[Cite as State v. Sepulveda, 2016-Ohio-7177.]




                       IN THE COURT OF APPEALS OF OHIO
                           THIRD APPELLATE DISTRICT
                               MERCER COUNTY




STATE OF OHIO,

        PLAINTIFF-APPELLEE,                               CASE NO. 10-16-03

        v.

FERNANDO D. SEPULVEDA,                                    OPINION

        DEFENDANT-APPELLANT.




                          Appeal from Celina Municipal Court
                             Trial Court No. 16CRB00012

                       Judgment Reversed and Cause Remanded

                             Date of Decision: October 3, 2016




APPEARANCES:

        Richard M. Delzeith for Appellant

        George E. Moore for Appellee
Case No. 10-16-03


SHAW, P.J.

      {¶1} Defendant-appellant, Fernando D. Sepulveda (“Sepulveda”), brings

this appeal from the February 9, 2016, judgment of the Celina Municipal Court

sentencing Sepulveda to an aggregate 12-month jail term after he was found guilty

in a bench trial of Sexual Imposition in violation of R.C. 2907.06(A)(3), a third

degree misdemeanor, Menacing in violation of R.C. 2903.22(A), a fourth degree

misdemeanor, Resisting Arrest in violation of R.C. 2921.33(A), a second degree

misdemeanor, and Assault in violation of R.C. 2903.13(A), a first degree

misdemeanor.

                     Relevant Facts and Procedural History

      {¶2} On the evening of January 5, 2016, through the early morning hours of

January 6, 2016, H.K. was playing cards and drinking alcohol with three friends at

her residence in Celina. Those playing cards with her included H.K.’s friend

Jennifer Fischer, Sepulveda, and a man named Steven. Sepulveda’s girlfriend was

at H.K.’s residence earlier in the evening but she had gone home. According to

H.K., Sepulveda was staying in her spare room and had been for a little over a week

because he was otherwise homeless.

      {¶3} At some point in the early morning hours of January 6, 2016, H.K. fell

asleep on her recliner in the living room and Jennifer went to sleep on the living

room couch. Later, Jennifer woke and saw Sepulveda, naked, performing oral sex


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Case No. 10-16-03


on a sleeping H.K.             Jennifer stated that H.K. was definitely asleep, and that

Sepulveda had H.K.’s pants and underwear all the way off in the recliner. Jennifer

testified that when she saw what was going on she pushed Sepulveda off of H.K.

and awoke H.K.

         {¶4} H.K. indicated that she awoke with her pants down, realized what was

going on, and then got a frying pan and chased Sepulveda into the spare room. H.K.

stated that she struck Sepulveda with the pan. H.K. stated that she never consented

to the sexual contact that evening, and that she had never had any sexual contact

with Sepulveda before. After chasing Sepulveda into the spare room, H.K. then

called the police who promptly responded.

         {¶5} Celina Police Officers Patrolman Gabe Bartlett and Sergeant Taylor1

were dispatched to the residence for a possible sexual assault. The officers spoke

with Jennifer, H.K., and Sepulveda and took written statements from Jennifer and

H.K. The officers also wore body cameras during their interactions.

         {¶6} When Sepulveda spoke with the officers, he denied any wrongdoing,

claiming that he had consensual sex with “Jennifer,” though Sepulveda would later

state at trial that he had mixed up the names. Based on the statements of H.K. and

Jennifer, the officers arrested Sepulveda for Sexual Imposition.



1
  Sergeant Taylor’s first name is actually not given in the transcript. It is similarly not included in the record,
as the complainant was Patrolman Gabe Bartlett. Appellee’s brief indicates that Sergeant Taylor’s first name
is Kent.

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        {¶7} Sepulveda gave the officers some difficulty as they attempted to

handcuff him. In addition, once Sepulveda was handcuffed, Patrolman Bartlett

attempted to assist Sepulveda with his shoes, but at that time Sepulveda lunged with

his leg at Patrolman Bartlett. For these actions Sepulveda was charged with

Resisting Arrest.

        {¶8} It took both officers to get Sepulveda out of the residence. On the way

out of the residence Sepulveda made multiple threats to Patrolman Bartlett.

Sepulveda was charged with Menacing for making these threats.

        {¶9} Then, as the officers were walking Sepulveda to a police cruiser,

Sepulveda spit at Patrolman Bartlett. Patrolman Bartlett was not struck that he was

aware. Sepulveda was charged with Assault based on the spitting action. A spit-

hood was retrieved and placed on Sepulveda, and Sepulveda was transferred to the

jail.

        {¶10} On January 6, 2016, complaints were filed in the Celina Municipal

Court alleging that Sepulveda committed Sexual Imposition in violation of R.C.

2907.06(A)(3), a third degree misdemeanor, Menacing in violation of R.C.

2903.22(A), a fourth degree misdemeanor, Resisting Arrest in violation of R.C.

2921.33(A), a second degree misdemeanor, and Assault in violation of R.C.

2903.13(A), a first degree misdemeanor. The assault charge specifically alleged

that Sepulveda “did spit at a police officer after being arrested.”


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         {¶11} Sepulveda pled not guilty to the charges and the case proceeded to a

bench trial on February 9, 2016. At trial the State called Jennifer Fischer and H.K.

in addition to Sergeant Taylor and Patrolman Bartlett. The State also entered into

evidence the footage from the officers’ body cameras.

         {¶12} After the State rested, Sepulveda testified briefly, apologizing to the

officers for his actions, which included the spitting. Sepulveda testified that he was

intoxicated and “didn’t know what [he] was doing.” (Tr. at 99). However, he

testified that he did not sexually assault H.K., that the sexual contact was

consensual, and that he had a sexual relationship with H.K. in the past. He also

testified that he had been living at the residence for several months, rather than

merely a week, and that he had been helping H.K. with her bills.

         {¶13} The court ultimately found Sepulveda guilty of all four counts against

him, and ordered Sepulveda to serve maximum sentences on each count,

consecutive to each other, for an aggregate 12-month jail sentence.2 A judgment

entry memorializing Sepulveda’s convictions and sentence was filed February 9,

2016.

         {¶14} It is from this judgment that Sepulveda appeals, asserting the

following assignment of error for our review.



2
 Specifically, Sepulveda was sentenced to serve six months in jail on the Assault, three months in jail on the
Resisting Arrest, two months in jail on the Sexual Imposition, and one month in jail on the Menacing, all
consecutive to each other based on Sepulveda’s extensive criminal history.

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                    ASSIGNMENT OF ERROR
        THE TRIAL COURT COMMITTED PLAIN ERROR BY
        CONVICTING MR. SEPULVEDA OF ASSAULT UNDER
        OHIO REVISED CODE §2903.13(A), SINCE INSUFFICIENT
        EVIDENCE WAS INTRODUCED AT TRIAL TO PROVE
        ASSAULT BY DEFENDANT’S ACTION OF ALLEGEDLY
        SPITTING TOWARDS A POLICE OFFICER.

        {¶15} In his assignment of error, Sepulveda argues that the trial court erred

by convicting him of Assault. Specifically, Sepulveda contends that there was

insufficient evidence to establish that spitting at Patrolman Bartlett was a knowing

attempt to cause physical harm such that it would satisfy the elements of R.C.

2903.13(A).3

        {¶16} Whether there is legally sufficient evidence to sustain a verdict is a

question of law. State v. Thompkins, 78 Ohio St.3d 380, 386 (1997). Sufficiency is

a test of adequacy. Id. When an appellate court reviews a record upon a sufficiency

challenge, “ ‘the relevant inquiry is whether, after viewing the evidence in a light

most favorable to the prosecution, any rational trier of fact could have found the

essential elements of the crime proven beyond a reasonable doubt.’ ” State v.

Leonard, 104 Ohio St.3d 54, 2004–Ohio–6235, ¶ 77, quoting State v. Jenks, 61 Ohio

St.3d 259 (1991), paragraph two of the syllabus.




3
  Sepulveda does not challenge his convictions for Sexual Imposition, Resisting Arrest, or Menacing,
therefore we will not address them.

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Case No. 10-16-03


       {¶17} Notably, Sepulveda did not make a Crim.R. 29 motion for acquittal

either at the close of the State’s evidence or at the end of the trial, therefore he has

waived all but plain error with regard to the sufficiency of the evidence. State v.

Gipson, 3d Dist. Allen No. 1-15-51, 2016-Ohio-994, ¶ 17, citing State v. Fugate, 2d

Dist. Montgomery No. 25782, 2014–Ohio–415, ¶ 20. However, “[w]hether a

sufficiency of the evidence argument is reviewed under a prejudicial error standard

or under a plain error standard is academic.” Perrysburg v. Miller, 153 Ohio App.3d

665, 2003–Ohio–4221, ¶ 57 (6th Dist.), quoting State v. Brown, 2d Dist.

Montgomery No. 17891 (July 14, 2000). Regardless of the standard used, “a

conviction based on legally insufficient evidence constitutes a denial of due

process,” and constitutes a manifest injustice. (Citation omitted.) Thompkins, 78

Ohio St.3d at 386–87; State v. Hurley, 3d Dist. Hardin No. 6-13-02, 2014-Ohio-

2716, ¶ 38

       {¶18} In this case Sepulveda contests his conviction for Assault, which is

codified in R.C. 2903.13(A), and reads, “No person shall knowingly cause or

attempt to cause physical harm to another or to another’s unborn.”

       {¶19} Physical harm to persons is defined in R.C. 2901.01(A)(3) as, “any

injury, illness, or other physiological impairment, regardless of its gravity or

duration.” The phrase “physiological impairment” is not further defined in the

Revised Code; however, courts have interpreted it through its plain everyday usage.


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Case No. 10-16-03


“The term ‘physiological impairment’ may, therefore, ‘be defined as a damaging or

lessening of a person’s normal physical functioning.’ ” State v. Vore, 12th Dist.

Warren No. CA2012-07-065, 2014-Ohio-1583, ¶ 17, appeal not allowed, 139 Ohio

St.3d 1486, 2014-Ohio-3195, ¶ 17 (2014), quoting State v. Roof, 1st Dist. Butler No.

CA77–10–0110, 1978 WL 216430, * 1 (Nov. 8, 1978). Importantly, “A threshold

level of ‘physiological impairment’ must be required before one can conclude that

an ‘injury’ has occurred; otherwise, the definition of ‘physical harm to persons’ in

R.C. 2901.01(A)(3) would be no different than the definition of ‘force’ as applied

to persons in R.C. 2901.01(A)(1).”4 State v. Frunza, 8th Dist. Cuyahoga No. 82053,

2003-Ohio-4809, ¶ 8; State v. Fritts, 11th Dist. Lake No. 2003-L-026, 2004-Ohio-

3690, ¶ 18.

         {¶20} In order to convict Sepulveda of Assault at trial, the State first called

Sergeant Taylor of the Celina Police Department, who gave the following testimony

related to the spitting incident giving rise to the Assault charge.

         SERGEANT TAYLOR: After he was handcuffed, Sepulveda was
         pushing and pulling,5 trying to turn away or towards us till we
         escorted him out to the front yard area, still continued to push
         and pull us.



4
  To be even more specific related to the exact words, Black’s Law dictionary defines “Impairment” as “The
quality, state, or condition of being damaged, weakened, or diminished * * * a condition in which a part of a
person’s mind or body is damaged or does not work well, esp. when the condition amounts to a disability.”
Black’s Law Dictionary (10th ed. 2014). “Physiological” is not defined in Black’s Law Dictionary. Merriam-
Webster’s dictionary defines it as “characteristic of or appropriate to an organism’s healthy or normal
functioning.”
5
  Sepulveda’s pushing and pulling was part of his Resisting Arrest charge.

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Case No. 10-16-03


            Even at that point I heard him make like the hawker sound
       and turned his head and heard the spit noise, which would have
       been – I was on [Sepulveda’s] left side, Patrolman Bartlett was on
       [Sepulveda’s] right side. He turned his head to the right, towards
       Patrolman Bartlett and made a spit noise I overheard at that
       point.

           We then placed [Sepulveda] * * * stomach down on the
       ground until * * * I went to the cruiser to get a spit hood because
       we didn’t want him to spit on us any longer at that point.

(Tr. at 60-61).

       {¶21} Sergeant Taylor was then questioned specifically about filing the

Assault charge in the following dialogue with the prosecutor.

       Q [STATE]: All right. And I believe there was an assault charge
       filed as well?

       A:   Yes, sir.

       Q: And what were the circumstances that led to that charge?

       A: That would have been the spitting of his bodily fluid towards
       Patrolman Bartlett in an attempt to (inaudibles).

       Q: All right.

       A:   The spit.

       Q.   From your vantage point, were you able to see any spit?

       A: I did not see him spit, but I clearly heard him do the hawking
       noise and make the spit noise, which I would associate with him
       being spitting [sic] at someone or something? [sic]

(Tr. at 62-63).



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      {¶22} Sergeant Taylor was further questioned about the spitting incident on

cross-examination, leading to the following exchange between him and defense

counsel.

      Q: You indicated you heard some hawker sound, spitting sound,
      but you didn’t see any spitting as far as the spitting incident.
      Could you testify how far away the defendant was from Officer
      Bartlett when these noises occurred?

      A: Officer Bartlett was in physical contact with Mr. Sepulveda’s
      right arm, so he was touching him. That’s relatively close.

      Q: Okay. Do you know whether he made contact with the
      person of Officer Bartlett with the spittle?

      A: I recall asking Officer Bartlett if he had spit on him. I don’t
      think that I saw it.

      Q: Okay. Okay. And the charge of this assault is based purely
      on the basis of this spit, is that right?

      A:   Yes.

      Q: And assault involves physical harm or threat of physical
      harm, is that true?

      A:   I believe it also involves attempted.

      Q: Attempted physical harm?

      A:   Physical harm.

      Q: And what physical harm do you feel that the spit would,
      could have been to Officer Bartlett.

      A: Spitting in someone’s face, eyes, or nose could cause – I have
      no idea what kind of ailments or, that [Sepulveda] has. It was
      serious enough I think it would be cause to try to harm someone.

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       ***

       Q: Okay. Was anyone actually injured by [Sepulveda]?

       A:    No injuries were incurred by the officers.

(Tr. at 74-75)

       {¶23} Patrolman Bartlett was also questioned about the spitting incident that

gave rise to the Assault charge. On direct-examination, he provided the following

testimony.

       A: At that point then I heard him draw in for a hawker and then
       spit in my direction, near the area of my face.

       Q: Approximately how close was his face from yours at this
       time?

       A: We was very close. I was on his right-hand side, just a little
       behind. I had a hold of his arm with my left hand, so between
       here and here, where his arm was, so very close.

       Q: When you heard – you described as a hawking or inhaling
       from the spit, did you respond in any way?

       A: I tried getting out of the way, but I believe that he completely
       missed me, but I’m not 100 percent sure. I didn’t feel any go onto
       my eyes or onto my skin.

       Q: All right. Were you concerned that it might?

       A:    Yes.

(Tr. at 81-82).




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         {¶24} Patrolman Bartlett was then asked specifically what the factual basis

was for the Assault charge was on direct examination and, unfortunately, the

transcript only presents us with “(Inaudibles)” as his answer. (Tr. at 84). None of

Patrolman Bartlett’s response to that question was apparently able to be transcribed.

         {¶25} However, on cross-examination, Patrolman Bartlett was asked,

“besides [the spitting], did [Sepulveda] make any effort * * * to assault you?” (Tr.

at 91-92). Patrolman Bartlett responded, “I don’t believe so except for the spitting.”

(Id. at 92).

         {¶26} The preceding excerpts constitute the entirety of the testimony

presented at trial related specifically to the Assault.6 Based on this evidence, the

trial court conducted the following analysis in open court, leading to the stated

conclusion, after finding Sepulveda guilty of the other crimes alleged.

         The assault was a little more complicated, but I didn’t find that
         there was actual got hurt, [sic] but there certainly was an attempt.
         Spitting, I don’t know if a guy would have meningitis, hepatitis,
         HIV. I don’t know that he’s got any of that, but you spit, you got
         bodily fluids, so I’m going to find him guilty basically beyond a
         reasonable doubt, each and every essential element proved on all
         charges.

(Tr. at 108).




6
  The body camera footage was also entered into evidence. It was dark when the officers were removing
Sepulveda from H.K.’s residence, so anything related specifically to the spit cannot really be seen. However,
the “hawker” sound described by the officers does appear to be present in the audio.

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Case No. 10-16-03


         {¶27} On appeal, Sepulveda argues that the trial court’s conclusion is plain

error as the evidence is insufficient to convict him of Assault. Sepulveda contends

that without testimony establishing that the spit from Sepulveda harmed, or could

have harmed, Patrolman Bartlett, the State did not satisfy its burden of proof.

         {¶28} To support his argument Sepulveda directs us to two appellate cases

wherein defendants had been convicted of Assault for spitting on a police officer

and their convictions for Assault were reversed. See State v. Bailey, 83 Ohio App.3d

544 (2nd Dist.1992); State v. Wyland 8th Dist. Cuyahoga No. 94463, 2011-Ohio-

455. Sepulveda notes, however, that this precise situation is one of first impression

in our district. Nevertheless, he urges us to apply the reasoning and logic of the

Second and Eighth District Courts of Appeal to this case.

         {¶29} In State v. Bailey, 83 Ohio App.3d 544, the Second District Court of

Appeals reversed a defendant’s convictions for two violations of Dayton’s assault

ordinance where the defendant spit on the right arm of two officers. Dayton’s

assault ordinance was the same as R.C. 2903.13(A), reading, “ ‘no person shall

knowingly cause or attempt to cause physical harm to another.’ ” 7 Bailey at 545.

         {¶30} In Bailey, the defendant originally was charged with assault by causing

physical harm to each police officer, but the charges were amended to an attempt to



7
  Dayton’s ordinance also defined physical harm as “ ‘any injury illness, or other physiological impairment,
regardless of its gravity or duration.’ ” Thus it is essentially identical to R.C. 2903.13(A) and the definition
of physical harm in R.C. 2901.01.

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Case No. 10-16-03


cause physical harm to each officer.8 Bailey was convicted at the trial court level

of attempting to harm each officer by spitting on them. Bailey appealed his

convictions to the Second District Court of Appeals, arguing, inter alia, that there

was no evidence introduced proving that the victims could have been physically

harmed by the spit.

        {¶31} In Bailey, the Second District summarized the evidence presented,

which included the testimony of one officer that he was angered and disgusted when

Bailey spit on his arm. The officer testified that he felt it was a health risk by being

spit on by a “chronic drunk.” Bailey at 546. However, the officer testified that he

had “no pain, no immediate injury” and that he was not harmed that he was aware.

Id.     The second officer provided similar testimony, adding that he felt

“contaminated,” and that he considered being spit on harmful because he had to

“wash up” and “take [his] clothes off and get them cleaned.” Id. 547.

        {¶32} The Second District analyzed this evidence and determined the

following.

        As disclosed by the nature of the testimony of Sergeant Bardun
        and Officer Fisher, the evidence was clearly inadequate to prove
        that the officers suffered any immediate physical harm from the
        spitting, and this development undoubtedly prompted the trial
        court to amend the complaint. However, even in the amended
        form, there is a dearth of evidence in the record to sustain the

8
  Such an amendment did not change any statutory subsection, as Assault pursuant to both R.C. 2903.13(A)
and Dayton’s assault ordinance reads cause or attempt to cause physical harm. The State was merely
clarifying that it was asserting that Bailey had attempted to cause the officers physical harm instead of
actually causing the officers physical harm.

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Case No. 10-16-03


       charges. In fact, no testimony, expert or otherwise, was presented to
       show that the sputum had any potential for bacterial or viral
       physical harm to the officers.

       Furthermore, the appellee failed to prove that Bailey acted
       “knowingly,” as that term is defined for purposes of the assault
       ordinance. To the contrary, the record is devoid of any evidence
       that the appellant was aware that his conduct probably would
       cause injury, illness, or physiological impairment to the arresting
       officers.

       We agree with Sergeant Bardun that the acts of Bailey were
       disgusting, and his vile language and general conduct on August
       3, 1991 were inexcusable. However, according to the evidence, the
       offenses he committed did not constitute either assault or
       attempted assault, and for this reason, the judgment must be
       reversed and the defendant discharged.

(Emphasis added). State v. Bailey, 83 Ohio App.3d 544, 547 (2nd Dist.1992)

       {¶33} In a similar factual situation to Bailey, and more closely analogous to

the case sub judice, the Eighth District Court of Appeals came to the same

conclusion as the Second District and reversed a defendant’s conviction for Assault

where the defendant actually spit in the face of a police officer. State v. Wyland,

8th Dist. Cuyahoga No. 94463, 2011-Ohio-455. In Wyland, the defendant was

charged with two counts of Assault in violation of R.C. 2903.13(A) after he kicked

a police officer and spit in the officer’s face. Wyland challenged both of his

convictions on appeal to the Eighth District. The Assault conviction related to

kicking the officer was affirmed; however, the Assault conviction related to spitting

in the officer’s face was reversed.


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       {¶34} In Wyland the victim testified that the defendant spit in his face and

after the defendant spit in his face he went to the hospital to get tested for

communicable diseases, but the results came back negative. The State argued that

since the officer sought medical care it was evidence of physical harm. The Eighth

District did not agree with the State, finding that “being tested for harm as a result

of being spit on does not amount to evidence of ‘physical harm’ as required under

R.C. 2903.13(A).” Wyland at ¶ 30. Testing was not the same as treatment. The

Eighth District further reasoned that there “was no evidence in the record that

Officer Bishop suffered physical harm.          Nothing in the record suggests that

defendant’s saliva was tainted, that it was tested, or that defendant carried or

believed he carried a disease that could have been transferred” to the officer through

bodily fluids. Id. at ¶ 31. The Eighth District thus reversed the defendant’s

conviction for Assault for actually spitting in an officer’s face.

       {¶35} Sepulveda now asks us to adopt a rationale similar to those expressed

by the Second and Eighth District Courts of Appeal.

       {¶36} The State attempts to counter the cases presented by Sepulveda by

directing us to State v. Weiss, 4th Dist. Athens No. 09CA30, 2010-Ohio-4509,

wherein the Fourth District Court of Appeals determined that there was sufficient

evidence to convict a defendant of an Athens city ordinance comparable to R.C.

2903.13(A) where the defendant threw water balloons at people. The Fourth


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District examined whether throwing water balloons could reasonably result in

physical harm, and reasoned that it could, citing a number of older treatises

containing language that “any offensive touching could constitute a battery[,]” and

“the slightest physical harm is sufficient.”9 Id. at ¶ 24, ¶ 27.

         {¶37} We note that Weiss was a 2-1 decision, and the dissent specifically

stated that there was no testimony of any physical harm done. The dissent stated

that there was evidence to show disorderly conduct, but not an attempted assault.10

We would also like to emphasize that the older treatises quoted in Weiss speak of

battery as any offensive touching, but they say little of R.C. 2903.13(A)’s

requirement of physical harm.

         {¶38} The legislative history to R.C. 2903.13(A) speaks to some of the

treatise language cited in Weiss, stating, “This section prohibits simple assault and

simple battery in the traditional sense.” The “traditional sense” might lead a court

to believe that “any offensive touching” thus constitutes an assault; however, it does

not alleviate the State’s burden of establishing the actual statutory element of

physical harm in R.C. 2903.13(A).                      We must presume that the legislature


9
  Weiss quoted the following language from an 1857 treatise, which briefly mentions spitting: “ ‘A battery is
more than an attempt to do a corporal hurt to another; but any injury whatsoever, be it ever so small, being
actually done to the person of a man, in an angry or revengeful, or rude or insolent manner, such as spitting
in his face, or in any way touching him in anger, or violently jostling him out of the way, is a battery in the
eye of the law. For the law cannot draw the line between different degrees of violence, and, therefore, totally
prohibits the first and lowest stage of it; every man’s person being sacred, and no other having a right to
meddle with it in any the slightest manner.’ ” Weiss at ¶ 25, quoting 1 Russell, A Treatise of Crimes and
Misdemeanors (1857 8 Ed.) 751.
10
   We note that some courts have held, however, that disorderly conduct is not a lesser included offense of
assault. See State v. Conley, 9th Dist. Summit No. 26704, 2013-Ohio-3347;

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Case No. 10-16-03


specifically selected the term “physical harm” over some form of “offensive

touching” that had been more commonplace when the older treatises were written.

Moreover, other Ohio Appellate Courts have required physical harm as the statute

states, rather than simply requiring offensive touching. See State v. Kemper, 12th

Dist. Butler No. CA2012-04-079, 2012-Ohio-5958, ¶¶ 20-21 (shoving someone,

without evidence of injury or a clear showing of intent to do harm through shove

insufficient to support conviction of assault).

       {¶39} In our own review of the case, and the caselaw that exists on the topic,

we cannot categorically find that spitting on someone would never constitute an

Assault, and to the extent that either the Bailey or the Wyland decisions can be

construed to be based on such a determination, we expressly decline to adopt them.

In sum, there are a number of situations where it would seem possible that spitting

on someone could constitute physical harm, or an attempt to cause physical harm,

such as if the defendant did have a communicable disease like HIV or Hepatitis and

knew about it, see State v. Price, 5th Dist. Fairfield No. 04CA24, 2005-Ohio-4150,

¶¶ 22-27, or if the defendant spit directly into an officer’s eye, causing pain.

However, we also believe that any such situation requires the testimony of someone

familiar with the actual or potential harm to present that evidence to the trial court.

       {¶40} Unfortunately, this particular record does not appear to contain any

testimony establishing physical harm or an attempt to cause physical harm. First,


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Case No. 10-16-03


the officers explicitly denied any evidence of harm or any contact from the spit, so

we are in the realm of “attempt to cause” physical harm in this instance. Second,

neither police officer provided any testimony as to what kind of harm could have

resulted or might have been intended from the spit had it connected with Patrolman

Bartlett. The closest testimony that was provided was Sergeant Taylor testifying

that he did not know what potential diseases Sepulveda had, but that if Sepulveda

had some disease it could have harmed Patrolman Bartlett.

       {¶41} Third, the State presented no testimony that Sepulveda’s spit was

tainted or of the potential harm his spit might have caused or been intended had it

made contact. For example, there was no indication that Sepulveda was ever tested

for any communicable disease that he could transfer to Patrolman Bartlett. Nor was

there testimony that the spit could cause any physical pain.

       {¶42} Moreover, the record is further diminished in this case by the fact that

the transcript is missing key passages that could not be heard by the court reporter

in creating the transcript submitted to this Court. During the questioning of the

officers when they were both specifically asked about why the Assault charge was

filed, the record contains “inaudible” segments, depriving us of potentially

important testimony.

       {¶43} Furthermore, our review of caselaw reveals no cases where a

defendant has been convicted of Assault in violation of R.C. 2903.13(A) for simply


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spitting upon an officer, or attempting to spit on an officer, without additional

testimony that the spit could cause harm or did cause harm, no matter how slight.

See Correa v. Simone, 528 Fed.Appx. 531, 536 (6th Cir.2013) (stating that “spitting

on someone does not generally constitute assault in Ohio,” absent some additional

evidence). Cases do exist where a defendant has been convicted of Assault when

he spit on someone and also struck that person physically. State v. Skinner, 7th Dist.

Mahoning No. 05 MA 56, 2006-Ohio-3486, ¶ 12, 21 (“Appellant slapped McCauley

in the face and spit on her face.”). Defendants have also been convicted of

Disorderly Conduct for spitting in another person’s face. See State v. Roberts, 4th

Dist. Washington No. 98CA21, 1999 WL 152128, *1 (Mar. 11, 1999). Defendants

have even been convicted of Attempted Felonious Assault where it was shown that

the defendant had HIV/Hepatitis, knew about it, and spit blood at an officer. See

State v. Price, 5th Dist. Fairfield No. 04CA24, 2005-Ohio-4150, ¶¶ 20-27.

Defendants have been convicted of Harassment by an Inmate in violation of R.C.

2921.38(A) if the defendant spits on someone while confined in a detention facility

with intent to harass, annoy, threaten or alarm the other person. See e.g., State v.

Noble, 9th Dist. Lorain No. 04CA008495, 2005-Ohio-600. However, the State has

shown us no appellate caselaw to establish that mere attempted contact through spit,

no matter how repugnant or offensive, constitutes “physical harm” without some




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testimony from any of the witnesses that there was actual or potential harm rather

than merely offense.

         {¶44} Thus while Sepulveda’s act may be repugnant, and we in no way

condone it, we cannot find based on the specific facts of this case that he committed

an Assault.11 Sepulveda may have been guilty of some other crime when he spit at

Patrolman Bartlett, but absent testimony of any potential consequences related to

the physical harm, we are compelled to find that insufficient evidence was presented

to convict Sepulveda of Assault. Therefore, Sepulveda’s first assignment of error

is sustained.

         {¶45} Having found error prejudicial to Sepulveda in his sole assignment of

error, the judgment of the Celina Municipal Court is reversed, and this case is

remanded to discharge Sepulveda on the Assault charge.

                                                                                Judgment Reversed and
                                                                                     Cause Remanded

PRESTON and WILLAMOWSKI, J.J., concur.

/jlr




11
   We would note that while the State did not attempt to elevate Sepulveda’s assault, R.C. 2903.13(C)(5)
actually makes Assault a felony of the fourth degree if it is charged and specified that the victim of the Assault
is a peace officer acting in the performance of his or her duty. So if we adopted the State’s position that
simply spitting in the direction of the officer is an assault without evidence of harm, it is not only an Assault,
but a felony of the fourth degree.

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