on behalf of Kravitz individually and the Estate. The trial
court expressly relied on Merkle's first affidavit in granting Merkle's motion for summary
judgment. The affidavit provides, in relevant part, as follows:
               2. I am an attorney duly licensed to practice law in the state of
               Ohio since 1979.

               ***

               5. In 1997, I, along with Max Kravitz ("Max"), were retained
               by the parents of Shawn Brust to represent him in relation to a
               criminal charge against him for aggravated murder, among
               other things.

               6. In addition to the criminal case, a civil forfeiture action was
               filed in which Mr. Brust's 1986 Isuzu Trooper ("Vehicle") was
               sought to be forfeited by the State of Ohio ("Forfeiture
               Action").

               7. Following a criminal jury trial, Mr. Brust was convicted of
               the lesser charge of murder and sentenced by the Court to 18
               years to life in prison.

               8. Following his conviction for murder, Mr. Brust expressed
               no desire or concern to me about the status of the Vehicle or
               the return of it to him.

               9. Despite the fact that the Vehicle was not returned to Mr.
               Brust immediately following the criminal trial, the State of
               Ohio was under no obligation to dismiss or drop the
               Forteiture Action and could have elected to proceed in the
               Forfeiture Action.

               10. Based on this, it is unlikely that the Vehicle would have
               been returned to Mr. Brust immediately following the
               criminal case.

               11. Mr. Brust has suffered no damage as the vehicle was
               ultimately released to him after the State of Ohio dismissed its
               Forfeiture Action.

               ***
No. 16AP-201                                                                                13


               13. Based upon my knowledge, experience, training, and
               education, the actions undertaken by both Max and me on
               behalf of Mr. Brust in handling his matters were at or above
               the standard of care for such representation in the legal
               community.

               14. The opinions expressed herein are made with a
               reasonable degree of professional certainty.

(Emphasis added.) (Merkle Aff. at 1-2.)
       {¶ 39} An affidavit from the acting attorney is a legally sufficient basis on which to
grant a motion for summary judgment in a legal malpractice action absent any opposing
affidavit of a qualified expert witness for the plaintiff. Yates at ¶ 17. The trial court
determined that Merkle's affidavit provided the necessary evidentiary support for
Merkle's argument that he met the applicable standard of care in his representation of
appellant in the forfeiture case. The trial court granted summary judgment in favor of
Merkle because appellant failed to produce rebuttal testimony from a legal expert
establishing the applicable standard of care, a breach of the standard of care by Merkle,
and damages proximately caused thereby.
       {¶ 40} Appellant's position throughout this litigation has been that expert
testimony is not required for him to satisfy the elements of his claim for legal malpractice.
Consequently, in opposing summary judgment, appellant has produced no expert opinion
testimony that Merkle breached a duty of care owed to appellant. Nor has appellant
presented the testimony of an expert witness in support of his claim that Merkle may be
held jointly and severally liable to him, under the circumstances of this case, for any
breach of the applicable standard of care by Max Kravitz.
       {¶ 41} As noted above, expert testimony is not required only in cases in which the
breach is " 'so obvious that it may be determined by the court as a matter of law,' " Bloom
v. Dieckmann, 11 Ohio App.3d 202 (1st Dist.1983), quoting Annotation, 14 A.L.R.4th 170,
173 (1982), or where the claimed breach of a professional duty is within the common
understanding of a layman. Lundeen at ¶ 17, citing McInnis at 113. For example, "[t]he
failure to abide by a client's specific instructions may be sufficient to establish a breach of
a professional duty without expert testimony." Dimacchia v. Burke, 904 F.2d 36 (6th
Cir.1990), citing McInnis at 113. Similarly, expert testimony may not be necessary to
No. 16AP-201                                                                                14


support a legal malpractice claim where the attorney fails to file a viable claim before the
statute of limitations expires. DePugh v. Sladoje, 111 Ohio App.3d 675, 681-82 (2d
Dist.1996).
       {¶ 42} In Yates, the plaintiff brought a malpractice action against Brown, an
attorney who represented her in her divorce action. Plaintiff alleged that Brown was
negligent in the performance of his duties. Plaintiff also filed a complaint for malpractice
against another attorney who had represented her in the same divorce action. The trial
court granted summary judgment in favor of Brown because he had presented evidence
that the plaintiff had not produced expert testimony in support of her claim. In affirming
the trial court's ruling, the Ninth District Court of Appeals stated:
               Where multiple attorneys were involved in the underlying
               representation, and where the plaintiffs have alleged negligent
               representation by more than one attorney, the trial court did
               not err by concluding that expert testimony was necessary to
               establish a prima facie case of legal malpractice in regard to an
               individual attorney. In fact, expert testimony would be critical
               under these circumstances to determining causation and
               either parsing or eliminating liability.

Id. at ¶ 24.
       {¶ 43} Appellant has not alleged that he gave any specific instructions to Merkle
regarding the forfeiture case. Nor has appellant alleged that his property was forfeited
due to Merkle's failure to take any particular action in his forfeiture case. Additionally,
appellant's allegations regarding attorney fees are not within the common understanding
of laymen or so obvious that it may be determined by the court as a matter of law. Nor is
the appropriate legal strategy in the defense of a civil forfeiture case. Given the allegations
of legal malpractice raised by appellant in this case, we hold that the trial court did not err
when it determined that appellant was required to produce expert testimony to both
support his prima facie case for legal malpractice and to overcome Merkle's properly
supported motion for summary judgment.
       {¶ 44} Additionally, as was the case in Yates, appellant has sued several attorneys
who represented him in the forfeiture case. Like the plaintiff in Yates, appellant has failed
to produce expert testimony in support of his claim of legal malpractice. Moreover, each
of the attorneys who represented appellant in this case, with the exception of decedent,
No. 16AP-201                                                                              15


Max Kravitz, has filed an affidavit averring that they met the applicable standard of care
in their representation of appellant. Under these circumstances, expert testimony was
required to establish appellant's prima facie case of legal malpractice in regard to any
single attorney who represented him in the forfeiture case including expert opinion
regarding causation and the parsing or elimination of individual attorney liability. Id. See
also Gijbertus D.M. van Sommeren v. Gibson, 6th Dist No. L-12-1144, 2013-Ohio-2602
(though there is no general requirement for expert testimony on the causation element of
a legal malpractice claim, certain factual circumstances, such as multiple attorney
representation, may make such testimony necessary); Troyer v. Hardin, N.D. Ohio No.
5:10CV2391 (Feb. 17, 2012), citing Yates (where client "asserted malpractice was
committed by numerous attorneys, she cannot demonstrate that [one attorney] was the
proximate cause of any damage without expert testimony that would differentiate
between [that particular attorney] and the [other] defendants"). Appellant's failure to
produce the required expert testimony in opposition to Merkle's properly supported
motion for summary judgment prevents a judgment in appellant's favor as a matter of
law.
       {¶ 45} In order to avoid the impact of Merkle's affidavit and appellant's own failure
to produce expert testimony in support of his malpractice claim, appellant's third
assignment of error challenges the admissibility of Merkle's affidavit and argues that the
trial court prematurely ruled on Merkle's motion for summary judgment.
       {¶ 46} Appellant first contends that the affidavits filed by Merkle in support of his
motion for summary judgment contain conclusory assertions that are not admissible in
evidence. We disagree.
       {¶ 47} "When an affidavit containing opinions is made part of a motion for
summary judgment, it is properly considered by a trial or reviewing court when it meets
the requirements set forth in Civ.R. 56(E) and the Ohio Rules of Evidence." Franjesh v.
Berg, 9th Dist. No. 17534 (Oct. 2, 1996), citing Tomlinson v. Cincinnati, 4 Ohio St.3d 66
(1983). Civ.R. 56(E) requires that supporting affidavits "be made on personal knowledge,
shall set forth such facts as would be admissible in evidence, and shall show affirmatively
that the affiant is competent to testify to the matters stated in the affidavit." Pursuant to
Evid.R. 705, an "expert may testify in terms of opinion or inference and give the expert's
No. 16AP-201                                                                                16


reasons therefor after disclosure of the underlying facts or data." Pursuant to Evid.R. 704,
an expert's opinion is not objectionable solely because it embraces an ultimate issue to be
decided by the trier of fact if that opinion is otherwise admissible. Douglass v. Salem
Community Hosp., 153 Ohio App.3d 350, 2003-Ohio-4006, ¶ 20 (7th Dist.).
       {¶ 48} In this instance, Merkle avers that he is an attorney licensed to practice law
in the state of Ohio, he has personal knowledge of the relevant facts and circumstances
underlying his representation of appellant in both the criminal case and the forfeiture
case, and his opinions regarding the applicable standard of care and breach are based on
his knowledge, experience, training, and education as an attorney. Thus, the averments in
Merkle's affidavits are admissible opinions and not unsupported conclusions.
       {¶ 49} Appellant next argues that the trial court violated Loc.R. 57.02 of the Court
of Common Pleas of Franklin County, General Division, and abused its discretion when it
considered Merkle's affidavit because it was not attached to his motion for summary
judgment. We disagree.
       {¶ 50} Loc.R. 57.02 provides that "[a]ll affidavits, depositions, and other
evidentiary materials permitted by Civ.R. 56(C) in support of or in opposition to the
motion for summary judgment shall be filed with the motion." The record shows that
Kravitz timely submitted Merkle's affidavit on January 15, 2016, as support for the motion
for summary judgment she filed on her own behalf and on behalf of the Estate. Kravitz
filed the motion for summary judgment prior to the time Merkle filed his motion for
summary judgment. Merkle's proposed motion for summary judgment expressly
incorporated his own previously filed affidavit. Civ.R. 56(C) provides, in relevant part,
that "[s]ummary judgment shall be rendered forthwith if the pleadings, depositions,
answers to interrogatories, written admissions, affidavits, transcripts of evidence, and
written stipulations of fact, if any, timely filed in the action, show that there is no genuine
issue as to any material fact and that the moving party is entitled to judgment as a matter
of law." (Emphasis added.)
       {¶ 51} There is nothing in the Ohio Rules of Civil Procedure or the Local Rules of
the Franklin County Court of Common Pleas that expressly prohibits a party from joining
a motion filed by a co-defendant or incorporating evidentiary materials filed by a co-
defendant. Appellant's literal interpretation of Loc.R. 57.02 is inconsistent with Civ.R.
No. 16AP-201                                                                               17


56(C) and does not advance the stated purpose of the local rules, which is to expedite the
disposition of civil cases while at the same time safeguarding the rights of litigants and the
just processing of their cases. See Rules of Practice of the Court of Common Pleas,
Statement of Purpose. Moreover, appellant cannot claim unfair prejudice arising from
the trial court's consideration of Merkle's affidavit given the fact that appellant had prior
notice of the affidavit and a reasonable opportunity to submit rebuttal evidence. On this
record, we find that the trial court did not abuse its discretion in denying appellant's
motion to strike and in considering Merkle's affidavit in ruling on Merkle's motion for
summary judgment.
       {¶ 52} Appellant next contends that the trial court violated Loc.R. 21.01 when it
prematurely ruled on Merkle's motion for summary judgment. Loc.R. 21.01 provides as
follows:
               All motions shall be accompanied by a brief stating the
               grounds and citing the authorities relied upon. The opposing
               counsel or a party shall serve any answer brief on or before the
               14th day after the date of service as set forth on the certificate
               of service attached to the served copy of the motion. The
               moving party shall serve any reply brief on or before the 7th
               day after the date of service as set forth on the certificate of
               service attached to the served copy of the answer brief. On the
               28th day after the motion is filed, the motion shall be deemed
               submitted to the Trial Judge.

(Emphasis added.)
       {¶ 53} As noted above, Merkle filed his motion for leave on January 21, 2016.
Appellant opposed the motion and moved to strike Merkle's first affidavit.                On
February 22, 2016, the trial court granted Merkle's motion for leave instanter and denied
the motion to strike. Accordingly, Merkle's motion for summary judgment was deemed
filed on January 21, 2016. Under Loc.R. 21.01, Merkle's motion for summary judgment
was deemed submitted on February 18, 2016. Thus, the trial court did not violate Loc.R.
21.01 when it ruled on the motion on February 22, 2016.
       {¶ 54} To the extent that appellant argues that he was unfairly prejudiced by the
trial court's consideration of Merkle's second affidavit filed on February 10, 2016, there is
no indication in the trial court's decision that it considered the second affidavit. The trial
No. 16AP-201                                                                              18


court quoted appellant's previously filed affidavit and expressly relied on the opinions
expressed in that affidavit when it granted Merkle's motion for summary judgment. The
trial court did not mention Merkle's second affidavit. Moreover, because the trial court
had not yet ruled on appellant's motion for leave to file a motion for summary judgment
instanter, Merkle's second affidavit was timely filed in opposition thereto. See Civ.R.
56(C). Consequently, the record does not disclose any trial court error with regard to
Merkle's second affidavit.
       {¶ 55} Finally, to the extent that appellant claims that the trial court failed to
consider evidence appellant submitted in opposition to the motion for summary
judgment, we note that the trial court decision contains a detailed recitation of the
evidentiary materials submitted by appellant. Thus, the record demonstrates that the trial
court considered appellant's evidence but found it to be insufficient to create a genuine
issue of material fact in light of the unrebutted expert testimony submitted by Merkle.
       {¶ 56} For the foregoing reasons, appellant's third assignment of error is
overruled.
       D. Fourth Assignment of Error
       {¶ 57} In appellant's fourth assignment of error, appellant contends that the trial
court erred when it granted summary judgment in favor of the clinic defendants. We
disagree.
       {¶ 58} The clinic defendants timely filed their own affidavits in opposition to
appellant's motion for leave to file a motion for summary judgment instanter. The trial
court relied on the affidavits in granting summary judgment. McCaughan's affidavit
provides, in relevant part, as follows:
               3. I am a licensed attorney in Ohio * * *.

               4. I am a Professor of Clinical Studies for the Capital
               University Law School and co-director of the Capital Legal
               Clinic * * *.

               ***

               6. In the fall of 1999, Columbus attorney Max Kravitz
               approached the Capital Legal Clinic for assistance with
               drafting and serving discovery in a civil forfeiture action
No. 16AP-201                                                                            19


                  related to a criminal matter that he and attorney Tim Merkle
                  had been handling for a criminal defendant named Shawn
                  Brust.

                  ***

                  8. Mr. Kravitz asked if Danny Bank and I would agree to
                  assist (pro bono) in drafting and serving discovery in the civil
                  forfeiture matter, which we agreed to do. The sole purpose for
                  which my services were engaged was to pursue discovery in
                  the civil forfeiture action.

                  9. Accordingly, Mr. Bank and I drafted discovery requests,
                  filed a notice of appearance in the civil forfeiture action on
                  October 19, 1999, and served discovery requests that same day
                  on the Franklin County Prosecutor's Office.

                  10. We received responses to the discovery requests that we
                  served.

                  11. We had no further involvement with this matter * * *.

                  12. Although I understand that Mr. Kravitz was paid for his
                  work on the criminal matter, neither I nor the Capital Legal
                  Clinic received any financial payment of any kind in return for
                  our services in drafting and serving discovery in the civil
                  forfeiture matter. We performed the work pro bono.

                  ***

                  16. * * * I believe to a reasonable degree of professional
                  certainty that my actions in representing Mr. Brust in a
                  limited capacity in the forfeiture action met the acceptable
                  standard of professional care.

(Emphasis added.)3 (Jan. 25, 2016 Memo. in Opp., Ex. B at 1-2.)
          {¶ 59} As noted above, appellant failed to produce expert testimony in support of
his legal malpractice claim. Appellant argues that expert testimony is not necessary to
create an issue of fact regarding either a breach of the applicable standard of care by the
clinic defendants or a causal connection between the alleged breach and appellant's
damages. As noted in connection with appellant's third assignment of error, appellant's

3   The averments in the affidavit of Bank mirror those of McCaughan.
No. 16AP-201                                                                              20


allegations of legal malpractice in this case are neither within the common understanding
of laymen or so obvious that it may be determined by the court as a matter of law.
Accordingly, Ohio law required appellant to present expert testimony in order to satisfy
the elements of his prima facie case for legal malpractice and to rebut the expert opinion
testimony regarding the applicable standard of care. Appellant also failed to present
expert testimony in support of his theory that under the circumstances of this case, each
of the attorneys who represented him in the forfeiture case are jointly and severally liable
to him for any breach of the standard of care that may have occurred during his
representation.
       {¶ 60} The clinic defendants have presented undisputed evidence that they agreed
to represent appellant in the forfeiture case for the limited purpose of drafting and serving
written discovery.    The clinic defendants also produced undisputed expert opinion
testimony that in representing appellant in a limited capacity in the forfeiture case that
they met the acceptable standard of professional care performing legal work for appellant.
Appellant failed to produce any competent evidence to rebut the expert opinion testimony
of Bank and McCaughan. Accordingly, we hold that the trial court did not err when it
granted summary judgment in favor of the clinic defendants.              Appellant's fourth
assignment of error is overruled.
IV. CONCLUSION
       {¶ 61} Having overruled appellant's assignments of error, we affirm the judgment
of the Franklin County Court of Common Pleas.
                                                                       Judgment affirmed.
                             TYACK and KLATT, JJ., concur.
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