              NOTE: Pursuant to Fed. Cir. R. 47.6, this disposition
               is not citable as precedent. It is a public record.

United States Court of Appeals for the Federal Circuit


                                         05-3155



                                 HENRY E. GOSSAGE,

                                                        Petitioner,

                                            v.

                      OFFICE OF PERSONNEL MANAGEMENT,

                                                        Respondent.



                            __________________________

                            DECIDED: January 25, 2006
                            __________________________



Before NEWMAN, MAYER, and SCHALL, Circuit Judges.

NEWMAN, Circuit Judge.




       Henry E. Gossage seeks review of the decision of the Merit Systems Protection

Board, Docket No. SE0731010261-I-2, dismissing on grounds of mootness and collateral

estoppel, his appeal of a May 2001 decision by the Office of Personnel Management (i)

disqualifying him from an industrial hygienist position with the Occupational Safety and

Health Administration, (ii) cancelling any eligibility he may have obtained for this or any
other competitive position, and (iii) debarring him from applying for any position in the

competitive Federal service for two years. OPM requests remand. We agree that remand

of this appeal is appropriate. The dismissal is vacated, and the case is remanded to the

MPSB for further proceedings consistent with this opinion.

                                       DISCUSSION

       On April 22, 2002, the Administrative Judge granted OPM's motion to dismiss the

appeal that Mr. Gossage had filed from OPM's debarment. In that motion OPM stated that

it was withdrawing its debarment of Mr. Gossage and reinstating his eligibility for

competitive registers, but was sustaining OSHA's request to disqualify him for the industrial

hygienist position for which he had applied. The AJ held that OPM's withdrawal of the

debarment and cancellation of eligibility mooted the appeal of those actions, and that no

appeal was available from the action to disqualify him from the particular position for which

he had applied, either because it was a non-selection decision (which is not appealable) or

because, even if OPM's action were viewed as a "constructive suitability determination"

based on Mr. Gossage's prior felony conviction and incarceration, consideration of whether

this action should be sustained was precluded by collateral estoppel.

       The AJ's collateral estoppel ruling was grounded in the fact that an earlier

unsuitability decision, based on the same conviction and incarceration, had been sustained

in a prior appeal to the Board with respect to a different application for employment as an

industrial hygienist. Since the existence of the conviction and incarceration were not

disputed, the AJ reasoned that no issue remained for adjudication, interpreting 5 C.F.R.

§731.501(a) as limiting the Board to a determination of whether factual support existed for

the charges, and precluding the Board from reviewing whether the charges actually


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warranted OPM's unsuitability determination. The AJ therefore dismissed the appeal. The

full Board split (one to one) on the disposition of Mr. Gossage's appeal, although the

Members of the Board agreed as to certain subsidiary findings. Thus the AJ's decision

became the final decision of the Board.

                                             I

       On this appeal, OPM argues that the administrative judge erred in refusing to review

whether the disqualification of Mr. Gossage for the industrial hygienist position was a

constructive suitability determination. OPM states that the issue of suitability, not merely

the existence of the conviction and incarceration, was properly before the AJ, and that the

AJ misinterpreted 5 C.F.R. §731.501 in the same manner as did the AJ in Folio v. Office of

Personnel Management, 402 F.3d 1350, 1356 (Fed. Cir. 2005), wherein the Federal Circuit

held that §731.501 "provides the Board with jurisdiction to review all aspects of an

unsuitability determination, including whether the charged conduct renders an individual

unsuitable for the position in question." OPM thus requests remand to the MSPB for

determination of "whether OPM's May 2001 decision was an appealable constructive

negative suitability determination and, if so, whether OPM's decision is supported by

substantial evidence, applying all relevant considerations pursuant to 5 C.F.R. §731.202."

OPM also states that on remand the Board "should address and decide Mr. Gossage's

discrimination claims."

       Mr. Gossage protests that this request for a remand is tardy, having been raised for

the first time in OPM's responsive brief on this appeal. He asks this court to review, and

decide, the question of whether his 1992 felony conviction and incarceration outweigh his

veterans status and professional qualifications for the position for which he applied. He


05-3155                                      3
states that when OPM rescinded its unsuitability determination, that ended its opportunity

and right to challenge the grounds of the pass-over.

       OPM's January 14, 2002 Motion to Dismiss included the following statement:

       OPM's unilateral determination to withdraw its negative suitability rating and
       reinstate Appellant's eligibility for competitive registers completely rescinds
       the action appealed and there is no further relief that may be granted.

Mr. Gossage states that OPM is now estopped from arguing that he is not suitable for the

industrial hygienist position, in view of its withdrawal of its negative suitability rating and

concession that such withdrawal "completely rescinds the action appealed." See Davis v.

Wakelee, 156 U.S. 680, 689 (1895) (the doctrine of judicial estoppel provides that a party

that successfully urged a particular position in a legal proceeding is estopped from taking a

contrary position in a later proceeding where its interests have changed).

       However, OPM's notice of withdrawal further stated that notwithstanding its

withdrawal of the debarment and cancellation of eligibility:

       OPM's decision sustaining the Occupational Safety & Health Administration's
       (OSHA) objection to certifying Appellant as eligible for the Industrial Hygenist
       position and granting OSHA's request for permission to pass over him in
       filling that position remains intact.

Although in moving for dismissal OPM stated that its unilateral determination to withdraw its

negative suitability rating and to reinstate Mr. Gossage's eligibility for competitive registers

completely rescinded "the action appealed," OPM had contended that Mr. Gossage had

only appealed "OPM's determination of unsuitability and cancellation of his eligibility on

competitive registers." OPM did not concede that the decision to disqualify him was an

appealable constructive negative suitability determination rather than a non-appealable

non-selection decision. Neither of the two members of the Board took that position, and the



05-3155                                        4
record is to the contrary, for OSHA and OPM repeatedly stated their concerns about the

extent to which Mr. Gossage's criminal record, incarceration, and false statements in

connection with his prior applications, would limit his effectiveness in the industrial hygienist

position, since OSHA's compliance safety and health officers are routinely called on to

testify in court. We conclude that OPM's rescission of its cancellation of Mr. Gossage's

debarment from competition for any position in the competitive service did not remove its

objection to his appointment to the industrial hygienist position with OSHA.

                                               II

       Mr. Gossage also argues that it is highly inappropriate for OPM now to bring forth, in

its brief to this court, the question of whether he did or did not complete the restitution

payments to the victim of his crime as required by his felony conviction, stating that this

was not in the MSPB record. However, OPM specifically referred to this alleged failure to

make restitution in its May 16, 2001 decision here appealed. Although OPM withdrew its

cancellation of debarment from competition, as discussed supra, it maintained its decision

to rate Mr. Gossage ineligible for the industrial hygienist position, a decision that OPM

justified in part by Mr. Gossage's failure to make restitution.

                                               III

       Thus we agree with OPM that remand is now appropriate, for determination of

whether OPM's May 2001 decision was an appealable constructive negative suitability

determination and, if so, whether OPM's decision is supported by substantial evidence.

The Board erred in holding that collateral estoppel resolved this issue, for collateral

estoppel requires, inter alia, that the issue is identical to that presented in the prior action.

See Thomas v. Gen. Servs. Admin., 794 F.2d 661, 664 (Fed. Cir. 1986). Although the


05-3155                                        5
criminal conviction remains on the record, there are additional considerations in a suitability

determination, including subsequent good behavior. See 5 C.F.R. §731.202(c) (among the

considerations in a suitability determination are the "recency of the conduct" and the

"absence or presence of rehabilitation").

                                              IV

       We also agree that remand is required for consideration of Mr. Gossage's

discrimination claims. Mr. Gossage has outstanding discrimination claims, and OPM's

recission of its cancellation of eligibility and general debarment from competition do not

resolve this issue.




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