                                     In The
                                Court of Appeals
                       Seventh District of Texas at Amarillo

                                       No. 07-18-00265-CR


                          IN RE THE STATE OF TEXAS, RELATOR


                                   ORIGINAL PROCEEDING

                                      December 20, 2018

                               OPINION ON REHEARING
                      Before QUINN, C.J., and PIRTLE and PARKER, JJ.


       Having previously granted relator’s motion for rehearing, see In re State, No. 07-

18-00265-CV,1 2018 Tex. App. LEXIS 8586 (Tex. App.—Amarillo Oct. 18, 2018, orig.

proceeding) (Order) (per curiam), we withdraw our opinion and judgment of August 10,

2018, and substitute the following in its place.


       On July 25, 2018, relator Christopher Dennis, District Attorney for the 286th

Judicial District of Hockley County, filed a petition for writs of mandamus and prohibition

in this Court. See TEX. GOV’T CODE ANN. § 22.221 (West Supp. 2018); TEX. R. APP. P. 52.



       1 On December 6, 2018, the Court ordered that this case be reclassified as a criminal case and
changed the cause number accordingly.
By his petition, Dennis asks this Court to issue a writ of mandamus ordering the Honorable

Pat Phelan, presiding judge of the 286th District Court of Hockley County, to withdraw his

July 2 and August 15 orders disqualifying the District Attorney’s Office from prosecuting

thirteen causes,2 and a writ of prohibition preventing the trial court from disqualifying the

District Attorney’s Office in the future absent good cause shown. We conditionally grant

Dennis’s petition for writ of mandamus and deny Dennis’s petition for writ of prohibition.


                                                  Background


        Dennis and the attorney for the real parties in interest, Christina Woods Duffy,

engaged in an apparently contentious exchange relating to Duffy’s motion to exclude

expert witnesses in an unrelated case in which Dennis represented the State and Duffy

represented the defendant.              On June 4, 2018, Dennis sent Duffy a text message

withdrawing any existing plea offers on all pending cases for which she was the attorney

of record. By letters of the same date, Dennis notified Duffy that “[t]here will be no offer

at this time” apparently as to two of her pending cases.


        Duffy subsequently filed a motion to disqualify the 286th District Attorney’s Office

in each of the cases in which the plea offers were potentially withdrawn. Shortly after



         2 In his petition for writs of mandamus and prohibition, Dennis sought mandamus relief relating to

the seven cases on which the trial court disqualified the District Attorney’s Office by its July 2 order, and
prohibition to prevent the trial court from disqualifying the District Attorney’s Office from the six cases that
remained pending. Soon after this Court issued its denial of Dennis’s petition, the trial court issued its
August 15 order disqualifying the District Attorney’s Office from those remaining six cases. By his motion
for rehearing, Dennis prays that this Court issue writ of mandamus ordering the trial court to withdraw its
July 2 and August 15 orders disqualifying the District Attorney’s Office from prosecuting all thirteen causes,
and a writ of prohibition preventing the trial court from disqualifying the District Attorney’s Office in the future
absent good cause shown. Because Dennis’s petition addressed the possibility that the trial court would
disqualify the District Attorney’s Office in the six cases that were then pending and because Dennis’s motion
for rehearing requests mandamus relief as to orders in all thirteen cases, we will deem the petition to request
mandamus relief as to all thirteen cases addressed in the petition in which Dennis and the District Attorney’s
Office have been disqualified.

                                                         2
holding a hearing on Duffy’s motion to disqualify, Judge Phelan issued an order declaring

the District Attorney’s Office disqualified and appointing a special prosecutor in seven of

the cases. Judge Phelan did not rule on the motions to disqualify filed in six other cases.

On August 15, Judge Phelan heard argument in these remaining cases and, after hearing

arguments, granted these motions.


       In response to these disqualification orders, Dennis filed his petition for writs of

mandamus and prohibition. On August 10, this Court issued our opinion denying Dennis’s

petition on the basis that he failed to meet his burden to show that he was entitled to relief

because he did not comply with the documentation requirements identified in Texas Rules

of Appellate Procedure 52.3 and 52.7. See In re Tex., No. 07-18-00265-CV, 2018 Tex.

App. LEXIS 6315 (Tex. App.—Amarillo Aug. 10, 2018, orig. proceeding). On August 25,

Dennis filed the instant motion for rehearing, which, when coupled with the petition,

complies with the requirements applicable to Dennis’s requests for mandamus and

prohibition relief. We requested a response from Duffy, which she filed on September 6.


                                      Law and Analysis


       In criminal cases, “mandamus relief is appropriate only when a relator establishes

(1) that he has no adequate remedy at law to redress his alleged harm, and (2) that what

he seeks to compel is a ministerial act, not a discretionary or judicial decision.” In re Allen,

462 S.W.3d 47, 49 (Tex. Crim. App. 2015).


       The State’s right to appeal is limited by statute and does not include the right to

appeal a pretrial order disqualifying the elected district attorney. See TEX. CODE CRIM.

PROC. ANN. art. 44.01 (West 2018). As such, we agree with Dennis that the State’s


                                               3
statutory right to appeal is an inadequate remedy and, therefore, it is appropriate for him

to seek mandamus relief. In re State ex rel. Warren, No. 02-17-00285-CV, 2017 Tex.

App. LEXIS 8663, at *4-5 (Tex. App.—Fort Worth Sept. 12, 2017, orig. proceeding) (citing

Greenwell v. Court of Appeals for the Thirteenth Judicial Dist., 159 S.W.3d 645, 648-49

(Tex. Crim. App. 2005) (orig. proceeding)).


       To meet his burden to establish entitlement to mandamus relief, Dennis must show

that the trial court had a ministerial duty to deny Duffy’s motions to disqualify. Stated

another way, for the trial court to have a ministerial duty, denial of the motions to disqualify

Dennis and the 286th District Attorney’s Office in these cases must have been the “one

rational decision” that the trial court could have made “under unequivocal, well-settled

(i.e., from extant statutory, constitutional, or case law sources), and clearly controlling

legal principles.” In re Simon, No. 03-16-00090-CV, 2016 Tex. App. LEXIS 6562, at *15

(Tex. App.—Austin 2016, orig. proceeding) (quoting In re State ex rel. Weeks, 391 S.W.3d

117, 122 (Tex. Crim. App. 2013) (orig. proceeding)). However, “it is not well-settled that

the district court had the authority to disqualify the District Attorney under these

circumstances.” Id.


       “A trial court has limited authority to disqualify an elected district attorney and [his]

staff from the prosecution of a criminal case.” Buntion v. State, 482 S.W.3d 58, 76 (Tex.

Crim. App. 2016).      “The office of a district attorney is constitutionally created and

protected; thus, the district attorney’s authority ‘cannot be abridged or taken away.’” Id.

(quoting Landers v. State, 256 S.W.3d 295, 303-04 (Tex. Crim. App. 2008)). The district

attorney “shall represent the State in all criminal cases in the district courts of his district

and in appeals therefrom, except in cases where he has been, before his election,

                                               4
employed adversely.” TEX. CODE CRIM. PROC. ANN. art. 2.01 (West 2005). Even with this

express basis for disqualification, it has been held that a trial court’s authority to disqualify

a district attorney in a particular case requires proof that the district attorney has a conflict

of interest that rises to the level of a due process violation. Landers, 256 S.W.3d at 304;

State ex rel. Hill v. Pirtle, 887 S.W.2d 921, 927 (Tex. Crim. App. 1994). A due process

violation arises as a matter of law when a prosecuting attorney has formerly represented

the defendant in the same criminal matter as that currently being prosecuted. Landers,

256 S.W.3d at 304. A due process violation may arise if a prosecuting attorney has

previously represented the defendant in a different matter but only if the defendant can

prove that he would be actually prejudiced by the prosecutor’s prior representation. Id.

at 304-05. Actual prejudice requires proof that the prosecutor has previously personally

represented the defendant in a substantially related matter, and that he obtained

confidential information by virtue of that representation which may be used to the

defendant’s disadvantage. Id. at 305. In most instances, to establish a conflict of interest

that rises to the level of a due process violation, the district attorney must be shown to

have previously represented the defendant in the current case.3 In re Simon, 2016 Tex.

App. LEXIS 6562, at *17; see Buntion, 482 S.W.3d at 77 (“Appellant has not alleged, and

we have not found, that any actual conflict existed. District Attorney Lykos did not

previously represent appellant, nor did any of her staff. Thus, appellant fails to show any

conflict which this Court has previously found as grounds for disqualification.”). However,




         3 We do note that district attorneys are statutorily disqualified from representation that is adverse

to the State and where the district attorney is the subject of a criminal investigation by a law enforcement
agency that is based on credible evidence of criminal misconduct that is within the attorney’s authority to
prosecute. See TEX. CODE CRIM. PROC. ANN. art. 2.08 (West Supp. 2018). Neither of these exceptions
apply in the present case.

                                                      5
some limited instances have been identified where a district attorney could be deemed to

have a conflict of interest rising to the level of a due process violation due to a substantial

connection to a case that did not arise from prior representation. See In re Ligon, 408

S.W.3d 888, 896 (Tex. App.—Beaumont 2013, orig. proceeding) (citing potential conflicts

of interest arising from having a financial interest in the prosecution, being a material fact

witness, or being the alleged victim of the charged crime).


        In the present case, Dennis attested that he has never represented any of the

defendants for which disqualification was sought and granted.                        He also made like

statements under oath and in open court. Further, no assertion has been raised that

Dennis has a financial stake in the prosecution of any of the defendants, is a material fact

witness in any of the cases for which disqualification is being sought, 4 or is the victim of

any of the crimes alleged in these cases. As such, we cannot conclude that a conflict of

interest exists between Dennis and any of the defendants for whom disqualification has

been sought. Consequently, Judge Phelan’s order of disqualification violated well-settled

legal principles, and Dennis has shown a clear right to mandamus relief.5




        4We note that Woods advanced an argument at the August 15 hearing on the motions to disqualify
Dennis that his actions have made him a witness in these cases. However, no further explanation of that
contention was provided. We fail to see how any of Dennis’s actions relating to the withdrawal of plea offers
would make him a material fact witness in any of the cases for which his disqualification is sought.

        5 We acknowledge that this Court held, in State ex rel. Sherrod v. Carey, 790 S.W.2d 705, 709
(Tex. App.—Amarillo 1990, orig. proceeding), that disqualification of a district attorney’s office and
appointment of a special prosecutor are matters within the discretion of the trial court and, therefore, not
appropriate for mandamus relief. However, Carey involved an attorney that had represented the juvenile
defendant in the same case prior to being hired as a prosecutor. Id. at 707. As such, the Carey case
involved the trial court’s discretionary decision regarding whether the prosecutor’s prior adverse
employment was sufficient to disqualify the district attorney’s office. By contrast, there is no discretion in
the present case since the law does not authorize the trial court to disqualify a prosecutor on a basis other
than prior representation or other specific bases not applicable here. In re Simon, 2016 Tex. App. LEXIS
6562, at *17; In re Ligon, 408 S.W.3d at 896.

                                                      6
        Further, even when we look beyond the lack of a disqualifying conflict of interest,

we conclude that Duffy has not proven that any of the defendants in this case have had

their due process rights violated. Duffy has not presented evidence that any of the

defendants had pending plea offers that were withdrawn by Dennis’s June 4 text.6

However, evidence was presented that Dennis never intended any withdrawal of plea

offers to be permanent. In fact, his intent was proven by his making of a plea offer to one

of Duffy’s clients on July 24.7 We cannot conclude that the temporary withdrawal of plea

bargain offers, even if the withdrawal is based on the identity of the attorney, constitutes

a conflict of interest that rises to the level of a due process violation. Certainly, our

conclusion might be different had Duffy proven that Dennis had taken action consistent

with the permanent withdrawal of plea bargain offers to all of her clients. But, such is not

what is shown by the evidence in this case.


        What Duffy invites us to do is to conclude that the temporary withdrawal of plea

bargain offers coupled with some alleged ill-will between the district attorney and defense

counsel constitutes a conflict of interest that rises to the level of a due process violation.

But, such a position is inconsistent with the case law addressing disqualification of the

district attorney based on claims of personal animus. See In re State ex rel. Warren, 2017

Tex. App. LEXIS 8663, at *5-6 (Tex. App.—Fort Worth Sept. 12, 2017, orig. proceeding)

(mem. op.) (no conflict of interest rising to level of due process violation when DA


        6 Dennis acknowledged at the July 2 hearing on Duffy’s motions to disqualify that some offers were
withdrawn in cases “in which offers have been pending for months and not taken.” While this is some proof
that there were offers withdrawn by Dennis’s text, it does not show how many offers were withdrawn nor
which defendants were adversely affected.
        7Duffy acknowledged, under oath, that “in at least one of my cases, Amethyst Snead’s case, that
[Dennis] made a plea offer to her on July 24th . . . .” Duffy’s use of the words “at least” implies that Dennis
may have made subsequent plea bargain offers in other cases for which disqualification has been sought.

                                                      7
threatened defendant’s wife that, if defendant does not accept fifteen-year offer, he would

seek fifty-year sentence at trial); Fluellen v. State, 104 S.W.3d 152, 161 (Tex. App.—

Texarkana 2003, no pet.) (DA and defendant that had been involved in an altercation

where words were exchanged at the time defendant was arrested for the charged offense

is not a conflict of interest rising to the level of a due process violation); Hanley v. State,

921 S.W.2d 904, 909-10 (Tex. App.—Waco 1996, pet. ref’d) (defendant that had filed

grievances against ADA prosecuting his case insufficient to prove conflict of interest rising

to level of due process violation); State ex rel. Hilbig v. McDonald, 877 S.W.2d 469, 471-

72 (Tex. App.—San Antonio 1994, orig. proceeding) (mere allegations of wrongdoing by

the DA insufficient to justify disqualification). To conclude that Dennis has a conflict of

interest that rises to the level of a due process violation requires this Court to speculate

about actions Dennis might have taken but that were not proven, such as the permanent

withdrawal of all plea offers to clients of Duffy. See Ex parte Reposa, No. AP-75,965,

2009 Tex. Crim. App. Unpub. LEXIS 725, at *32 (Tex. Crim. App. 2009) (orig. proceeding)

(“None of the anecdotal evidence the applicant has presented establishes bias that rises

to the level of a due-process violation.”). If this Court is willing to speculate as to evidence

that was not presented as justifying the trial court’s disqualification of an elected district

attorney from prosecuting a defendant, we will thrust trial courts into the position of being

arbiters of whether district attorneys have taken any adverse action in cases on the basis

of every personal conflict, whether substantial or petty, that may arise between these

adversaries. This, we are unwilling to do.


       The nature of plea bargains is such that we do not conclude that Dennis violated

these defendants’ due process rights by either withdrawing or failing to make plea bargain


                                               8
offers. A defendant has no right to demand the State offer or enter into a plea bargain

agreement. Stamper v. State, Nos. 05-92-02253-CR, 05-92-02254-CR, 1995 Tex. App.

LEXIS 2621, at *3 (Tex. App.—Dallas Oct. 30, 1995, no writ) (citing Thompson v. State,

691 S.W.2d 627, 635-36 (Tex. Crim. App. 1984), and DeRusse v. State, 579 S.W.2d 224,

236 (Tex. Crim. App. 1979)). Because Dennis was under no obligation to make plea

bargain offers to any of the defendants represented by Duffy, we cannot conclude that

the temporary withdrawal of plea bargain offers occurring in this case constitutes a due

process violation that would justify disqualification of Dennis and the 286th District

Attorney’s Office.


       In addition, Duffy cites an ex parte e-mail sent by Dennis to the trial court and

alleged misrepresentations made by Dennis to the trial court and this Court as evidence

of unethical behavior that should serve to disqualify Dennis from prosecuting these

defendants. While these actions may constitute violations of the rules of professional

conduct, they are not sufficient to establish a proper basis for disqualification of the

elected district attorney. Landers v. State, 256 S.W.3d 295, 306 & n.35 (Tex. Crim. App.

2008) (citing Eidson v. Edwards, 793 S.W.2d 1, 6-7 (Tex. Crim. App. 1990) (orig.

proceeding) (op. on rehearing), and State ex rel. Young v. Sixth Judicial Dist. Court of

Appeals, 236 S.W.3d 207, 213 (Tex. Crim. App. 2007) (orig. proceeding)).                 Such

violations of disciplinary rules do not disqualify the district attorney and are properly dealt

with by the State Bar or through subsequent elections. Id. at 306 n.35.




                                              9
                                          Conclusion


       The office of district attorney is constitutionally created and protected, and its

authority cannot be abridged or taken away absent statutory or judicial authority to do so.

By removing Dennis, the elected district attorney, and the entire 286th District Attorney’s

Office on a basis not authorized by law, Judge Phelan violated clearly controlling legal

principles. Accordingly, we conditionally grant mandamus relief and direct Judge Phelan

to vacate his July 2 and August 15 orders granting defendants’ motions to disqualify

Dennis and the 286th District Attorney’s Office and appointing the Hockley County

Attorney as special prosecutor. See TEX. R. APP. P. 52.8(c). Being confident that, in the

face of this opinion, the trial court will not disqualify Dennis or the 286th District Attorney’s

Office from prosecuting future cases without good cause having been shown, we deny

Dennis’s petition for writ of prohibition. See id. at 52.8(a). Our writ of mandamus will

issue only if the respondent fails to comply with the directive of this Court.




                                                           Judy C. Parker
                                                              Justice


Publish.

Quinn, C.J., concurring.
Pirtle, J., concurring and dissenting.




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