                                       SYLLABUS

This syllabus is not part of the Court’s opinion. It has been prepared by the Office of the
Clerk for the convenience of the reader. It has been neither reviewed nor approved by the
Court. In the interest of brevity, portions of an opinion may not have been summarized.

                     State v. Kareem T. Tillery (A-37-17) (079832)

Argued November 27, 2018 -- Decided June 19, 2019

PATTERSON, J., writing for the Court.

        Defendant Kareem T. Tillery was convicted of second-degree unlawful possession
of a weapon and a fourth-degree offense. The jury was unable to reach a verdict on the
remaining charges against him. The trial court sentenced defendant to an extended term,
and the Appellate Division upheld defendant’s conviction and sentence. The Court
considers defendant’s contention that the trial court improperly admitted into evidence
his statement to police because he did not expressly or implicitly waive his rights under
Miranda v. Arizona, 384 U.S. 436 (1966), before answering questions. Defendant also
challenges his sentence, arguing that the court inappropriately considered his criminal
record and evidence relating to charges as to which the jury failed to reach a verdict.

       A cooperating informant advised the New Jersey State Police that defendant was
involved in the sale of weapons. The lead investigators, Detectives Hugo Ribeiro and
Miguel Holguin, arranged for the informant to conduct five controlled purchases from
defendant. In each instance, the detectives met the informant at a secure site, searched
him for contraband, equipped him with a recording device, and followed him to the
location where he met defendant. They observed the informant and defendant at the
location of the transaction and then retrieved from the informant the weapon purchased.

       The fourth transaction was the sole transaction that gave rise to defendant’s
conviction. The informant testified that he arranged to purchase a .38 caliber handgun at
defendant’s residence in Union. Detective Eric Greener testified that he saw defendant
leave his residence with a black plastic bag, enter the informant’s car, remain in the car
with the informant for four to five minutes, and return to his home without the plastic
bag. The jury heard a conversation recorded by the informant in the car, in which
defendant and the informant discussed a .38 caliber weapon. Following the transaction,
officers recovered from the informant a loaded .38 caliber handgun.

       After the fifth transaction, State Police detectives arrested defendant. After
defendant was searched and briefly detained in a holding cell, Detective Ribeiro and
Detective Holguin escorted him to an interrogation room and conducted an interview,
which was audio-recorded and later transcribed.


                                            1
        Detective Ribeiro presented a Miranda card, on the front side of which the
Miranda rights were set forth. The card’s reverse side stated, “I acknowledge that I have
been advised of the constitutional rights found on the reverse side of this card,” followed
by signature lines for the “Accused or Suspect,” the “Advising Officer,” and the
“Witnessing Officer.” After Detective Ribeiro read the rights to defendant, he said,
“[j]ust sign here that I read you your rights,” and “[b]y signing [the Miranda card] you
are not admitting you’re guilty or anything [it’s] just that I read you your rights.”
Without comment, defendant reviewed and signed the card.

       The conversation turned to the alleged transactions between defendant and the
informant. Detective Ribeiro asked defendant about the first controlled purchase, and
defendant contended that his role in that transaction was limited to connecting the
cooperating informant with the owner of a gun that the informant had sought to purchase.
In response to Detective Ribeiro’s admonition that it was important for defendant to offer
a credible statement, defendant replied, “I’m going to jail regardless alright . . . so what’s
the point[?]” The officers urged defendant to cooperate in their efforts to “get even more
guns off the street,” and defendant replied, “I know I can but uhhh it isn’t make no point
for me doing if I gotta go to jail.” During the interrogation, Detective Ribeiro raised the
topic of a handgun sale for which defendant was ultimately convicted. Defendant briefly
discussed that transaction, focusing on the difficulty that he encountered paying the
unidentified individual who supplied the weapon, and the modest profit that he made.

        Defendant was charged in an eight-count indictment. Two of the counts derived in
part from the fourth transaction. The State moved before the trial court for the admission
into evidence of defendant’s statement to police. Pursuant to N.J.R.E. 104(c), the trial
court held a Miranda hearing. Detective Ribeiro testified that when defendant was
questioned, he “appeared in good health,” was “coherent,” appeared to “understand his
rights,” and gave his statement voluntarily. On cross-examination, Detective Ribeiro
conceded that after reading each Miranda warning, he did not ask defendant to read the
warning aloud or ask defendant whether he understood the warning. He also
acknowledged that he had instructed defendant to sign the card as an indication that the
detective had read defendant his rights. The trial court acknowledged that the Miranda
card included no inquiry regarding defendant’s waiver. Nonetheless, it reasoned that
waiver could be found “circumstantially by [defendant] continuing to answer and respond
to questions.” The court also cited defendant’s comment that he was “going to jail
regardless,” viewing that remark to indicate that defendant understood he had the right to
decide whether or not to answer the officers’ questions. Conceding that it was unclear
whether any of defendant’s prior encounters with the criminal justice system involved the
waiver of Miranda rights, the court generally relied on defendant’s prior criminal record
as underscoring the defendant’s appreciation of his right not to speak with the
investigators. The trial court found that the State had sustained its burden to prove
beyond a reasonable doubt that defendant voluntarily, knowingly, and intelligently
waived his Miranda rights and held the statement admissible.


                                              2
       At trial, the State presented the testimony of the informant and three investigators,
as well as the transcripts of intercepted telephone calls, audio and video recordings
relating to the controlled purchases, defendant’s statement, and other evidence. The jury
returned a verdict of guilty only as to the charges relating to the fourth transaction. The
jury was unable to reach a verdict with respect to the other six counts of the indictment.

        The State moved for the imposition of a discretionary extended term for
defendant’s conviction of second-degree unlawful possession of a weapon. The trial
court found that defendant was exposed to a sentencing range of five to twenty years’
incarceration. Citing United States v. Watts, 519 U.S. 148 (1997), the State asked the
trial court to consider defendant’s conduct in connection with the charges on which the
jury did not return a verdict -- charges that remained pending at the outset of the
sentencing proceeding. Relying in part on Watts, the trial court determined that in
sentencing defendant, it could rely on “reliable and trustworthy” evidence relevant to the
charges on which the jury had deadlocked. Citing the totality of the evidence, the court
applied three aggravating factors and sentenced defendant to an extended term of twenty
years. After the court sentenced defendant, the State moved to dismiss the counts as to
which the jury had been unable to reach a verdict, and the court granted that motion.

      The Appellate Division affirmed the trial court’s judgment as to the waiver and
upheld defendant’s conviction. The Court granted certification. 232 N.J. 92 (2018).

HELD: The Court has significant concerns about the procedure followed in this case.
Neither the script set forth on the Miranda card nor the detective’s statement to defendant
addressed whether defendant agreed to waive his rights before answering questions.
However, any error in the trial court’s admission of the statement was harmless beyond a
reasonable doubt because the State presented overwhelming independent evidence of
defendant’s guilt. And, although the State should have moved to dismiss the charges on
which the jury had deadlocked before the court considered evidence relevant to those
charges, the trial court did not abuse its discretion in applying three aggravating factors to
impose an extended-term sentence at the high end of the statutory range.

1. The Miranda warnings ensure that a defendant’s right against self-incrimination is
protected in the inherently coercive atmosphere of custodial interrogation. When the
Supreme Court defined a suspect’s rights during custodial interrogation in Miranda, it
also addressed the waiver of those rights. 384 U.S. at 444. Under New Jersey law, the
State must prove beyond a reasonable doubt that the suspect’s waiver was knowing,
intelligent, and voluntary in light of all the circumstances. However, waiver need not be
explicitly stated in order to be effective. Any clear manifestation of a desire to waive is
sufficient. To determine the question of waiver, the trial court reviews the totality of the
circumstances surrounding the custodial interrogation. The Court lists the factors
typically considered in that analysis and agrees with the trial court that the majority of
those favor a finding of implied waiver under the circumstances of this case. (pp. 21-25)


                                              3
2. The trial court, however, did not consider two aspects of the administration of the
Miranda warnings in this case. First, the Miranda card used by the New Jersey State
Police investigators does not reflect optimal law-enforcement practice. It did not guide
an interrogating officer to ensure that the suspect had waived those rights before
questioning began. Consistent with Fifth Amendment jurisprudence and state law on the
right against self-incrimination, Miranda cards and other written forms used by law
enforcement in New Jersey should direct the interrogating officer to address the question
of waiver in the Miranda inquiry. The Court requests that the Attorney General review
examples of Miranda waiver cards and forms in use by law-enforcement agencies in New
Jersey, and make recommendations as to best practices on this issue. Second, the advice
that Detective Ribeiro gave defendant as to the purpose of his signature on the Miranda
card was incomplete. The detective told defendant that by signing the card, he would
simply acknowledge that his Miranda rights had been read to him. To the contrary, a
defendant’s signature on a Miranda card does much more than acknowledge that law
enforcement has recited the Miranda rights. When law enforcement officers request that
a suspect sign a Miranda card or form, they should scrupulously avoid making comments
that minimize the significance of the suspect’s signature on that card or form.
Accordingly, although most of the “totality of the circumstances” factors support the trial
court’s finding of an implied waiver, the advice that law enforcement gave defendant
regarding his constitutional rights weighs against such a finding in this case. (pp. 25-27)

3. The Court does not resolve the difficult question whether the admission of defendant’s
statement to police demands intervention because, in the unusual setting of this case, any
error by the trial court in admitting defendant’s statement was harmless beyond a
reasonable doubt. The evidence implicating defendant in the single weapon transaction
for which he was convicted was overwhelming. The Court recounts the evidence relating
to the fourth transaction in detail and notes that defendant’s statement contained little -- if
any -- incriminating evidence relevant to that transaction. When the evidence is viewed
in its entirety, it is extremely unlikely that defendant’s statement had an impact on the
jury’s determination on the single transaction relevant to this appeal. Accordingly, the
State has proven beyond a reasonable doubt that if the admission of defendant’s
statement constituted error, that error was harmless. The Court therefore concurs with
the Appellate Division’s judgment affirming defendant’s conviction. (pp. 27-32)

4. The Court reviews the requirements for imposing an extended-term sentence. Here,
the parties agree defendant was statutorily eligible for a discretionary extended term and
that his sentence is within the permissible range. Defendant bases his appeal on the
application of aggravating factors to reach the upper end of that sentencing range. He
challenges the court’s consideration of those factors in two respects. (pp. 33-36)

5. First, defendant asserts that the court improperly cited his conduct relating to charges
on which the jury deadlocked. No Sixth Amendment or other constitutional principle, or
statutory provision, generally bars a court from considering competent evidence


                                              4
presented in support of charges -- even if the jury does not go on to convict defendant on
those charges. Nevertheless, the Court has two concerns about the court’s reliance on
evidence pertaining to the four transactions as to which the jury deadlocked in this
appeal. First, the charges relating to those four transactions were still pending when the
court sentenced defendant. The Court cautions courts not to consider evidence pertaining
to charges as to which a jury deadlocked in sentencing unless and until the defendant no
longer faces the prospect of prosecution for those charges. Second, the trial court’s
reliance on Watts was misplaced because Watts did not involve the deadlocked-jury issue
raised by this case. The Court concurs, however, with the Appellate Division’s view that
the evidence pertaining to charges on which the jury deadlocked was not dispositive in
defendant’s sentencing and finds that resentencing is not warranted. (pp. 36-39)

6. Second, defendant objects to the court’s “duplicative” reliance on his criminal record
both to deem him statutorily eligible for an extended term and to find aggravating factors
six and nine. In State v. Pierce, the Court envisioned that the defendant’s criminal record
may be relevant in both stages of the sentencing determination. 188 N.J. 155, 168
(2006). T he trial court properly considered defendant’s criminal record in deciding
defendant’s statutory eligibility for an extended term, and in weighing aggravating and
mitigating factors to determine that such a term was warranted. (pp. 39-40)

       The judgment of the Appellate Division is affirmed as modified.

       CHIEF JUSTICE RABNER, concurring in part and dissenting in part, agrees
with the dissent that it was error to introduce defendant’s post-arrest statements at trial
because he cannot find that defendant waived his Miranda rights either explicitly or
impliedly, but believes this is one of the very rare cases in which the erroneous admission
of a defendant’s post-arrest statement amounts to harmless error.

        JUSTICE ALBIN, dissenting, would hold that the State’s failure to prove
beyond a reasonable doubt that defendant knowingly, intelligently, and voluntarily
waived his rights requires the suppression of his confession. Justice Albin also finds that
the State did not prove that the admission of defendant’s confession was harmless beyond
a reasonable doubt. Stressing case law under which courts are constrained to reverse
convictions when there is some degree of possibility that a wrongly admitted confession
led to an unjust verdict, Justice Albin expresses concern that finding harmless error in
this case renders ineffectual the exclusionary rule and reduces the right against self-
incrimination to a form of words.

JUSTICES LaVECCHIA, FERNANDEZ-VINA, and SOLOMON join in JUSTICE
PATTERSON’S opinion. CHIEF JUSTICE RABNER filed an opinion concurring
in part and dissenting in part, in which JUSTICE TIMPONE joins. JUSTICE
ALBIN filed a dissenting opinion.



                                             5
       SUPREME COURT OF NEW JERSEY
             A-37 September Term 2017
                       079832


                 State of New Jersey,

                Plaintiff-Respondent,

                          v.

             Kareem T. Tillery, a/k/a
      Kareem Ali Tillery, Kareem A. Tillery,
         Kareem J. Tillery, Karim Tillery,
      Kariem A. Tillery, Kareem Tillery-Jones
              and Kareem R. Jones,

                Defendant-Appellant.

        On certification to the Superior Court,
                  Appellate Division.

     Argued                        Decided
 November 27, 2018               June 19, 2019


Michele E. Friedman, Assistant Deputy Public Defender,
argued the cause for appellant (Joseph E. Krakora, Public
Defender, attorney; Michele E. Friedman, of counsel and
on the briefs).

Sarah D. Brigham, Deputy Attorney General, argued the
cause for respondent (Gurbir S. Grewal, Attorney
General, attorney; Sarah D. Brigham, of counsel and on
the briefs).

Alexander Shalom argued the cause for amicus curiae
American Civil Liberties Union of New Jersey (American
Civil Liberties Union of New Jersey Foundation,

                          1
            attorneys; Alexander Shalom, Edward Barocas, and
            Jeanne LoCicero, on the brief).


         JUSTICE PATTERSON delivered the opinion of the Court.


      Defendant Kareem T. Tillery was convicted of second-degree unlawful

possession of a weapon and fourth-degree unlawful disposition of a weapon,

arising from one of the five controlled purchases of weapons for which he was

charged. The jury was unable to reach a verdict on the remaining charges.

The trial court sentenced defendant to a twenty-year extended-term sentence

for the second-degree offense and a concurrent nine-month sentence for the

fourth-degree offense, and granted the State’s motion to dismiss the remaining

charges against defendant. The Appellate Division upheld defendant’s

conviction and sentence.

      Defendant appeals his conviction on the ground that the trial court

improperly admitted into evidence his statement to police. He asserts that

although a New Jersey State Police detective advised him of his rights under

Miranda v. Arizona, 384 U.S. 436 (1966), prior to his custodial interrogation,

he did not expressly or implicitly waive those rights before answering

questions. Defendant also challenges his twenty-year extended-term sentence

for the second-degree offense, arguing that the court inappropriately



                                       2
considered his criminal record and evidence relating to charges as to which the

jury failed to reach a verdict in applying three aggravating factors.

      In a ruling entitled to substantial deference, the trial court concluded that

the State had proven beyond a reasonable doubt that defendant voluntarily,

knowingly, and intelligently waived his Miranda rights. The trial court relied

on defendant’s prior experience with the criminal justice system, his decision

to sign a Miranda card after being read his rights, and a comment made by

defendant that the court construed to suggest that defendant understood his

right not to speak with police.

      Despite those and other factors supporting the court’s finding of a

Miranda waiver, we have significant concerns about the procedure that was

followed in this case. Neither the script set forth on the State Police Miranda

card nor the detective’s statement to defendant addressed whether defendant

agreed to waive his rights before answering questions. Consequently, when

we apply the totality-of-the-circumstances analysis that governs defendant’s

challenge to the admission of his statement, the parties’ dispute over

defendant’s Miranda waiver presents a close question.

      We conclude, however, that any error in the trial court’s admission of

the statement was harmless beyond a reasonable doubt. With respect to the

single weapon transaction for which defendant was convicted -- an informant’s


                                        3
controlled purchase of a handgun from defendant -- the State presented

overwhelming evidence of defendant’s guilt, independent of defendant’s

statement. Accordingly, we concur with the Appellate Division’s decision

upholding defendant’s conviction.

      We also agree with the Appellate Division’s determination affirming

defendant’s sentence. It is undisputed that defendant met the statutory criteria

for a discretionary extended term. Although the State should have moved to

dismiss the charges on which the jury had deadlocked before the court

considered evidence relevant to those charges, we find no abuse of discretion

in the court’s application of three aggravating factors to impose an extended-

term sentence at the high end of the statutory range.

      Accordingly, we affirm as modified the Appellate Division’s judgment.

                                       I.

                                       A.

      We base our summary of the facts on the trial record.

      In January 2013, a cooperating informant advised the New Jersey State

Police that defendant was involved in the sale of weapons in Essex County.

The Division of Criminal Justice authorized the State Police to consensually

record telephone conversations between the informant and defendant.




                                       4
      The lead investigators, State Police Detectives Hugo Ribeiro and Miguel

Holguin, arranged for the informant to conduct five controlled purchases of

weapons from defendant. In each instance, the detectives met the informant at

a secure site, searched him for contraband, and equipped him with a recording

device. The detectives followed the informant as he drove to the location

where he had agreed to meet defendant. They observed the informant and

defendant at the location of the transaction and followed the informant back to

the secure site designated for his meeting with the officers, ensuring that he

made no stops on the way. On each occasion, the officers retrieved from the

informant the weapon that he identified as a weapon purchased from

defendant, and subjected him to a second search of his person and vehicle.

      The first controlled purchase took place on February 12, 2013 in the

Newark grocery store where defendant worked. According to Detective

Ribeiro, in a monitored telephone conversation, defendant and the informant

discussed the sale of a TEC-22 long rifle. Detective Ribeiro testified that he

observed and videotaped defendant entering the grocery store carrying a white

bag, and that the informant left the grocery store carrying the same bag. The

detective stated that he later recovered from the informant a TEC-22 long rifle,

two high-capacity magazines, and a sock filled with hollow-point bullets.




                                        5
      The second controlled purchase occurred on March 8, 2013, in the same

grocery store. According to Detective Ribeiro and the informant, defendant

sold the informant a .25 caliber handgun in the store. On that occasion, the

recording device on the informant did not yield a clear recording, and no

electronic record of that transaction was admitted into evidence. At the

conclusion of the transaction, the detectives retrieved a loaded .25 caliber

handgun from the informant.

      The third controlled purchase, also in the Newark grocery store,

occurred on March 28, 2013. According to the informant, he arranged by

telephone to purchase a shotgun from defendant, who retrieved a duffel bag

from the rear of the building when the informant arrived at the store. Again,

the recording device failed to produce an understandable recording of the

conversation between the informant and defendant, and no recording of that

transaction was admitted into evidence. After leaving the grocery store, the

informant turned over to the investigators a Mossberg shotgun, which he

identified as the weapon purchased from defendant.

      The fourth transaction -- the sole transaction that gave rise to

defendant’s conviction -- occurred on April 3, 2013. The informant testified

that he arranged to purchase a .38 caliber handgun at defendant’s residence in




                                        6
Union, a location familiar to him from prior visits. 1 Detective Eric Greener,

assigned to observe the informant and defendant from a location near

defendant’s home, testified that he saw defendant leave his residence with a

black plastic bag, enter the informant’s car, remain in the car with the

informant for four to five minutes, and return to his home without the plastic

bag. The jury heard a conversation recorded by the informant in the car, in

which defendant and the informant discussed a .38 caliber weapon. Following

the transaction, officers recovered from the informant a loaded .38 caliber

handgun.

      The last of the five controlled purchases alleged by the State occurred at

the Newark grocery store on April 29, 2013. By the informant’s account, he

and defendant met at the back of the store and discussed the sale of a single

handgun and, although they initially disputed the terms of the transaction, they

eventually agreed on a price. The recording device failed to produce a

complete recording of the conversation between the informant and defendant,

but it captured brief comments about the price. Detective Ribeiro testified that

the informant entered the grocery store carrying nothing, and emerged from it



1
  During the informant’s testimony about the April 3, 2013 transaction, the
jury was informed that he had faced two pending criminal charges and
received more favorable treatment in connection with those charges because of
his cooperation in the investigation of defendant.
                                        7
carrying a black bag, from which the officers recovered a .44 caliber handgun

loaded with four hollow-point bullets.

                                         B.

      State Police detectives arrested defendant at the Newark grocery store on

August 22, 2013, and transported him to the Metro North Station in Irvington.

After defendant was searched and briefly detained in a holding cell, Detective

Ribeiro and Detective Holguin escorted him to an interrogation room and

conducted an interview, which was audio-recorded and later transcribed.2

      After asking defendant about his background and employment, Detective

Ribeiro presented a Miranda card labeled, “S.P. 429 (Rev. 11-73).” On the

front side of the card, the Miranda rights were set forth. The card’s reverse

side stated, “I acknowledge that I have been advised of the constitutional rights

found on the reverse side of this card,” followed by signature lines fo r the

“Accused or Suspect,” the “Advising Officer,” and the “Witnessing Officer,”

as well as spaces to record the date and time.

      Evidently reading from the Miranda card, Detective Ribeiro advised

defendant:

             I’m gonna read you your rights ok alright you have the
             right to remain silent and refuse to answer any
             questions. Anything you say may be used against you

2
  Detective Ribeiro later testified that the Metro North Station’s interview
facilities lacked video-recording capability.
                                         8
             in a court of law. You have the right to consult with an
             attorney at any time and have him present before and
             during questioning. If you cannot afford an attorney
             one will be provided if you so desire prior to any
             questioning. A decision to waive these rights is not
             final and you may withdraw your waiver whenever you
             wish.

      Detective Ribeiro then said to defendant, “[j]ust sign here that I read you

your rights and 8/22/13 at 18:50 hours,” and “[b]y signing [the Miranda card]

you are not admitting you’re guilty or anything [it’s] just that I read you your

rights.” Without comment, defendant reviewed and signed the Miranda card.

      Detective Ribeiro then explained that defendant had been arrested for

possession of “several guns” now in police custody, and that the officers

wanted to work “to keep you out of jail and . . . for us to get guns off the street

that’s my goal.” Defendant asked whether he would “get a bail or . . . get

released from here.” Detective Ribeiro responded that “we’re gonna work

toward you getting a bail ok” and that “more than likely . . . you will get bail,”

but cautioned that bail is set by a judge, not a police officer.

      The conversation turned to the alleged transactions between defendant

and the informant. Detective Ribeiro asked defendant about the first

controlled purchase, conducted on February 12, 2013. Defendant contended

that his role in that transaction was limited to connecting the cooperating

informant with the owner of a gun that the informant had sought to purchase.


                                         9
In response to Detective Ribeiro’s admonition that it was important for

defendant to offer a credible statement, defendant replied, “I’m going to jail

regardless alright . . . so what’s the point[?]” The officers urged defendant to

cooperate in their efforts to “get even more guns off the street,” and defendant

replied, “I know I can but uhhh it isn’t make no point for me doing if I gotta go

to jail.”

       In his questioning of defendant, Detective Ribeiro focused on identifying

individuals who supplied, or offered to supply, the various weapons that

defendant was alleged to have sold to, or discussed with, the informant.

Defendant did not identify any supplier by name. The conversation between

the detective and defendant rapidly shifted from transaction to transaction, and

focused in part on a general discussion of weapons trafficking in Essex

County. With the exception of defendant’s alleged sale of a weapon to the

informant on February 12, 2013, no transaction was identified by date in

Detective Ribeiro’s questions or in defendant’s responses to those questions. 3

       During the interrogation, Detective Ribeiro raised the topic of a handgun

sale at defendant’s home -- an apparent reference to the April 3, 2013



3
  The audio-recording of the interview suggests that Detective Ribeiro showed
defendant various weapons during the interview. The detective, however, did
not identify each weapon as he showed it to defendant, so it is unclear what
weapon is being discussed at each stage of the questioning.
                                       10
transaction for which defendant was ultimately convicted. Defendant briefly

discussed that transaction, focusing on the difficulty that he encountered

paying the unidentified individual who supplied the weapon, and the modest

profit that he made on the sale.

                                       C.

      Defendant was charged in an eight-count indictment. Two of the counts

derived in part from defendant’s alleged sale of the .38 caliber handgun o n

April 3, 2013: second-degree unlawful possession of a weapon, N.J.S.A.

2C:39-5(b); and fourth-degree unlawful disposition of a weapon, N.J.S.A.

2C:39-9(d). The remaining six counts related only to the four weapon

transactions alleged to have taken place at the Newark grocery store.

      The State moved before the trial court for the admission into evidence of

defendant’s statement to police. Defendant opposed the motion, arguing in

part that, because he did not validly waive his Miranda rights, the court should

suppress his entire statement.

      Pursuant to N.J.R.E. 104(c), the trial court held a Miranda hearing.

Detective Ribeiro, the sole witness at the hearing, described defendant’s arrest,

the setting of his interrogation, and the reading of defendant’s Miranda rights.

The detective testified that when defendant was questioned, he “appeared in

good health,” was “coherent,” appeared to “understand his rights,” and gave


                                       11
his statement voluntarily. Detective Ribeiro testified that he and Detective

Holguin did not make promises to defendant, coerce him, or threaten him in

order to secure his statement.

      On cross-examination, Detective Ribeiro conceded that after reading

each Miranda warning, he did not ask defendant to read the warning aloud or

ask defendant whether he understood the warning. Detective Ribeiro also

acknowledged that he had instructed defendant to sign the card as an indication

that the detective had read defendant his rights.

      At the N.J.R.E. 104(c) hearing, the trial court acknowledged that the

Miranda card read to defendant included no inquiry regarding defendant’s

waiver. Nonetheless, it reasoned that waiver could be found “circumstantially

by [defendant] continuing to answer and respond to questions.” The court also

cited defendant’s comment that he was “going to jail regardless,” viewing that

remark to indicate that defendant understood he had the right to decide

whether or not to answer the officers’ questions. Conceding that it was unclear

whether any of defendant’s prior encounters with the criminal justice system

involved the waiver of Miranda rights, the court generally relied on

defendant’s prior criminal record as evidence that he was “not unsophisticated

in criminal investigations or interactions with police,” thus underscoring the

defendant’s appreciation of his right not to speak with the investigators.


                                       12
      The trial court found that the State had sustained its burden to prove

beyond a reasonable doubt that defendant voluntarily, knowingly, and

intelligently waived his Miranda rights, and that there was no evidence that the

statement was the product of coercion or duress. Accordingly, it held the

statement admissible.

                                        D.

      The court conducted an eight-day jury trial. During the trial, defendant

conveyed through his counsel that he did not recognize “the Constitution and

the authority of the State of New Jersey to move forward with these charges

against him.” He declined to answer questions posed by the trial court.

      The State presented the testimony of the informant and three

investigators, as well as the transcripts of intercepted telephone calls, audio

and video recordings relating to the controlled purchases, defendant’s

statement, and other evidence. Defendant did not testify and presented no

evidence.

      After four days of deliberations, the jury returned a verdict of guilty only

as to the charges of second-degree unlawful possession of a weapon, and

fourth-degree unlawful disposition of a weapon, insofar as those charges

related to a weapon identified on the verdict sheet as a “Smith & Wesson .38

Caliber.” Accordingly, defendant was convicted only of charges relating to


                                        13
the April 3, 2013 controlled purchase by the informant, whom he met outside

his home. The jury was unable to reach a verdict with respect to the charges of

second-degree unlawful possession of a weapon and fourth-degree unlawful

disposition of a weapon as they related to other weapons, or the remaining six

counts of the indictment.

                                       E.

      Pursuant to N.J.S.A. 2C:44-3(a), the State moved for the imposition of a

discretionary extended term for defendant’s conviction of second-degree

unlawful possession of a weapon contrary to N.J.S.A. 2C:39-5(b). The trial

court found defendant to be a persistent offender within the meaning of

N.J.S.A. 2C:44-3(a). Relying on State v. Pierce, 188 N.J. 155, 169 (2006), the

court found that defendant was exposed to a sentencing range of five to twenty

years’ incarceration.

      Citing United States v. Watts, 519 U.S. 148 (1997), and an unpublished

Appellate Division decision, the State asked the trial court to consider

defendant’s conduct in connection with the charges on which the jury did not

return a verdict -- charges that remained pending at the outset of the sentencing

proceeding. Relying in part on Watts and the unpublished decision, the trial

court determined that in sentencing defendant, it could rely on “reliable and

trustworthy” evidence relevant to the charges on which the jury had


                                       14
deadlocked, as well as the charges of which he had been convicted. The court

found that “the totality of th[e] evidence, the surveillance by the officers, the

testimony of [the cooperating informant], [and] the acknowledgement by the

defendant in his post-arrest statement[,] establishes clearly beyond a

preponderance of the evidence . . . the defendant’s involvement in each and

every one of those transactions.”

      The court applied aggravating factor three, N.J.S.A. 2C:44-1(a)(3),

“[t]he risk that the defendant will commit another offense,” based on

defendant’s juvenile adjudications, prior criminal convictions, and history of

offending while on probationary status. 4 The court observed that probationary

supervision had not deterred defendant from criminal activity.

      The court also applied aggravating factor six, N.J.S.A. 2C:44-1(a)(6),

“[t]he extent of the defendant’s prior criminal record and the seriousness of the

offenses of which he has been convicted,” invoking the State’s strong policy


4
  According to defendant’s Presentence Report, between May 2002 and September
2002, defendant, then a juvenile, was adjudicated delinquent for conduct on two
occasions that, if committed by an adult, would constitute theft by unlawful taking
and for improper behavior. In February 2003, defendant was adjudicated
delinquent for conduct that, if committed by an adult, would constitute resisting
arrest, and was sentenced to a two-year term of incarceration. He also had a record
of adult convictions. In October 2005, in accordance with a plea agreement,
defendant pled guilty in a Virginia court to several counts of grand larceny and was
sentenced to ten years’ incarceration in Virginia. Lastly, in April 2012, defendant
was sentenced to a two-year term of probation for possession of a controlled
dangerous substance.
                                        15
on gun control to protect the public; defendant’s sales of firearms to the

cooperating informant, an “unfit individual” with prior convictions; and the

gravity of defendant’s offenses.

      The trial court also applied aggravating factor nine, N.J.S.A. 2C:44-

1(a)(9), “[t]he need for deterring the defendant and others from violating the

law.” In that regard, the court relied on defendant’s failure to show remorse

for any of his multiple weapon sales, finding that defendant had not

acknowledged responsibility for any of the transactions for which he was

charged. The court also relied on defendant’s statement that he was not

subject to the court’s jurisdiction; it characterized defendant as a “sovereign

citizen.”5 Defendant disputed that characterization.

      The court rejected defendant’s request that it apply mitigating factor one,

N.J.S.A. 2C:44-1(b)(1), “[t]he defendant’s conduct neither caused nor

threatened serious harm,” again citing the importance of gun control,


5
  See United States v. Weast, 811 F.3d 743, 746 n.5 (5th Cir. 2016) (“The
sovereign citizen movement is a loose grouping of litigants, commentators,
and tax protesters who often take the position that they are not subject to state
or federal statutes and proceedings.”); United States v. Brown, 669 F.3d 10, 18
n.12 (1st Cir. 2012) (observing that members of the sovereign citizen
movement “reject most forms of taxation as illegitimate[] and place special
significance in commercial law”). The court later supplemented the sentencing
record with a document identified as a letter written by defendant to another
judge in the same vicinage, in which defendant objected to being “adjudicated
under this commercial law jurisdiction” and claimed a “divine and inalienable
right as a one-man sovereign nation.”
                                       16
defendant’s ineligibility to legally own weapons by virtue of his criminal

record, and defendant’s sale of a weapon to the informant, who could not

legally own that weapon.

      Finally, the court declined to apply mitigating factor eight, N.J.S.A.

2C:44-1(b)(8), “[t]he defendant’s conduct was the result of circumstances

unlikely to recur.” The court noted that defendant’s request for that mitigating

factor was based on a representation to his counsel that had not been explained

on the record, and deemed it “virtually certain” that defendant would reoffend

unless incarcerated.

      The court sentenced defendant to an extended term of twenty years’

incarceration, with ten years’ parole ineligibility pursuant to the Graves Ac t,

N.J.S.A. 2C:43-6, on his conviction of second-degree unlawful possession of a

weapon. For defendant’s conviction of fourth-degree unlawful disposition of a

weapon, the court sentenced defendant to a term of nine months’ incarceration,

to run concurrently with his twenty-year term of incarceration for the second-

degree offense.

      Immediately after the trial court sentenced defendant, the State moved to

dismiss the counts of the indictment as to which the jury had been unable to

reach a verdict. The trial court granted that motion.




                                        17
                                         F.

      Defendant appealed his conviction and sentence. The Appellate

Division affirmed the trial court’s judgment.

      The Appellate Division rejected defendant’s argument that a defendant

may waive Miranda rights only by an express statement. Applying the

“totality of the circumstances” approach of prior case law to the question of

waiver, the court held that the State had met its burden to prove beyond a

reasonable doubt that defendant, understanding that he had a constitutional

right not to speak to police, made a voluntary statement, and that the statement

was not the product of coercion or duress.

      The Appellate Division also upheld defendant’s sentence. It reasoned

that in its application of aggravating and mitigating factors, the trial court did

not rely exclusively on defendant’s conduct in connection with the charges as

to which the jury did not reach a verdict, but had considered other factors as

well. It also noted that sentencing judges are permitted to consider material

that would be inadmissible at trial as long as it is relevant and trustworthy.

      We granted defendant’s petition for certification. 232 N.J. 92 (2018).

We also granted the application of the American Civil Liberties Union of New

Jersey (ACLU) to appear as amicus curiae.




                                        18
                                        II.

                                        A.

      Defendant argues that the State failed to prove beyond a reasonable

doubt that he waived his Miranda rights before giving his statement. He

contends that under New Jersey law, a defendant should not be deemed to have

waived his or her Miranda rights absent an express waiver. Defendant asserts

that his sentence was manifestly excessive because the trial court improperly

considered conduct relating to the charges as to which the jury was

deadlocked, thus denying defendant the presumption of innocence. He claims

that the trial court attempted to reverse what it considered an unjust verdict

contrary to the Appellate Division’s holding in State v. Tindell, 417 N.J.

Super. 530, 556 (App. Div. 2011).

                                        B.

      The State urges the Court to reaffirm New Jersey’s adherence to a

“totality of the circumstances” test for a Miranda waiver which allows for a

finding of implied waiver. It asserts that it met its burden to prove beyond a

reasonable doubt that defendant voluntarily, knowingly, and intelligently

waived his Miranda rights. Alternatively, the State argues that any error in the

admission of defendant’s statement was harmless beyond a reasonable doubt.

The State contends that the trial court properly exercised its discretion in


                                        19
sentencing defendant within the statutory range for an extended term and that

it was not error for the court to consider all of the evidence of defendant’s

conduct when it weighed the aggravating and mitigating factors.

                                        C.

      The ACLU, limiting its argument to the sentencing issue, contends that a

court’s reliance on charges as to which a jury deadlocked violates the New

Jersey Constitution, even if such reliance comports with federal law. The

ACLU also asserts that the trial court improperly relied on defendant’s denial

of the charges as evidence of a lack of remorse, and on his alleged status as a

“sovereign citizen,” which defendant denies.

                                       III.

                                        A.

      We review the trial court’s factual findings as to defendant’s Miranda

waiver in accordance with a deferential standard. We consider whether those

findings are “supported by sufficient credible evidence in the record.” State v.

S.S., 229 N.J. 360, 374 (2017) (quoting State v. Gamble, 218 N.J. 412, 424

(2014)). “[A] trial court’s findings should be disturbed only if they are so

clearly mistaken ‘that the interests of justice demand intervention and

correction.’” State v. A.M., 237 N.J. 384, 395 (2019) (quoting State v. Elders,

192 N.J. 224, 244 (2007)). That standard governs appellate review even when


                                        20
the trial court’s findings are premised on a recording or documentary evidence

that the appellate court may also review. S.S., 229 N.J. at 380-81. To the

extent that a trial court determination involved legal conclusions, we review

those conclusions de novo. A.M., 237 N.J. at 396.

                                        B.

      This appeal implicates the right against self-incrimination, “guaranteed

by the Fifth Amendment to the United States Constitution and this state’s

common law, now embodied in statute, N.J.S.A. 2A:84A-19, and evidence

rule, N.J.R.E. 503.” State v. Nyhammer, 197 N.J. 383, 399 (2009).

      In Miranda, the United States Supreme Court held that before law

enforcement subjects a suspect to custodial interrogation, the suspect must be

advised: (1) “that he has the right to remain silent”; (2) “that anything he says

can be used against him in a court of law”; (3) “that he has the right to the

presence of an attorney”; and (4) “that if he cannot afford an attorney one will

be appointed for him prior to any questioning if he so desires.” Miranda, 384

U.S. at 479. Miranda imposes a fifth requirement: “that a person must be told

that he can exercise his rights at any time during the interrogation.” Ibid.

      The Miranda warnings ensure “that a defendant’s right against self-

incrimination is protected in the inherently coercive atmosphere of custodial

interrogation.” A.M., 237 N.J. at 397. As we have observed, “[t]he essential


                                        21
purpose of Miranda is to empower a person -- subject to custodial interrogation

within a police-dominated atmosphere -- with knowledge of his basic

constitutional rights so that he can exercise, according to his free will, the right

against self-incrimination or waive that right and answer questions.”

Nyhammer, 197 N.J. at 406 (citing Miranda, 384 U.S. at 456-57).

      When the Supreme Court defined a suspect’s rights during custodial

interrogation in Miranda, it also addressed the waiver of those rights; it held

that “[t]he defendant may waive effectuation of [those] rights, provided the

waiver is made voluntarily, knowingly, and intelligently.” Miranda, 384 U.S.

at 444. Under federal Fifth Amendment law, the government must prove by a

preponderance of the evidence that the suspect’s waiver was made voluntarily,

knowingly, and intelligently. Missouri v. Seibert, 542 U.S. 600, 608 n.1

(2004); State v. O’Neill, 193 N.J. 148, 168 n.12 (2007). New Jersey law holds

the State to a standard of proof more stringent than that imposed by federal

Fifth Amendment law; the State must “prove beyond a reasonable doubt that

the suspect’s waiver was knowing, intelligent, and voluntary in light of all the

circumstances.” State v. Presha, 163 N.J. 304, 313 (2000); see also A.M., 237

N.J. at 397; Nyhammer, 197 N.J. at 401 & n.9.

      Our law, however, does not require that a defendant’s Miranda waiver be

explicitly stated in order to be effective. “A waiver may be ‘established even


                                        22
absent formal or express statements.’” A.M., 237 N.J. at 397 (quoting

Berghuis v. Thompkins, 560 U.S. 370, 383 (2010)). Indeed, “[a]ny clear

manifestation of a desire to waive is sufficient.” Ibid. (alteration in original)

(quoting State v. Hartley, 103 N.J. 252, 313 (1986)); see also State v.

Kremens, 52 N.J. 303, 311 (1968); Kevin G. Byrnes, N.J. Arrest, Search &

Seizure § 28:2-1 (2019) (noting that under New Jersey law, “a waiver may be

inferred from the particular factual circumstances following the proper

administration of Miranda warnings to a suspect in custody”).

       To determine the question of waiver, the trial court reviews “the totality

of the circumstances surrounding the custodial interrogation.” A.M., 237 N.J.

at 398. “The criterion is not solely the language employed but a combination

of that articulation and the surrounding facts and circumstances.” Kremens, 52

N.J. at 311. “Where the prosecution shows that a Miranda warning was given

and that it was understood by the accused, an accused’s uncoerced statement

establishes an implied waiver of the right to remain silent.” Berghuis, 560 U.S. at

384.

       There is substantial overlap between the factors that govern a court’s

determination of whether a Miranda waiver is valid and the factors that a court

considers in its separate assessment of the voluntariness of a confession. See

Colorado v. Connelly, 479 U.S. 157, 169-70 (1986) (finding “no reason to require


                                         23
more in the way of a ‘voluntariness’ inquiry in the Miranda waiver context than in

the Fourteenth Amendment confession context” and explaining that “[t]he sole

concern of the Fifth Amendment, on which Miranda was based, is

governmental coercion”). In the inquiry as to the validity of a waiver,

“[f]actors commonly considered include the suspect’s intelligence and

education, age, familiarity with the criminal justice system, physical and

mental condition, and drug and alcohol problems.” 46 Geo. L.J. Ann. Rev.

Crim. Proc. 3, 230-33 (2017) (footnotes omitted); see also A.M., 237 N.J. at

398 (citing the suspect’s age, education and intelligence among factors to be

considered in the waiver inquiry). In addition, courts consider “the

explicitness of the waiver, language barriers, and the time lapse between the

reading of Miranda rights and the actual questioning or incriminating oral

statement.” 46 Geo. L.J. Ann. Rev. Crim. Proc. at 233-34 (footnotes omitted).

Courts may take into account other factors that are pertinent to a given case.

                                        C.

      Guided by those principles, we review the trial court’s finding that the

State met its burden to prove beyond a reasonable doubt that defendant

voluntarily, knowingly, and intelligently waived his Miranda rights.

      As noted above, see supra Section I.C., at the N.J.R.E. 104(c) hearing, the

court found that a number of factors supported the State’s argument that defendant


                                        24
implicitly waived his Miranda rights. The court cited defendant’s continuing

response to questions, his comment that he was “going to jail regardless,” and his

criminal record.

      Other factors not cited by the trial court also support a finding of implied

waiver in this case. Defendant was twenty-eight years old at the time of the

interrogation. Although he was not a high school graduate, defendant spoke

fluently and assertively, confidently challenging some of Detective Ribeiro’s

comments. When he spoke with the State Police investigators, defendant had

been detained at the Metro North Station for only about twenty minutes.

Moreover, only five minutes elapsed between the administration of the

Miranda warnings and defendant’s first substantive response to a question. In

short, we agree with the trial court that the majority of the factors typically

considered in the “totality of the circumstances” inquiry favor a finding of

implied waiver.

      The trial court, however, did not consider two aspects of the

administration of the Miranda warnings in this case. First, the Miranda card

used by the New Jersey State Police investigators does not reflect optimal law-

enforcement practice. The card accurately recited a suspect’s Miranda rights,

and mentioned the waiver of Miranda rights in a sentence advising a suspect

that his or her decision to waive those rights is not final and may be


                                        25
withdrawn. It did not guide an interrogating officer, however, to ensure that

the suspect had waived those rights before questioning began. Instead, the

card ambiguously stated that by signing, the suspect acknowledged that he or

she had been “advised of the constitutional rights found on the reverse side of

this card.” In short, the Miranda card used in this case invited an incomplete

inquiry on the question of waiver.

      Consistent with Fifth Amendment jurisprudence and state law on the

right against self-incrimination, Miranda cards and other written forms used by

law enforcement in New Jersey should direct the interrogating officer to

address the question of waiver in the Miranda inquiry. Miranda waiver cards

and forms should guide an officer to ask whether the suspect understands his

or her rights, and whether, understanding those rights, he or she is willing to

answer questions. We request that the Attorney General review examples of

Miranda waiver cards and forms in use by law-enforcement agencies in New

Jersey, and make recommendations as to best practices on this issue.

      Second, the advice that Detective Ribeiro gave defendant as to the

purpose of his signature on the Miranda card was incomplete. Perhaps misled

by the language of the Miranda card, the detective told defendant that by

signing the card, he would simply acknowledge that his Miranda rights had




                                       26
been read to him. He urged defendant to “[j]ust sign here that I read you your

rights.”

      To the contrary, a defendant’s signature on a Miranda card does much

more than acknowledge that law enforcement has recited the Miranda rights.

When law enforcement officers request that a suspect sign a Miranda card or

form, they should scrupulously avoid making comments that minimize the

significance of the suspect’s signature on that card or form.

      Accordingly, although most of the “totality of the circumstances” factors

support the trial court’s finding of an implied waiver, the advice that law

enforcement gave defendant regarding his constitutional rights weighs against

such a finding in this case.

                                        D.

      To decide this appeal, we need not resolve the difficult question whether

the trial court’s decision admitting into evidence defendant’s statement to

police was “so clearly mistaken -- so wide of the mark -- that the interests of

justice demand intervention.” S.S., 229 N.J. at 381. We conclude that, in the

unusual setting of this case, any error by the trial court in admitting

defendant’s statement was harmless beyond a reasonable doubt. See R. 2:10-2

(stating the general standard for appellate review of alleged error); Chapman v.

California, 386 U.S. 18, 24 (1967) (expounding the “harmless beyond a


                                        27
reasonable doubt” standard for cases implicating constitutional error); see also

State v. Maltese, 222 N.J. 525, 550 (2015) (applying the “harmless beyond a

reasonable doubt” standard to the defendant’s assertion that police officers

violated his Miranda rights in his interrogation).

      The evidence implicating defendant in the single weapon transaction for

which he was convicted -- the April 3, 2013 sale of a .38 caliber handgun to

the informant -- was overwhelming. The cooperating informant testified that

he spoke with defendant by telephone to arrange the purchase of a .38 caliber

handgun at defendant’s home in Union. He stated that he was familiar with

defendant’s home because he had been there before to attend a party and to see

defendant. According to Detective Ribeiro, before the informant proceeded to

defendant’s home to buy the gun, the informant met with Detective Ribeiro,

who searched him for contraband, provided him with money to purchase the

weapon, and outfitted him with a recording device. The detective stated that

he followed the informant to defendant’s home.

      In contrast to the four transactions that allegedly took place inside the

Newark grocery store with no officers present, the April 3, 2013 transaction

was conducted in a vehicle under visual surveillance by one of the

investigating officers. Detective Greener, located “in very close proximity” to

defendant’s home, testified that he observed the informant arrive by car at the


                                       28
residence. He stated that he then saw defendant, whom he recognized from a

photograph, leave his home carrying a black plastic bag. Detective Greener

watched as defendant entered the informant’s car through the passenger door.

According to Detective Greener, after spending four or five minutes with the

informant in the vehicle, defendant “exited and went back into . . . his front

door,” carrying nothing.

      The recording device, which functioned effectively during the April 3,

2013 transaction, memorialized an incriminating conversation between

defendant and the informant. Defendant told the informant that he was

“sticking my neck out for you,” and that he did not have the money for the

transaction. He complained to the informant, “I could see if I was making

something,” and characterized an unidentified individual as “greedy as hell.”

The informant also complained about the financial terms of the transaction; he

told defendant that “this is killing me . . . I’m mak[ing] a little bit of money

but dam[n] bro what is it anyway.” Defendant replied, “three eight.” The

informant replied, “[t]hree eight is loaded ah shit I ain’t touching that shit

fuck.” Defendant warned the informant that the weapon was not only loaded

but cocked, and when the informant asked why it was cocked, defendant said,

“I don’t know.” The informant verified the accuracy of the recording, and




                                        29
Detective Ribeiro testified that the voices on the recording were the voices of

defendant and the informant.

      At trial, the informant identified the weapon that he purchased from

defendant on April 3, 2013, and testified that when he bought the weapon from

defendant, it was “loaded and ready to shoot.” He also identified for the jury

the container in which defendant delivered the handgun to him.

      In addition to Detective Greener’s testimony, discussed earlier, Detective

Ribeiro testified that he followed the informant as he drove from defendant’s

residence to a predetermined location, that the informant made no stops along

the way, and that he met with the informant at the location. He stated that he

recovered from the informant’s vehicle a black plastic bag. From the bag,

Detective Ribeiro retrieved a “white foam container,” and found in that

container a loaded .38 caliber revolver.

      The State thus presented compelling proof of defendant’s April 3, 2013

sale of a handgun that was independent of any admission by defendant in his

statement to police. The testimony of the cooperating informant, the testimony

of the officers, the recorded conversation, and the physical evidence gave the

jury a detailed account of the sole controlled purchase that led to a conviction

in this case.




                                        30
      In contrast to that clear evidence, defendant’s statement to police

contained little -- if any -- incriminating evidence relevant to the April 3, 2013

transaction. To the extent that Detective Ribeiro and defendant appeared to

discuss that transaction, the focus of their conversation was on a problem

defendant encountered in paying the supplier of the weapon.

      Detective Ribeiro stated, “[n]ow let me ask you this . . . I’m a little

unclear about this like this one was at your house.” Defendant answered,

“[u]m hum.” Detective Ribeiro asked whether defendant “had to front the

money initially to this guy,” which defendant affirmed without identifying the

“guy” being discussed. Defendant stated that the money “wasn[’]t my money

it was the store’s money but I had to put it right back so I made a hundred

dollars.” He said that he had to “front” nine hundred dollars. Defendant

indicated that he carried the weapon in a cab, and said that an unidentified

“dude” accompanied him on the cab ride, because defendant was short two

hundred dollars and had to retrieve money from his home. Defendant said that

he had charged the cooperating informant one thousand dollars and “just made

a hundred” after he returned the money he had taken “from the store.”

      In what may also be a reference to the same transaction, Detective

Ribeiro later commented, “you also have one that . . . was a thirty eight it’s

like a chrome gun with tape around the handle.” Defendant responded,


                                        31
“[f]rom a dude up the street this time for 18th Ave,” and said it was a

“different guy.” The detective and defendant then discussed the description of

the unnamed “dude” and “guy.”

      Those oblique exchanges stand in stark contrast to the clear and

comprehensible timeline of that transaction presented at trial through the

testimony of the State’s witnesses and the recorded conversations between the

informant and defendant. In defendant’s statement, neither Detective Ribeiro

nor defendant revealed the date of the weapon sale that they discussed.

Indeed, their comments were untethered to any identifying information, other

than the location of what the detective called “this one” at defendant’s home.

      The statement could do little to advance the State’s otherwise

comprehensive case against defendant regarding the April 3, 2013 sale of a

handgun. When the evidence is viewed in its entirety, it is extremely unlikely

that defendant’s statement had an impact on the jury’s determination on the

single transaction relevant to this appeal.

      Accordingly, we hold that the State has proven beyond a reasonable

doubt that if the admission of defendant’s statement constituted error, that

error was harmless. We therefore concur with the Appellate Division’s

judgment affirming defendant’s conviction.




                                        32
                                       IV.

                                        A.

      We next review defendant’s contention that his sentence was excessive.

In that inquiry, we “must not substitute [our] judgment for that of the

sentencing court.” State v. Fuentes, 217 N.J. 57, 70 (2014). We affirm a trial

court’s sentencing determination unless: “(1) the sentencing guidelines were

violated; (2) the aggravating and mitigating factors found . . . were not based

upon competent and credible evidence in the record; or (3) ‘the application of

the guidelines to the facts of [the] case makes the sentence clearl y

unreasonable so as to shock the judicial conscience.’” Ibid. (alteration in

original) (quoting State v. Roth, 95 N.J. 334, 364-65 (1984)). As this Court

has stated, “[t]he critical focus of the appellate power to review and correct

sentences is on whether the basic sentencing determination of the lower court

was ‘clearly mistaken.’” State v. Jarbath, 114 N.J. 394, 401 (1989).

                                        B.

      When, as here, the State requests that a court sentence a defendant to a

discretionary extended term, the court must decline that request “unless the

ground therefor has been established at a hearing after the conviction of the

defendant and on written notice to the defendant of the ground proposed.”

N.J.S.A. 2C:43-7.1(d). The court’s first task is to “review and determine


                                        33
whether [a defendant’s] criminal record of convictions renders him . . .

statutorily eligible” for an extended term. Pierce, 188 N.J. at 168.6 To be

eligible for a discretionary extended term, a defendant must be:

            a person who at the time of the commission of the crime
            is 21 years of age or over, who has been previously
            convicted on at least two separate occasions of two
            crimes, committed at different times, when he was at
            least 18 years of age, if the latest in time of these crimes
            or the date of the defendant’s last release from
            confinement, whichever is later, is within 10 years of
            the date of the crime for which the defendant is being
            sentenced.

            [N.J.S.A. 2C:44-3(a).]


6
  Prior to our decision in Pierce, sentencing courts were required to “examine
whether, in order to protect the public, imposition of an extended sentence
[was] necessary” to determine a defendant’s eligibility for a discretionary
extended term.” 188 N.J. at 164 (citing State v. Dunbar, 108 N.J. 80, 90-91
(1987)). In response to a challenge to that practice as a violation of the
defendant’s Sixth Amendment right to a jury trial under the United States
Supreme Court’s decisions in Apprendi v. New Jersey, 530 U.S. 466 (2000),
and Blakely v. Washington, 542 U.S. 296 (2004), we held that a determination
as to the need to protect the public should not be made until the court has
determined the defendant to be statutorily eligible for “a sentence up to the
maximum of the discretionary extended-term range based on statutory
eligibility as a persistent offender.” Pierce, 188 N.J. at 158, 167-68. Limited
to a role in the court’s application of aggravating and mitigating factors after
the defendant has been found eligible for an extended term, the court’s
factfinding as to public safety does not offend the Sixth Amendment. See ibid.
Indeed, as we recently noted in a sentencing appeal involving judicial
factfinding to set a period of parole ineligibility, “[r]equiring the finding of
aggravating factors to justify a sentence within the prescribed range does not
transform those factors into the substantial equivalent of elements of an
offense to be decided by a jury.” State v. Kiriakakis, 235 N.J. 420, 437
(2018).
                                        34
      “[O]nce the court finds that [the] statutory eligibility requirements are

met, . . . the range of sentences, available for imposition, starts at the minimum

of the ordinary-term range and ends at the maximum of the extended-term

range.” Pierce, 188 N.J. at 169. As we noted in Pierce,

            [w]here, within that range of sentences, the court
            chooses to sentence a defendant remains in the sound
            judgment of the court -- subject to reasonableness and
            the existence of credible evidence in the record to
            support the court’s finding of aggravating and
            mitigating factors and the court’s weighing and
            balancing of those factors found.

            [Ibid.]

      When a court weighs aggravating and mitigating factors, the judge

exercises “a far-ranging discretion as to the sources and types of evidence used

to assist him or her in determining the kind and extent of punishment to be

imposed.” State v. Davis, 96 N.J. 611, 619-20 (1984). The court is not limited

by the rules of evidence, see N.J.R.E. 101(a)(2)(C), and “evaluates ‘a range of

information unconstrained by evidential considerations,’” Fuentes, 217 N.J. at

72 (quoting State v. Randolph, 210 N.J. 330, 348 (2012)). However, “[t]he

finding of any factor must be supported by competent, credible evidence in the

record.” State v. Case, 220 N.J. 49, 64 (2014).




                                       35
                                          C.

                                          1.

      The parties agree that defendant qualified as a “persistent offender” for

purposes of N.J.S.A. 2C:44-3(a); accordingly, he was statutorily eligible for a

discretionary extended term. As defendant concedes, his twenty-year

extended-term sentence is within the range between the five-year minimum of

the ordinary-term range for a second-degree offense, N.J.S.A. 2C:43-6(a)(2),

and the twenty-year maximum of the extended-term range for that offense,

N.J.S.A. 2C:43-7(a)(3). Accordingly, the trial court’s eligibility determination

is not before the Court in this appeal.

      Rather, defendant bases the appeal of his sentence on the trial court’s

application of aggravating factors three, six, and nine to reach the upper end of

that sentencing range. He challenges the court’s consideration of those factors

in two respects. First, defendant asserts that the court improperly cited his

conduct relating to charges on which the jury deadlocked because it sought to

reverse what it considered an unjust verdict, thus adjudicating him guilty of

offenses as to which the jury did not convict him. Second, defendant objects

to the court’s “duplicative” reliance on his criminal record both to deem him

statutorily eligible for an extended term and to find aggravating factors six and

nine. We consider each contention in turn.


                                          36
                                         2.

      When a judge presides over a jury trial regarding multiple offenses, he

or she has the opportunity to evaluate the credibility of witnesses and to assess

the evidence presented as to each of those offenses. If a jury is unable to

return a verdict as to some offenses and convicts the defendant of others, and

the State requests that the court consider evidence presented as to offenses on

which the jury deadlocked, such information may constitute competent,

credible evidence on which the court may rely in assessing the aggravating and

mitigating factors. See Case, 220 N.J. at 63-65. No Sixth Amendment or

other constitutional principle, or statutory provision, generally bars a court

from considering such evidence. And consideration of competent evidence

presented in support of charges -- even if the jury does not go on to convict

defendant on those charges -- does not raise concerns about drawing inferences

from the mere fact that charges had been brought, a practice we found

improper in State v. K.S., 220 N.J. 190 (2015).

      Nevertheless, we have two concerns about the court’s reliance on

evidence pertaining to the four transactions as to which the jury deadlocked in

this appeal.7 First, the charges relating to those four transactions were still



7
  There is no indication in the trial or sentencing record that the trial court
considered the jury’s verdict to be unjust, or otherwise demonstrated a lack of
                                        37
pending when the court sentenced defendant and were not dismissed until the

end of the hearing, moments after the court imposed the sentence. The record

does not reveal whether the State had advised the court and defense counsel

that it would move to dismiss the remaining charges immediately after

sentencing. The trial court should have denied the State’s request to consider

evidence relevant to those charges, and should not have opined about the

defendant’s guilt with respect to those charges, while the charges remained

pending. We caution courts not to consider evidence pertaining to charges as

to which a jury deadlocked in sentencing unless and until the defendant no

longer faces the prospect of prosecution for those charges.

      Second, the trial court’s reliance on Watts was misplaced. In Watts,

which involved a sentencing court’s reliance on evidence presented as to a

charge on which the defendant was acquitted, the United States Supreme Court

did not confront the deadlocked-jury issue raised by this case.

      We concur, however, with the Appellate Division’s view that the

evidence pertaining to charges on which the jury deadlocked was not

dispositive in defendant’s sentencing. Indeed, when it found aggravating

factor three, the trial court did not refer at all to those charges. When the court



respect for its determination. Accordingly, the Appellate Division’s decision
in Tindell, 417 N.J. Super. at 556, is inapposite.
                                        38
found aggravating factors six and nine, it emphasized other factors such as

defendant’s prior record, the failure of prior probationary sentences to deter

defendant, the serious nature of the offenses of which defendant was

convicted, and the State’s strong policy to protect the public with strict gun

control laws.

      Although the trial court should have declined to consider defendant’s

conduct in the charges that did not lead to a conviction unless the State moved

to dismiss those charges prior to the imposition of sentence, the court’s

reliance on such conduct as one of several factors supporting two of the three

aggravating factors does not warrant resentencing.

                                        3.

      We find no error in the trial court’s reliance on defendant’s criminal

record both to determine defendant’s “persistent offender” status under

N.J.S.A. 2C:44-3(a) and to support the court’s finding of aggravating factors

three, six, and nine. Indeed, in our decision in Pierce, we envisioned that the

defendant’s criminal record may be relevant in both stages of the sentencing

determination. We held that “[a] sentencing court must first, on application

for discretionary enhanced-term sentencing under N.J.S.A. 2C:44-3(a), review

and determine whether a defendant’s criminal record of convictions renders

him or her statutorily eligible.” 188 N.J. at 168. If so, “whether the court


                                       39
chooses to use the full range of sentences opened up to the court is a function

of the court’s assessment of the aggravating and mitigating factors, including

the consideration of the deterrent need to protect the public.” Ibid. In that

crucial inquiry, defendant’s prior record is central to aggravating factor six,

N.J.S.A. 2C:44-1(a)(6), and may be relevant to other aggravating and

mitigating factors as well. See N.J.S.A. 2C:44-1(a) and (b); see also State v.

McDuffie, 450 N.J. Super. 554, 576-77 (App. Div. 2017) (rejecting, “as

lacking merit,” the defendant’s claim that the sentencing court “impermissibly

double-counted his criminal record, when granting the State’s motion for a

discretionary extended term, and again, when imposing aggravating factor six,

which considers the extent and seriousness of a defendant’s prior record”).8

      Accordingly, the trial court properly considered defendant’s criminal

record in deciding defendant’s statutory eligibility for an extended term, and in

weighing aggravating and mitigating factors to determine that such a term was

warranted.

                                        V.

      The judgment of the Appellate Division is affirmed as modified.


8
  We do not reach the ACLU’s contention that the trial court improperly
considered defendant’s lack of remorse or his “sovereign citizen” status, as
defendant did not raise those arguments. See State v. J.R., 227 N.J. 393, 421
(2017) (“This Court does not consider arguments that have not been asserted
by a party, and are raised for the first time by an amicus curiae.”).
                                        40
      JUSTICES LaVECCHIA, FERNANDEZ-VINA, and SOLOMON join in
JUSTICE PATTERSON’S opinion. CHIEF JUSTICE RABNER filed an opinion
concurring in part and dissenting in part, in which JUSTICE TIMPONE joins.
JUSTICE ALBIN filed a dissenting opinion.




                                    41
                      SUPREME COURT OF NEW JERSEY
                            A-37 September Term 2017
                                       079832


                                State of New Jersey,

                                Plaintiff-Respondent,

                                           v.

                            Kareem T. Tillery, a/k/a
                     Kareem Ali Tillery, Kareem A. Tillery,
                        Kareem J. Tillery, Karim Tillery,
                     Kariem A. Tillery, Kareem Tillery-Jones
                             and Kareem R. Jones,

                                Defendant-Appellant.


     CHIEF JUSTICE RABNER, concurring in part and dissenting in part.


      For the reasons outlined in the dissent, I cannot find that defendant

waived his Miranda rights either explicitly or impliedly. See Miranda v.

Arizona, 384 U.S. 436 (1966). In my view, it was therefore error to introduce

defendant’s post-arrest statements at trial.

      Only in very rare circumstances can that type of error survive under a

harmless error analysis. As this Court has observed, certain

             “constitutional rights [are] so basic to a fair trial that
             their infraction can never be treated as harmless error.”
             Chapman v. California, 386 U.S. [18, 23 (1967)]. See,
             e.g., Payne v. Arkansas, 356 U.S. 560 (1958) (coerced
             confession); Gideon v. Wainwright, 372 U.S. 335
                                           1
             (1963) (right to counsel); Tumey v. Ohio, 273 U.S. 510
             (1927) (impartial judge).

             [State v. McCloskey, 90 N.J. 18, 30 (1982).]

Here, the error implicates a different constitutional violation. As a result, the

error must be “harmless beyond a reasonable doubt” for defendant’s conviction

to stand. State v. Maltese, 222 N.J. 525, 543-44, 550 (2015). “The test . . . ‘is

whether there is a reasonable possibility that the evidence complained of might

have contributed to the conviction.’” State v. Sanchez, 129 N.J. 261, 278

(1992) (quoting Chapman, 386 U.S. at 23).

      That standard is a “stringent” one, ibid., and “any doubts” about a

statement’s potential for prejudice “must be resolved against the State,”

McCloskey, 90 N.J. at 30. See also R. 2:10-2 (“Any error or omission shall be

disregarded by the appellate court unless it is of such a nature as to have been

clearly capable of producing an unjust result . . . .”).

      In this case, there is overwhelming evidence that defendant sold a .38

caliber handgun on April 3, 2013: An informant met face-to-face with

defendant to buy the firearm. The two discussed the transaction and, in the

course of doing so, referred to a “loaded,” “cocked,” “three eight” (.38) caliber

weapon. Their conversation was captured on tape. And a law enforcement

officer watched both men from nearby while the transaction took place.

Immediately afterward, an officer recovered a loaded .38 caliber handgun from

                                          2
the informant. The informant also testified at trial and confirmed that he

bought the loaded weapon from defendant.

      Under the circumstances, defendant’s conviction was not “substantially

dependent upon [his] statement to [the] police.” Maltese, 222 N.J. at 550.

Unlike in State v. O’Neill, 193 N.J. 148, 184 (2007), the statement here --

described in the majority opinion, see ante at ___ (slip op. at 30-32) -- was not

“central[] . . . to the prosecution’s case.” The conviction instead rested on

proofs that were hard to refute: recorded statements of the gun transaction as

it took place, contemporaneous observations by the police, and physical

evidence -- the gun itself. For those reasons, I believe this is one of the very

rare cases in which the erroneous admission of a defendant’s post-arrest

statement amounts to harmless error.

      I do not consider or draw inferences from the jury’s inability to reach a

verdict on the other counts. See Yeager v. United States, 557 U.S. 110, 125

(2009) (“[T]he fact that a jury hangs is evidence of nothing -- other than, of

course, that it has failed to decide anything.”); accord State v. McKinney, 223

N.J. 475, 487 (2015).

      I therefore respectfully concur in part and dissent in part.




                                        3
                    SUPREME COURT OF NEW JERSEY
                          A-37 September Term 2017
                                     079832


                              State of New Jersey,

                              Plaintiff-Respondent,

                                        v.

                           Kareem T. Tillery, a/k/a
                    Kareem Ali Tillery, Kareem A. Tillery,
                       Kareem J. Tillery, Karim Tillery,
                    Kariem A. Tillery, Kareem Tillery-Jones
                            and Kareem R. Jones,

                              Defendant-Appellant.


                         JUSTICE ALBIN, dissenting.


      This Court granted certification to decide whether the police secured a

confession in violation of defendant’s right against self-incrimination. The

majority, however, dodges answering the question whether the State proved

that defendant validly waived his Miranda rights. The majority laments the

poor police practice that evidently did not establish whether defendant had a

full understanding of those rights. The majority also makes repeated

concessions that logically lead to the inescapable conclusion that the State

failed to prove beyond a reasonable doubt that defendant made a knowing,

intelligent, and voluntary waiver of his rights.

                                        1
      Instead of answering the critical question of whether the police elicited

the confession by impermissible means, the majority takes a shortcut by

assuming that the confession was wrongly admitted into evidence. It then

engages in an analysis at odds with our jurisprudence and declares that

wrongly admitting the confession -- the most damning piece of evidence

entered at trial -- was harmless error, an error that could not possibly have

altered the verdict. In straining to uphold the verdict, the majority downplays

the power of defendant’s audio-recorded confession, which the jury twice

asked to be replayed during its four days of deliberations; overvalues the

credibility of the State’s key witness, a desperate informant who had multiple

criminal charges pending that could have landed him in prison for decades but

whose cooperation with the State earned him a probationary sentence; and

exaggerates the strength of the State’s case, which resulted in the jury hanging

on most of the counts in the indictment.

      The use of the harmless error doctrine in this fashion cannot be

reconciled with our jurisprudence. It renders ineffectual the exclusionary rule

and reduces the right against self-incrimination to a form of words. It suggests

that upholding a conviction is more important than upholding constitutional

rights.




                                        2
      I dissent because the record is clear that the State did not prove a valid

waiver of rights. I dissent because our case law and the facts of this case tell

us that defendant’s unconstitutionally elicited confession does not satisfy the

harmless error doctrine.

                                        I.

      The State bears the burden of proving beyond a reasonable doubt that a

defendant made a knowing, intelligent, and voluntary waiver of his Miranda

rights before the commencement of a custodial interrogation. State v. Presha,

163 N.J. 304, 313 (2000); see also Miranda v. Arizona, 384 U.S. 436, 475

(1966).1 To prove that a defendant waived his Miranda rights -- either

explicitly or implicitly -- the prosecution must show that the defendant

“understood” his rights before waiving them. Berghuis v. Thompkins, 560

U.S. 370, 383-84 (2010); see also North Carolina v. Butler, 441 U.S. 369, 373

(1979) (noting that a waiver of Miranda rights need not be explicit but may be

implied through “the defendant’s silence, coupled with an understanding of his

rights and a course of conduct indicating waiver” (emphasis added)). Showing

“that a Miranda warning was given and the accused made an uncoerced



1
 Federal law only requires prosecutors to prove by a preponderance of the
evidence that a suspect’s waiver of rights was knowing, intelligent, and
voluntary. See Colorado v. Connelly, 479 U.S. 157, 168 (1986).


                                        3
statement . . . standing alone, is insufficient to demonstrate ‘a valid waiver’ of

Miranda rights.” Berghuis, 560 U.S. at 384 (quoting Miranda, 384 U.S. at

475). But that is exactly what occurred here.

      The State did not establish that defendant understood his rights before

waiving them. The State merely showed that the interrogating officer read the

Miranda rights to defendant, who then signed a card confirming that the officer

had done so. At no point did the officer take any steps to ensure that defendant

understood the rights read to him. The officer admitted that he did not ask

defendant whether he understood his rights or even ask him to read the rights

aloud.2 Significantly, the officer did not ask defendant whether he waived his

rights, evidently because the Miranda rights card did not have a waiver-of-

rights provision. Without elaboration, the officer directed defendant to sign

the back of the card -- “[j]ust sign here that I read you your rights” -- and

advised him that “[b]y signing [the Miranda card] you are not admitting you’re

guilty or anything [it’s] just that I read you your rights.” The officer wrongly

assumed that because defendant continued to speak, he must have understood

his rights and therefore knowingly, intelligently, and voluntarily waived them.

      The majority essentially agrees with this recitation. The majority


2
  When asked if he witnessed Tillery read the Miranda card, the officer
testified that Tillery took possession of it and looked at it in silence; the officer
did not confirm whether Tillery read it to himself before signing it.

                                          4
acknowledges that the Miranda rights card “did not guide an interrogating

officer . . . to ensure that the suspect had waived those rights before

questioning began,” ante at ___ (slip op. at 25-26); that “the Miranda card used

in this case invited an incomplete inquiry on the question of waiver,” ante at

___ (slip op. at 26); and that “the card ambiguously stated that by signing, the

suspect acknowledged that he or she had been ‘advised of the constitutional

rights found on the reverse side of this card,’” ibid. In light of those

admissions, the majority’s concession that “the Miranda card used by the New

Jersey State Police investigators does not reflect optimal law-enforcement

practice” is an understatement. See ante at ___ (slip op. at 25). Complying

with Miranda is not burdensome. Indeed, some law enforcement agencies

include on the Miranda form a question, “Do you understand?” and a waiver-

of-rights provision. See, e.g., State v. A.M., 237 N.J. 384, 390 (2019)

(discussing a Miranda form prepared by the Bergen County Prosecutor’s

Office).

      The Miranda waiver issue is not “a close question,” as the majority

apparently believes, and even if it were, the State has not satisfied its heavy

burden of proving a knowing, intelligent, and voluntary waiver of rights

beyond a reasonable doubt. Sidestepping the issue, as the majority does,

deprives the bench, bar, and law enforcement of the clarity needed in this area


                                         5
of the law. In short, I would hold that the State’s failure to prove beyond a

reasonable doubt that defendant knowingly, intelligently, and voluntarily

waived his rights requires the suppression of his confession.

                                       II.

                                       A.

      In New Jersey, the admission of an unconstitutionally secured

confession is rarely found to be harmless error.3 That is because “[a]

confession is like no other evidence.” See Arizona v. Fulminante, 499 U.S.

279, 296 (1991). The United States Supreme Court has explained that


3
   See, e.g., State v. Wint, 236 N.J. 174, 205-06 (2018) (remanding for a new
trial because the erroneous admission of the defendant’s statement that he
“committed a murder in Camden” was “clearly capable of causing an unjust
result”); State v. Maltese, 222 N.J. 525, 549-50 (2015) (remanding for a new
trial when the defendant’s convictions were “substantially dependent upon
defendant’s statement to police” which had been improperly admitted); State
in re A.S., 203 N.J. 131, 153 (2010) (remanding for a new trial since the Court
could not “say that there was no reasonable possibility that [the confession’s
improper] introduction into evidence contributed to the delinquency
adjudication”); State v. O’Neill, 193 N.J. 148, 184 (2007) (reversing the
defendant’s conviction “[g]iven the centrality of defendant’s [erroneously
admitted] incriminating statements to the prosecution’s case”); State v. Pillar,
359 N.J. Super. 249, 279-80 (App. Div. 2003) (refusing to find the erroneous
admission of the defendant’s confession harmless despite “overwhelming
untainted evidence of defendant’s guilt” because his “admission likely played
a part in his conviction”). But see State v. Shelton, 344 N.J. Super. 505, 517-
18 (App. Div. 2001) (determining the erroneous admission of the defendant’s
written confession was harmless because the defendant’s oral confession was
properly admitted and “both the oral and written statements were the same in
terms of inculpating defendant”).


                                        6
            the defendant’s own confession is probably the most
            probative and damaging evidence that can be admitted
            against him. . . . [T]he admissions of a defendant come
            from the actor himself, the most knowledgeable and
            unimpeachable source of information about his past
            conduct. Certainly, confessions have profound impact
            on the jury, so much so that we may justifiably doubt
            its ability to put them out of mind even if told to do so.
            While some statements by a defendant may concern
            isolated aspects of the crime or may be incriminating
            only when linked to other evidence, a full confession in
            which the defendant discloses the motive for and means
            of the crime may tempt the jury to rely upon that
            evidence alone in reaching its decision.

            [Ibid. (alterations in original) (internal citations and
            quotation marks omitted).]

      When such powerful evidence touching on a defendant’s substantial

rights is erroneously entered into evidence, the burden is on the State to prove

that the error was harmless beyond a reasonable doubt. Chapman v.

California, 386 U.S. 18, 23-24 (1967); see also State v. Macon, 57 N.J. 325,

340-41 (1970) (adopting the standard set forth in Chapman). “The test for

determining whether an error is harmless ‘is whether there is a reasonable

possibility that the evidence complained of might have contributed to the

conviction.’” State v. Sanchez, 129 N.J. 261, 278 (1992) (emphasis added)

(quoting Chapman, 386 U.S. at 23). Thus, the State has to establish beyond a

reasonable doubt that that there was no “reasonable possibility” that the




                                        7
wrongly admitted confession “might have contributed to [his] conviction.”

See ibid. That conclusion cannot be reached here.

      This Court has held that “certain constitutional errors so impugn the

integrity of our system of justice that any doubts about their prejudice to the

defendant must be resolved against the State, which seeks the benefits of its

constitutional wrongdoing.” State v. McCloskey, 90 N.J. 18, 30 (1982). One

such constitutional error is the admission of an unlawfully elicited confession.

Id. at 30-31.

      There are “two important reasons for applying harmless error doctrine

sparingly” when the State violates a “defendant’s privilege against self-

incrimination.” Id. at 31. First, the protection that the privilege affords in

“our accusatory system of justice requires us to guard carefully against its

infringement.” Ibid. “Second, the improper use of incriminating statements

made by a criminal defendant has great potential for prejudice.” Ibid.; see also

Fulminante, 499 U.S. at 296. The underlying judicial assumption is “that

inculpatory remarks by a defendant have a tendency to resolve jurors’ doubts

about a defendant’s guilt to his detriment” and that the credibility of

eyewitness testimony is bolstered by a defendant’s confession. McCloskey, 90

N.J. at 31.

      The ultimate question is not whether the State presented “sufficient


                                         8
evidence” for a reasonable jury to convict a defendant, “absent the unlawfully

obtained statements.” See id. at 32. Rather, the question is whether the Court

is “able to declare a belief that [the error] was harmless beyond a reasonable

doubt.” Ibid. (alteration in original) (quoting Chapman, 386 U.S. at 24).

      Three cases illustrate how sparingly this Court has found the admission

of an unlawfully elicited confession to constitute harmless error. In State v.

Johnson, the defendant was convicted of the brutal and heinous murders of a

husband and wife in their home, based on evidence that included the

defendant’s confession. 120 N.J. 263, 267, 273 (1990). The defendant had

admitted to the murders after a prolonged custodial interrogation. Id. at 271-

73, 284. This Court, however, determined that the defendant’s confession was

obtained in violation of his Fifth Amendment right against self-incrimination.

Id. at 284. In engaging in the harmless error analysis, this Court

“acknowledge[d] that that evidence of defendant’s guilt [was] persuasive.” Id.

at 291.4 The Court nevertheless concluded that despite “the substantial

evidence of guilt, . . . the improper admission of defendant’s confession


4
  The evidence of the defendant’s guilt included testimony that his friends
encountered him on the day of the murder “smeared with blood” and that he
was seen riding a bike near the murder scene. Id. at 291. The State also
presented forensic evidence that “a footprint found at the scene matched
defendant’s sneaker” and that “blood found on defendant’s sneaker lace
appeared to match that of the victim.” Ibid. The jury also heard testimony that
the defendant possessed jewelry stolen from the home. Ibid.

                                        9
‘impact[ed] substantially and directly’ on the fundamental procedural right to

remain silent, and is ‘not amenable to harmless error rehabilitation.’” Ibid.

(second alteration in original) (quoting State v. Czachor, 82 N.J. 392, 404

(1984)). Because “[d]efendant’s confession was so powerful and so damaging

to his defense,” the Court refused to speculate whether the remaining evidence

would have been sufficient to convict “had the confession been properly

excluded.” Id. at 291-92. It therefore concluded that the admission of the

confession was “sufficient to raise a reasonable doubt as to whether the error

led the jury to a result it otherwise might not have reached.” Id. at 292

(quoting Czachor, 82 N.J. at 402).

      In State v. McCloskey, a jury convicted the defendant of murder and

related weapons offenses, based on evidence that included the defendant’s

confession. 90 N.J. at 18, 20. That confession, this Court concluded, was

elicited in violation of the defendant’s Fifth Amendment right against self-

incrimination because the interrogating officer did not honor his invocation of

his right to counsel. Id. at 27-29. The Court then engaged in a harmless error

analysis. Id. at 30-32.

      The Court conceded that even without the defendant’s confession, “the

State ha[d] sufficient evidence so that a reasonable jury might convict him.”

Id. at 32. But that is not the test for determining whether the erroneous


                                       10
admission of a confession is harmless. The true test for determining whether

the wrongful admission of a confession requires reversal of a conviction

“depends finally upon some degree of possibility that it led to an unjust

verdict.” Id. at 30 (quoting Macon, 57 N.J. at 335). With that test in mind, the

Court held that it was “not ‘able to declare a belief that [the error] was

harmless beyond a reasonable doubt’” and reversed the defendant’s conviction.

Id. at 32 (alteration in original) (quoting Chapman, 386 U.S. at 24). In

reaching that conclusion, the Court repeated its warning from an earlier case

about the danger of the “overuse of the ‘harmless error’ doctrine.” Id. at 30

(citing Czachor, 82 N.J. at 404). It further noted that “[e]rrors impacting

directly upon . . . sensitive areas of a criminal trial are poor candidates for

rehabilitation under the harmless error philosophy” and therefore “the rule of

harmless error should be summoned only with great caution in dealing with the

breach of fundamental procedural safeguards ‘designed to assure a fair trial.’”

Id. at 30 (second alteration in original) (quoting State v. Simon, 79 N.J. 191,

206 (1979) (citations omitted)).

      In State v. Sanchez, the “stringent standard” for harmless error set forth

in Chapman -- “whether there is a reasonable possibility that the evidence

complained of might have contributed to the conviction” -- also led the Court

to reverse a murder conviction because of the wrongful admission of the


                                         11
defendant’s confession. 129 N.J. at 278 (quoting Chapman, 386 U.S. at 23).

Despite the State’s “evidence of defendant’s guilt [that] flowed

overwhelmingly from the eyewitnesses’ accounts of the murder,” the Court

nevertheless was “left uncertain whether the error may have contributed to

defendant’s conviction” and therefore was compelled to grant a new trial.

Ibid.

        Even under Chapman’s “stringent standard,” harmless error will be

found in some rare cases involving the erroneous admission of a confession.

Milton v. Wainwright, 407 U.S. 371 (1972), is one example, but even there the

United States Supreme Court was sharply split. In Milton, a Florida jury

convicted the defendant of murder based on evidence that included four full

confessions. Id. at 372-73. On appeal from the denial of his petition for

habeas corpus, the Supreme Court considered the defendant’s challenge only

to his fourth confession, which was “essentially the same as” his three prior

confessions. Id. at 375-77. The fourth confession was made to a police

officer, posing as a prisoner in a jail cell, after the defendant was indicted and

represented by counsel. Id. at 372. The Court assumed that the fourth

confession should have been excluded but concluded that its admission was

harmless beyond a reasonable doubt. Ibid. The Court reached that conclusion

because “[t]he jury . . . was presented with overwhelming evidence of


                                        12
petitioner’s guilt, including no less than three full confessions that were made

by petitioner prior to his indictment.” Id. at 372-73 (emphasis added). Even

so, three members of Court joined Justice Stewart’s dissenting opinion, which

chided the majority for refusing “to rule on the constitutional question squarely

presented” and which maintained that “[s]urely there is at the least a

reasonable doubt whether” the erroneously admitted testimony of the police

officer posing as a cellmate contributed to the verdict. Id. at 384 (Stewart, J.,

dissenting).5

      Unless we discard more than three decades of our jurisprudence, the

facts before us do not allow a finding that the erroneous admission of

defendant’s confession is harmless beyond a reasonable doubt. Put more

precisely, the State has failed to prove that there is no “reasonable possibility

that the evidence complained of might have contributed to the conviction.”

Sanchez, 129 N.J. at 278 (quoting Chapman, 386 U.S. at 23).

                                        B.


5
  Another rare case is State v. O’Neal, 190 N.J. 601, 606-07 (2007), where
police officers made a custodial stop of the defendant after witnessing him
engage in a drug transaction. Without administering Miranda warnings, the
officers asked him what was in his bulging sock, to which he replied,
“cocaine.” Id. at 607. Although the defendant’s statement should have been
suppressed at trial for the Miranda violation, we found the error harmless
because “[t]he police had probable cause to search and arrest defendant prior
to asking the offending question and would have discovered the cocaine when
they searched the sock.” Id. at 616.

                                        13
      During the interrogation by Detective Ribeiro, defendant confessed to

selling guns to the State’s informant, a cooperating witness who had multiple

pending charges against him. In his confession, defendant acknowledged that

he set up the gun sales and earned one hundred dollars for each transaction.

The confession encompassed significant details about the April 3 transaction

that aided the State in convicting him of that offense, details such as “the

difficulty that he encountered paying the unidentified individual who supplied

the weapon, and the modest profit that he made on the sale.” Ante at ___ (slip

op. at 10-11).

      With the confession, the State not only had admissions of guilt from the

lips of defendant, but also had evidence to corroborate its informant, the spotty

audio-recordings of the gun transactions, and the surveillance. Corroborating

the credibility of the testifying informant was the key to the State’s case. As a

cooperating witness, the informant had a strong incentive to bring in defendant

in exchange for bringing down his jail exposure on the multiple criminal

charges pending against him. At the time of his cooperation with the police,

the informant -- who had a prior criminal record -- faced seven counts of

burglary and one count of attempted burglary in Bergen County, exposing him

to a potential forty-year prison term, and three counts of burglary and one

count for criminal mischief in Passaic County, exposing him to a potential


                                        14
twenty-year prison term. After defendant’s arrest, the informant pled guilty to

charges in Bergen and Passaic Counties and received probationary sentences.

He also received cash payments every time he presented the police with a

purchased gun.

      Jurors are charged that they may consider a cooperating witness’s

“special interest in the outcome of the case” and whether his testimony was

“influenced by the hope or expectation of any favorable treatment or reward.”

Model Jury Charges (Criminal), “Testimony of a Cooperating Co-Defendant or

Witness” (rev. Feb. 6, 2006); see also State v. Adams, 194 N.J. 186, 207-08

(2008). One can reasonably surmise that the informant’s credibility was on

shaky grounds because the jury hung on all counts related to four of the five

gun transactions. The majority improperly assumes that the jury would have

accepted his testimony as credible, even without defendant’s corroborating

confession. See McCloskey, 90 N.J. at 31 (“[I]nculpatory remarks by a

defendant have a tendency to resolve jurors’ doubts about a defendant’s guilt

to his detriment” and boost the credibility of eyewitness testimony.).

      The majority, moreover, does not take account of the four days of jury

deliberations; instead it makes its own factfinding determination that the

evidence against defendant in the April 3 gun transaction “was

overwhelming.” The “overwhelming” evidence standard used by the majority,


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however, is not a substitute for the harmless error standard.

      We do not have to speculate about the importance of defendant’s

confession to the State in presenting its case or to the jury in deliberating

toward a verdict. During summation, the prosecutor reminded the jury to

consider defendant’s own admissions. During its four days of deliberation , the

jury asked twice for defendant’s audio-recorded confession to be replayed.

For harmless error purposes, the issue is not whether the State presented

sufficient evidence to convict on the April 3 gun transaction. The jury had

sufficient evidence to convict on all five gun-sale transactions, even without

defendant’s confession, if it chose to credit the State’s witnesses and evidence.

But “confessions have profound impact on the jury, so much so that we may

justifiably doubt its ability to put them out of mind even if told to d o so.”

Fulminante, 499 U.S. at 296.

      As a result of the erroneous admission of illicitly secured confessions,

this Court reversed murder convictions in Johnson, despite “substantial

evidence of guilt,” 120 N.J. at 267, 291-92, and a murder conviction in

McCloskey, despite “sufficient evidence” to convict, 90 N.J. at 20, 32; see also

Sanchez, 129 N.J. at 278-79. Our Court granted new trials under the

Chapman/Macon harmless error standard because of the “reasonable

possibility” that the unlawful confessions “might have contributed to the


                                        16
conviction.” Sanchez, 129 N.J. at 278-79 (quoting Chapman, 386 U.S. at 23);

see also McCloskey, 90 N.J. at 30, 32; Johnson, 120 N.J. at 291-92 (applying

Macon to hold the confession was “sufficient to raise a reasonable doubt as to

whether the error led the jury to a result it otherwise might not have reached”

(quoting Czachor, 82 N.J. at 402)). So long as there is “some degree of

possibility that [a wrongly admitted confession] led to an unjust verdict,” this

Court is constrained to reverse. See McCloskey, 90 N.J. at 30 (quoting

Macon, 57 N.J. at 335).

                                       III.

      This Court has cautioned about the “overuse of the ‘harmless error’

doctrine” because of its capacity to undermine the primacy of the jury as the

ultimate factfinder in our system of criminal justice. See ibid. To conclude

that there was not some degree of possibility that defendant’s confession -- the

“most knowledgeable and unimpeachable source of information,” Fulminante,

499 U.S. at 296 -- might have contributed to the jury’s verdict requires a

disregard of not only a whole body of jurisprudence, but also the flaws in the

State’s case that led the jury to hang on most of the charges. To be clear, the

failure to reverse defendant’s conviction violates the federal harmless error

standard, see Chapman, 386 U.S. at 24, and therefore the Fifth Amendment.

      Our jurisprudence teaches us that eroding a fundamental constitutional


                                       17
right is too high a price to pay for saving a conviction. The majority has

chosen not to heed that lesson. In the end, the State did not prove that the

admission of defendant’s confession was harmless beyond a reasonable doubt.

      I therefore respectfully dissent.




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